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DuPont de Nemours, Inc.

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3297
SEC CIK
0001666700
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797

Last 12 months

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2019 Filed Dec 3, 2019 22:19 UTC GrantCommon Stock 443.6044 $64.81 $28,750.00
Disclosure

SEC source: 0001777440-19-000004 · edgar.xml · nonDerivative · entry 1

Lowery Frederick M. · CIK 0001777440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115.9721

F1 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 22:18 UTC GrantCommon Stock 713.6244 $64.81 $46,250.00
Disclosure

SEC source: 0001188585-19-000005 · edgar.xml · nonDerivative · entry 1

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,228.2485

F1 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 22:01 UTC
Ford Darrell LSVP and CHRO
Tax withholdingCommon Stock 5,543 $71.19 $394,578.46
Disclosure

SEC source: 0001661031-19-000003 · edgar.xml · nonDerivative · entry 1

Ford Darrell L · CIK 0001661031 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,807.9082

F1 · shares: Taxes withheld on lapsed RSUs and associated divdend equivalent units.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

Read SEC document
October 09, 2019 Filed Oct 11, 2019 20:18 UTC
Brady Amy G.Director
GrantCommon Stock 1,530 $64.81 $99,159.30
Disclosure

SEC source: 0001562311-19-000002 · edgar.xml · nonDerivative · entry 1

Brady Amy G. · CIK 0001562311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

F1 · balance_after: Includes unvested RSUs.

Read SEC document
August 31, 2019 Filed Sep 4, 2019 20:43 UTC GrantCommon Stock 423.2298 $67.93 $28,750.00
Disclosure

SEC source: 0001777440-19-000003 · edgar.xml · nonDerivative · entry 1

Lowery Frederick M. · CIK 0001777440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,663.2298

F1 · balance_after: Includes unvested RSUs and vested deferred stock units.

Read SEC document
August 31, 2019 Filed Sep 4, 2019 20:45 UTC
BREEN EDWARD DDirector · Executive Chair
Tax withholdingCommon Stock 34,171 $68.35 $2,335,417.00
Disclosure

SEC source: 0001666700-19-000067 · edgar.xml · nonDerivative · entry 2

BREEN EDWARD D · CIK 0001223619 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,899.0485

F3 · shares: Taxes withheld on stock-settled performance units and associated dividend equivalents.

F2 · balance_after: Includes unvested RSUs, deferred stock units and direct ownership.

Read SEC document
August 31, 2019 Filed Sep 4, 2019 20:45 UTC
BREEN EDWARD DDirector · Executive Chair
GrantCommon Stock 80,552 $0.00 $0.00
Disclosure

SEC source: 0001666700-19-000067 · edgar.xml · nonDerivative · entry 1

BREEN EDWARD D · CIK 0001223619 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,070.0485

F1 · shares: Performance units and associated dividend equivalents settled in common stock.

F2 · balance_after: Includes unvested RSUs, deferred stock units and direct ownership.

Read SEC document
August 31, 2019 Filed Sep 4, 2019 20:44 UTC
Doyle Christopher MarcDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,105 $68.35 $758,971.23
Disclosure

SEC source: 0001660483-19-000005 · edgar.xml · nonDerivative · entry 2

Doyle Christopher Marc · CIK 0001660483 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,807.16

F3 · shares: Taxes withheld on stock-settled performance units and associated dividend equivalents.

F2 · balance_after: Includes direct ownership and unvested RSUs.

Read SEC document
August 31, 2019 Filed Sep 4, 2019 20:44 UTC
Doyle Christopher MarcDirector · Chief Executive Officer
GrantCommon Stock 24,166 $0.00 $0.00
Disclosure

SEC source: 0001660483-19-000005 · edgar.xml · nonDerivative · entry 1

Doyle Christopher Marc · CIK 0001660483 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,912.16

F1 · shares: Performance units and associated dividend equivalents settled in common stock.

F2 · balance_after: Includes direct ownership and unvested RSUs.

Read SEC document
August 31, 2019 Filed Sep 4, 2019 20:42 UTC GrantCommon Stock 680.8479 $67.93 $46,250.00
Disclosure

SEC source: 0001188585-19-000004 · edgar.xml · nonDerivative · entry 1

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,385.8444

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:30 UTC
Ratnakar RajSVP & Chief Strategy Officer
GrantStock Options (Right to Buy) NQOs · Derivative 50,633 $0.00 Strike: $66.06 $0.00
Disclosure

SEC source: 0001666700-19-000066 · edgar.xml · derivative · entry 1

Ratnakar Raj · CIK 0001670810 · SVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,633

Underlying: Common Stock · 50,633 shares

Expires 2029-08-05

F1 · derivative.exercise_date: All options become exercisable on December 31, 2021, option shares used to satisfy withholding taxes.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:45 UTC GrantStock Options (Right to Buy) NQOs · Derivative 67,511 $0.00 Strike: $66.06 $0.00
Disclosure

SEC source: 0001713192-19-000003 · edgar.xml · derivative · entry 1

Desmond Jeanmarie F. · CIK 0001713192 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,511

Underlying: Common stock · 67,511 shares

Expires 2029-08-05

F1 · derivative.exercise_date: All options become exercisable on December 31, 2021, option shares used to satisfy withholding taxes.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:43 UTC
Goss Michael G.Controller
GrantStock Options (Right to Buy) NQOs · Derivative 25,317 $0.00 Strike: $66.06 $0.00
Disclosure

SEC source: 0001777486-19-000002 · edgar.xml · derivative · entry 1

Goss Michael G. · CIK 0001777486 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,317

Underlying: Common Stock · 25,317 shares

Expires 2029-08-05

F1 · derivative.exercise_date: All options become exercisable on December 31, 2021, option shares used to satisfy withholding taxes.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 16:27 UTC
Stone Randy LeePresident, T&I
GrantStock Options (Right to Buy) NQOs · Derivative 50,633 $0.00 Strike: $66.06 $0.00
Disclosure

SEC source: 0001777439-19-000002 · edgar.xml · derivative · entry 1

Stone Randy Lee · CIK 0001777439 · President, T&I

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,633

Underlying: Common Stock · 50,633 shares

Expires 2029-08-05

F1 · derivative.exercise_date: All options become exercisable on December 31, 2021, option shares used to satisfy withholding taxes.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 16:39 UTC GrantStock Options (Right to Buy) NQOs · Derivative 50,633 $0.00 Strike: $66.06 $0.00
Disclosure

SEC source: 0001778060-19-000002 · edgar.xml · derivative · entry 1

Larrabee Steven P. · CIK 0001778060 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,633

Underlying: Common Stock · 50,633 shares

Expires 2029-08-05

F1 · derivative.exercise_date: All options become exercisable on December 31, 2021, option shares used to satisfy withholding taxes.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:40 UTC
Hoover Erik T.SVP & General Counsel
GrantStock Options (Right to Buy) NQOs · Derivative 50,633 $0.00 Strike: $66.06 $0.00
Disclosure

SEC source: 0001777446-19-000002 · edgar.xml · derivative · entry 1

Hoover Erik T. · CIK 0001777446 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,633

Underlying: Common Stock · 50,633 shares

Expires 2029-08-05

F1 · derivative.exercise_date: All options become exercisable on December 31, 2021, option shares used to satisfy withholding taxes.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:44 UTC
Ford Darrell LSVP & CHRO
GrantStock Options (Right to Buy ) NQOs · Derivative 50,633 $0.00 Strike: $66.06 $0.00
Disclosure

SEC source: 0001661031-19-000002 · edgar.xml · derivative · entry 1

Ford Darrell L · CIK 0001661031 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,633

Underlying: Common Stock · 50,633 shares

Expires 2029-08-05

F1 · derivative.exercise_date: All options become exercisable on December 31, 2021, option shares used to satisfy withholding taxes.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:41 UTC
Heinzel MatthiasPresident, N&B
GrantStock Options (Right to Buy) NQOs · Derivative 50,633 $0.00 Strike: $66.06 $0.00
Disclosure

SEC source: 0001777444-19-000003 · edgar.xml · derivative · entry 1

Heinzel Matthias · CIK 0001777444 · President, N&B

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,633

Underlying: Common Stock · 50,633 shares

Expires 2029-08-05

F1 · derivative.exercise_date: All options become exercisable on December 31, 2021, option shares used to satisfy withholding taxes.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:52 UTC
Kemp Jon D.President, E&I
GrantStock Options (Right to Buy) NQOs · Derivative 50,633 $0.00 Strike: $66.06 $0.00
Disclosure

SEC source: 0001784190-19-000002 · edgar.xml · derivative · entry 1

Kemp Jon D. · CIK 0001784190 · President, E&I

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,633

Underlying: Common Stock · 50,633 shares

Expires 2029-08-05

F1 · derivative.exercise_date: All options become exercisable on December 31, 2021, option shares used to satisfy withholding taxes.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:38 UTC
Lee RosePresident, S&C
GrantStock Options (Right to Buy) NQOs · Derivative 50,633 $0.00 Strike: $66.06 $0.00
Disclosure

SEC source: 0001681150-19-000001 · edgar.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · President, S&C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,633

Underlying: Common Stock · 50,633 shares

Expires 2029-08-05

F1 · derivative.exercise_date: All options become exercisable on December 31, 2021, option shares used to satisfy withholding taxes.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 20:40 UTC
Heinzel MatthiasPresident, N&B
Tax withholdingCommon Stock 10,589 $72.88 $771,673.38
Disclosure

SEC source: 0001777444-19-000002 · edgar.xml · nonDerivative · entry 1

Heinzel Matthias · CIK 0001777444 · President, N&B

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,377.2533

F1 · shares: Taxes withheld on lapsed RSUs and associated dividend equivalents.

F2 · balance_after: Includes direct ownership and unvested restricted stock units.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 16:37 UTC
GUPTA RAJIVDirector
GrantCommon Stock 2,240 $76.10 $170,464.00
Disclosure

SEC source: 0001666700-19-000051 · edgar.xml · nonDerivative · entry 1

GUPTA RAJIV · CIK 0001068731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,977.5535

F1 · balance_after: Includes unvested RSUs.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:40 UTC GrantCommon Stock 2,240 $76.10 $170,464.00
Disclosure

SEC source: 0001777440-19-000002 · edgar.xml · nonDerivative · entry 1

Lowery Frederick M. · CIK 0001777440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,240

F1 · balance_after: Includes unvested RSUs.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:43 UTC GrantCommon Stock 2,240 $76.10 $170,464.00
Disclosure

SEC source: 0001666700-19-000054 · edgar.xml · nonDerivative · entry 1

Sterin Steven · CIK 0001340482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,509.9989

F1 · balance_after: Includes unvested RSUs.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:42 UTC GrantCommon Stock 2,240 $76.10 $170,464.00
Disclosure

SEC source: 0001666700-19-000053 · edgar.xml · nonDerivative · entry 1

MILCHOVICH RAYMOND J · CIK 0001221441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,873

F1 · balance_after: Includes direct ownership and unvested RSUs.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:36 UTC GrantCommon Stock 2,240 $76.10 $170,464.00
Disclosure

SEC source: 0001349330-19-000004 · edgar.xml · nonDerivative · entry 1

du Pont Eleuthere I · CIK 0001349330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,156.943

F1 · balance_after: Includes direct ownership and unvested RSUs.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:39 UTC GrantCommon Stock 2,240 $76.10 $170,464.00
Disclosure

SEC source: 0001666700-19-000052 · edgar.xml · nonDerivative · entry 1

KISSAM LUTHER C IV · CIK 0001266395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,160.9143

F1 · balance_after: Includes unvested RSUs.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:35 UTC GrantCommon Stock 2,240 $76.10 $170,464.00
Disclosure

SEC source: 0001188585-19-000003 · edgar.xml · nonDerivative · entry 1

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,704.9965

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units; adjusted number is reflective of reverse stock split that took effect following the separation of Corteva from Issuer on June 1, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:34 UTC GrantCommon Stock 2,240 $76.10 $170,464.00
Disclosure

SEC source: 0001666700-19-000050 · edgar.xml · nonDerivative · entry 1

CURTIN TERRENCE R · CIK 0001401842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,240

F1 · balance_after: Includes unvested RSUs.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:33 UTC GrantCommon Stock 2,240 $76.10 $170,464.00
Disclosure

SEC source: 0001666700-19-000049 · edgar.xml · nonDerivative · entry 1

Clyburn Frank · CIK 0001763963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,240

F1 · balance_after: Includes unvested RSUs.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:33 UTC GrantCommon Stock 2,240 $76.10 $170,464.00
Disclosure

SEC source: 0001666700-19-000048 · edgar.xml · nonDerivative · entry 1

CHANDY RUBY R · CIK 0001358419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,160.9143

F1 · balance_after: Includes unvested RSUs.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:36 UTC
BREEN EDWARD DDirector · Executive Chair
GrantCommon Stock 7,964 $0.00 $0.00
Disclosure

SEC source: 0001666700-19-000039 · edgar.xml · nonDerivative · entry 1

BREEN EDWARD D · CIK 0001223619 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,460.0505

F1 · shares: This number represents the payout on the speed-to-spin component which number is reflective of the reverse stock split on June 1, 2019 and, prior to the split, was 23,890.

F2 · balance_after: Includes unvested RSUs, deferred stock units and direct ownership

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:35 UTC
Doyle Christopher MarcDirector · Chief Executive Officer
GrantCommon Stock 2,389 $0.00 $0.00
Disclosure

SEC source: 0001660483-19-000004 · edgar.xml · nonDerivative · entry 1

Doyle Christopher Marc · CIK 0001660483 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,746.16

F1 · shares: This number represents the payout on the speed-to-spin component which number is reflective of the reverse stock split on June 1, 2019 and, prior to the split, was 7,167.

F2 · balance_after: Includes direct ownership and unvested restricted stock units

Read SEC document
May 30, 2019 Filed Jun 3, 2019 16:34 UTC GrantCommon Stock 187.1457 $31.17 $5,833.33
Disclosure

SEC source: 0001127294-19-000002 · edgar.xml · nonDerivative · entry 1

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,876.9831

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:38 UTC GrantCommon Stock 494.5996 $31.17 $15,416.67
Disclosure

SEC source: 0001188585-19-000002 · edgar.xml · nonDerivative · entry 1

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,378.9863

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units.

Read SEC document
May 21, 2019 Filed Jun 26, 2019 23:32 UTC PurchaseCommon Stock 270 $31.99 $8,637.30
Disclosure

SEC source: 0001666700-19-000061 · edgar.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,231.3904

F1 · kind: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy.

F2 · balance_after: Represents unvested RSUs and direct ownership.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:50 UTC
Doyle Christopher MarcChief Operating Officer
GrantCommon stock 62,817 $0.00 $0.00
Disclosure

SEC source: 0001660483-19-000003 · edgar.xml · nonDerivative · entry 1

Doyle Christopher Marc · CIK 0001660483 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,534.0338

F1 · shares: Performance share units not previously reportable vested upon determination by the DowDuPont Compensation Committee on April 1, 2019 that the synergy capture maximum performance criteria had been met (55,650 units) as well as the timely completion of the separation of Dow Inc. from DowDuPont Inc. (7,167 units). Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

F2 · balance_after: Reflects direct holdings and unvested RSUs; beneficial ownership reflects a 98,972.99 increase in previously awarded RSUs as a result of an antidilution adjustment pursuant to the spin off of Dow on April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:42 UTC
Fitterling James RChief Operating Officer-MatCo
GrantCommon Stock 55,650 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006407 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,193

F1 · shares: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

F1 · price: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:42 UTC
Ungerleider Howard IChief Financial Officer
GrantCommon Stock 55,650 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006406 · doc4.xml · nonDerivative · entry 1

Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,509

F1 · shares: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, determined that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

F1 · price: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, determined that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:51 UTC
BREEN EDWARD DDirector · CEO & Chairman
GrantCommon stock 209,388 $0.00 $0.00
Disclosure

SEC source: 0000030554-19-000011 · edgar.xml · nonDerivative · entry 1

BREEN EDWARD D · CIK 0001223619 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,816.2817

F1 · shares: Performance share units not previously reportable vested upon determination by the DowDuPont Compensation Committee on April 1, 2019 that the synergy capture maximum performance criteria had been met (185,498 units) as well as the timely completion of the separation of Dow Inc. from DowDuPont Inc. (23,890 units). Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

F2 · balance_after: Includes unvested restricted stock units, deferred stock units and direct ownership.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:50 UTC
FOX STACY LGeneral Counsel & Secretary
GrantCommon stock 41,878 $0.00 $0.00
Disclosure

SEC source: 0001280220-19-000003 · edgar.xml · nonDerivative · entry 1

FOX STACY L · CIK 0001280220 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,236.6402

F1 · shares: Performance share units not previously reportable vested upon determination by the DowDuPont Compensation Committee on April 1, 2019 that the synergy capture maximum performance criteria had been met (37,100 units) as well as the timely completion of the separation of Dow Inc. from DowDuPont Inc. (4,778 units). Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

F2 · balance_after: Includes unvested restricted stock units and direct ownership.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:49 UTC
Collins James C. Jr.Chief Operating Officer
GrantCommon stock 62,817 $0.00 $0.00
Disclosure

SEC source: 0001625045-19-000003 · edgar.xml · nonDerivative · entry 1

Collins James C. Jr. · CIK 0001625045 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,502.0751

F1 · shares: Performance share units not previously reportable vested upon determination by the DowDuPont Compensation Committee on April 1, 2019 that the synergy capture maximum performance criteria had been met (55,650 units) as well as the timely completion of the separation of Dow Inc. from DowDuPont Inc. (7,167 units). Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

F2 · balance_after: Reflects direct holdings and unvested RSUs; beneficial ownership reflects a 101,007.54 increase in previously awarded RSUs as a result of an antidilution adjustment pursuant to the spin off of Dow on April 1, 2019.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:01 UTC GrantCommon Stock 328.762 $53.23 $17,500.00
Disclosure

SEC source: 0001127294-19-000001 · edgar.xml · nonDerivative · entry 1

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,500.1407

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:00 UTC GrantCommon Stock 868.8709 $53.23 $46,250.00
Disclosure

SEC source: 0001188585-19-000001 · edgar.xml · nonDerivative · entry 1

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,899.6258

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 23:22 UTC
Ungerleider Howard IChief Financial Officer
OtherCommon Stock 24,457 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004006 · doc4.xml · nonDerivative · entry 3

Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 151,313.9183

F2 · kind: Change in nature of ownership.

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February 27, 2019 Filed Feb 28, 2019 23:22 UTC
Ungerleider Howard IChief Financial Officer
OtherCommon Stock 24,457 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004006 · doc4.xml · nonDerivative · entry 2

Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,859

F2 · kind: Change in nature of ownership.

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February 26, 2019 Filed Feb 28, 2019 23:22 UTC
Edmonds Ronald CCo-Controller
Disposition to issuerCommon Stock 14,796 $55.88 $826,800.48
Disclosure

SEC source: 0001225208-19-004008 · doc4.xml · nonDerivative · entry 1

Edmonds Ronald C · CIK 0001476281 · Co-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,996.44

F1 · kind: The deferred shares of Common stock converted from performance based awards to be delivered on or about February 12, 2019, were settled in cash on February 26, 2019 at the election of the Reporting Person.

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February 26, 2019 Filed Feb 28, 2019 23:22 UTC
Fitterling James RChief Operating Officer-MatCo
Disposition to issuerCommon Stock 55,752 $55.88 $3,115,421.76
Disclosure

SEC source: 0001225208-19-004007 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,543

F1 · kind: The deferred shares of Common stock converted from performance based awards to be delivered on or about February 12, 2019, were settled in cash on February 26, 2019 at the election of the Reporting Person.

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February 26, 2019 Filed Feb 28, 2019 23:22 UTC
Ungerleider Howard IChief Financial Officer
Disposition to issuerCommon Stock 45,780 $55.88 $2,558,186.40
Disclosure

SEC source: 0001225208-19-004006 · doc4.xml · nonDerivative · entry 1

Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,316

F1 · kind: The deferred shares of Common stock converted from performance based awards to be delivered on or about February 12, 2019, were settled in cash on February 26, 2019 at the election of the Reporting Person.

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February 14, 2019 Filed Feb 19, 2019 22:38 UTC
BREEN EDWARD DDirector · Chief Executive Officer
GrantCommon stock 241,170 $0.00 $0.00
Disclosure

SEC source: 0000030554-19-000006 · edgar.xml · nonDerivative · entry 1

BREEN EDWARD D · CIK 0001223619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,931.9527

F1 · balance_after: Includes unvested restricted stock units, deferred stock units and direct ownership.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.