Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2019 Filed Mar 18, 2019 19:00 UTC |
Hedstrom Mark M.CFO & COO
|
Tax withholdingClass A Common Stock | 14,984 | $5.36 | $80,314.24 |
DisclosureSEC source: 0000899243-19-008190 · doc4.xml · nonDerivative · entry 1 Hedstrom Mark M. · CIK 0001472236 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,980 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 19:03 UTC |
Traenkle Kevin P.Chief Investment Officer
|
GrantClass A Common Stock | 41,629 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008203 · doc4.xml · nonDerivative · entry 2 Traenkle Kevin P. · CIK 0001472233 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934,409 F2 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 16, 2020, March 15, 2021 and March 15, 2022. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 19:03 UTC |
Traenkle Kevin P.Chief Investment Officer
|
Tax withholdingClass A Common Stock | 11,940 | $5.36 | $63,998.40 |
DisclosureSEC source: 0000899243-19-008203 · doc4.xml · nonDerivative · entry 1 Traenkle Kevin P. · CIK 0001472233 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 892,780 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 19:00 UTC |
Tangen Darren J.President
|
GrantClass A Common Stock | 159,290 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008191 · doc4.xml · nonDerivative · entry 2 Tangen Darren J. · CIK 0001472235 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 987,617 F2 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 16, 2020, March 15, 2021 and March 15, 2022. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 19:00 UTC |
Tangen Darren J.President
|
Tax withholdingClass A Common Stock | 14,485 | $5.36 | $77,639.60 |
DisclosureSEC source: 0000899243-19-008191 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 828,327 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 19:01 UTC |
Sanders Ronald M.Exec. VP - CLO & Secretary
|
GrantClass A Common Stock | 101,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008197 · doc4.xml · nonDerivative · entry 2 Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,744 F2 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 16, 2020, March 15, 2021 and March 15, 2022. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 19:01 UTC |
Sanders Ronald M.Exec. VP - CLO & Secretary
|
Tax withholdingClass A Common Stock | 12,909 | $5.36 | $69,192.24 |
DisclosureSEC source: 0000899243-19-008197 · doc4.xml · nonDerivative · entry 1 Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,644 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 23:05 UTC |
Redington NealeChief Accounting Officer
|
GrantClass A Common Stock | 107,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008208 · doc4.xml · nonDerivative · entry 2 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,022 F2 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, 13,665 of which vest annually in three equal installments on March 16, 2020, March 15, 2021 and March 15, 2022, and 93,985 of which vest on March 15, 2022. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 23:05 UTC |
Redington NealeChief Accounting Officer
|
Tax withholdingClass A Common Stock | 4,510 | $5.36 | $24,173.60 |
DisclosureSEC source: 0000899243-19-008208 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,372 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:08 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.125% Series H Preferred Stock | 100,000 | $21.80 | $2,180,000.00 |
DisclosureSEC source: 0000899243-19-008210 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 150,000 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 19:01 UTC |
Schoenherr Charles WDirector
|
OtherDeferred Stock · Derivative | 832 | $5.57 | $4,634.24 |
DisclosureSEC source: 0000899243-19-001394 · doc4.xml · derivative · entry 1 Schoenherr Charles W · CIK 0001497786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,938 Underlying: Class A Common Stock · 832 shares Expires not disclosed F1 · derivative.exercise_price: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 19:00 UTC |
Metz JustinDirector
|
OtherDeferred Stock · Derivative | 1,011 | $5.57 | $5,631.27 |
DisclosureSEC source: 0000899243-19-001392 · doc4.xml · derivative · entry 2 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,397 Underlying: Class A Common Stock · 1,011 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 19:00 UTC |
Metz JustinDirector
|
GrantDeferred Stock · Derivative | 2,245 | $5.57 | $12,504.65 |
DisclosureSEC source: 0000899243-19-001392 · doc4.xml · derivative · entry 1 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,386 Underlying: Class A Common Stock · 2,245 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 19:01 UTC |
CROCKER DOUGLAS IIDirector
|
OtherDeferred Stock · Derivative | 1,011 | $5.57 | $5,631.27 |
DisclosureSEC source: 0000899243-19-001393 · doc4.xml · derivative · entry 2 CROCKER DOUGLAS II · CIK 0001195500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,397 Underlying: Class A Common Stock · 1,011 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 19:01 UTC |
CROCKER DOUGLAS IIDirector
|
GrantDeferred Stock · Derivative | 2,245 | $5.57 | $12,504.65 |
DisclosureSEC source: 0000899243-19-001393 · doc4.xml · derivative · entry 1 CROCKER DOUGLAS II · CIK 0001195500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,386 Underlying: Class A Common Stock · 2,245 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 19:02 UTC |
Steffens JohnDirector
|
OtherDeferred Stock · Derivative | 1,243 | $5.57 | $6,923.51 |
DisclosureSEC source: 0000899243-19-001395 · doc4.xml · derivative · entry 2 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,283 Underlying: Class A Common Stock · 1,243 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 19:02 UTC |
Steffens JohnDirector
|
GrantDeferred Stock · Derivative | 5,162 | $5.57 | $28,752.34 |
DisclosureSEC source: 0000899243-19-001395 · doc4.xml · derivative · entry 1 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,040 Underlying: Class A Common Stock · 5,162 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 19:02 UTC |
Somers John A.Director
|
OtherDeferred Stock · Derivative | 1,243 | $5.57 | $6,923.51 |
DisclosureSEC source: 0000899243-19-001396 · doc4.xml · derivative · entry 2 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,283 Underlying: Class A Common Stock · 1,243 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 19:02 UTC |
Somers John A.Director
|
GrantDeferred Stock · Derivative | 5,162 | $5.57 | $28,752.34 |
DisclosureSEC source: 0000899243-19-001396 · doc4.xml · derivative · entry 1 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,040 Underlying: Class A Common Stock · 5,162 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 15, 2019 Filed Jan 18, 2019 00:00 UTC |
Curtin Nancy AnnDirector
|
OtherDeferred Stock · Derivative | 832 | $5.57 | $4,634.24 |
DisclosureSEC source: 0000899243-19-001391 · doc4.xml · derivative · entry 1 Curtin Nancy Ann · CIK 0001615735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,938 Underlying: Class A Common Stock · 832 shares Expires not disclosed F1 · derivative.exercise_price: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 15, 2019 Filed Jan 18, 2019 00:00 UTC |
Fosheim Jon ADirector
|
OtherDeferred Stock · Derivative | 1,243 | $5.57 | $6,923.51 |
DisclosureSEC source: 0000899243-19-001390 · doc4.xml · derivative · entry 2 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,283 Underlying: Class A Common Stock · 1,243 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 15, 2019 Filed Jan 18, 2019 00:00 UTC |
Fosheim Jon ADirector
|
GrantDeferred Stock · Derivative | 5,162 | $5.57 | $28,752.34 |
DisclosureSEC source: 0000899243-19-001390 · doc4.xml · derivative · entry 1 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,040 Underlying: Class A Common Stock · 5,162 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:15 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Tax withholdingClass A Common Stock | 53,925 | $4.88 | $263,154.00 |
DisclosureSEC source: 0000899243-19-000764 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 1,596,052 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:16 UTC |
Traenkle Kevin P.Chief Investment Officer
|
Tax withholdingClass A Common Stock | 16,372 | $4.88 | $79,895.36 |
DisclosureSEC source: 0000899243-19-000766 · doc4.xml · nonDerivative · entry 1 Traenkle Kevin P. · CIK 0001472233 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,720 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:14 UTC |
Tangen Darren J.President
|
Tax withholdingClass A Common Stock | 16,522 | $4.88 | $80,627.36 |
DisclosureSEC source: 0000899243-19-000762 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 842,812 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:16 UTC |
Hedstrom Mark M.CFO & COO
|
Tax withholdingClass A Common Stock | 16,873 | $4.88 | $82,340.24 |
DisclosureSEC source: 0000899243-19-000767 · doc4.xml · nonDerivative · entry 1 Hedstrom Mark M. · CIK 0001472236 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,964 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:00 UTC |
Sanders Ronald M.Exec. VP - CLO & Secretary
|
Tax withholdingClass A Common Stock | 12,580 | $4.88 | $61,390.40 |
DisclosureSEC source: 0000899243-19-000760 · doc4.xml · nonDerivative · entry 1 Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,553 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 22:16 UTC |
Redington NealeChief Accounting Officer
|
Tax withholdingClass A Common Stock | 7,022 | $4.88 | $34,267.36 |
DisclosureSEC source: 0000899243-19-000765 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,882 F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 23:00 UTC |
Redington NealeChief Accounting Officer
|
SaleClass A Common Stock | 14,650 | $6.00 | $87,900.00 |
DisclosureSEC source: 0000899243-18-030430 · doc4.xml · nonDerivative · entry 2 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,904 Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 23:00 UTC |
Redington NealeChief Accounting Officer
|
SaleClass A Common Stock | 350 | $6.01 | $2,101.75 |
DisclosureSEC source: 0000899243-18-030430 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,554 Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 17:00 UTC |
Metz JustinDirector
|
OtherDeferred Stock · Derivative | 966 | $5.46 | $5,274.36 |
DisclosureSEC source: 0000899243-18-026878 · doc4.xml · derivative · entry 2 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,141 Underlying: Class A Common Stock · 966 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 17:00 UTC |
Metz JustinDirector
|
GrantDeferred Stock · Derivative | 2,290 | $5.46 | $12,503.40 |
DisclosureSEC source: 0000899243-18-026878 · doc4.xml · derivative · entry 1 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,175 Underlying: Class A Common Stock · 2,290 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 17:01 UTC |
Schoenherr Charles WDirector
|
OtherDeferred Stock · Derivative | 832 | $5.46 | $4,542.72 |
DisclosureSEC source: 0000899243-18-026884 · doc4.xml · derivative · entry 1 Schoenherr Charles W · CIK 0001497786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,106 Underlying: Class A Common Stock · 832 shares Expires not disclosed F1 · derivative.exercise_price: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 17:02 UTC |
CROCKER DOUGLAS IIDirector
|
OtherDeferred Stock · Derivative | 966 | $5.46 | $5,274.36 |
DisclosureSEC source: 0000899243-18-026885 · doc4.xml · derivative · entry 2 CROCKER DOUGLAS II · CIK 0001195500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,141 Underlying: Class A Common Stock · 966 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 17:02 UTC |
CROCKER DOUGLAS IIDirector
|
GrantDeferred Stock · Derivative | 2,290 | $5.46 | $12,503.40 |
DisclosureSEC source: 0000899243-18-026885 · doc4.xml · derivative · entry 1 CROCKER DOUGLAS II · CIK 0001195500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,175 Underlying: Class A Common Stock · 2,290 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 17:00 UTC |
Steffens JohnDirector
|
OtherDeferred Stock · Derivative | 1,139 | $5.46 | $6,218.94 |
DisclosureSEC source: 0000899243-18-026880 · doc4.xml · derivative · entry 2 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,878 Underlying: Class A Common Stock · 1,139 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 17:00 UTC |
Steffens JohnDirector
|
GrantDeferred Stock · Derivative | 5,266 | $5.46 | $28,752.36 |
DisclosureSEC source: 0000899243-18-026880 · doc4.xml · derivative · entry 1 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,739 Underlying: Class A Common Stock · 5,266 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 17:04 UTC |
Somers John A.Director
|
OtherDeferred Stock · Derivative | 1,139 | $5.46 | $6,218.94 |
DisclosureSEC source: 0000899243-18-026887 · doc4.xml · derivative · entry 2 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,878 Underlying: Class A Common Stock · 1,139 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 17:04 UTC |
Somers John A.Director
|
GrantDeferred Stock · Derivative | 5,266 | $5.46 | $28,752.36 |
DisclosureSEC source: 0000899243-18-026887 · doc4.xml · derivative · entry 1 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,739 Underlying: Class A Common Stock · 5,266 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 21:00 UTC |
Curtin Nancy AnnDirector
|
OtherDeferred Stock · Derivative | 832 | $5.46 | $4,542.72 |
DisclosureSEC source: 0000899243-18-026881 · doc4.xml · derivative · entry 1 Curtin Nancy Ann · CIK 0001615735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,106 Underlying: Class A Common Stock · 832 shares Expires not disclosed F1 · derivative.exercise_price: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 21:01 UTC |
Fosheim Jon ADirector
|
OtherDeferred Stock · Derivative | 1,139 | $5.46 | $6,218.94 |
DisclosureSEC source: 0000899243-18-026883 · doc4.xml · derivative · entry 2 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,878 Underlying: Class A Common Stock · 1,139 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 21:01 UTC |
Fosheim Jon ADirector
|
GrantDeferred Stock · Derivative | 5,266 | $5.46 | $28,752.36 |
DisclosureSEC source: 0000899243-18-026883 · doc4.xml · derivative · entry 1 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,739 Underlying: Class A Common Stock · 5,266 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| September 27, 2018 Filed Sep 27, 2018 21:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
Sale7.50% Series G Preferred Stock | 900 | $23.75 | $21,375.00 |
DisclosureSEC source: 0000899243-18-025451 · doc4.xml · nonDerivative · entry 4 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 277,149 F2 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 21:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
Sale7.50% Series G Preferred Stock | 4,985 | $23.75 | $118,393.75 |
DisclosureSEC source: 0000899243-18-025451 · doc4.xml · nonDerivative · entry 3 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 278,049 F2 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 21:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
Sale7.125% Series H Preferred Stock | 42,093 | $22.78 | $958,785.94 |
DisclosureSEC source: 0000899243-18-025451 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 250,000 F3 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $22.83 and the low sales price at $22.75. F2 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 21:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
Sale7.50% Series G Preferred Stock | 14,807 | $23.75 | $351,709.19 |
DisclosureSEC source: 0000899243-18-025451 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 283,034 F1 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $23.80 and the low sales price at $23.75. F2 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
Disposition to issuerOP Units · Derivative | 428,872 | $6.09 | $2,611,830.48 |
DisclosureSEC source: 0000899243-18-022216 · doc4.xml · derivative · entry 9 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,054,642 Underlying: Class A Common Stock · 428,872 shares Expires not disclosed F5 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F9 · shares: The OP Units were redeemed for cash pursuant to the terms of the OP Units described in Note 5 above. F5 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F8 · ownership.nature: The OP Units are held by the Holdcos. The reporting person disclaims beneficial ownership of the securities acquired except to the extent of his pecuniary interest therein. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
ConversionOP Units · Derivative | 496,472 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022216 · doc4.xml · derivative · entry 8 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,483,514 Underlying: Class A Common Stock · 496,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F7 · shares: The OP Units were redeemed for shares of Class A Common Stock pursuant to the terms of the OP Units described in Note 5 above. F5 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F8 · ownership.nature: The OP Units are held by the Holdcos. The reporting person disclaims beneficial ownership of the securities acquired except to the extent of his pecuniary interest therein. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
GrantOP Units · Derivative | 1,839,942 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022216 · doc4.xml · derivative · entry 7 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,979,986 Underlying: Class A Common Stock · 1,839,942 shares Expires not disclosed F5 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F6 · shares: Represents contingent consideration paid by CCOC in connection with the Internalization. F5 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F8 · ownership.nature: The OP Units are held by the Holdcos. The reporting person disclaims beneficial ownership of the securities acquired except to the extent of his pecuniary interest therein. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
OtherClass A Common Stock | 13,936 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022216 · doc4.xml · nonDerivative · entry 6 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 1,649,977 F4 · kind: In connection with the redemption of 925,344 OP Units as reported in this Form, in accordance with the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 13,936 shares of Class B Common Stock were converted to shares of Class A Common Stock on a one-for-one basis. F4 · price: In connection with the redemption of 925,344 OP Units as reported in this Form, in accordance with the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 13,936 shares of Class B Common Stock were converted to shares of Class A Common Stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.