Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DUCOMMUN INC /DE/DCO · Entity 4321 | VP, CFO & Treasurer | May 14, 2019 | May 16, 2019 |
| ITERIS, INC.ITI · Entity 86402 | Senior Vice President & CFO | December 02, 2022 | December 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DUCOMMUN INC /DE/
Report date May 14, 2019 · Filed May 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,660 |
Reported balance
After 2019-05-14 transaction · row 1
1 source rowRow 1 · 2019-05-14 · Tax withholding · Disposed 577 · Balance 37,660 F1: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting on May 14, 2019, of 1,667 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting on May 14, 2019, of 1,667 restricted stock units.
ITERIS, INC.
Report date December 02, 2022 · Filed December 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 22,321 |
Reported balance
After 2022-12-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-12-02 · Grant · Acquired 22,321 · Balance 22,321 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon the vesting date. F2: The RSUs vesting schedule is as follows: 50% after two years measured from the grant date and the last 50% after three years measured from the grant date. F3: The expiration date will be three years measured from the grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.13 · Expires 2032-12-02 | Direct | 77,160 |
Reported balance
After 2022-12-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-12-02 · Grant · Acquired 77,160 · Balance 77,160 F4: The stock option becomes exercisable in a series of four (4) successive equal annual installments (i.e. one-fourth of the shares each year) upon optionee's completion of each year of service over the four (4) year period measured from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon the vesting date.
F2: The RSUs vesting schedule is as follows: 50% after two years measured from the grant date and the last 50% after three years measured from the grant date.
F3: The expiration date will be three years measured from the grant date.
F4: The stock option becomes exercisable in a series of four (4) successive equal annual installments (i.e. one-fourth of the shares each year) upon optionee's completion of each year of service over the four (4) year period measured from the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2022 Filed Dec 6, 2022 17:02 UTC | ITERIS, INC. ITI · Entity 86402 | GrantStock Option (Right to Buy) · Derivative | 77,160 | $0.00 Strike: $3.13 | $0.00 |
DisclosureSEC source: 0001578563-22-000035 · primary_doc.xml · derivative · entry 2 Groves Douglas L · CIK 0001567857 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,160 Underlying: Common Stock · 77,160 shares Expires 2032-12-02 F4 · derivative.exercise_date: The stock option becomes exercisable in a series of four (4) successive equal annual installments (i.e. one-fourth of the shares each year) upon optionee's completion of each year of service over the four (4) year period measured from the grant date. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 17:02 UTC | ITERIS, INC. ITI · Entity 86402 | GrantRestricted Stock Units · Derivative | 22,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-22-000035 · primary_doc.xml · derivative · entry 1 Groves Douglas L · CIK 0001567857 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,321 Underlying: Common Stock · 22,321 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon the vesting date. F2 · derivative.exercise_date: The RSUs vesting schedule is as follows: 50% after two years measured from the grant date and the last 50% after three years measured from the grant date. F3 · derivative.expiration_date: The expiration date will be three years measured from the grant date. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 16:20 UTC | ITERIS, INC. ITI · Entity 86402 | Exercise / conversionRestricted Stock Units · Derivative | 6,225 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-030309 · wf-form4_166872001687247.xml · derivative · entry 3 Groves Douglas L · CIK 0001567857 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,224 Underlying: Common Stock · 6,225 shares Expires 2023-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date. F3 · derivative.exercise_date: On November 16, 2020, the reporting person was granted 12,449 restricted stock units, vesting 50% on November 16, 2022 and 50% on November 16, 2023. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 16:20 UTC | ITERIS, INC. ITI · Entity 86402 | Exercise / conversionCommon Stock | 6,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-030309 · wf-form4_166872001687247.xml · nonDerivative · entry 1 Groves Douglas L · CIK 0001567857 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares become payable upon events established by the reporting person in accordance with the Iteris, Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| February 09, 2022 Filed Feb 10, 2022 16:43 UTC | ITERIS, INC. ITI · Entity 86402 | PurchaseCommon Stock | 5,000 | $3.40 | $17,000.00 |
DisclosureSEC source: 0001628280-22-002212 · wf-form4_164452936867157.xml · nonDerivative · entry 1 Groves Douglas L · CIK 0001567857 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Groves Family Trust Disclosed balance after: 15,000 Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 07:29 UTC | ITERIS, INC. ITI · Entity 86402 | GrantCommon Stock | 543 | $3.80 | $2,063.40 |
DisclosureSEC source: 0001628280-22-000912 · wf-form4_164216338082497.xml · nonDerivative · entry 1 Groves Douglas L · CIK 0001567857 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543 F1 · shares: Shares purchased pursuant to the Iteris, Inc. Employee Stock Purchase Plan ("ESPP"), effective January 1, 2018. In accordance with ESPP, these shares were purchased at a per-share price at ninety-five percent (95%) of the lower of the fair market value at the beginning of the offering period and on the last trading day of the offering period. F2 · shares: For the ESPP offering period of July 1, 2021 to December 31, 2021. F1 · price: Shares purchased pursuant to the Iteris, Inc. Employee Stock Purchase Plan ("ESPP"), effective January 1, 2018. In accordance with ESPP, these shares were purchased at a per-share price at ninety-five percent (95%) of the lower of the fair market value at the beginning of the offering period and on the last trading day of the offering period. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 16:05 UTC | ITERIS, INC. ITI · Entity 86402 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001628280-21-023956 · wf-form4_163761509954002.xml · derivative · entry 2 Groves Douglas L · CIK 0001567857 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-11-17 F4 · derivative.exercise_date: The Stock option becomes exercisable in a series of four (4) successive equal annual installments (i.e. one-fourth of the shares each year) upon optionee's completion of each year of service over the four (4) year period measured from the grant date. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 16:05 UTC | ITERIS, INC. ITI · Entity 86402 | GrantRestricted Stock Units · Derivative | 12,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-023956 · wf-form4_163761509954002.xml · derivative · entry 1 Groves Douglas L · CIK 0001567857 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,450 Underlying: Common Stock · 12,450 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date. F2 · derivative.exercise_date: The RSUs vesting schedule is as follows: 50% after two years measured from the grant date and the last 50% after three years measured from the grant date. F3 · derivative.expiration_date: The expiration date will be three years measured from the grant date. Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 20:59 UTC | ITERIS, INC. ITI · Entity 86402 | PurchaseCommon Stock | 602 | $5.37 | $3,232.74 |
DisclosureSEC source: 0001179110-21-007471 · edgar.xml · nonDerivative · entry 1 Groves Douglas L · CIK 0001567857 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602 F1 · shares: Shared purchased under the company ESPP plan F1 · price: Shared purchased under the company ESPP plan Read SEC document |
| July 08, 2021 Filed Jul 16, 2021 12:49 UTC Amendment | ITERIS, INC. ITI · Entity 86402 | GrantCommon Stock | 602 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-007511 · edgar.xml · nonDerivative · entry 3 Groves Douglas L · CIK 0001567857 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,555 F5 · date: For the ESPP offering period of January 1, 2021 - June 30, 2021. F2 · shares: The change to the original Form 4 filed on 7/12/2021 was to change the 602 shares from purchase to acquired under the issuer's ESPP plan and to report the other shares acquired under the issuer's ESPP plan. F1 · shares: Shares purchased pursuant to the Iteris, Inc. Employee Stock Purchase Plan ("ESPP"), effective January 1, 2018. In accordance with ESPP, these shares were purchased at a per-share price at ninety-five percent (95%) of the lower of the fair market value at the beginning of the offering period and on the last trading day of the offering period. F1 · price: Shares purchased pursuant to the Iteris, Inc. Employee Stock Purchase Plan ("ESPP"), effective January 1, 2018. In accordance with ESPP, these shares were purchased at a per-share price at ninety-five percent (95%) of the lower of the fair market value at the beginning of the offering period and on the last trading day of the offering period. Read SEC document |
| January 06, 2021 Filed Jul 16, 2021 12:49 UTC Amendment | ITERIS, INC. ITI · Entity 86402 | GrantCommon Stock | 2,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-007511 · edgar.xml · nonDerivative · entry 2 Groves Douglas L · CIK 0001567857 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,953 F4 · date: For the ESPP offering period of July 1, 2020 - December 31, 2020. F1 · shares: Shares purchased pursuant to the Iteris, Inc. Employee Stock Purchase Plan ("ESPP"), effective January 1, 2018. In accordance with ESPP, these shares were purchased at a per-share price at ninety-five percent (95%) of the lower of the fair market value at the beginning of the offering period and on the last trading day of the offering period. F1 · price: Shares purchased pursuant to the Iteris, Inc. Employee Stock Purchase Plan ("ESPP"), effective January 1, 2018. In accordance with ESPP, these shares were purchased at a per-share price at ninety-five percent (95%) of the lower of the fair market value at the beginning of the offering period and on the last trading day of the offering period. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 18:29 UTC | ITERIS, INC. ITI · Entity 86402 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0001179110-20-011174 · edgar.xml · derivative · entry 2 Groves Douglas L · CIK 0001567857 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-11-15 F4 · derivative.exercise_date: The Stock option becomes exercisable in a series of four (4) successive equal annual installments (i.e. one-fourth of the shares each year) upon optionee's completion of each year of service over the four (4) year period measured from the grant date. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 18:29 UTC | ITERIS, INC. ITI · Entity 86402 | GrantRestricted Stock Unit · Derivative | 12,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-011174 · edgar.xml · derivative · entry 1 Groves Douglas L · CIK 0001567857 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,449 Underlying: Common Stock · 12,449 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted stock unit represents a contingent right to receive one share of common stock upon the vesting date F2 · derivative.exercise_date: The RSUs vesting schedule is as follows: 50% after two years measured from the grant date and the last 50% after three years measured from the grant date F3 · derivative.expiration_date: The expiration date will be three years measured from the grant date Read SEC document |
| July 08, 2020 Filed Jul 16, 2021 12:49 UTC Amendment | ITERIS, INC. ITI · Entity 86402 | GrantCommon Stock | 2,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-007511 · edgar.xml · nonDerivative · entry 1 Groves Douglas L · CIK 0001567857 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,212 F3 · date: For the ESPP offering period of January 1, 2020 - June 30, 2020. F1 · shares: Shares purchased pursuant to the Iteris, Inc. Employee Stock Purchase Plan ("ESPP"), effective January 1, 2018. In accordance with ESPP, these shares were purchased at a per-share price at ninety-five percent (95%) of the lower of the fair market value at the beginning of the offering period and on the last trading day of the offering period. F1 · price: Shares purchased pursuant to the Iteris, Inc. Employee Stock Purchase Plan ("ESPP"), effective January 1, 2018. In accordance with ESPP, these shares were purchased at a per-share price at ninety-five percent (95%) of the lower of the fair market value at the beginning of the offering period and on the last trading day of the offering period. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 09:26 UTC | ITERIS, INC. ITI · Entity 86402 | PurchaseCommon Stock | 10,000 | $5.08 | $50,800.00 |
DisclosureSEC source: 0001179110-20-002331 · edgar.xml · nonDerivative · entry 1 Groves Douglas L · CIK 0001567857 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Groves Family Trust Disclosed balance after: 10,000 Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 15:39 UTC | ITERIS, INC. ITI · Entity 86402 | GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001179110-19-012506 · edgar.xml · derivative · entry 1 Groves Douglas L · CIK 0001567857 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2029-12-03 F1 · derivative.exercise_date: The Stock option becomes exercisable in a series of four (4) successive equal annual installments (i.e. one-fourth of the shares each year) upon optionee's completion of each year of service over the four (4) year period measured from the grant date. Read SEC document |
| May 14, 2019 Filed May 16, 2019 17:07 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 577 | $48.88 | $28,203.76 |
DisclosureSEC source: 0001209191-19-030255 · doc4.xml · nonDerivative · entry 1 Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,660 F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting on May 14, 2019, of 1,667 restricted stock units. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:10 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 1,327 | $44.22 | $58,679.94 |
DisclosureSEC source: 0001209191-19-020610 · doc4.xml · nonDerivative · entry 1 Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,910 F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on March 18, 2019, of 3,834 restricted stock units. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 15:22 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 3,042 | $44.64 | $135,794.88 |
DisclosureSEC source: 0001209191-19-019618 · doc4.xml · nonDerivative · entry 2 Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,237 F3 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on March 13, 2019, of 8,796 performance stock units, as described in footnote (1) above. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 15:22 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock | 8,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019618 · doc4.xml · nonDerivative · entry 1 Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,279 F1 · shares: Acquired upon the settlement of performance stock units granted on March 23, 2016 under the Ducommun Incorporated Stock Incentive Plan as a result of the satisfaction of the performance criteria underlying the award. F2 · price: Granted as compensation for services. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 23:01 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionOption - Right to Buy · Derivative | 9,000 | $0.00 Strike: $16.15 | $0.00 |
DisclosureSEC source: 0001209191-18-050145 · doc4.xml · derivative · entry 3 Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2020-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated employee stock option plans, which are Rule 16b-3 plans. F2 · derivative.exercise_date: The option vested as to 3,000 shares on each of February 2014, 2015, 2016, and 2017. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 23:01 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 5,455 | $40.61 | $221,527.55 |
DisclosureSEC source: 0001209191-18-050145 · doc4.xml · nonDerivative · entry 2 Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,483 Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 23:01 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionCommon Stock | 9,000 | $16.15 | $145,350.00 |
DisclosureSEC source: 0001209191-18-050145 · doc4.xml · nonDerivative · entry 1 Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2018 Filed May 16, 2018 22:31 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock · Derivative | 7,000 | $0.00 Strike: $32.90 | $0.00 |
DisclosureSEC source: 0001209191-18-030687 · doc4.xml · derivative · entry 2 Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2028-05-14 F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3 plans. F2 · derivative.exercise_date: The option will vest in three equal installments on May 14, 2019, 2020, and 2021. Read SEC document |
| May 14, 2018 Filed May 16, 2018 22:31 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030687 · doc4.xml · nonDerivative · entry 1 Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,938 Read SEC document |
| March 18, 2018 Filed Mar 20, 2018 23:17 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 1,845 | $29.63 | $54,667.35 |
DisclosureSEC source: 0001209191-18-020989 · doc4.xml · nonDerivative · entry 1 Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,938 F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on March 18, 2018, of 5,333 restricted stock units. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 23:35 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 456 | $29.55 | $13,474.80 |
DisclosureSEC source: 0001209191-18-019999 · doc4.xml · nonDerivative · entry 2 Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,783 F3 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on March 14, 2018, of 1,316 performance stock units, as described in footnote (1) above. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 23:35 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock | 1,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-019999 · doc4.xml · nonDerivative · entry 1 Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,239 F1 · shares: Acquired upon the settlement of performance stock units granted on March 30, 2015 under the Ducommun Incorporated Stock Incentive Plan as a result of the satisfaction of the performance criteria underlying the award. F2 · price: Granted as compensation for services. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 23:19 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock · Derivative | 6,000 | $0.00 Strike: $28.67 | $0.00 |
DisclosureSEC source: 0001209191-17-022430 · doc4.xml · derivative · entry 4 Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2024-03-19 F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans. F2 · derivative.exercise_date: The option will vest in four equal installments on March 20, 2018, 2019, 2020 and 2021 Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 23:19 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 1,471 | $28.67 | $42,173.57 |
DisclosureSEC source: 0001209191-17-022430 · doc4.xml · nonDerivative · entry 3 Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,923 Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 23:19 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock | 3,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022430 · doc4.xml · nonDerivative · entry 2 Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,394 Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 23:19 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022430 · doc4.xml · nonDerivative · entry 1 Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,482 Read SEC document |
| March 18, 2017 Filed Mar 21, 2017 17:40 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 1,970 | $28.89 | $56,913.30 |
DisclosureSEC source: 0001209191-17-021960 · doc4.xml · nonDerivative · entry 1 Groves Douglas L · CIK 0001567857 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,982 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.