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person · Reporting owner

Lee Rose

Disclosed activity across 5 companies

Tapewire entity
38533
SEC CIK
0001681150

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CROWN HOLDINGS, INC.CCK · Entity 3433DirectorFebruary 17, 2022February 18, 2022
DuPont de Nemours, Inc.DD · Entity 3297President, Water & ProtectionAugust 24, 2021August 26, 2021
Solstice Advanced Materials Inc.SOLS · Entity 3540DirectorSeptember 10, 2026September 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CROWN HOLDINGS, INC.

Report date February 17, 2022 · Filed February 18, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CommonSEC Table I · non-derivativeDirect11,575 Reported balance After 2022-02-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-02-17 · Grant · Acquired 336 · Balance 11,575

F1: Includes shareholdings from exempt transactions.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shareholdings from exempt transactions.

DuPont de Nemours, Inc.

Report date August 24, 2021 · Filed August 26, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect56,606.7905 Reported balance After 2021-08-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-08-24 · Exercise / conversion · Acquired 13,251 · Balance 56,606.7905

F1: Includes acquisition of shares pursuant to dividend reinvestment.

Common StockSEC Table I · non-derivativeDirect43,355.7905 Reported balance After 2021-08-24 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2021-08-24 · Sale · Disposed 13,251 · Balance 43,355.7905

F2: Weighted average sales price of $74.3746. Trades ranged from $74.34 to $74.44. The reporting person will provide to the Commission, the issuer and any stockholder full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeDirect56,552.7905 Reported balance After 2021-08-24 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2021-08-24 · Exercise / conversion · Acquired 13,197 · Balance 56,552.7905

Common StockSEC Table I · non-derivativeDirect43,355.7905 Reported balance After 2021-08-24 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2021-08-24 · Sale · Disposed 13,197 · Balance 43,355.7905

F2: Weighted average sales price of $74.3746. Trades ranged from $74.34 to $74.44. The reporting person will provide to the Commission, the issuer and any stockholder full information regarding the number of shares sold at each separate price.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $66.21 · Expires 2026-02-02Direct0 Reported balance After 2021-08-24 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-08-24 · Exercise / conversion · Disposed 13,251 · Balance 0

F3: Options become exercisable in three substantially equal installments beginning on the first anniversary of the grant; option shares may be used to satisfy withholding taxes.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.50 · Expires 2030-02-18Direct26,396 Reported balance After 2021-08-24 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-08-24 · Exercise / conversion · Disposed 13,197 · Balance 26,396

F3: Options become exercisable in three substantially equal installments beginning on the first anniversary of the grant; option shares may be used to satisfy withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Includes acquisition of shares pursuant to dividend reinvestment.

F2: Weighted average sales price of $74.3746. Trades ranged from $74.34 to $74.44. The reporting person will provide to the Commission, the issuer and any stockholder full information regarding the number of shares sold at each separate price.

F3: Options become exercisable in three substantially equal installments beginning on the first anniversary of the grant; option shares may be used to satisfy withholding taxes.

Solstice Advanced Materials Inc.

Report date September 10, 2026 · Filed September 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,893 Reported balance After 2026-09-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-10 · Grant · Acquired 2 · Balance 1,893

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number.

F2: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs.

F3: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.

Common StockSEC Table I · non-derivativeDirect4,628 Reported balance Holding disclosure · report date 2026-09-10 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 4,628

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number.

F2: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs.

F3: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Cornerstone Building Brands, Inc.

Report date July 25, 2022 · Filed July 27, 2022

Section 16 reporting ended · disclosed 2022-07-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2022-07-25 transaction · row 1
1 source row

Row 1 · 2022-07-25 · Disposition to issuer · Disposed 183,268 · Balance 0

F1: Disposed of in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of March 5, 2022 (the "Merger Agreement"), by and among the Issuer, Camelot Return Intermediate Holdings, LLC ("Parent") and Camelot Return Merger Sub, Inc. ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a subsidiary of Parent (the "Surviving Corporation").

F2: At the effective time of the Merger (the "Effective Time"), in accordance with the Merger Agreement, each share of Issuer common stock, par value $0.01 per share (a "Share") outstanding immediately prior to the Effective Time of the Merger (other than certain excluded shares), was converted into the right to receive cash in an amount equal to $24.65 in cash per Share (the "Merger Consideration"), without interest and subject to any required withholding taxes. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any Shares.

Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.45 · Expires 2031-09-07Direct0 Reported balance After 2022-07-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-07-25 · Disposition to issuer · Disposed 262,466 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unvested stock option was cancelled and converted into a contingent contractual right to receive a payment in cash from the Surviving Corporation equal to the product of (x) the excess, if any, of the Merger Consideration over the exercise price per share of such stock option and (y) the number of Shares subject to such stock option. Such resulting cash-based award will be subject to the same terms and conditions as are applicable to the corresponding stock option (including time-based vesting conditions but excluding provisions related to exercise). The stock option provided for vesting in three equal annual installments beginning on September 15, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of March 5, 2022 (the "Merger Agreement"), by and among the Issuer, Camelot Return Intermediate Holdings, LLC ("Parent") and Camelot Return Merger Sub, Inc. ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a subsidiary of Parent (the "Surviving Corporation").

F2: At the effective time of the Merger (the "Effective Time"), in accordance with the Merger Agreement, each share of Issuer common stock, par value $0.01 per share (a "Share") outstanding immediately prior to the Effective Time of the Merger (other than certain excluded shares), was converted into the right to receive cash in an amount equal to $24.65 in cash per Share (the "Merger Consideration"), without interest and subject to any required withholding taxes. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any Shares.

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unvested stock option was cancelled and converted into a contingent contractual right to receive a payment in cash from the Surviving Corporation equal to the product of (x) the excess, if any, of the Merger Consideration over the exercise price per share of such stock option and (y) the number of Shares subject to such stock option. Such resulting cash-based award will be subject to the same terms and conditions as are applicable to the corresponding stock option (including time-based vesting conditions but excluding provisions related to exercise). The stock option provided for vesting in three equal annual installments beginning on September 15, 2022.

HONEYWELL INTERNATIONAL INC

Report date October 30, 2025 · Filed October 30, 2025

Section 16 reporting ended · disclosed 2025-10-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-10-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-10-30 · Disposition to issuer · Disposed 580 · Balance 0

F1: Instrument converts to common stock on a one-for-one basis.

F2: The Restricted Stock Units including all accrued dividends were converted to a Solstice Advanced Materials Inc. award of equivalent value on October 30, 2025. The vesting remains unchanged and all units will vest on April 15, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Instrument converts to common stock on a one-for-one basis.

F2: The Restricted Stock Units including all accrued dividends were converted to a Solstice Advanced Materials Inc. award of equivalent value on October 30, 2025. The vesting remains unchanged and all units will vest on April 15, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2026 Filed Sep 14, 2026 21:35 UTC Solstice Advanced Materials Inc. SOLS · Entity 3540 GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001681150-26-000008 · wk-form4_1789421751.xml · derivative · entry 2

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,893

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · kind: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.

F3 · derivative.expiration_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 17:09 UTC Solstice Advanced Materials Inc. SOLS · Entity 3540 GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0002064953-26-000072 · wk-form4_1781298543.xml · derivative · entry 2

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,891

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · kind: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.

F3 · derivative.expiration_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.

Read SEC document
May 22, 2026 Filed May 27, 2026 16:39 UTC Solstice Advanced Materials Inc. SOLS · Entity 3540 GrantRestricted Stock Units · Derivative 1,889 $0.00 $0.00
Disclosure

SEC source: 0002064953-26-000052 · wk-form4_1779914343.xml · derivative · entry 3

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,889

Underlying: Common Stock · 1,889 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock.

F4 · derivative.exercise_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.

F4 · derivative.expiration_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.

Read SEC document
May 22, 2026 Filed May 27, 2026 16:39 UTC Solstice Advanced Materials Inc. SOLS · Entity 3540 Exercise / conversionRestricted Stock Units · Derivative 1,786 $0.00 $0.00
Disclosure

SEC source: 0002064953-26-000052 · wk-form4_1779914343.xml · derivative · entry 2

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock.

F3 · derivative.exercise_date: The RSUs vested on May 22, 2026.

F3 · derivative.expiration_date: The RSUs vested on May 22, 2026.

Read SEC document
May 22, 2026 Filed May 27, 2026 16:39 UTC Solstice Advanced Materials Inc. SOLS · Entity 3540 Exercise / conversionCommon Stock 1,785 Not disclosed Not disclosed
Disclosure

SEC source: 0002064953-26-000052 · wk-form4_1779914343.xml · nonDerivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the settlement of fractional shares in cash.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 16:16 UTC Solstice Advanced Materials Inc. SOLS · Entity 3540 Exercise / conversionRestricted Stock Units · Derivative 2,476 $0.00 $0.00
Disclosure

SEC source: 0002064953-26-000037 · wk-form4_1776457007.xml · derivative · entry 2

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock.

F3 · derivative.exercise_date: The RSUs vested on April 15, 2026.

F3 · derivative.expiration_date: The RSUs vested on April 15, 2026.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 16:16 UTC Solstice Advanced Materials Inc. SOLS · Entity 3540 Exercise / conversionCommon Stock 2,476 Not disclosed Not disclosed
Disclosure

SEC source: 0002064953-26-000037 · wk-form4_1776457007.xml · nonDerivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock.

F2 · balance_after: Includes 0.372 shares acquired pursuant to a dividend reinvestment.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 16:42 UTC Solstice Advanced Materials Inc. SOLS · Entity 3540 GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001681150-26-000002 · wk-form4_1773348166.xml · derivative · entry 3

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,476

Underlying: Common Stock · 2 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same times as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs will vest on April 15, 2026.

F5 · derivative.expiration_date: The RSUs will vest on April 15, 2026.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 16:42 UTC Solstice Advanced Materials Inc. SOLS · Entity 3540 GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001681150-26-000002 · wk-form4_1773348166.xml · derivative · entry 2

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,786

Underlying: Common Stock · 2 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same times as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs will vest on the date of the next annual meeting of shareowners of the Issuer.

F4 · derivative.expiration_date: The RSUs will vest on the date of the next annual meeting of shareowners of the Issuer.

Read SEC document
October 30, 2025 Filed Oct 30, 2025 12:32 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 Disposition to issuerRestricted Stock Units · Derivative 580 $0.00 $0.00
Disclosure

SEC source: 0001681150-25-000008 · wk-form4_1761827534.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 580 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: The Restricted Stock Units including all accrued dividends were converted to a Solstice Advanced Materials Inc. award of equivalent value on October 30, 2025. The vesting remains unchanged and all units will vest on April 15, 2026.

F2 · derivative.exercise_date: The Restricted Stock Units including all accrued dividends were converted to a Solstice Advanced Materials Inc. award of equivalent value on October 30, 2025. The vesting remains unchanged and all units will vest on April 15, 2026.

F2 · derivative.expiration_date: The Restricted Stock Units including all accrued dividends were converted to a Solstice Advanced Materials Inc. award of equivalent value on October 30, 2025. The vesting remains unchanged and all units will vest on April 15, 2026.

Read SEC document
October 30, 2025 Filed Nov 3, 2025 16:35 UTC Solstice Advanced Materials Inc. SOLS · Entity 3540 GrantRestricted Stock Units · Derivative 2,474 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-048300 · wk-form4_1762205731.xml · derivative · entry 2

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,474

Underlying: Common Stock · 2,474 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Material Inc. (the "Issuer") common stock.

F3 · derivative.exercise_date: Represents equity awards originally granted by Honeywell International Inc. ("Honeywell") that have been converted into equity awards of the Issuer in connection with the spin-off of the Issuer from Honeywell. The RSUs will vest on April 15, 2026.

F3 · derivative.expiration_date: Represents equity awards originally granted by Honeywell International Inc. ("Honeywell") that have been converted into equity awards of the Issuer in connection with the spin-off of the Issuer from Honeywell. The RSUs will vest on April 15, 2026.

Read SEC document
October 30, 2025 Filed Nov 3, 2025 16:35 UTC Solstice Advanced Materials Inc. SOLS · Entity 3540 GrantRestricted Stock Units · Derivative 1,784 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-048300 · wk-form4_1762205731.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,784

Underlying: Common Stock · 1,784 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Material Inc. (the "Issuer") common stock.

F2 · derivative.exercise_date: The RSUs will vest on the date of the next annual meeting of shareowners of the Issuer.

F2 · derivative.expiration_date: The RSUs will vest on the date of the next annual meeting of shareowners of the Issuer.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:54 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 GrantDeferred Compensation (Phantom Shares) · Derivative 154.6252 $210.18 $32,499.12
Disclosure

SEC source: 0001681150-25-000007 · wk-form4_1759438470.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,974.2361

Underlying: Common Stock · 154.6252 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F1 · derivative.expiration_date: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 22:21 UTC HONEYWELL INTERNATIONAL INC - · Entity 2988 GrantDeferred Compensation (Phantom Shares) · Derivative 136.1172 $238.77 $32,500.70
Disclosure

SEC source: 0001628280-25-034098 · wk-form4_1751494873.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,804.9888

Underlying: Common Stock · 136.1172 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement

F1 · kind: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
May 20, 2025 Filed May 21, 2025 20:25 UTC HONEYWELL INTERNATIONAL INC - · Entity 2988 GrantRestricted Stock Units · Derivative 580 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-027082 · wk-form4_1747859106.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 580

Underlying: Common Stock · 580 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 15, 2026.

F2 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 15, 2026.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 20:10 UTC HONEYWELL INTERNATIONAL INC - · Entity 2988 Exercise / conversionRestricted Stock Units · Derivative 650 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-018211 · wk-form4_1744920639.xml · derivative · entry 2

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 13 additional restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vested on April 15, 2025.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vested on April 15, 2025.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 13 additional restricted stock units.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 20:10 UTC HONEYWELL INTERNATIONAL INC - · Entity 2988 Exercise / conversionCommon Stock 650 $200.38 $130,247.00
Disclosure

SEC source: 0001628280-25-018211 · wk-form4_1744920639.xml · nonDerivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 21:58 UTC HONEYWELL INTERNATIONAL INC - · Entity 2988 GrantDeferred Compensation (Phantom Shares) · Derivative 152.2595 $213.45 $32,499.79
Disclosure

SEC source: 0001681150-25-000004 · wk-form4_1743717511.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,655.4087

Underlying: Common Stock · 152.2595 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

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January 02, 2025 Filed Jan 6, 2025 23:12 UTC HONEYWELL INTERNATIONAL INC - · Entity 2988 GrantDeferred Compensation (Phantom Shares) · Derivative 410.1595 $225.52 $92,499.17
Disclosure

SEC source: 0001628280-25-000675 · wk-form4_1736205147.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,489.9329

Underlying: Common Stock · 410.1595 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:21 UTC HONEYWELL INTERNATIONAL INC - · Entity 2988 GrantDeferred Compensation (Phantom Shares) · Derivative 157.7078 $206.07 $32,498.85
Disclosure

SEC source: 0001628280-24-042133 · wk-form4_1727986910.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,069.5607

Underlying: Common Stock · 157.7078 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:05 UTC HONEYWELL INTERNATIONAL INC - · Entity 2988 GrantDeferred Compensation (Phantom Shares) · Derivative 154.064 $210.95 $32,499.80
Disclosure

SEC source: 0001628280-24-030790 · wk-form4_1719950731.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,901.5071

Underlying: Common Stock · 154.064 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
May 14, 2024 Filed May 16, 2024 21:25 UTC HONEYWELL INTERNATIONAL INC - · Entity 2988 GrantRestricted Stock Units · Derivative 637 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-023857 · wk-form4_1715894738.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 637

Underlying: Common Stock · 637 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 15, 2025.

F2 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 15, 2025.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 18:52 UTC HONEYWELL INTERNATIONAL INC - · Entity 2988 Exercise / conversionRestricted Stock Units · Derivative 335 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-016547 · wk-form4_1713379937.xml · derivative · entry 2

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 7 additional restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 15, 2024.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 15, 2024.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 7 additional restricted stock units.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 18:52 UTC HONEYWELL INTERNATIONAL INC - · Entity 2988 Exercise / conversionCommon Stock 335 $195.84 $65,606.40
Disclosure

SEC source: 0001628280-24-016547 · wk-form4_1713379937.xml · nonDerivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:06 UTC HONEYWELL INTERNATIONAL INC - · Entity 2988 GrantDeferred Compensation (Phantom Shares) · Derivative 160.888 $202.01 $32,500.98
Disclosure

SEC source: 0001628280-24-014736 · wk-form4_1712181998.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,738.3565

Underlying: Common Stock · 160.888 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:57 UTC HONEYWELL INTERNATIONAL INC - · Entity 2988 GrantDeferred Compensation (Phantom Shares) · Derivative 442.584 $209.00 $92,500.06
Disclosure

SEC source: 0001628280-24-000454 · wk-form4_1704405429.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,568.9424

Underlying: Common Stock · 442.584 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 18:07 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 GrantDeferred Compensation (Phantom Shares) · Derivative 150.599 $182.61 $27,500.88
Disclosure

SEC source: 0001209191-23-051841 · doc4.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,119.7742

Underlying: Common Stock · 150.599 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
July 03, 2023 Filed Jul 7, 2023 00:06 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 GrantDeferred Compensation (Phantom Shares) · Derivative 132.021 $208.30 $27,499.97
Disclosure

SEC source: 0001209191-23-041709 · doc4.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 963.9154

Underlying: Common Stock · 132.021 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
May 19, 2023 Filed May 23, 2023 23:41 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 GrantRestricted Stock Units · Derivative 328 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031785 · doc4.xml · derivative · entry 2

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328

Underlying: Common Stock · 328 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 15, 2024.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 15, 2024.

Read SEC document
May 19, 2023 Filed May 23, 2023 23:41 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 GrantStock Option (right to buy) · Derivative 1,309 $0.00 Strike: $198.66 $0.00
Disclosure

SEC source: 0001209191-23-031785 · doc4.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,309

Underlying: Common Stock · 1,309 shares

Expires 2033-05-18

F1 · kind: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 15, 2024.

F1 · derivative.exercise_date: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 15, 2024.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 23:21 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 Exercise / conversionRestricted Stock Units · Derivative 349 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024731 · doc4.xml · derivative · entry 2

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 6 additional restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 15, 2023.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 15, 2023.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 6 additional restricted stock units.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 23:21 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 Exercise / conversionCommon Stock 349 $196.49 $68,575.01
Disclosure

SEC source: 0001209191-23-024731 · doc4.xml · nonDerivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:21 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 GrantDeferred Compensation (Phantom Shares) · Derivative 142.275 $193.28 $27,498.91
Disclosure

SEC source: 0001209191-23-023315 · doc4.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 827.5003

Underlying: Common Stock · 142.275 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:50 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 GrantDeferred Compensation (Phantom Shares) · Derivative 408.3095 $214.30 $87,500.73
Disclosure

SEC source: 0001209191-23-002011 · doc4.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681.6253

Underlying: Common Stock · 408.3095 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
July 25, 2022 Filed Jul 27, 2022 01:40 UTC Cornerstone Building Brands, Inc. CNR · Entity 125134 Disposition to issuerOption (Right to Buy) · Derivative 262,466 $7.20 Strike: $17.45 $1,889,755.20
Disclosure

SEC source: 0001104659-22-082914 · tm2221436-13_4seq1.xml · derivative · entry 2

Lee Rose · CIK 0001681150 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 262,466 shares

Expires 2031-09-07

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unvested stock option was cancelled and converted into a contingent contractual right to receive a payment in cash from the Surviving Corporation equal to the product of (x) the excess, if any, of the Merger Consideration over the exercise price per share of such stock option and (y) the number of Shares subject to such stock option. Such resulting cash-based award will be subject to the same terms and conditions as are applicable to the corresponding stock option (including time-based vesting conditions but excluding provisions related to exercise). The stock option provided for vesting in three equal annual installments beginning on September 15, 2022.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unvested stock option was cancelled and converted into a contingent contractual right to receive a payment in cash from the Surviving Corporation equal to the product of (x) the excess, if any, of the Merger Consideration over the exercise price per share of such stock option and (y) the number of Shares subject to such stock option. Such resulting cash-based award will be subject to the same terms and conditions as are applicable to the corresponding stock option (including time-based vesting conditions but excluding provisions related to exercise). The stock option provided for vesting in three equal annual installments beginning on September 15, 2022.

Read SEC document
July 25, 2022 Filed Jul 27, 2022 01:40 UTC Cornerstone Building Brands, Inc. CNR · Entity 125134 Disposition to issuerCommon Stock, $0.01 par value 183,268 $24.65 $4,517,556.20
Disclosure

SEC source: 0001104659-22-082914 · tm2221436-13_4seq1.xml · nonDerivative · entry 1

Lee Rose · CIK 0001681150 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of March 5, 2022 (the "Merger Agreement"), by and among the Issuer, Camelot Return Intermediate Holdings, LLC ("Parent") and Camelot Return Merger Sub, Inc. ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a subsidiary of Parent (the "Surviving Corporation").

F2 · price: At the effective time of the Merger (the "Effective Time"), in accordance with the Merger Agreement, each share of Issuer common stock, par value $0.01 per share (a "Share") outstanding immediately prior to the Effective Time of the Merger (other than certain excluded shares), was converted into the right to receive cash in an amount equal to $24.65 in cash per Share (the "Merger Consideration"), without interest and subject to any required withholding taxes. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any Shares.

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April 25, 2022 Filed Apr 27, 2022 21:56 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 GrantRestricted Stock Units · Derivative 343 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025842 · doc4.xml · derivative · entry 2

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343

Underlying: Common Stock · 343 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 15, 2023.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 15, 2023.

Read SEC document
April 25, 2022 Filed Apr 27, 2022 21:56 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 GrantStock Option (right to buy) · Derivative 1,472 $0.00 Strike: $189.62 $0.00
Disclosure

SEC source: 0001209191-22-025842 · doc4.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472

Underlying: Common Stock · 1,472 shares

Expires 2032-04-24

F1 · kind: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 15, 2023.

F1 · derivative.exercise_date: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 15, 2023.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 10:20 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 Exercise / conversionRestricted Stock Units · Derivative 88 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024687 · doc4.xml · derivative · entry 2

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 88 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 15, 2022.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 15, 2022.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 10:20 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 Exercise / conversionCommon Stock 88 $195.81 $17,231.28
Disclosure

SEC source: 0001209191-22-024687 · doc4.xml · nonDerivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares inadvertently omitted from Form 3 filing.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 23:19 UTC CROWN HOLDINGS, INC. CCK · Entity 3433 GrantCommon 336 $119.24 $40,063.30
Disclosure

SEC source: 0001437749-22-003868 · rdgdoc.xml · nonDerivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,575

F1 · balance_after: Includes shareholdings from exempt transactions.

Read SEC document
November 03, 2021 Filed Nov 3, 2021 19:35 UTC CROWN HOLDINGS, INC. CCK · Entity 3433 GrantCommon 348 $104.42 $36,337.46
Disclosure

SEC source: 0001246360-21-000970 · form.xml · nonDerivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,180

Read SEC document
September 07, 2021 Filed Sep 7, 2021 23:46 UTC Cornerstone Building Brands, Inc. CNR · Entity 125134 GrantOptions (Right to Buy) · Derivative 262,466 $0.00 Strike: $17.45 $0.00
Disclosure

SEC source: 0001225033-21-000069 · edgar.xml · derivative · entry 2

Lee Rose · CIK 0001681150 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,466

Underlying: Common Stock · 262,466 shares

Expires 2031-09-07

F1 · derivative.exercise_date: The options are subject to vesting in equal annual installments on September 15, 2022, September 15, 2023, and September 15, 2024, unless forfeited prior to such date.

Read SEC document
September 07, 2021 Filed Sep 7, 2021 23:46 UTC Cornerstone Building Brands, Inc. CNR · Entity 125134 GrantCommon Stock, $0.01 par value 183,268 $0.00 $0.00
Disclosure

SEC source: 0001225033-21-000069 · edgar.xml · nonDerivative · entry 1

Lee Rose · CIK 0001681150 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,268

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:09 UTC DuPont de Nemours, Inc. DD · Entity 3297 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 13,197 $0.00 Strike: $53.50 $0.00
Disclosure

SEC source: 0001666700-21-000060 · edgar.xml · derivative · entry 6

Lee Rose · CIK 0001681150 · President, Water & Protection

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,396

Underlying: Common Stock · 13,197 shares

Expires 2030-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options become exercisable in three substantially equal installments beginning on the first anniversary of the grant; option shares may be used to satisfy withholding taxes.

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August 24, 2021 Filed Aug 26, 2021 20:09 UTC DuPont de Nemours, Inc. DD · Entity 3297 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 13,251 $0.00 Strike: $66.21 $0.00
Disclosure

SEC source: 0001666700-21-000060 · edgar.xml · derivative · entry 5

Lee Rose · CIK 0001681150 · President, Water & Protection

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,251 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options become exercisable in three substantially equal installments beginning on the first anniversary of the grant; option shares may be used to satisfy withholding taxes.

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August 24, 2021 Filed Aug 26, 2021 20:09 UTC DuPont de Nemours, Inc. DD · Entity 3297 SaleCommon Stock 13,197 $74.37 $981,521.60
Disclosure

SEC source: 0001666700-21-000060 · edgar.xml · nonDerivative · entry 4

Lee Rose · CIK 0001681150 · President, Water & Protection

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,355.7905

F2 · price: Weighted average sales price of $74.3746. Trades ranged from $74.34 to $74.44. The reporting person will provide to the Commission, the issuer and any stockholder full information regarding the number of shares sold at each separate price.

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August 24, 2021 Filed Aug 26, 2021 20:09 UTC DuPont de Nemours, Inc. DD · Entity 3297 Exercise / conversionCommon Stock 13,197 $53.50 $706,039.50
Disclosure

SEC source: 0001666700-21-000060 · edgar.xml · nonDerivative · entry 3

Lee Rose · CIK 0001681150 · President, Water & Protection

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,552.7905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 24, 2021 Filed Aug 26, 2021 20:09 UTC DuPont de Nemours, Inc. DD · Entity 3297 SaleCommon Stock 13,251 $74.37 $985,537.82
Disclosure

SEC source: 0001666700-21-000060 · edgar.xml · nonDerivative · entry 2

Lee Rose · CIK 0001681150 · President, Water & Protection

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,355.7905

F2 · price: Weighted average sales price of $74.3746. Trades ranged from $74.34 to $74.44. The reporting person will provide to the Commission, the issuer and any stockholder full information regarding the number of shares sold at each separate price.

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August 24, 2021 Filed Aug 26, 2021 20:09 UTC DuPont de Nemours, Inc. DD · Entity 3297 Exercise / conversionCommon Stock 13,251 $66.21 $877,348.71
Disclosure

SEC source: 0001666700-21-000060 · edgar.xml · nonDerivative · entry 1

Lee Rose · CIK 0001681150 · President, Water & Protection

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,606.7905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.