Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2018 Filed Apr 18, 2018 17:50 UTC |
Schoenherr Charles WDirector
|
OtherDeferred Stock · Derivative | 297 | $5.60 | $1,663.20 |
DisclosureSEC source: 0000899243-18-010365 · doc4.xml · derivative · entry 1 Schoenherr Charles W · CIK 0001497786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,356 Underlying: Class A Common Stock · 297 shares Expires not disclosed F1 · derivative.exercise_price: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 226 of which is scheduled to vest on May 4, 2018. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 226 of which is scheduled to vest on May 4, 2018. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 226 of which is scheduled to vest on May 4, 2018. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 17:51 UTC |
CROCKER DOUGLAS IIDirector
|
OtherDeferred Stock · Derivative | 341 | $5.60 | $1,909.60 |
DisclosureSEC source: 0000899243-18-010370 · doc4.xml · derivative · entry 2 CROCKER DOUGLAS II · CIK 0001195500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,866 Underlying: Class A Common Stock · 341 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 226 of which is scheduled to vest on May 4, 2018. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 17:51 UTC |
CROCKER DOUGLAS IIDirector
|
GrantDeferred Stock · Derivative | 2,233 | $5.60 | $12,504.80 |
DisclosureSEC source: 0000899243-18-010370 · doc4.xml · derivative · entry 1 CROCKER DOUGLAS II · CIK 0001195500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,525 Underlying: Class A Common Stock · 2,233 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 17:51 UTC |
Steffens JohnDirector
|
OtherDeferred Stock · Derivative | 398 | $5.60 | $2,228.80 |
DisclosureSEC source: 0000899243-18-010369 · doc4.xml · derivative · entry 2 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,725 Underlying: Class A Common Stock · 398 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 226 of which is scheduled to vest on May 4, 2018. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 17:51 UTC |
Steffens JohnDirector
|
GrantDeferred Stock · Derivative | 5,134 | $5.60 | $28,750.40 |
DisclosureSEC source: 0000899243-18-010369 · doc4.xml · derivative · entry 1 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,327 Underlying: Class A Common Stock · 5,134 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 17:53 UTC |
Somers John A.Director
|
OtherDeferred Stock · Derivative | 398 | $5.60 | $2,228.80 |
DisclosureSEC source: 0000899243-18-010372 · doc4.xml · derivative · entry 2 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,725 Underlying: Class A Common Stock · 398 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 226 of which is scheduled to vest on May 4, 2018. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 17:53 UTC |
Somers John A.Director
|
GrantDeferred Stock · Derivative | 5,134 | $5.60 | $28,750.40 |
DisclosureSEC source: 0000899243-18-010372 · doc4.xml · derivative · entry 1 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,327 Underlying: Class A Common Stock · 5,134 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 21:52 UTC |
Curtin Nancy AnnDirector
|
OtherDeferred Stock · Derivative | 297 | $5.60 | $1,663.20 |
DisclosureSEC source: 0000899243-18-010371 · doc4.xml · derivative · entry 1 Curtin Nancy Ann · CIK 0001615735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,356 Underlying: Class A Common Stock · 297 shares Expires not disclosed F1 · derivative.exercise_price: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 226 of which is scheduled to vest on May 4, 2018. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 226 of which is scheduled to vest on May 4, 2018. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 226 of which is scheduled to vest on May 4, 2018. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 21:50 UTC |
Fosheim Jon ADirector
|
OtherDeferred Stock · Derivative | 398 | $5.60 | $2,228.80 |
DisclosureSEC source: 0000899243-18-010367 · doc4.xml · derivative · entry 2 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,725 Underlying: Class A Common Stock · 398 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 226 of which is scheduled to vest on May 4, 2018. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 21:50 UTC |
Fosheim Jon ADirector
|
GrantDeferred Stock · Derivative | 5,134 | $5.60 | $28,750.40 |
DisclosureSEC source: 0000899243-18-010367 · doc4.xml · derivative · entry 1 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,327 Underlying: Class A Common Stock · 5,134 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:01 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
Disposition to issuerOP Units · Derivative | 367,093 | $5.71 | $2,096,101.03 |
DisclosureSEC source: 0000899243-18-009477 · doc4.xml · derivative · entry 6 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,140,044 Underlying: Class A Common Stock · 367,093 shares Expires not disclosed F4 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F7 · shares: The OP Units were redeemed for cash pursuant to the terms of the OP Units described in Note 4 above. F4 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F6 · ownership.nature: The OP Units are held by the Holdcos. The reporting person disclaims beneficial ownership of the securities acquired except to the extent of his pecuniary interest therein. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:01 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
ConversionOP Units · Derivative | 629,449 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009477 · doc4.xml · derivative · entry 5 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,507,137 Underlying: Class A Common Stock · 629,449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · shares: The OP Units were redeemed for shares of Class A Common Stock pursuant to the terms of the OP Units described in Note 4 above. F4 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F6 · ownership.nature: The OP Units are held by the Holdcos. The reporting person disclaims beneficial ownership of the securities acquired except to the extent of his pecuniary interest therein. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:01 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
OtherClass A Common Stock | 28,072 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009477 · doc4.xml · nonDerivative · entry 4 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 1,620,910 F3 · kind: In connection with the redemption of 996,542 OP Units as reported in this Form, in accordance with the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 28,072 shares of Class B Common Stock were converted to shares of Class A Common Stock on a one-for-one basis. F3 · price: In connection with the redemption of 996,542 OP Units as reported in this Form, in accordance with the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 28,072 shares of Class B Common Stock were converted to shares of Class A Common Stock on a one-for-one basis. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:01 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
OtherClass B Common Stock | 28,072 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009477 · doc4.xml · nonDerivative · entry 3 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 708,168 F3 · kind: In connection with the redemption of 996,542 OP Units as reported in this Form, in accordance with the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 28,072 shares of Class B Common Stock were converted to shares of Class A Common Stock on a one-for-one basis. F3 · price: In connection with the redemption of 996,542 OP Units as reported in this Form, in accordance with the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 28,072 shares of Class B Common Stock were converted to shares of Class A Common Stock on a one-for-one basis. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:01 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
OtherClass A Common Stock | 629,449 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-009477 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,592,838 F2 · kind: Represents the distribution by the Holdcos of the shares of Class A Common Stock described in Note 1 above to certain members of the Holdcos (other than the reporting person) who were allocated indirect interests in the OP Units redeemed for such shares of Class A Common Stock in connection with Colony Capital, Inc.'s management internalization in April 2015. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein. F2 · price: Represents the distribution by the Holdcos of the shares of Class A Common Stock described in Note 1 above to certain members of the Holdcos (other than the reporting person) who were allocated indirect interests in the OP Units redeemed for such shares of Class A Common Stock in connection with Colony Capital, Inc.'s management internalization in April 2015. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein. F6 · ownership.nature: The OP Units are held by the Holdcos. The reporting person disclaims beneficial ownership of the securities acquired except to the extent of his pecuniary interest therein. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:01 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
ConversionClass A Common Stock | 629,449 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-009477 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,222,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the redemption by limited liability companies controlled by the reporting person (the "Holdcos") of common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC") for shares of the issuer's Class A Common Stock ("Class A Common Stock") pursuant to the terms of the OP Units described in Note 4 below. The reporting person disclaims beneficial ownership of the securities acquired except to the extent of his pecuniary interest therein. F6 · ownership.nature: The OP Units are held by the Holdcos. The reporting person disclaims beneficial ownership of the securities acquired except to the extent of his pecuniary interest therein. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:03 UTC |
Traenkle Kevin P.Chief Investment Officer
|
OtherOP Units · Derivative | 134,912 | $5.71 | $770,347.52 |
DisclosureSEC source: 0000899243-18-009479 · doc4.xml · derivative · entry 3 Traenkle Kevin P. · CIK 0001472233 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 134,912 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · shares: The OP Units were redeemed for cash pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · ownership.nature: The OP Units are allocated to the reporting person and held by the Holdcos. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:03 UTC |
Traenkle Kevin P.Chief Investment Officer
|
OtherOP Units · Derivative | 134,912 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009479 · doc4.xml · derivative · entry 2 Traenkle Kevin P. · CIK 0001472233 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 134,912 Underlying: Class A Common Stock · 134,912 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F3 · shares: The OP Units were redeemed for shares of Class A Common Stock pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · ownership.nature: The OP Units are allocated to the reporting person and held by the Holdcos. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:03 UTC |
Traenkle Kevin P.Chief Investment Officer
|
OtherClass A Common Stock | 134,912 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-009479 · doc4.xml · nonDerivative · entry 1 Traenkle Kevin P. · CIK 0001472233 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,116 F1 · price: Represents the redemption by limited liability companies controlled by Thomas J. Barrack, Jr. (the "Holdcos") of common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC") allocable to the reporting person for shares of the issuer's Class A Common Stock ("Class A Common Stock") pursuant to the terms of the OP Units described in Note 2 below. Pursuant to the operating agreements of the Holdcos, the shares of Class A Common Stock received in connection with the redemption were distributed by the Holdcos to the reporting person. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:00 UTC |
Tangen Darren J.Exec. VP - CFO
|
OtherOP Units · Derivative | 90,977 | $5.71 | $519,478.67 |
DisclosureSEC source: 0000899243-18-009476 · doc4.xml · derivative · entry 3 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 90,977 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · shares: The OP Units were redeemed for cash pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · ownership.nature: The OP Units are allocated to the reporting person and held by the Holdcos. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:00 UTC |
Tangen Darren J.Exec. VP - CFO
|
OtherOP Units · Derivative | 90,976 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009476 · doc4.xml · derivative · entry 2 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 90,977 Underlying: Class A Common Stock · 90,976 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F3 · shares: The OP Units were redeemed for shares of Class A Common Stock pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · ownership.nature: The OP Units are allocated to the reporting person and held by the Holdcos. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:00 UTC |
Tangen Darren J.Exec. VP - CFO
|
OtherClass A Common Stock | 90,976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-009476 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 814,170 F1 · price: Represents the redemption by limited liability companies controlled by Thomas J. Barrack, Jr. (the "Holdcos") of common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC") allocable to the reporting person for shares of the issuer's Class A Common Stock ("Class A Common Stock") pursuant to the terms of the OP Units described in Note 2 below. Pursuant to the operating agreements of the Holdcos, the shares of Class A Common Stock received in connection with the redemption were distributed by the Holdcos to the reporting person. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:00 UTC |
Sanders Ronald M.Exec. VP - CLO & Secretary
|
OtherOP Units · Derivative | 53,139 | $5.71 | $303,423.69 |
DisclosureSEC source: 0000899243-18-009475 · doc4.xml · derivative · entry 3 Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 53,139 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · shares: The OP Units were redeemed for cash pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · ownership.nature: The OP Units are allocated to the reporting person and held by the Holdcos. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:00 UTC |
Sanders Ronald M.Exec. VP - CLO & Secretary
|
OtherOP Units · Derivative | 53,138 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009475 · doc4.xml · derivative · entry 2 Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 53,139 Underlying: Class A Common Stock · 53,138 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F3 · shares: The OP Units were redeemed for shares of Class A Common Stock pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · ownership.nature: The OP Units are allocated to the reporting person and held by the Holdcos. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:00 UTC |
Sanders Ronald M.Exec. VP - CLO & Secretary
|
OtherClass A Common Stock | 53,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-009475 · doc4.xml · nonDerivative · entry 1 Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,753 F1 · price: Represents the redemption by limited liability companies controlled by Thomas J. Barrack, Jr. (the "Holdcos") of common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC") allocable to the reporting person for shares of the issuer's Class A Common Stock ("Class A Common Stock") pursuant to the terms of the OP Units described in Note 2 below. Pursuant to the operating agreements of the Holdcos, the shares of Class A Common Stock received in connection with the redemption were distributed by the Holdcos to the reporting person. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:00 UTC |
Redington NealeChief Accounting Officer
|
OtherOP Units · Derivative | 3,379 | $5.71 | $19,294.09 |
DisclosureSEC source: 0000899243-18-009474 · doc4.xml · derivative · entry 3 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 3,379 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · shares: The OP Units were redeemed for cash pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · ownership.nature: The OP Units are allocated to the reporting person and held by the Holdcos. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:00 UTC |
Redington NealeChief Accounting Officer
|
OtherOP Units · Derivative | 3,379 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009474 · doc4.xml · derivative · entry 2 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,379 Underlying: Class A Common Stock · 3,379 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F3 · shares: The OP Units were redeemed for shares of Class A Common Stock pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · ownership.nature: The OP Units are allocated to the reporting person and held by the Holdcos. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:00 UTC |
Redington NealeChief Accounting Officer
|
OtherClass A Common Stock | 3,379 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-009474 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,228 F1 · price: Represents the redemption by limited liability companies controlled by Thomas J. Barrack, Jr. (the "Holdcos") of common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC") allocable to the reporting person for shares of the issuer's Class A Common Stock ("Class A Common Stock") pursuant to the terms of the OP Units described in Note 2 below. Pursuant to the operating agreements of the Holdcos, the shares of Class A Common Stock received in connection with the redemption were distributed by the Holdcos to the reporting person. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 16:30 UTC |
Somers John A.Director
|
PurchaseClass A Common Stock | 2,000 | $5.66 | $11,320.00 |
DisclosureSEC source: 0000899243-18-008609 · doc4.xml · nonDerivative · entry 1 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,960 Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:01 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
GrantClass A Common Stock | 315,305 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008042 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 1,592,838 F1 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments beginning on March 15, 2019. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:02 UTC |
SALTZMAN RICHARD BDirector · CEO & President
|
GrantClass A Common Stock | 235,971 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008043 · doc4.xml · nonDerivative · entry 1 SALTZMAN RICHARD B · CIK 0001256831 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,002,649 F1 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments beginning on March 15, 2019. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:00 UTC |
Traenkle Kevin P.Chief Investment Officer
|
GrantClass A Common Stock | 77,958 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008037 · doc4.xml · nonDerivative · entry 1 Traenkle Kevin P. · CIK 0001472233 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,204 F1 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments beginning on March 15, 2019. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:00 UTC |
Tangen Darren J.Exec. VP - CFO
|
GrantClass A Common Stock | 516,870 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008036 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 723,194 F1 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, 94,573 of which vest annually in three equal installments beginning on March 15, 2019 and 422,297 of which vest on March 15, 2021. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:01 UTC |
Hedstrom Mark M.Chief Operating Officer
|
GrantClass A Common Stock | 97,834 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008041 · doc4.xml · nonDerivative · entry 1 Hedstrom Mark M. · CIK 0001472236 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,837 F1 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments beginning on March 15, 2019. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:00 UTC |
Sanders Ronald M.Exec. VP - CLO & Secretary
|
GrantClass A Common Stock | 79,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008038 · doc4.xml · nonDerivative · entry 1 Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,615 F1 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments beginning on March 15, 2019. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 23:02 UTC |
Redington NealeChief Accounting Officer
|
GrantClass A Common Stock | 43,720 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008045 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,849 F1 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments beginning on March 15, 2019. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 18:00 UTC |
Schoenherr Charles WDirector
|
PurchaseClass A Common Stock | 5,000 | $5.93 | $29,668.00 |
DisclosureSEC source: 0000899243-18-006675 · doc4.xml · nonDerivative · entry 2 Schoenherr Charles W · CIK 0001497786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,557 Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 18:00 UTC |
Steffens JohnDirector
|
PurchaseClass A Common Stock | 10,000 | $5.94 | $59,392.00 |
DisclosureSEC source: 0000899243-18-006674 · doc4.xml · nonDerivative · entry 1 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,690 F1 · price: The price reported in Column 4 is the weighted average price. These shares were acquired in multiple transactionz at prices ranging from $5.9375 to $5.94. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 18:00 UTC |
Metz JustinDirector
|
PurchaseClass A Common Stock | 12,000 | $5.72 | $68,638.80 |
DisclosureSEC source: 0000899243-18-006676 · doc4.xml · nonDerivative · entry 1 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,867 Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 18:00 UTC |
Schoenherr Charles WDirector
|
PurchaseClass A Common Stock | 11,000 | $5.85 | $64,348.90 |
DisclosureSEC source: 0000899243-18-006675 · doc4.xml · nonDerivative · entry 1 Schoenherr Charles W · CIK 0001497786 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,047 F1 · price: The price reported in Column 4 is the weighted average price. These shares were acquired in multiple transactions at prices ranging from $5.849 to $5.85. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.nature: The shares are held by a limited partnership of which the reporting person is a general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 23:01 UTC |
Fosheim Jon ADirector
|
PurchaseClass A Common Stock | 4,000 | $5.99 | $23,956.00 |
DisclosureSEC source: 0000899243-18-006677 · doc4.xml · nonDerivative · entry 1 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 09:39 UTC |
Metz JustinDirector
|
OtherDeferred Stock · Derivative | 410 | $10.36 | $4,247.60 |
DisclosureSEC source: 0000899243-18-001483 · doc4.xml · derivative · entry 2 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,292 Underlying: Class A Common Stock · 410 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 09:39 UTC |
Metz JustinDirector
|
GrantDeferred Stock · Derivative | 1,207 | $10.36 | $12,504.52 |
DisclosureSEC source: 0000899243-18-001483 · doc4.xml · derivative · entry 1 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,882 Underlying: Class A Common Stock · 1,207 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 09:34 UTC |
Schoenherr Charles WDirector
|
OtherDeferred Stock · Derivative | 384 | $10.36 | $3,978.24 |
DisclosureSEC source: 0000899243-18-001476 · doc4.xml · derivative · entry 1 Schoenherr Charles W · CIK 0001497786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,059 Underlying: Class A Common Stock · 384 shares Expires not disclosed F1 · derivative.exercise_price: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 09:34 UTC |
CROCKER DOUGLAS IIDirector
|
OtherDeferred Stock · Derivative | 410 | $10.36 | $4,247.60 |
DisclosureSEC source: 0000899243-18-001475 · doc4.xml · derivative · entry 2 CROCKER DOUGLAS II · CIK 0001195500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,292 Underlying: Class A Common Stock · 410 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 09:34 UTC |
CROCKER DOUGLAS IIDirector
|
GrantDeferred Stock · Derivative | 1,207 | $10.36 | $12,504.52 |
DisclosureSEC source: 0000899243-18-001475 · doc4.xml · derivative · entry 1 CROCKER DOUGLAS II · CIK 0001195500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,882 Underlying: Class A Common Stock · 1,207 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 09:35 UTC |
Steffens JohnDirector
|
OtherDeferred Stock · Derivative | 443 | $10.36 | $4,589.48 |
DisclosureSEC source: 0000899243-18-001477 · doc4.xml · derivative · entry 2 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,193 Underlying: Class A Common Stock · 443 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 09:35 UTC |
Steffens JohnDirector
|
GrantDeferred Stock · Derivative | 2,776 | $10.36 | $28,759.36 |
DisclosureSEC source: 0000899243-18-001477 · doc4.xml · derivative · entry 1 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,750 Underlying: Class A Common Stock · 2,776 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 09:38 UTC |
Somers John A.Director
|
OtherDeferred Stock · Derivative | 443 | $10.36 | $4,589.48 |
DisclosureSEC source: 0000899243-18-001482 · doc4.xml · derivative · entry 2 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,193 Underlying: Class A Common Stock · 443 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 09:38 UTC |
Somers John A.Director
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GrantDeferred Stock · Derivative | 2,776 | $10.36 | $28,759.36 |
DisclosureSEC source: 0000899243-18-001482 · doc4.xml · derivative · entry 1 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,750 Underlying: Class A Common Stock · 2,776 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.