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Nasdaq · USD

CVV

CVD EQUIPMENT CORP

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Tapewire entity
7247
SEC CIK
0000766792
Parsed reports
134

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 18, 2018 Filed Jan 23, 2018 14:48 UTC Exercise / conversionCommon Stock 2,800 $11.02 $30,856.00
Disclosure

SEC source: 0001079810-18-000002 · primary_doc.xml · nonDerivative · entry 1

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock issued pursuant to the Corporation's 2016 Share Incentive Plan, vests as to 700 shares on each of March 31, 2018. June 30, 2018, September 30, 2018 and December 31, 2018 or as of the 2018 annual meeting of shareholders but in no event earlier than November 15, 2018, provided that such individual is still serving as a Director as of the vesting date.

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January 18, 2018 Filed Jan 23, 2018 14:27 UTC Exercise / conversionCommon Stock 2,800 $11.02 $30,856.00
Disclosure

SEC source: 0001079810-18-000001 · primary_doc.xml · nonDerivative · entry 1

GUNTHER CONRAD J JR · CIK 0001295805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock issued pursuant to the Corporation's 2016 Share Incentive Plan, vests as to 700 shares on each of March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018 or as of the date of the 2018 annual meeting of shareholders but in no event earlier than November 15, 2018, provided that such individual is still serving as a Director as of the the vesting date.

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December 21, 2017 Filed Dec 26, 2017 21:13 UTC
ROSENBAUM LEONARD ADirector · President, CEO, Chairman · 10% owner
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001079810-17-000014 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · Director · President, CEO, Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 818,319

Read SEC document
December 18, 2017 Filed Dec 20, 2017 16:37 UTC SaleCommon Stock 500 $11.16 $5,580.00
Disclosure

SEC source: 0001116595-17-000001 · primary_doc.xml · nonDerivative · entry 1

GUNTHER CONRAD J JR · CIK 0001295805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,678

Read SEC document
December 18, 2017 Filed Dec 26, 2017 21:59 UTC Amendment SaleCommon Stock 4,500 $11.16 $50,220.00
Disclosure

SEC source: 0001079810-17-000015 · primary_doc.xml · nonDerivative · entry 2

GUNTHER CONRAD J JR · CIK 0001295805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,178

F1 · shares: The original Form 4 filed on December 20, 2017, is amended by this Form 4 amendment to correctly reflect the reporting person's sale of 5,000 shares of Common Stock on December 18, 2017 and to correctly reflect the reporting person's ownership of Common Stock. No other changes have been made to the original Form 4.

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December 18, 2017 Filed Dec 26, 2017 21:59 UTC Amendment SaleCommon Stock 500 $11.16 $5,580.00
Disclosure

SEC source: 0001079810-17-000015 · primary_doc.xml · nonDerivative · entry 1

GUNTHER CONRAD J JR · CIK 0001295805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,678

F1 · shares: The original Form 4 filed on December 20, 2017, is amended by this Form 4 amendment to correctly reflect the reporting person's sale of 5,000 shares of Common Stock on December 18, 2017 and to correctly reflect the reporting person's ownership of Common Stock. No other changes have been made to the original Form 4.

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December 12, 2017 Filed Dec 12, 2017 22:24 UTC
CHARLES GLEN RCFO/Secretary
SaleCommon Stock 1,000 $11.21 $11,210.00
Disclosure

SEC source: 0001079810-17-000011 · primary_doc.xml · nonDerivative · entry 2

CHARLES GLEN R · CIK 0001079810 · CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,072

F2 · price: This price represents the weighted average price for multiple transactions reported on this line. the per share price of each of the transactions reported on this line ranged from $11.20 to $11.21. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

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December 11, 2017 Filed Dec 12, 2017 22:54 UTC
ROSENBAUM LEONARD ADirector · President, CEO, Chairman
Exercise / conversionOption to purchase common stock · Derivative 24,000 $0.00 Strike: $3.65 $0.00
Disclosure

SEC source: 0001079810-17-000013 · primary_doc.xml · derivative · entry 2

ROSENBAUM LEONARD A · CIK 0001116579 · Director · President, CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2017-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2017 Filed Dec 12, 2017 22:54 UTC
ROSENBAUM LEONARD ADirector · President, CEO, Chairman
Exercise / conversionCommon Stock 24,000 $3.65 $87,600.00
Disclosure

SEC source: 0001079810-17-000013 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · Director · President, CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 22:41 UTC
ARAGON STEVENChief Operating Officer
SaleCommon Stock 2,343 $11.05 $25,890.15
Disclosure

SEC source: 0001079810-17-000012 · primary_doc.xml · nonDerivative · entry 1

ARAGON STEVEN · CIK 0001317096 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,276

F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported ranged from $11.03 to 11.09. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

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December 08, 2017 Filed Dec 12, 2017 22:24 UTC
CHARLES GLEN RCFO/Secretary
SaleCommon Stock 3,402 $11.14 $37,898.28
Disclosure

SEC source: 0001079810-17-000011 · primary_doc.xml · nonDerivative · entry 1

CHARLES GLEN R · CIK 0001079810 · CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,072

F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported ranged from $11.11 to $11.20. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

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December 08, 2017 Filed Dec 12, 2017 22:01 UTC Exercise / conversionOption to purchase common stock · Derivative 10,000 $0.00 Strike: $3.65 $0.00
Disclosure

SEC source: 0001079810-17-000010 · primary_doc.xml · derivative · entry 2

GUNTHER CONRAD J JR · CIK 0001295805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,110

Underlying: Common Stock · 10,000 shares

Expires 2017-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 22:01 UTC Exercise / conversionCommon Stock 10,000 $3.65 $36,500.00
Disclosure

SEC source: 0001079810-17-000010 · primary_doc.xml · nonDerivative · entry 1

GUNTHER CONRAD J JR · CIK 0001295805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:46 UTC
TEITELBAUM MARTIN JDirector · Assistant Secretary
SaleCommon Stock 5,000 $11.90 $59,500.00
Disclosure

SEC source: 0001079810-17-000009 · primary_doc.xml · nonDerivative · entry 1

TEITELBAUM MARTIN J · CIK 0001116595 · Director · Assistant Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,133

F1 · price: This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $11.75 to $12.21. Upon receipt by the SEC staff, the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. These shares were sold pursuant to a Section 10b5-1 Plan.

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November 20, 2017 Filed Nov 22, 2017 21:02 UTC
LINSS WILLIAM SVice President
SaleCommon Stock 4,000 $12.06 $48,240.00
Disclosure

SEC source: 0001079810-17-000008 · primary_doc.xml · nonDerivative · entry 1

LINSS WILLIAM S · CIK 0001586193 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,196

Read SEC document
August 22, 2017 Filed Aug 22, 2017 22:21 UTC
LINSS WILLIAM SVice President
SaleCommon Stock 4,000 $11.02 $44,080.00
Disclosure

SEC source: 0001079810-17-000007 · primary_doc.xml · nonDerivative · entry 1

LINSS WILLIAM S · CIK 0001586193 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,196

F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $11.01 to $11.02. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 21:31 UTC
ARAGON STEVENChief Operating Officer
SaleCommon stock 1,088 $10.82 $11,772.16
Disclosure

SEC source: 0001079810-17-000006 · primary_doc.xml · nonDerivative · entry 1

ARAGON STEVEN · CIK 0001317096 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,435

F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported ranged from $10.81 to $10.85. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

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May 17, 2017 Filed May 19, 2017 21:06 UTC
CHARLES GLEN RCFO/Secretary
SaleCommon Stock 503 $12.40 $6,237.20
Disclosure

SEC source: 0001079810-17-000005 · primary_doc.xml · nonDerivative · entry 1

CHARLES GLEN R · CIK 0001079810 · CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,182

F1 · price: These shares were sold pursuant to a Section 10b5-1 Plan.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:37 UTC GrantCommon Stock 3,100 $9.70 $30,070.00
Disclosure

SEC source: 0001079810-17-000003 · primary_doc.xml · nonDerivative · entry 1

Waldman Lawrence · CIK 0001516592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: Common stock issued pursuant to the Corporation's 2007 Share Incentive Plan, vests as to 775 shares on each of March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017 or as of the 2017 annual meeting of shareholders but in no event earlier than November 15, 2017, provided that such individual is still serving as a Director as of the vesting date.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:24 UTC Exercise / conversionCommon Stock 3,100 $9.70 $30,070.00
Disclosure

SEC source: 0001079810-17-000002 · primary_doc.xml · nonDerivative · entry 1

GUNTHER CONRAD J JR · CIK 0001295805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock issued pursuant to the Corporation's 2007 Share Incentive Plan, vests as to 775 shares on each of March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017 or as of the 2017 annual meeting of shareholders but in no event earlier than November 15, 2017, provided that such individual is still serving as a Director as of the vesting date.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:12 UTC Exercise / conversionCommon Stock 3,100 $9.70 $30,070.00
Disclosure

SEC source: 0001079810-17-000001 · primary_doc.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock issued pursuant to the Corporation's 2007 Share Incentive Plan, vests as to 775 shares on each of March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017 or as of the 2017 annual meeting of shareholders but in no event earlier than November 15, 2017, provided that such individual is still serving as a Director as of the vesting date.

Read SEC document
December 22, 2016 Filed Dec 23, 2016 15:34 UTC
Swan Bruce TFormer Director
SaleCommon Stock 3,500 $7.82 $27,381.90
Disclosure

SEC source: 0001079810-16-000035 · primary_doc.xml · nonDerivative · entry 1

Swan Bruce T · CIK 0001302619 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $7.72 to $7.88. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 19:14 UTC
Swan Bruce TFormer Director
SaleCommon Stock 3,171 $7.85 $24,892.35
Disclosure

SEC source: 0001116595-16-000001 · primary_doc.xml · nonDerivative · entry 1

Swan Bruce T · CIK 0001302619 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,200

Read SEC document
November 23, 2016 Filed Nov 23, 2016 22:32 UTC
Swan Bruce TFormer Director
SaleCommon Stock 900 $7.85 $7,065.00
Disclosure

SEC source: 0001079810-16-000034 · primary_doc.xml · nonDerivative · entry 1

Swan Bruce T · CIK 0001302619 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,371

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:13 UTC
Swan Bruce TFormer Director
SaleCommon Stock 2,439 $7.85 $19,146.15
Disclosure

SEC source: 0001079810-16-000033 · primary_doc.xml · nonDerivative · entry 1

Swan Bruce T · CIK 0001302619 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,271

Read SEC document
November 16, 2016 Filed Nov 17, 2016 14:25 UTC
Swan Bruce TFormer Director
SaleCommon Stock 4,000 $7.95 $31,800.00
Disclosure

SEC source: 0001079810-16-000032 · primary_doc.xml · nonDerivative · entry 1

Swan Bruce T · CIK 0001302619 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,710

F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $7.88 to $8.00. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 21, 2016 Filed Sep 23, 2016 20:38 UTC
Swan Bruce TDirector
SaleCommon Stock 2,000 $8.48 $16,960.00
Disclosure

SEC source: 0001079810-16-000029 · primary_doc.xml · nonDerivative · entry 1

Swan Bruce T · CIK 0001302619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,710

F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $8.30 to $8.54. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.