DBRG

SEC source: 0001679688-21-000106 · wf-form4_163727757701367.xml · nonDerivative · entry 1

Kim Sonia · CIK 0001839035 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,626

F1 · price: Represents a weighted average price per share. These shares were sold in multiple transactions ranging from $8.17 to $8.175, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-043655 · doc4.xml · nonDerivative · entry 1

Steffens John · CIK 0001373619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,628

F1 · shares: Represents shares of Class A Common Stock granted to the reporting person in connection with the cancellation of deferred stock units ("Deferred Stock") previously issued pursuant to deferral elections subsequently determined to be invalid due to an administrative error.

F1 · price: Represents shares of Class A Common Stock granted to the reporting person in connection with the cancellation of deferred stock units ("Deferred Stock") previously issued pursuant to deferral elections subsequently determined to be invalid due to an administrative error.

SEC source: 0000899243-21-043654 · doc4.xml · nonDerivative · entry 1

Fosheim Jon A · CIK 0001628418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,426

F1 · shares: Represents shares of Class A Common Stock granted to the reporting person in connection with the cancellation of deferred stock units ("Deferred Stock") previously issued pursuant to deferral elections subsequently determined to be invalid due to an administrative error.

F1 · price: Represents shares of Class A Common Stock granted to the reporting person in connection with the cancellation of deferred stock units ("Deferred Stock") previously issued pursuant to deferral elections subsequently determined to be invalid due to an administrative error.

SEC source: 0000899243-21-033270 · doc4.xml · nonDerivative · entry 1

Wu Jacky · CIK 0001641811 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,103,083

F1 · shares: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

SEC source: 0000899243-21-032527 · doc4.xml · nonDerivative · entry 1

Wu Jacky · CIK 0001641811 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,198,681

F1 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer which vest annually in three equal installments on August 9, 2022, August 9, 2023 and August 9, 2024, subject to the satisfaction of certain conditions relating to the Issuer's disposition of its wellness infrastructure segment and a substantial majority of its other equity and debt investments and other investment management business on or prior to March 31, 2022.

SEC source: 0000899243-21-028831 · doc4.xml · derivative · entry 4

BARRACK THOMAS JR · CIK 0001076343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,702

Underlying: Class A Common Stock · 2,265 shares

Expires not disclosed

F4 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the issuer's non-executive director compensation policy.

F5 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the issuer.

F5 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the issuer.

F5 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the issuer.

SEC source: 0000899243-21-028831 · doc4.xml · nonDerivative · entry 2

BARRACK THOMAS JR · CIK 0001076343 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 4,004,609

F1 · kind: Pursuant to the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 67,953 shares of Class B Common Stock were converted to shares of the issuer's Class A Common Stock ("Class A Common Stock") on a one-for-one basis.

F1 · price: Pursuant to the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 67,953 shares of Class B Common Stock were converted to shares of the issuer's Class A Common Stock ("Class A Common Stock") on a one-for-one basis.

SEC source: 0000899243-21-028831 · doc4.xml · nonDerivative · entry 1

BARRACK THOMAS JR · CIK 0001076343 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 665,978

F1 · kind: Pursuant to the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 67,953 shares of Class B Common Stock were converted to shares of the issuer's Class A Common Stock ("Class A Common Stock") on a one-for-one basis.

F1 · price: Pursuant to the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 67,953 shares of Class B Common Stock were converted to shares of the issuer's Class A Common Stock ("Class A Common Stock") on a one-for-one basis.

SEC source: 0000899243-21-019118 · doc4.xml · derivative · entry 1

BARRACK THOMAS JR · CIK 0001076343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,437

Underlying: Class A Common Stock · 25,437 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

SEC source: 0000899243-21-019117 · doc4.xml · derivative · entry 1

Rasheed Shaka · CIK 0001861225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,437

Underlying: Class A Common Stock · 25,437 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent election to the Issuer's board of directors.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

SEC source: 0000899243-21-019119 · doc4.xml · nonDerivative · entry 1

REISS DALE ANNE · CIK 0001438802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,667

F1 · kind: Represents the receipt of restricted Class A common stock granted by the Issuer to the reporting person in accordance with the Issuer's non-executive compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. The restricted shares are scheduled to vest on May 7, 2022. The number of restricted shares was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

SEC source: 0000899243-21-019120 · doc4.xml · nonDerivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,367

F1 · kind: Represents the receipt of restricted Class A common stock granted by the Issuer to the reporting person in accordance with the Issuer's non-executive compensation policy in connection with the reporting person's recent election to the Issuer's board of directors. The restricted shares are scheduled to vest on May 7, 2022. The number of restricted shares was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

SEC source: 0000899243-21-019123 · doc4.xml · nonDerivative · entry 1

Carter J Braxton II · CIK 0001297461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,341

F1 · kind: Represents the receipt of restricted Class A common stock granted by the Issuer to the reporting person in accordance with the Issuer's non-executive compensation policy in connection with the reporting person's recent election to the Issuer's board of directors. The restricted shares are scheduled to vest on May 7, 2022. The number of restricted shares was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

SEC source: 0000899243-21-019124 · doc4.xml · derivative · entry 1

Steffens John · CIK 0001373619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,656

Underlying: Class A Common Stock · 25,437 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

SEC source: 0000899243-21-019121 · doc4.xml · nonDerivative · entry 1

Diefenderfer Jeannie · CIK 0001614839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,656

F1 · kind: Represents the receipt of restricted Class A common stock granted by the Issuer to the reporting person in accordance with the Issuer's non-executive compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. The restricted shares are scheduled to vest on May 7, 2022. The number of restricted shares was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

SEC source: 0000899243-21-019116 · doc4.xml · derivative · entry 1

Curtin Nancy Ann · CIK 0001615735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,051

Underlying: Class A Common Stock · 25,437 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

SEC source: 0000899243-21-019122 · doc4.xml · derivative · entry 1

Fosheim Jon A · CIK 0001628418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,886

Underlying: Class A Common Stock · 25,437 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2022. The amount of Deferred Stock was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date.

SEC source: 0000899243-21-017096 · doc4.xml · nonDerivative · entry 1

Kim Sonia · CIK 0001839035 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,626

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

SEC source: 0000899243-21-016107 · doc4.xml · nonDerivative · entry 1

BARRACK THOMAS JR · CIK 0001076343 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,936,656

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

SEC source: 0000899243-21-016108 · doc4.xml · derivative · entry 1

Steffens John · CIK 0001373619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,219

Underlying: Class A Common Stock · 4,571 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-21-016109 · doc4.xml · derivative · entry 1

Curtin Nancy Ann · CIK 0001615735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,614

Underlying: Class A Common Stock · 6,530 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-21-016111 · doc4.xml · derivative · entry 1

Fosheim Jon A · CIK 0001628418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,449

Underlying: Class A Common Stock · 2,379 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-21-013691 · doc4.xml · nonDerivative · entry 2

BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 4,432,261

F2 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of the relative TSR performance units referred to in Footnote 1.

SEC source: 0000899243-21-013691 · doc4.xml · nonDerivative · entry 1

BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 4,515,312

F1 · shares: Acquired upon the settlement of relative total shareholder return (TSR) performance units granted on March 15, 2018 under the Issuer's 2014 Omnibus Stock Incentive Plan as a result of the satisfaction, at the 60% payout level, of the performance criteria underlying the award.

F1 · price: Acquired upon the settlement of relative total shareholder return (TSR) performance units granted on March 15, 2018 under the Issuer's 2014 Omnibus Stock Incentive Plan as a result of the satisfaction, at the 60% payout level, of the performance criteria underlying the award.

SEC source: 0000899243-21-013690 · doc4.xml · nonDerivative · entry 2

Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,939

F2 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of the relative TSR performance units referred to in Footnote 1.

SEC source: 0000899243-21-013690 · doc4.xml · nonDerivative · entry 1

Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966,177

F1 · shares: Acquired upon the settlement of relative total shareholder return (TSR) performance units granted on March 15, 2018 under the Issuer's 2014 Omnibus Stock Incentive Plan as a result of the satisfaction, at the 60% payout level, of the performance criteria underlying the award.

F1 · price: Acquired upon the settlement of relative total shareholder return (TSR) performance units granted on March 15, 2018 under the Issuer's 2014 Omnibus Stock Incentive Plan as a result of the satisfaction, at the 60% payout level, of the performance criteria underlying the award.

SEC source: 0000899243-21-013689 · doc4.xml · nonDerivative · entry 2

Kim Sonia · CIK 0001839035 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,589

F2 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of the relative TSR performance units referred to in Footnote 1.

SEC source: 0000899243-21-013689 · doc4.xml · nonDerivative · entry 1

Kim Sonia · CIK 0001839035 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,264

F1 · shares: Acquired upon the settlement of relative total shareholder return (TSR) performance units granted on March 15, 2018 under the Issuer's 2014 Omnibus Stock Incentive Plan as a result of the satisfaction, at the 60% payout level, of the performance criteria underlying the award.

F1 · price: Acquired upon the settlement of relative total shareholder return (TSR) performance units granted on March 15, 2018 under the Issuer's 2014 Omnibus Stock Incentive Plan as a result of the satisfaction, at the 60% payout level, of the performance criteria underlying the award.

SEC source: 0000899243-21-012273 · doc4.xml · nonDerivative · entry 2

BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 4,326,129

F2 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2022, March 15, 2023 and March 15, 2024.

SEC source: 0000899243-21-012273 · doc4.xml · nonDerivative · entry 1

BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 4,038,773

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

SEC source: 0000899243-21-012274 · doc4.xml · nonDerivative · entry 2

Ganzi Marc C · CIK 0001817264 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,181

F2 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2022, March 15, 2023 and March 15, 2024.

SEC source: 0000899243-21-012274 · doc4.xml · nonDerivative · entry 1

Ganzi Marc C · CIK 0001817264 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,477

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

SEC source: 0000899243-21-012275 · doc4.xml · nonDerivative · entry 1

Wu Jacky · CIK 0001641811 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844,573

F1 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, 35,099 of which vest annually in three equal installments on March 15, 2022, March 15, 2023 and March 15, 2024 and the remaining 180,337 of which vest on March 23, 2023 (the third anniversary of the reporting person's commencement of employment with the Issuer).

SEC source: 0000899243-21-012272 · doc4.xml · nonDerivative · entry 2

Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918,723

F2 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2022, March 15, 2023 and March 15, 2024.

SEC source: 0000899243-21-012272 · doc4.xml · nonDerivative · entry 1

Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780,135

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

SEC source: 0000899243-21-012276 · doc4.xml · nonDerivative · entry 2

Kim Sonia · CIK 0001839035 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,083

F2 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, 18,352 of which vest annually in three equal installments on March 15, 2022, March 15, 2023 and March 15, 2024, and the remaining 16,420 vest 50% on April 26, 2021 and 50% on March 15, 2022.

SEC source: 0000899243-21-012276 · doc4.xml · nonDerivative · entry 1

Kim Sonia · CIK 0001839035 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,311

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

SEC source: 0000899243-21-010342 · doc4.xml · nonDerivative · entry 1

Carter J Braxton II · CIK 0001297461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,904

F1 · kind: Represents the receipt of restricted Class A common stock granted by the Issuer to the reporting person in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's initial election to the Issuer's board of directors. The restricted shares are scheduled to vest on May 7, 2021. The amount of restricted shares was determined by dividing the fixed grant value of $28,932 (reflecting a pro-rated amount for the period from the reporting person's initial election to the board of directors on March 2, 2021 through the vesting date) by the closing price of the Issuer's common stock on the New York Stock Exchange on March 3, 2021.

SEC source: 0000899243-21-002506 · doc4.xml · derivative · entry 1

Steffens John · CIK 0001373619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,648

Underlying: Class A Common Stock · 6,225 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-21-002507 · doc4.xml · derivative · entry 1

Fosheim Jon A · CIK 0001628418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,070

Underlying: Class A Common Stock · 3,240 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-21-000901 · doc4.xml · nonDerivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,930

F1 · kind: Represents the receipt of restricted Class A common stock granted by the Issuer to the reporting person in accordance with the Issuer's non-executive compensation policy in connection with the reporting person's initial election to the Issuer's board of directors. The restricted shares are scheduled to vest on May 7, 2021. The amount of restricted shares was determined by dividing the fixed grant value of $55,233 (reflecting a pro-rated amount for the period from the reporting person's initial election to the board of directors on January 1, 2021 through the vesting date) by the closing price of the Issuer's common stock on the New York Stock Exchange on January 4, 2021.

SEC source: 0000899243-20-028620 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,154

Underlying: Class A Common Stock · 2,420 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-20-028619 · doc4.xml · derivative · entry 1

Steffens John · CIK 0001373619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,423

Underlying: Class A Common Stock · 9,880 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-20-028618 · doc4.xml · derivative · entry 1

Fosheim Jon A · CIK 0001628418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,830

Underlying: Class A Common Stock · 5,142 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

SEC source: 0000899243-20-024002 · doc4.xml · nonDerivative · entry 1

Redington Neale · CIK 0001637687 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,401

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

SEC source: 0000899243-20-022683 · doc4.xml · nonDerivative · entry 1

Hedstrom Mark M. · CIK 0001472236 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722,727

F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $2.74 to $2.875, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000899243-20-022403 · doc4.xml · nonDerivative · entry 1

Ganzi Marc C · CIK 0001817264 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,889

F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $2.685 to $2.70, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000899243-20-022314 · doc4.xml · nonDerivative · entry 1

Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 845,821

F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $2.515 to $2.605, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000899243-20-022018 · doc4.xml · nonDerivative · entry 1

Wu Jacky · CIK 0001641811 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,137

SEC source: 0000899243-20-019558 · doc4.xml · derivative · entry 1

CROCKER DOUGLAS II · CIK 0001195500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,734

Underlying: Class A Common Stock · 3,151 shares

Expires not disclosed

F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.

F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.