Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DUCOMMUN INC /DE/DCO · Entity 4321 | VP & General Counsel | March 29, 2017 | March 31, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DUCOMMUN INC /DE/
Report date March 29, 2017 · Filed March 31, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,674 |
Ending reported balance
After 2017-03-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-03-29 · Sale · Disposed 2,379 · Balance 10,445 Row 2 · 2017-03-30 · Sale · Disposed 3,771 · Balance 6,674 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2017 Filed Mar 31, 2017 22:35 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 3,771 | $28.60 | $107,850.60 |
DisclosureSEC source: 0001209191-17-023955 · doc4.xml · nonDerivative · entry 2 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,674 Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 22:35 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 2,379 | $28.58 | $67,991.82 |
DisclosureSEC source: 0001209191-17-023955 · doc4.xml · nonDerivative · entry 1 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,445 Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 17:46 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 423 | $27.80 | $11,759.40 |
DisclosureSEC source: 0001209191-17-023395 · doc4.xml · nonDerivative · entry 1 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,824 Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 23:21 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 4,420 | $28.67 | $126,721.40 |
DisclosureSEC source: 0001209191-17-022432 · doc4.xml · nonDerivative · entry 2 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,247 Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 23:21 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock | 3,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022432 · doc4.xml · nonDerivative · entry 1 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,667 Read SEC document |
| March 18, 2017 Filed Mar 21, 2017 17:45 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 2,788 | $28.89 | $80,545.32 |
DisclosureSEC source: 0001209191-17-021962 · doc4.xml · nonDerivative · entry 1 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,476 Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 18:04 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 628 | $29.49 | $18,519.72 |
DisclosureSEC source: 0001209191-17-021651 · doc4.xml · nonDerivative · entry 2 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,264 Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 18:04 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 1,230 | $28.90 | $35,547.00 |
DisclosureSEC source: 0001209191-17-021651 · doc4.xml · nonDerivative · entry 1 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,892 Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 19:11 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionOption - Right to Buy · Derivative | 4,000 | $0.00 Strike: $24.90 | $0.00 |
DisclosureSEC source: 0001209191-17-019788 · doc4.xml · derivative · entry 3 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2021-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans. F2 · derivative.exercise_date: The option vested or will vest as to 2,000 shares on each of March 18, 2015, 2016, 2017, 2018. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 19:11 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 3,577 | $32.18 | $115,107.86 |
DisclosureSEC source: 0001209191-17-019788 · doc4.xml · nonDerivative · entry 2 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,122 Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 19:11 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionCommon Stock | 4,000 | $24.90 | $99,600.00 |
DisclosureSEC source: 0001209191-17-019788 · doc4.xml · nonDerivative · entry 1 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:26 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionOption - Right to Buy · Derivative | 11,250 | $0.00 Strike: $22.84 | $0.00 |
DisclosureSEC source: 0001209191-17-012898 · doc4.xml · derivative · entry 3 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 11,250 shares Expires 2020-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans. F2 · derivative.exercise_date: The option vested or will vest as to 3,750 shares on each of July 31, 2014, 2015, 2016, 2017. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:26 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 10,020 | $30.89 | $309,517.80 |
DisclosureSEC source: 0001209191-17-012898 · doc4.xml · nonDerivative · entry 2 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,275 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:26 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionCommon Stock | 11,250 | $22.84 | $256,950.00 |
DisclosureSEC source: 0001209191-17-012898 · doc4.xml · nonDerivative · entry 1 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 21:17 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 365 | $26.28 | $9,592.20 |
DisclosureSEC source: 0001209191-16-156110 · doc4.xml · nonDerivative · entry 1 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,045 Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 23:23 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionOption - Right to Buy · Derivative | 3,125 | $0.00 Strike: $21.61 | $0.00 |
DisclosureSEC source: 0001209191-16-152750 · doc4.xml · derivative · entry 4 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,125 shares Expires 2018-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans. F2 · derivative.exercise_date: The option vested as to 3,125 shares on each of July 27, 2012, 2013, 2014, 2015. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 23:23 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 1,350 | $29.24 | $39,474.00 |
DisclosureSEC source: 0001209191-16-152750 · doc4.xml · nonDerivative · entry 3 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,410 Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 23:23 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 2,760 | $29.04 | $80,150.40 |
DisclosureSEC source: 0001209191-16-152750 · doc4.xml · nonDerivative · entry 2 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,760 Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 23:23 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionCommon Stock | 3,125 | $21.61 | $67,531.25 |
DisclosureSEC source: 0001209191-16-152750 · doc4.xml · nonDerivative · entry 1 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 17:19 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 1,455 | $25.83 | $37,582.65 |
DisclosureSEC source: 0001209191-16-151080 · doc4.xml · nonDerivative · entry 1 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,395 Read SEC document |
| November 09, 2016 Filed Nov 9, 2016 22:09 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 696 | $23.05 | $16,042.80 |
DisclosureSEC source: 0001209191-16-149091 · doc4.xml · nonDerivative · entry 2 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,154 Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 22:09 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 1,316 | $22.82 | $30,031.12 |
DisclosureSEC source: 0001209191-16-149091 · doc4.xml · nonDerivative · entry 1 HEISER JAMES S · CIK 0001204107 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,850 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.