Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
OtherClass B Common Stock | 13,936 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022216 · doc4.xml · nonDerivative · entry 5 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 733,931 F4 · kind: In connection with the redemption of 925,344 OP Units as reported in this Form, in accordance with the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 13,936 shares of Class B Common Stock were converted to shares of Class A Common Stock on a one-for-one basis. F4 · price: In connection with the redemption of 925,344 OP Units as reported in this Form, in accordance with the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 13,936 shares of Class B Common Stock were converted to shares of Class A Common Stock on a one-for-one basis. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
OtherClass A Common Stock | 496,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022216 · doc4.xml · nonDerivative · entry 4 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: Represents the distribution by the Holdcos of the shares of Class A Common Stock described in Note 2 above to certain members of the Holdcos (other than the reporting person) who were allocated indirect interests in the OP Units redeemed for such shares of Class A Common Stock in connection with the Internalization. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein. F3 · price: Represents the distribution by the Holdcos of the shares of Class A Common Stock described in Note 2 above to certain members of the Holdcos (other than the reporting person) who were allocated indirect interests in the OP Units redeemed for such shares of Class A Common Stock in connection with the Internalization. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein. F8 · ownership.nature: The OP Units are held by the Holdcos. The reporting person disclaims beneficial ownership of the securities acquired except to the extent of his pecuniary interest therein. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
ConversionClass A Common Stock | 496,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022216 · doc4.xml · nonDerivative · entry 3 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 496,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the redemption by limited liability companies controlled by the reporting person (the "Holdcos") of common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC") for shares of the issuer's Class A Common Stock ("Class A Common Stock") pursuant to the terms of the OP Units described in Note 5 below. The reporting person disclaims beneficial ownership of the securities acquired except to the extent of his pecuniary interest therein. F8 · ownership.nature: The OP Units are held by the Holdcos. The reporting person disclaims beneficial ownership of the securities acquired except to the extent of his pecuniary interest therein. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
GrantClass B Common Stock | 39,699 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022216 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 747,867 F1 · kind: Represents contingent consideration paid by the issuer in connection with its predecessor's acquisition of substantially all of its former manager in April 2015 (the "Internalization"). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC |
BARRACK THOMAS JRDirector · Executive Chairman
|
GrantClass A Common Stock | 15,131 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022216 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 1,636,041 F1 · kind: Represents contingent consideration paid by the issuer in connection with its predecessor's acquisition of substantially all of its former manager in April 2015 (the "Internalization"). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:03 UTC |
SALTZMAN RICHARD BDirector · CEO & President
|
OtherOP Units · Derivative | 248,338 | $6.09 | $1,512,378.42 |
DisclosureSEC source: 0000899243-18-022224 · doc4.xml · derivative · entry 6 SALTZMAN RICHARD B · CIK 0001256831 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 88,179 Underlying: Class A Common Stock · 248,338 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F7 · shares: The OP Units were redeemed for cash pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · ownership.nature: The OP Units are held by the Holdcos. The reporting person has the right, subject to certain conditions, to require the Holdcos from time to time to redeem the OP Units in accordance with Note 1 above and distribute to the reporting person the shares of Class A Common Stock or cash received upon such redemption. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:03 UTC |
SALTZMAN RICHARD BDirector · CEO & President
|
OtherOP Units · Derivative | 182,290 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022224 · doc4.xml · derivative · entry 5 SALTZMAN RICHARD B · CIK 0001256831 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 336,517 Underlying: Class A Common Stock · 182,290 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F6 · shares: The OP Units were redeemed for shares of Class A Common Stock pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · ownership.nature: The OP Units are held by the Holdcos. The reporting person has the right, subject to certain conditions, to require the Holdcos from time to time to redeem the OP Units in accordance with Note 1 above and distribute to the reporting person the shares of Class A Common Stock or cash received upon such redemption. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:03 UTC |
SALTZMAN RICHARD BDirector · CEO & President
|
GrantOP Units · Derivative | 430,628 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022224 · doc4.xml · derivative · entry 4 SALTZMAN RICHARD B · CIK 0001256831 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 518,807 Underlying: Class A Common Stock · 430,628 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · shares: The OP Units were acquired in connection with contingent consideration paid in the Internalization and were allocated to the reporting person. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · ownership.nature: The OP Units are held by the Holdcos. The reporting person has the right, subject to certain conditions, to require the Holdcos from time to time to redeem the OP Units in accordance with Note 1 above and distribute to the reporting person the shares of Class A Common Stock or cash received upon such redemption. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:03 UTC |
SALTZMAN RICHARD BDirector · CEO & President
|
GrantOP Units · Derivative | 19,885 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022224 · doc4.xml · derivative · entry 3 SALTZMAN RICHARD B · CIK 0001256831 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 88,179 Underlying: Class A Common Stock · 19,885 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · shares: The OP Units were acquired in connection with contingent consideration paid in the Internalization and were allocated to the reporting person. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · ownership.nature: The OP Units are held by the Holdcos. The reporting person has the right, subject to certain conditions, to require the Holdcos from time to time to redeem the OP Units in accordance with Note 1 above and distribute to the reporting person the shares of Class A Common Stock or cash received upon such redemption. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:03 UTC |
SALTZMAN RICHARD BDirector · CEO & President
|
GrantOP Units · Derivative | 30,438 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022224 · doc4.xml · derivative · entry 2 SALTZMAN RICHARD B · CIK 0001256831 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,196 Underlying: Class A Common Stock · 30,438 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F3 · shares: Represents contingent consideration paid by CCOC in connection with the issuer's predecessor's acquisition of substantially all of its former manager in April 2015 (the "Internalization"). F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:03 UTC |
SALTZMAN RICHARD BDirector · CEO & President
|
OtherClass A Common Stock | 182,290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022224 · doc4.xml · nonDerivative · entry 1 SALTZMAN RICHARD B · CIK 0001256831 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,184,939 F1 · price: Represents the redemption by limited liability companies controlled by Thomas J. Barrack, Jr. (the "Holdcos") of common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC") allocable to the reporting person for shares of the issuer's Class A Common Stock ("Class A Common Stock") pursuant to the terms of the OP Units described in Note 2 below. Pursuant to agreements in connection with the Internalization (as defined below), the shares of Class A Common Stock received in connection with the redemption were distributed by the Holdcos to the reporting person. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:02 UTC |
Traenkle Kevin P.Chief Investment Officer
|
OtherOP Units · Derivative | 66,976 | $6.09 | $407,883.84 |
DisclosureSEC source: 0000899243-18-022220 · doc4.xml · derivative · entry 4 Traenkle Kevin P. · CIK 0001472233 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 66,976 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F6 · shares: The OP Units were redeemed for cash pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:02 UTC |
Traenkle Kevin P.Chief Investment Officer
|
OtherOP Units · Derivative | 66,976 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022220 · doc4.xml · derivative · entry 3 Traenkle Kevin P. · CIK 0001472233 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 66,976 Underlying: Class A Common Stock · 66,976 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · shares: The OP Units were redeemed for shares of Class A Common Stock pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:02 UTC |
Traenkle Kevin P.Chief Investment Officer
|
GrantOP Units · Derivative | 133,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022220 · doc4.xml · derivative · entry 2 Traenkle Kevin P. · CIK 0001472233 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 133,952 Underlying: Class A Common Stock · 133,952 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F3 · shares: The OP Units were acquired in connection with contingent consideration paid in the issuer's predecessor's acquisition of substantially all of its former manager in April 2015, and were allocated to the reporting person. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:02 UTC |
Traenkle Kevin P.Chief Investment Officer
|
OtherClass A Common Stock | 66,976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022220 · doc4.xml · nonDerivative · entry 1 Traenkle Kevin P. · CIK 0001472233 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921,092 F1 · price: Represents the redemption by limited liability companies controlled by Thomas J. Barrack, Jr. (the "Holdcos") of common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC") allocable to the reporting person for shares of the issuer's Class A Common Stock ("Class A Common Stock") pursuant to the terms of the OP Units described in Note 2 below. Pursuant to the operating agreements of the Holdcos, the shares of Class A Common Stock received in connection with the redemption were distributed by the Holdcos to the reporting person. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC |
Tangen Darren J.Exec. VP - CFO
|
OtherOP Units · Derivative | 45,165 | $6.09 | $275,054.85 |
DisclosureSEC source: 0000899243-18-022217 · doc4.xml · derivative · entry 4 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 45,165 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F6 · shares: The OP Units were redeemed for cash pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC |
Tangen Darren J.Exec. VP - CFO
|
OtherOP Units · Derivative | 45,164 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022217 · doc4.xml · derivative · entry 3 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 45,165 Underlying: Class A Common Stock · 45,164 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · shares: The OP Units were redeemed for shares of Class A Common Stock pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC |
Tangen Darren J.Exec. VP - CFO
|
GrantOP Units · Derivative | 90,329 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022217 · doc4.xml · derivative · entry 2 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 90,329 Underlying: Class A Common Stock · 90,329 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F3 · shares: The OP Units were acquired in connection with contingent consideration paid in the issuer's predecessor's acquisition of substantially all of its former manager in April 2015, and were allocated to the reporting person. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC |
Tangen Darren J.Exec. VP - CFO
|
OtherClass A Common Stock | 45,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022217 · doc4.xml · nonDerivative · entry 1 Tangen Darren J. · CIK 0001472235 · Exec. VP - CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 859,334 F1 · price: Represents the redemption by limited liability companies controlled by Thomas J. Barrack, Jr. (the "Holdcos") of common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC") allocable to the reporting person for shares of the issuer's Class A Common Stock ("Class A Common Stock") pursuant to the terms of the OP Units described in Note 2 below. Pursuant to the operating agreements of the Holdcos, the shares of Class A Common Stock received in connection with the redemption were distributed by the Holdcos to the reporting person. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:03 UTC |
Hedstrom Mark M.Chief Operating Officer
|
GrantOP Units · Derivative | 108,541 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022221 · doc4.xml · derivative · entry 1 Hedstrom Mark M. · CIK 0001472236 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,412,315 Underlying: Class A Common Stock · 108,541 shares Expires not disclosed F1 · security: Represents common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC"), which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of the issuer's Class A Common Stock ("Class A Common Stock") or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F1 · derivative.exercise_price: Represents common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC"), which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of the issuer's Class A Common Stock ("Class A Common Stock") or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · shares: The OP Units were acquired in connection with contingent consideration paid in the issuer's predecessor's acquisition of substantially all of its former manager in April 2015, and were allocated to the reporting person. F1 · derivative.exercise_date: Represents common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC"), which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of the issuer's Class A Common Stock ("Class A Common Stock") or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F1 · derivative.expiration_date: Represents common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC"), which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of the issuer's Class A Common Stock ("Class A Common Stock") or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F3 · ownership.nature: The OP Units are held by limited liability companies controlled by Thomas J. Barrack, Jr. (the "Holdcos"). The reporting person has the right, subject to certain conditions, to require the Holdcos from time to time to redeem the OP Units in accordance with Note 1 above and distribute to the reporting person the shares of Class A Common Stock or cash received upon such redemption. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC |
Sanders Ronald M.Exec. VP - CLO & Secretary
|
OtherOP Units · Derivative | 26,381 | $6.09 | $160,660.29 |
DisclosureSEC source: 0000899243-18-022215 · doc4.xml · derivative · entry 4 Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 26,381 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F6 · shares: The OP Units were redeemed for cash pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC |
Sanders Ronald M.Exec. VP - CLO & Secretary
|
OtherOP Units · Derivative | 26,380 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022215 · doc4.xml · derivative · entry 3 Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,381 Underlying: Class A Common Stock · 26,380 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · shares: The OP Units were redeemed for shares of Class A Common Stock pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC |
Sanders Ronald M.Exec. VP - CLO & Secretary
|
GrantOP Units · Derivative | 52,761 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022215 · doc4.xml · derivative · entry 2 Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 52,761 Underlying: Class A Common Stock · 52,761 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F3 · shares: The OP Units were acquired in connection with contingent consideration paid in the issuer's predecessor's acquisition of substantially all of its former manager in April 2015, and were allocated to the reporting person. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:01 UTC |
Sanders Ronald M.Exec. VP - CLO & Secretary
|
OtherClass A Common Stock | 26,380 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022215 · doc4.xml · nonDerivative · entry 1 Sanders Ronald M. · CIK 0001472238 · Exec. VP - CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,133 F1 · price: Represents the redemption by limited liability companies controlled by Thomas J. Barrack, Jr. (the "Holdcos") of common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC") allocable to the reporting person for shares of the issuer's Class A Common Stock ("Class A Common Stock") pursuant to the terms of the OP Units described in Note 2 below. Pursuant to the operating agreements of the Holdcos, the shares of Class A Common Stock received in connection with the redemption were distributed by the Holdcos to the reporting person. Read SEC document |
| August 09, 2018 Filed Aug 14, 2018 00:02 UTC |
Redington NealeChief Accounting Officer
|
OtherOP Units · Derivative | 1,678 | $6.09 | $10,219.02 |
DisclosureSEC source: 0000899243-18-022219 · doc4.xml · derivative · entry 4 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 1,678 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F6 · shares: The OP Units were redeemed for cash pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 14, 2018 00:02 UTC |
Redington NealeChief Accounting Officer
|
OtherOP Units · Derivative | 1,676 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022219 · doc4.xml · derivative · entry 3 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,678 Underlying: Class A Common Stock · 1,676 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F4 · shares: The OP Units were redeemed for shares of Class A Common Stock pursuant to the terms of the OP Units described in Note 2 above. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 14, 2018 00:02 UTC |
Redington NealeChief Accounting Officer
|
GrantOP Units · Derivative | 3,354 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022219 · doc4.xml · derivative · entry 2 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,354 Underlying: Class A Common Stock · 3,354 shares Expires not disclosed F2 · security: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.exercise_price: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F3 · shares: The OP Units were acquired in connection with contingent consideration paid in the issuer's predecessor's acquisition of substantially all of its former manager in April 2015, and were allocated to the reporting person. F2 · derivative.exercise_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F2 · derivative.expiration_date: Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date. F5 · ownership.nature: The OP Units are held by the Holdcos. Read SEC document |
| August 09, 2018 Filed Aug 14, 2018 00:02 UTC |
Redington NealeChief Accounting Officer
|
OtherClass A Common Stock | 1,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022219 · doc4.xml · nonDerivative · entry 1 Redington Neale · CIK 0001637687 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,904 F1 · price: Represents the redemption by limited liability companies controlled by Thomas J. Barrack, Jr. (the "Holdcos") of common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC") allocable to the reporting person for shares of the issuer's Class A Common Stock ("Class A Common Stock") pursuant to the terms of the OP Units described in Note 2 below. Pursuant to the operating agreements of the Holdcos, the shares of Class A Common Stock received in connection with the redemption were distributed by the Holdcos to the reporting person. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:01 UTC |
Metz JustinDirector
|
OtherDeferred Stock · Derivative | 802 | $6.19 | $4,964.38 |
DisclosureSEC source: 0000899243-18-020143 · doc4.xml · derivative · entry 2 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,885 Underlying: Class A Common Stock · 802 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 448 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:01 UTC |
Metz JustinDirector
|
GrantDeferred Stock · Derivative | 2,020 | $6.19 | $12,503.80 |
DisclosureSEC source: 0000899243-18-020143 · doc4.xml · derivative · entry 1 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,083 Underlying: Class A Common Stock · 2,020 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:02 UTC |
Schoenherr Charles WDirector
|
OtherDeferred Stock · Derivative | 721 | $6.19 | $4,462.99 |
DisclosureSEC source: 0000899243-18-020147 · doc4.xml · derivative · entry 1 Schoenherr Charles W · CIK 0001497786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,274 Underlying: Class A Common Stock · 721 shares Expires not disclosed F1 · derivative.exercise_price: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 448 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 448 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 448 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:00 UTC |
CROCKER DOUGLAS IIDirector
|
OtherDeferred Stock · Derivative | 802 | $6.19 | $4,964.38 |
DisclosureSEC source: 0000899243-18-020142 · doc4.xml · derivative · entry 2 CROCKER DOUGLAS II · CIK 0001195500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,885 Underlying: Class A Common Stock · 802 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 448 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:00 UTC |
CROCKER DOUGLAS IIDirector
|
GrantDeferred Stock · Derivative | 2,020 | $6.19 | $12,503.80 |
DisclosureSEC source: 0000899243-18-020142 · doc4.xml · derivative · entry 1 CROCKER DOUGLAS II · CIK 0001195500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,083 Underlying: Class A Common Stock · 2,020 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:01 UTC |
Steffens JohnDirector
|
OtherDeferred Stock · Derivative | 906 | $6.19 | $5,608.14 |
DisclosureSEC source: 0000899243-18-020146 · doc4.xml · derivative · entry 2 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,473 Underlying: Class A Common Stock · 906 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 448 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:01 UTC |
Steffens JohnDirector
|
GrantDeferred Stock · Derivative | 4,645 | $6.19 | $28,752.55 |
DisclosureSEC source: 0000899243-18-020146 · doc4.xml · derivative · entry 1 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,567 Underlying: Class A Common Stock · 4,645 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:01 UTC |
Somers John A.Director
|
OtherDeferred Stock · Derivative | 906 | $6.19 | $5,608.14 |
DisclosureSEC source: 0000899243-18-020144 · doc4.xml · derivative · entry 2 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,473 Underlying: Class A Common Stock · 906 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 448 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:01 UTC |
Somers John A.Director
|
GrantDeferred Stock · Derivative | 4,645 | $6.19 | $28,752.55 |
DisclosureSEC source: 0000899243-18-020144 · doc4.xml · derivative · entry 1 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,567 Underlying: Class A Common Stock · 4,645 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 16, 2018 Filed Jul 19, 2018 00:00 UTC |
Curtin Nancy AnnDirector
|
OtherDeferred Stock · Derivative | 721 | $6.19 | $4,462.99 |
DisclosureSEC source: 0000899243-18-020140 · doc4.xml · derivative · entry 1 Curtin Nancy Ann · CIK 0001615735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,274 Underlying: Class A Common Stock · 721 shares Expires not disclosed F1 · derivative.exercise_price: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 448 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 448 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 448 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 16, 2018 Filed Jul 19, 2018 00:00 UTC |
Fosheim Jon ADirector
|
OtherDeferred Stock · Derivative | 906 | $6.19 | $5,608.14 |
DisclosureSEC source: 0000899243-18-020141 · doc4.xml · derivative · entry 2 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,473 Underlying: Class A Common Stock · 906 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 448 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 16, 2018 Filed Jul 19, 2018 00:00 UTC |
Fosheim Jon ADirector
|
GrantDeferred Stock · Derivative | 4,645 | $6.19 | $28,752.55 |
DisclosureSEC source: 0000899243-18-020141 · doc4.xml · derivative · entry 1 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,567 Underlying: Class A Common Stock · 4,645 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| May 10, 2018 Filed May 14, 2018 17:00 UTC |
Metz JustinDirector
|
GrantDeferred Stock · Derivative | 25,197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-012724 · doc4.xml · derivative · entry 1 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,063 Underlying: Class A Common Stock · 25,197 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. F2 · price: The Deferred Stock was granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. The Deferred Stock is scheduled to vest on May 10, 2019.The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F1 · derivative.exercise_date: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. Read SEC document |
| May 10, 2018 Filed May 14, 2018 17:00 UTC |
Schoenherr Charles WDirector
|
GrantDeferred Stock · Derivative | 25,197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-012725 · doc4.xml · derivative · entry 1 Schoenherr Charles W · CIK 0001497786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,553 Underlying: Class A Common Stock · 25,197 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. F2 · price: The Deferred Stock was granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. The Deferred Stock is scheduled to vest on May 10, 2019.The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F1 · derivative.exercise_date: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. Read SEC document |
| May 10, 2018 Filed May 14, 2018 17:02 UTC |
PARKER GEORGE GCDirector
|
GrantClass A Common Stock | 25,197 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-012730 · doc4.xml · nonDerivative · entry 1 PARKER GEORGE GC · CIK 0001190294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,855 F1 · kind: Represents the receipt of restricted Class A common stock granted by the Issuer to the reporting person in accordance with the Issuer's non-executive compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. The restricted shares are scheduled to vest on May 10, 2019. The amount of shares was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. Read SEC document |
| May 10, 2018 Filed May 14, 2018 17:00 UTC |
CROCKER DOUGLAS IIDirector
|
GrantDeferred Stock · Derivative | 25,197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-012726 · doc4.xml · derivative · entry 1 CROCKER DOUGLAS II · CIK 0001195500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,063 Underlying: Class A Common Stock · 25,197 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. F2 · price: The Deferred Stock was granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. The Deferred Stock is scheduled to vest on May 10, 2019.The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F1 · derivative.exercise_date: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. Read SEC document |
| May 10, 2018 Filed May 14, 2018 17:01 UTC |
Steffens JohnDirector
|
GrantDeferred Stock · Derivative | 25,197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-012728 · doc4.xml · derivative · entry 1 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,922 Underlying: Class A Common Stock · 25,197 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. F2 · price: The Deferred Stock was granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. The Deferred Stock is scheduled to vest on May 10, 2019.The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F1 · derivative.exercise_date: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. Read SEC document |
| May 10, 2018 Filed May 14, 2018 17:15 UTC |
Somers John A.Director
|
GrantDeferred Stock · Derivative | 25,197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-012744 · doc4.xml · derivative · entry 1 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,922 Underlying: Class A Common Stock · 25,197 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. F2 · price: The Deferred Stock was granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. The Deferred Stock is scheduled to vest on May 10, 2019.The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F1 · derivative.exercise_date: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. Read SEC document |
| May 10, 2018 Filed May 14, 2018 21:01 UTC |
Curtin Nancy AnnDirector
|
GrantDeferred Stock · Derivative | 25,197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-012727 · doc4.xml · derivative · entry 1 Curtin Nancy Ann · CIK 0001615735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,553 Underlying: Class A Common Stock · 25,197 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. F2 · price: The Deferred Stock was granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. The Deferred Stock is scheduled to vest on May 10, 2019.The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F1 · derivative.exercise_date: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. Read SEC document |
| May 10, 2018 Filed May 14, 2018 21:02 UTC |
Fosheim Jon ADirector
|
GrantDeferred Stock · Derivative | 25,197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-012729 · doc4.xml · derivative · entry 1 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,922 Underlying: Class A Common Stock · 25,197 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. F2 · price: The Deferred Stock was granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. The Deferred Stock is scheduled to vest on May 10, 2019.The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F1 · derivative.exercise_date: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Deferred stock units ("Deferred Stock") have no expiration date and are payable in shares of the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 17:50 UTC |
Metz JustinDirector
|
OtherDeferred Stock · Derivative | 341 | $5.60 | $1,909.60 |
DisclosureSEC source: 0000899243-18-010366 · doc4.xml · derivative · entry 2 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,866 Underlying: Class A Common Stock · 341 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 226 of which is scheduled to vest on May 4, 2018. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 17:50 UTC |
Metz JustinDirector
|
GrantDeferred Stock · Derivative | 2,233 | $5.60 | $12,504.80 |
DisclosureSEC source: 0000899243-18-010366 · doc4.xml · derivative · entry 1 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,525 Underlying: Class A Common Stock · 2,233 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.