Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DUCOMMUN INC /DE/DCO · Entity 4321 | VP & Chief HR Officer | September 10, 2021 | September 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DUCOMMUN INC /DE/
Report date September 10, 2021 · Filed September 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,753 |
Reported balance
After 2021-09-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-09-10 · Sale · Disposed 2,500 · Balance 34,753 F1: This transaction was executed in multiple trades at prices ranging from $50.72 to $50.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effectuated. F2: The total amount of securities listed includes 111 shares of common stock acquired on July 31, 2021 through the Ducommun Incorporated Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $50.72 to $50.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effectuated.
F2: The total amount of securities listed includes 111 shares of common stock acquired on July 31, 2021 through the Ducommun Incorporated Employee Stock Purchase Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Romeo Power, Inc.
Report date October 14, 2022 · Filed October 17, 2022
Section 16 reporting ended · disclosed 2022-10-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-10-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-10-14 · Other · Disposed 80,562 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock. F2: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock.
F2: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 14, 2022 Filed Oct 17, 2022 16:07 UTC | Romeo Power, Inc. RMO · Entity 123033 | OtherRestricted Stock Units · Derivative | 80,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-22-000056 · wf-form4_166603691851147.xml · derivative · entry 1 Rogers Rose F · CIK 0001441322 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,562 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · price: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement. F2 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement. F2 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 21:19 UTC | Romeo Power, Inc. RMO · Entity 123033 | GrantRestricted Stock Units · Derivative | 40,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-22-000012 · wf-form4_164558273864864.xml · derivative · entry 2 Rogers Rose F · CIK 0001441322 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,281 Underlying: Common Stock · 40,281 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest as to 1/3 of the underlying shares on the first anniversary of the applicable vesting commencement date and as to 1/12th of the remainder of the underlying shares quarterly thereafter. The applicable vesting commencement date is February 18, 2022. F3 · derivative.expiration_date: The restricted stock units vest as to 1/3 of the underlying shares on the first anniversary of the applicable vesting commencement date and as to 1/12th of the remainder of the underlying shares quarterly thereafter. The applicable vesting commencement date is February 18, 2022. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 21:19 UTC | Romeo Power, Inc. RMO · Entity 123033 | GrantRestricted Stock Units · Derivative | 40,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-22-000012 · wf-form4_164558273864864.xml · derivative · entry 1 Rogers Rose F · CIK 0001441322 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,281 Underlying: Common Stock · 40,281 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units vest as to 1/3 of the underlying shares on the first anniversary of the applicable vesting commencement date and as to 1/12th of the remainder of the underlying shares quarterly thereafter. The applicable vesting commencement date is January 16, 2022. F2 · derivative.expiration_date: The restricted stock units vest as to 1/3 of the underlying shares on the first anniversary of the applicable vesting commencement date and as to 1/12th of the remainder of the underlying shares quarterly thereafter. The applicable vesting commencement date is January 16, 2022. Read SEC document |
| September 10, 2021 Filed Sep 10, 2021 22:29 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 2,500 | $50.72 | $126,800.00 |
DisclosureSEC source: 0001209191-21-055552 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,753 F1 · price: This transaction was executed in multiple trades at prices ranging from $50.72 to $50.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effectuated. F2 · balance_after: The total amount of securities listed includes 111 shares of common stock acquired on July 31, 2021 through the Ducommun Incorporated Employee Stock Purchase Plan. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 22:47 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 580 | $55.03 | $31,917.40 |
DisclosureSEC source: 0001209191-21-042226 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,142 F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on June 17, 2021, of 1,100 restricted stock units. Read SEC document |
| June 08, 2021 Filed Jun 8, 2021 21:09 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 1,231 | $56.57 | $69,637.67 |
DisclosureSEC source: 0001209191-21-038976 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,722 F1 · price: This transaction was executed in multiple trades at prices ranging from $56.50 to $56.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| May 14, 2021 Filed May 17, 2021 21:03 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 614 | $56.28 | $34,555.92 |
DisclosureSEC source: 0001209191-21-033195 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,953 F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on May 14, 2021, of 1,166 restricted stock units. Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:19 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 757 | $58.00 | $43,906.00 |
DisclosureSEC source: 0001209191-21-031768 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,567 F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on May 7, 2021, of 1,436 restricted stock units. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:36 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock | 3,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012491 · doc4.xml · nonDerivative · entry 3 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,324 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:36 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 6,318 | $55.51 | $350,712.18 |
DisclosureSEC source: 0001209191-21-012491 · doc4.xml · nonDerivative · entry 2 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,304 F4 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on February 17, 2021, of 12,000 performance stock units, as described in footnote (1) above. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:36 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012491 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,622 F1 · shares: Acquired upon the settlement of performance stock units granted on March 18, 2018 under the Ducommun Incorporated Stock Incentive Plan as a result of the satisfaction of the performance criteria underlying the award. F2 · price: Granted as compensation for services. F3 · balance_after: The total amount of the securities listed includes 295 shares of common stock acquired on January 31, 2021 through the Ducommun Incorporated Employee Stock Purchase Plan. Read SEC document |
| August 07, 2020 Filed Aug 12, 2020 21:16 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 2,300 | $41.97 | $96,531.00 |
DisclosureSEC source: 0001209191-20-046407 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,327 Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 18:57 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 546 | $35.59 | $19,432.14 |
DisclosureSEC source: 0001209191-20-037544 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,627 F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on June 17, 2020, of 1,100 restricted stock units. Read SEC document |
| May 14, 2020 Filed May 15, 2020 21:28 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 404 | $24.98 | $10,091.92 |
DisclosureSEC source: 0001209191-20-029788 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,173 F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on May 14, 2020, of 1,167 restricted stock units. Read SEC document |
| May 07, 2020 Filed May 8, 2020 21:06 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock | 4,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027980 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,577 Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 22:11 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 404 | $16.61 | $6,710.44 |
DisclosureSEC source: 0001209191-20-020325 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,267 F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on March 18, 2020, of 1,167 restricted stock units. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:21 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 2,699 | $56.95 | $153,708.05 |
DisclosureSEC source: 0001209191-20-012602 · doc4.xml · nonDerivative · entry 2 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,671 F4 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on February 21, 2020, of 7,804 performance stock units, as described in footnote (1) above. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:21 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock | 7,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012602 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,370 F1 · shares: Acquired upon the settlement of performance stock units granted on March 20, 2017 under the Ducommun Incorporated Stock Incentive Plan as a result of the satisfaction of the performance criteria underlying the award. F2 · price: Granted as compensation for services. F3 · balance_after: The total amount of securities listed includes 357 shares of common stock and 291 shares of common stock acquired on January 31, 2020, both through the Ducommun Incorporated Employee Stock Purchase Plan. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 00:36 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 2,300 | $42.75 | $98,325.00 |
DisclosureSEC source: 0001209191-19-046736 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,918 F1 · price: This transaction was executed in multiple trades at prices ranging from $42.46 to $42.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 00:29 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock · Derivative | 4,700 | $0.00 Strike: $42.25 | $0.00 |
DisclosureSEC source: 0001209191-19-037858 · doc4.xml · derivative · entry 2 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 Underlying: Common Stock · 4,700 shares Expires 2029-06-17 F1 · security: The option represents the right to purchase common stock granted under Ducommun Incorporated's employee stock option plans, which are Rule 16b-3 plans. F2 · derivative.exercise_date: The option will vest in three equal installments on June 17, 2020, 2021 and 2022. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 00:29 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock | 3,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037858 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,218 Read SEC document |
| May 14, 2019 Filed May 16, 2019 20:32 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 404 | $48.88 | $19,747.52 |
DisclosureSEC source: 0001209191-19-030402 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,918 F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting on May 14, 2019, of 1,167 restricted stock units. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 20:57 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 1,154 | $44.22 | $51,029.88 |
DisclosureSEC source: 0001209191-19-020590 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,322 F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on March 18, 2019, of 3,334 restricted stock units. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 16:19 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 2,282 | $44.64 | $101,868.48 |
DisclosureSEC source: 0001209191-19-019630 · doc4.xml · nonDerivative · entry 2 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,476 F3 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on March 13, 2019, of 6,597 performance stock units, as described in footnote (1) above. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 16:19 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock | 6,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019630 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,758 F1 · shares: Acquired upon the settlement of performance stock units granted on March 23, 2016 under the Ducommun Incorporated Stock Incentive Plan as a result of the satisfaction of the performance criteria underlying the award. F2 · price: Granted as compensation for services. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 22:04 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionOption - Right to Buy · Derivative | 6,000 | $0.00 Strike: $24.90 | $0.00 |
DisclosureSEC source: 0001209191-18-059237 · doc4.xml · derivative · entry 6 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2021-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated employee stock option plans, which are Rule 16b-3 plans. F3 · derivative.exercise_date: This option vested as to 1,500 shares on each of March 2015, 2016, 2017, and 2018. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 22:04 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionOption - Right to Buy · Derivative | 3,750 | $0.00 Strike: $22.84 | $0.00 |
DisclosureSEC source: 0001209191-18-059237 · doc4.xml · derivative · entry 5 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2020-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated employee stock option plans, which are Rule 16b-3 plans. F2 · derivative.exercise_date: This option vested as to 3,750 shares on each of July 2014, 2015, 2016, and 2017. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 22:04 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 4,444 | $41.28 | $183,448.32 |
DisclosureSEC source: 0001209191-18-059237 · doc4.xml · nonDerivative · entry 4 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,161 Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 22:04 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionCommon Stock | 6,000 | $24.90 | $149,400.00 |
DisclosureSEC source: 0001209191-18-059237 · doc4.xml · nonDerivative · entry 3 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 22:04 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 2,655 | $41.28 | $109,598.40 |
DisclosureSEC source: 0001209191-18-059237 · doc4.xml · nonDerivative · entry 2 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,605 Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 22:04 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionCommon Stock | 3,750 | $22.84 | $85,650.00 |
DisclosureSEC source: 0001209191-18-059237 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2018 Filed May 31, 2018 18:59 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 2,700 | $34.32 | $92,664.00 |
DisclosureSEC source: 0001209191-18-034317 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,510 Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:19 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 2,700 | $34.16 | $92,232.00 |
DisclosureSEC source: 0001209191-18-034199 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,210 Read SEC document |
| May 24, 2018 Filed May 29, 2018 21:02 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 2,700 | $33.09 | $89,343.00 |
DisclosureSEC source: 0001209191-18-033886 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,910 Read SEC document |
| May 23, 2018 Filed May 25, 2018 17:29 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 2,700 | $33.10 | $89,370.00 |
DisclosureSEC source: 0001209191-18-033408 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,610 Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:41 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 2,700 | $34.14 | $92,178.00 |
DisclosureSEC source: 0001209191-18-033001 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,310 Read SEC document |
| May 14, 2018 Filed May 16, 2018 22:43 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock · Derivative | 5,000 | $0.00 Strike: $32.90 | $0.00 |
DisclosureSEC source: 0001209191-18-030696 · doc4.xml · derivative · entry 2 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-05-13 F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans. F2 · derivative.exercise_date: The option will vest in three equal installments on May 14, 2019, 2020, and 2021. Read SEC document |
| May 14, 2018 Filed May 16, 2018 22:43 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030696 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,010 Read SEC document |
| March 18, 2018 Filed Mar 20, 2018 23:12 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 1,667 | $29.63 | $49,393.21 |
DisclosureSEC source: 0001209191-18-020985 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,510 F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on March 18, 2018, of 4,833 restricted stock units. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 22:27 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 444 | $29.55 | $13,120.20 |
DisclosureSEC source: 0001209191-18-019947 · doc4.xml · nonDerivative · entry 2 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,177 F3 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on March 14, 2018, of 1,316 performance stock units, as described in footnote (1) above. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 22:27 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock | 1,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-019947 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,621 F1 · shares: Acquired upon the settlement of performance stock units granted on March 30, 2015 under the Ducommun Incorporated Stock Incentive Plan as a result of the satisfaction of the performance criteria underlying the award. F2 · price: Granted as compensation for services. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:37 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionOption - Right to Buy · Derivative | 7,500 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0001209191-17-053765 · doc4.xml · derivative · entry 3 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2019-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans. F2 · derivative.exercise_date: The option vested as to 2,500 shares on each of July 1, 2013, 2014, 2015, 2016. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:37 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 4,352 | $29.96 | $130,385.92 |
DisclosureSEC source: 0001209191-17-053765 · doc4.xml · nonDerivative · entry 2 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,305 Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:37 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionCommon Stock | 7,500 | $9.81 | $73,575.00 |
DisclosureSEC source: 0001209191-17-053765 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2017 Filed Jun 27, 2017 21:37 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | SaleCommon Stock | 1,000 | $32.18 | $32,180.00 |
DisclosureSEC source: 0001209191-17-042003 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,157 Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 23:31 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock · Derivative | 4,000 | $0.00 Strike: $28.67 | $0.00 |
DisclosureSEC source: 0001209191-17-022441 · doc4.xml · derivative · entry 4 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2024-03-19 F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans. F2 · derivative.exercise_date: The option will vest in four equal installments on March 20, 2018, 2019, 2020 and 2021 Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 23:31 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 1,471 | $28.67 | $42,173.57 |
DisclosureSEC source: 0001209191-17-022441 · doc4.xml · nonDerivative · entry 3 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,157 Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 23:31 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock | 3,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022441 · doc4.xml · nonDerivative · entry 2 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,628 Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 23:31 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022441 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,716 Read SEC document |
| March 18, 2017 Filed Mar 21, 2017 17:59 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 1,968 | $28.89 | $56,855.52 |
DisclosureSEC source: 0001209191-17-021968 · doc4.xml · nonDerivative · entry 1 Rogers Rose F · CIK 0001441322 · VP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,216 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.