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DUCOMMUN INC /DE/

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SEC CIK
0000030305
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419

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2017 Filed Mar 22, 2017 23:26 UTC
Redondo Jerry LVP, Operational Excellence
GrantCommon Stock · Derivative 4,000 $0.00 Strike: $28.67 $0.00
Disclosure

SEC source: 0001209191-17-022439 · doc4.xml · derivative · entry 2

Redondo Jerry L · CIK 0001655127 · VP, Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2024-03-19

F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.

F2 · derivative.exercise_date: The option will vest in four equal installments on March 20, 2018, 2019, 2020 and 2021

Read SEC document
March 20, 2017 Filed Mar 22, 2017 23:26 UTC
Redondo Jerry LVP, Operational Excellence
GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022439 · doc4.xml · nonDerivative · entry 1

Redondo Jerry L · CIK 0001655127 · VP, Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,337

Read SEC document
March 20, 2017 Filed Mar 22, 2017 23:24 UTC Tax withholdingCommon Stock 11,649 $28.67 $333,976.83
Disclosure

SEC source: 0001209191-17-022434 · doc4.xml · nonDerivative · entry 2

REARDON ANTHONY J · CIK 0001224732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,986

Read SEC document
March 20, 2017 Filed Mar 22, 2017 23:24 UTC GrantCommon Stock 21,733 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022434 · doc4.xml · nonDerivative · entry 1

REARDON ANTHONY J · CIK 0001224732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,635

Read SEC document
March 20, 2017 Filed Mar 22, 2017 23:19 UTC
Groves Douglas LVP, CFO & Treasurer
GrantCommon Stock · Derivative 6,000 $0.00 Strike: $28.67 $0.00
Disclosure

SEC source: 0001209191-17-022430 · doc4.xml · derivative · entry 4

Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2024-03-19

F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.

F2 · derivative.exercise_date: The option will vest in four equal installments on March 20, 2018, 2019, 2020 and 2021

Read SEC document
March 20, 2017 Filed Mar 22, 2017 23:19 UTC
Groves Douglas LVP, CFO & Treasurer
Tax withholdingCommon Stock 1,471 $28.67 $42,173.57
Disclosure

SEC source: 0001209191-17-022430 · doc4.xml · nonDerivative · entry 3

Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,923

Read SEC document
March 20, 2017 Filed Mar 22, 2017 23:19 UTC
Groves Douglas LVP, CFO & Treasurer
GrantCommon Stock 3,912 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022430 · doc4.xml · nonDerivative · entry 2

Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,394

Read SEC document
March 20, 2017 Filed Mar 22, 2017 23:19 UTC
Groves Douglas LVP, CFO & Treasurer
GrantCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022430 · doc4.xml · nonDerivative · entry 1

Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,482

Read SEC document
March 20, 2017 Filed Mar 22, 2017 23:21 UTC
HEISER JAMES SVP & General Counsel
Tax withholdingCommon Stock 4,420 $28.67 $126,721.40
Disclosure

SEC source: 0001209191-17-022432 · doc4.xml · nonDerivative · entry 2

HEISER JAMES S · CIK 0001204107 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,247

Read SEC document
March 20, 2017 Filed Mar 22, 2017 23:21 UTC
HEISER JAMES SVP & General Counsel
GrantCommon Stock 3,771 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022432 · doc4.xml · nonDerivative · entry 1

HEISER JAMES S · CIK 0001204107 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,667

Read SEC document
March 18, 2017 Filed Mar 21, 2017 17:54 UTC
Redondo Jerry LVP, Operational Excellence
Tax withholdingCommon Stock 1,708 $28.89 $49,344.12
Disclosure

SEC source: 0001209191-17-021966 · doc4.xml · nonDerivative · entry 1

Redondo Jerry L · CIK 0001655127 · VP, Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,837

Read SEC document
March 18, 2017 Filed Mar 21, 2017 18:04 UTC
Wampler Christopher D.VP, Controller and CAO
Tax withholdingCommon Stock 1,100 $28.89 $31,779.00
Disclosure

SEC source: 0001209191-17-021970 · doc4.xml · nonDerivative · entry 1

Wampler Christopher D. · CIK 0001668624 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,764

Read SEC document
March 18, 2017 Filed Mar 21, 2017 17:59 UTC
Rogers Rose FVP & Chief HR Officer
Tax withholdingCommon Stock 1,968 $28.89 $56,855.52
Disclosure

SEC source: 0001209191-17-021968 · doc4.xml · nonDerivative · entry 1

Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,216

Read SEC document
March 18, 2017 Filed Mar 21, 2017 17:51 UTC Tax withholdingCommon Stock 6,580 $28.89 $190,096.20
Disclosure

SEC source: 0001209191-17-021964 · doc4.xml · nonDerivative · entry 1

REARDON ANTHONY J · CIK 0001224732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,902

Read SEC document
March 18, 2017 Filed Mar 21, 2017 17:45 UTC
HEISER JAMES SVP & General Counsel
Tax withholdingCommon Stock 2,788 $28.89 $80,545.32
Disclosure

SEC source: 0001209191-17-021962 · doc4.xml · nonDerivative · entry 1

HEISER JAMES S · CIK 0001204107 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,476

Read SEC document
March 18, 2017 Filed Mar 21, 2017 17:40 UTC
Groves Douglas LVP, CFO & Treasurer
Tax withholdingCommon Stock 1,970 $28.89 $56,913.30
Disclosure

SEC source: 0001209191-17-021960 · doc4.xml · nonDerivative · entry 1

Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,982

Read SEC document
March 18, 2017 Filed Mar 21, 2017 17:33 UTC
Andrus Kathryn MVP, Internal Audit
Tax withholdingCommon Stock 601 $28.89 $17,362.89
Disclosure

SEC source: 0001209191-17-021958 · doc4.xml · nonDerivative · entry 1

Andrus Kathryn M · CIK 0001425806 · VP, Internal Audit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,025

Read SEC document
March 17, 2017 Filed Mar 20, 2017 18:04 UTC
HEISER JAMES SVP & General Counsel
SaleCommon Stock 628 $29.49 $18,519.72
Disclosure

SEC source: 0001209191-17-021651 · doc4.xml · nonDerivative · entry 2

HEISER JAMES S · CIK 0001204107 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,264

Read SEC document
March 17, 2017 Filed Apr 5, 2017 17:01 UTC SaleCommon Stock 2,700 $30.02 $81,054.00
Disclosure

SEC source: 0001209191-17-025502 · doc4.xml · nonDerivative · entry 1

BERENATO JOSEPH C · CIK 0001204105 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 17,548

Read SEC document
March 16, 2017 Filed Mar 20, 2017 18:04 UTC
HEISER JAMES SVP & General Counsel
SaleCommon Stock 1,230 $28.90 $35,547.00
Disclosure

SEC source: 0001209191-17-021651 · doc4.xml · nonDerivative · entry 1

HEISER JAMES S · CIK 0001204107 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,892

Read SEC document
March 08, 2017 Filed Mar 10, 2017 19:11 UTC
HEISER JAMES SVP & General Counsel
Exercise / conversionOption - Right to Buy · Derivative 4,000 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001209191-17-019788 · doc4.xml · derivative · entry 3

HEISER JAMES S · CIK 0001204107 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2021-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.

F2 · derivative.exercise_date: The option vested or will vest as to 2,000 shares on each of March 18, 2015, 2016, 2017, 2018.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 19:11 UTC
HEISER JAMES SVP & General Counsel
Tax withholdingCommon Stock 3,577 $32.18 $115,107.86
Disclosure

SEC source: 0001209191-17-019788 · doc4.xml · nonDerivative · entry 2

HEISER JAMES S · CIK 0001204107 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,122

Read SEC document
March 08, 2017 Filed Mar 10, 2017 19:11 UTC
HEISER JAMES SVP & General Counsel
Exercise / conversionCommon Stock 4,000 $24.90 $99,600.00
Disclosure

SEC source: 0001209191-17-019788 · doc4.xml · nonDerivative · entry 1

HEISER JAMES S · CIK 0001204107 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:19 UTC Exercise / conversionOption - Right to Buy · Derivative 28,125 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001209191-17-014937 · doc4.xml · derivative · entry 7

REARDON ANTHONY J · CIK 0001224732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 28,125 shares

Expires 2020-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.

F4 · derivative.exercise_date: The option vested or will vest as to 9,250 shares on each of July 31, 2014, 2015, 2016 and 2017.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:19 UTC Exercise / conversionOption - Right to Buy · Derivative 5,500 $0.00 Strike: $25.51 $0.00
Disclosure

SEC source: 0001209191-17-014937 · doc4.xml · derivative · entry 6

REARDON ANTHONY J · CIK 0001224732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 5,500 shares

Expires 2022-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.

F3 · derivative.exercise_date: The option vested or will vest as to 5,500 shares on each of March 30, 2016, 2017, 2018, and 2019.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:19 UTC Exercise / conversionOption - Right to Buy · Derivative 11,000 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001209191-17-014937 · doc4.xml · derivative · entry 5

REARDON ANTHONY J · CIK 0001224732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2021-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.

F2 · derivative.exercise_date: The option vested or will vest as to 5,500 shares on each of March 18, 2015, 2016, 2017 and 2018.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:19 UTC Tax withholdingCommon Stock 39,067 $31.40 $1,226,703.80
Disclosure

SEC source: 0001209191-17-014937 · doc4.xml · nonDerivative · entry 4

REARDON ANTHONY J · CIK 0001224732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,482

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:19 UTC Exercise / conversionCommon Stock 28,125 $22.84 $642,375.00
Disclosure

SEC source: 0001209191-17-014937 · doc4.xml · nonDerivative · entry 3

REARDON ANTHONY J · CIK 0001224732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:19 UTC Exercise / conversionCommon Stock 5,500 $25.51 $140,305.00
Disclosure

SEC source: 0001209191-17-014937 · doc4.xml · nonDerivative · entry 2

REARDON ANTHONY J · CIK 0001224732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:19 UTC Exercise / conversionCommon Stock 11,000 $24.90 $273,900.00
Disclosure

SEC source: 0001209191-17-014937 · doc4.xml · nonDerivative · entry 1

REARDON ANTHONY J · CIK 0001224732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:26 UTC
HEISER JAMES SVP & General Counsel
Exercise / conversionOption - Right to Buy · Derivative 11,250 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001209191-17-012898 · doc4.xml · derivative · entry 3

HEISER JAMES S · CIK 0001204107 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 11,250 shares

Expires 2020-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.

F2 · derivative.exercise_date: The option vested or will vest as to 3,750 shares on each of July 31, 2014, 2015, 2016, 2017.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:26 UTC
HEISER JAMES SVP & General Counsel
Tax withholdingCommon Stock 10,020 $30.89 $309,517.80
Disclosure

SEC source: 0001209191-17-012898 · doc4.xml · nonDerivative · entry 2

HEISER JAMES S · CIK 0001204107 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,275

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:26 UTC
HEISER JAMES SVP & General Counsel
Exercise / conversionCommon Stock 11,250 $22.84 $256,950.00
Disclosure

SEC source: 0001209191-17-012898 · doc4.xml · nonDerivative · entry 1

HEISER JAMES S · CIK 0001204107 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 26, 2017 00:56 UTC
Paul Amy MVice President, Legal
GrantOption - Right to Buy · Derivative 6,000 $0.00 Strike: $29.53 $0.00
Disclosure

SEC source: 0001209191-17-005627 · doc4.xml · derivative · entry 2

Paul Amy M · CIK 0001695901 · Vice President, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2024-01-22

F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.

F2 · derivative.exercise_date: The option will vest in four equal installments on January 23, 2018, 2019, 2020 and 2021.

Read SEC document
January 23, 2017 Filed Jan 26, 2017 00:56 UTC
Paul Amy MVice President, Legal
GrantCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005627 · doc4.xml · nonDerivative · entry 1

Paul Amy M · CIK 0001695901 · Vice President, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Read SEC document
January 23, 2017 Filed Jan 26, 2017 00:22 UTC
Oswald Stephen GDirector · President & CEO
GrantPerformance Rights · Derivative 80,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005612 · doc4.xml · derivative · entry 3

Oswald Stephen G · CIK 0001695904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2024-01-22

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of Ducommun common stock. One-third of the performance rights vest when the average of the closing price of Ducommun's common stock on the New York Stock Exchange over a period of 30 consecutive trading days exceeds $42.21, $56.28 and $70.35, respectively.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of Ducommun common stock. One-third of the performance rights vest when the average of the closing price of Ducommun's common stock on the New York Stock Exchange over a period of 30 consecutive trading days exceeds $42.21, $56.28 and $70.35, respectively.

Read SEC document
January 23, 2017 Filed Jan 26, 2017 00:22 UTC
Oswald Stephen GDirector · President & CEO
GrantOption - Right to Buy · Derivative 28,000 $0.00 Strike: $29.53 $0.00
Disclosure

SEC source: 0001209191-17-005612 · doc4.xml · derivative · entry 2

Oswald Stephen G · CIK 0001695904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires 2024-01-22

F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.

F2 · derivative.exercise_date: The option will vest in four equal installments on January 23, 2018, 2019, 2020 and 2021.

Read SEC document
January 23, 2017 Filed Jan 26, 2017 00:22 UTC
Oswald Stephen GDirector · President & CEO
GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005612 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Read SEC document
January 05, 2017 Filed Jan 9, 2017 20:49 UTC
Redondo Jerry LVP, Operational Excellence
GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002907 · doc4.xml · nonDerivative · entry 1

Redondo Jerry L · CIK 0001655127 · VP, Operational Excellence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,545

Read SEC document
December 16, 2016 Filed Dec 20, 2016 21:17 UTC
HEISER JAMES SVP & General Counsel
SaleCommon Stock 365 $26.28 $9,592.20
Disclosure

SEC source: 0001209191-16-156110 · doc4.xml · nonDerivative · entry 1

HEISER JAMES S · CIK 0001204107 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,045

Read SEC document
December 08, 2016 Filed Dec 12, 2016 23:44 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154791 · doc4.xml · nonDerivative · entry 1

DUCOMMUN ROBERT C · CIK 0001204119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,200

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:23 UTC
HEISER JAMES SVP & General Counsel
Exercise / conversionOption - Right to Buy · Derivative 3,125 $0.00 Strike: $21.61 $0.00
Disclosure

SEC source: 0001209191-16-152750 · doc4.xml · derivative · entry 4

HEISER JAMES S · CIK 0001204107 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires 2018-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.

F2 · derivative.exercise_date: The option vested as to 3,125 shares on each of July 27, 2012, 2013, 2014, 2015.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:23 UTC
HEISER JAMES SVP & General Counsel
SaleCommon Stock 1,350 $29.24 $39,474.00
Disclosure

SEC source: 0001209191-16-152750 · doc4.xml · nonDerivative · entry 3

HEISER JAMES S · CIK 0001204107 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,410

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:23 UTC
HEISER JAMES SVP & General Counsel
Tax withholdingCommon Stock 2,760 $29.04 $80,150.40
Disclosure

SEC source: 0001209191-16-152750 · doc4.xml · nonDerivative · entry 2

HEISER JAMES S · CIK 0001204107 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,760

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:23 UTC
HEISER JAMES SVP & General Counsel
Exercise / conversionCommon Stock 3,125 $21.61 $67,531.25
Disclosure

SEC source: 0001209191-16-152750 · doc4.xml · nonDerivative · entry 1

HEISER JAMES S · CIK 0001204107 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 20:07 UTC
Rogers Rose FVP & Chief HR Officer
Exercise / conversionOption - Right to Buy · Derivative 11,250 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001209191-16-152935 · doc4.xml · derivative · entry 5

Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 11,250 shares

Expires 2020-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.

F3 · derivative.exercise_date: The option vested or will vest as to 3,750 shares on each of July 31, 2014, 2015, 2016, 2017.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 20:07 UTC
Rogers Rose FVP & Chief HR Officer
Exercise / conversionOption - Right to Buy · Derivative 10,000 $0.00 Strike: $21.61 $0.00
Disclosure

SEC source: 0001209191-16-152935 · doc4.xml · derivative · entry 4

Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.

F2 · derivative.exercise_date: The option vested as to 2,500 shares on each of July 27, 2012, 2013, 2014, 2015.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 20:07 UTC
Rogers Rose FVP & Chief HR Officer
Tax withholdingCommon Stock 18,155 $29.04 $527,221.20
Disclosure

SEC source: 0001209191-16-152935 · doc4.xml · nonDerivative · entry 3

Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,184

Read SEC document
November 30, 2016 Filed Dec 2, 2016 20:07 UTC
Rogers Rose FVP & Chief HR Officer
Exercise / conversionCommon Stock 11,250 $22.84 $256,950.00
Disclosure

SEC source: 0001209191-16-152935 · doc4.xml · nonDerivative · entry 2

Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 30, 2016 Filed Dec 2, 2016 20:07 UTC
Rogers Rose FVP & Chief HR Officer
Exercise / conversionCommon Stock 10,000 $21.61 $216,100.00
Disclosure

SEC source: 0001209191-16-152935 · doc4.xml · nonDerivative · entry 1

Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.