Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CVD EQUIPMENT CORPcvv · Entity 7247 | affiliate | August 27, 2021 | September 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CVD EQUIPMENT CORP
Report date August 27, 2021 · Filed September 28, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 687,972 |
Reported balance
After 2021-08-27 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-08-27 · Sale · Disposed 4,700 · Balance 687,972 F1: To correct beneficial ownership on filing date 8/27/2021, previously recorded as 746,848 due to clerical error. |
| Common StockSEC Table I · non-derivative | Direct | 687,172 |
Reported balance
After 2021-08-31 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2021-08-31 · Sale · Disposed 800 · Balance 687,172 F2: To correct beneficial ownership on filing date 8/31/2021, previously recorded as 746,048 due to clerical error. |
| Common StockSEC Table I · non-derivative | Direct | 683,955 |
Reported balance
After 2021-09-01 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2021-09-01 · Sale · Disposed 3,217 · Balance 683,955 F3: To correct beneficial ownership on transaction date 9/1/2021, filed on 9/2/2021, previously recorded as 742,831 due to clerical error. |
| Common StockSEC Table I · non-derivative | Direct | 678,355 |
Reported balance
After 2021-09-02 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2021-09-02 · Sale · Disposed 5,600 · Balance 678,355 F4: To correct beneficial ownership on transaction date 9/2/2021, filed on 9/2/2021, previously recorded as 737,231 due to clerical error. |
| Common StockSEC Table I · non-derivative | Direct | 676,455 |
Reported balance
After 2021-09-03 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2021-09-03 · Sale · Disposed 1,900 · Balance 676,455 F5: To correct beneficial ownership on transaction date 9/3/2021 filed on 9/7/2021, previously recorded as 735,331 due to clerical error. |
| Common StockSEC Table I · non-derivative | Direct | 670,948 |
Reported balance
After 2021-09-07 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2021-09-07 · Sale · Disposed 5,507 · Balance 670,948 F6: To correct beneficial ownership on transaction date 9/7/2021 and filed on 9/7/2021, previously recorded as 729,824 due to clerical error |
| Common StockSEC Table I · non-derivative | Direct | 670,648 |
Reported balance
After 2021-09-08 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2021-09-08 · Sale · Disposed 300 · Balance 670,648 F7: to correct beneficial ownership on transaction date 9/8/2021, filed on 9/9/2021, previously recorded as 729,524 due to clerical error |
| Common StockSEC Table I · non-derivative | Direct | 670,548 |
Reported balance
After 2021-09-09 transaction · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · 2021-09-09 · Sale · Disposed 100 · Balance 670,548 F8: To correct beneficial ownership on transaction date 9/9/2021, filed on 9/9/2021, previously recorded as 729,424 due to clerical error |
| Common StockSEC Table I · non-derivative | Direct | 670,145 |
Reported balance
After 2021-09-10 transaction · row 9
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 9 · 2021-09-10 · Sale · Disposed 403 · Balance 670,145 F9: To correct beneficial ownership on transaction date 9/10/2021, filed on 9/13/2021, previously recorded as 729,021 due to clerical error |
| Common StockSEC Table I · non-derivative | Direct | 649,941 |
Reported balance
After 2021-09-15 transaction · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · 2021-09-15 · Sale · Disposed 20,204 · Balance 649,941 F10: To correct beneficial ownership on filing date 9/15/2021, filed on 9/15/2021, previously recorded as 708,817 due to clerical error |
| Common StockSEC Table I · non-derivative | Direct | 626,441 |
Reported balance
After 2021-09-16 transaction · row 11
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 11 · 2021-09-16 · Sale · Disposed 23,500 · Balance 626,441 F11: To correct beneficial ownership on transaction date 9/16/2021, filed on 9/17/2021, previously recorded as 685,317 due to clerical error |
| Common StockSEC Table I · non-derivative | Direct | 624,141 |
Reported balance
After 2021-09-17 transaction · row 12
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 12 · 2021-09-17 · Sale · Disposed 2,300 · Balance 624,141 F12: To correct beneficial ownership on transaction date 9/17/2021, filed on 9/17/2021, previously recorded as 683,017 due to clerical error |
| Common StockSEC Table I · non-derivative | Direct | 622,941 |
Reported balance
After 2021-09-22 transaction · row 13
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 13 · 2021-09-22 · Sale · Disposed 1,200 · Balance 622,941 F13: To correct beneficial ownership on transaction date 9/22/2021, filed on 9/22/2021, previously recorded as 681,817 due to clerical error |
Filing footnotes · ownership attribution and instrument terms
F1: To correct beneficial ownership on filing date 8/27/2021, previously recorded as 746,848 due to clerical error.
F2: To correct beneficial ownership on filing date 8/31/2021, previously recorded as 746,048 due to clerical error.
F3: To correct beneficial ownership on transaction date 9/1/2021, filed on 9/2/2021, previously recorded as 742,831 due to clerical error.
F4: To correct beneficial ownership on transaction date 9/2/2021, filed on 9/2/2021, previously recorded as 737,231 due to clerical error.
F5: To correct beneficial ownership on transaction date 9/3/2021 filed on 9/7/2021, previously recorded as 735,331 due to clerical error.
F6: To correct beneficial ownership on transaction date 9/7/2021 and filed on 9/7/2021, previously recorded as 729,824 due to clerical error
F7: to correct beneficial ownership on transaction date 9/8/2021, filed on 9/9/2021, previously recorded as 729,524 due to clerical error
F8: To correct beneficial ownership on transaction date 9/9/2021, filed on 9/9/2021, previously recorded as 729,424 due to clerical error
F9: To correct beneficial ownership on transaction date 9/10/2021, filed on 9/13/2021, previously recorded as 729,021 due to clerical error
F10: To correct beneficial ownership on filing date 9/15/2021, filed on 9/15/2021, previously recorded as 708,817 due to clerical error
F11: To correct beneficial ownership on transaction date 9/16/2021, filed on 9/17/2021, previously recorded as 685,317 due to clerical error
F12: To correct beneficial ownership on transaction date 9/17/2021, filed on 9/17/2021, previously recorded as 683,017 due to clerical error
F13: To correct beneficial ownership on transaction date 9/22/2021, filed on 9/22/2021, previously recorded as 681,817 due to clerical error
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 22, 2021 Filed Sep 22, 2021 20:19 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 1,200 | $4.50 | $5,400.00 |
DisclosureSEC source: 0001116579-21-000017 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,817 Read SEC document |
| September 22, 2021 Filed Sep 28, 2021 18:11 UTC Amendment | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 1,200 | $4.50 | $5,400.00 |
DisclosureSEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 13 ROSENBAUM LEONARD A · CIK 0001116579 · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,941 F13 · balance_after: To correct beneficial ownership on transaction date 9/22/2021, filed on 9/22/2021, previously recorded as 681,817 due to clerical error Read SEC document |
| September 17, 2021 Filed Sep 17, 2021 20:40 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 2,300 | $4.50 | $10,350.00 |
DisclosureSEC source: 0001116579-21-000016 · primary_doc.xml · nonDerivative · entry 2 ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683,017 F2 · price: Average Selling price on 9/17/2021. Read SEC document |
| September 17, 2021 Filed Sep 28, 2021 18:11 UTC Amendment | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 2,300 | $4.50 | $10,350.00 |
DisclosureSEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 12 ROSENBAUM LEONARD A · CIK 0001116579 · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,141 F12 · balance_after: To correct beneficial ownership on transaction date 9/17/2021, filed on 9/17/2021, previously recorded as 683,017 due to clerical error Read SEC document |
| September 16, 2021 Filed Sep 17, 2021 20:40 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 23,500 | $4.51 | $105,985.00 |
DisclosureSEC source: 0001116579-21-000016 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,317 F1 · price: Average selling price on 9/16/2021. Read SEC document |
| September 16, 2021 Filed Sep 28, 2021 18:11 UTC Amendment | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 23,500 | $4.51 | $105,985.00 |
DisclosureSEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 11 ROSENBAUM LEONARD A · CIK 0001116579 · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,441 F11 · balance_after: To correct beneficial ownership on transaction date 9/16/2021, filed on 9/17/2021, previously recorded as 685,317 due to clerical error Read SEC document |
| September 15, 2021 Filed Sep 15, 2021 20:45 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 20,204 | $4.53 | $91,524.12 |
DisclosureSEC source: 0001116579-21-000015 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 708,817 F1 · price: Average selling price on 9/15/2021 was $4.53. Read SEC document |
| September 15, 2021 Filed Sep 28, 2021 18:11 UTC Amendment | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 20,204 | $4.53 | $91,524.12 |
DisclosureSEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 10 ROSENBAUM LEONARD A · CIK 0001116579 · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649,941 F10 · balance_after: To correct beneficial ownership on filing date 9/15/2021, filed on 9/15/2021, previously recorded as 708,817 due to clerical error Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:24 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 403 | $4.76 | $1,918.28 |
DisclosureSEC source: 0001116579-21-000014 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,021 F1 · price: average sales price of $4.76 Read SEC document |
| September 10, 2021 Filed Sep 28, 2021 18:11 UTC Amendment | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 403 | $4.76 | $1,918.28 |
DisclosureSEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 9 ROSENBAUM LEONARD A · CIK 0001116579 · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,145 F9 · balance_after: To correct beneficial ownership on transaction date 9/10/2021, filed on 9/13/2021, previously recorded as 729,021 due to clerical error Read SEC document |
| September 09, 2021 Filed Sep 9, 2021 20:35 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 100 | $4.75 | $475.00 |
DisclosureSEC source: 0001116579-21-000013 · primary_doc.xml · nonDerivative · entry 2 ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,424 Read SEC document |
| September 09, 2021 Filed Sep 28, 2021 18:11 UTC Amendment | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 100 | $4.75 | $475.00 |
DisclosureSEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 8 ROSENBAUM LEONARD A · CIK 0001116579 · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,548 F8 · balance_after: To correct beneficial ownership on transaction date 9/9/2021, filed on 9/9/2021, previously recorded as 729,424 due to clerical error Read SEC document |
| September 08, 2021 Filed Sep 9, 2021 20:35 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 300 | $4.76 | $1,428.00 |
DisclosureSEC source: 0001116579-21-000013 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,524 Read SEC document |
| September 08, 2021 Filed Sep 28, 2021 18:11 UTC Amendment | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 300 | $4.76 | $1,428.00 |
DisclosureSEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 7 ROSENBAUM LEONARD A · CIK 0001116579 · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,648 F7 · balance_after: to correct beneficial ownership on transaction date 9/8/2021, filed on 9/9/2021, previously recorded as 729,524 due to clerical error Read SEC document |
| September 07, 2021 Filed Sep 7, 2021 20:41 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 5,507 | $4.78 | $26,323.46 |
DisclosureSEC source: 0001116579-21-000012 · primary_doc.xml · nonDerivative · entry 2 ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,824 F2 · price: average sales price on 9/7/2021 was $4.78 Read SEC document |
| September 07, 2021 Filed Sep 28, 2021 18:11 UTC Amendment | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 5,507 | $4.78 | $26,323.46 |
DisclosureSEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 6 ROSENBAUM LEONARD A · CIK 0001116579 · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,948 F6 · balance_after: To correct beneficial ownership on transaction date 9/7/2021 and filed on 9/7/2021, previously recorded as 729,824 due to clerical error Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 20:41 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 1,900 | $4.76 | $9,044.00 |
DisclosureSEC source: 0001116579-21-000012 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735,331 F1 · price: average sales price on 9/3/2021 was $4.76 Read SEC document |
| September 03, 2021 Filed Sep 28, 2021 18:11 UTC Amendment | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 1,900 | $4.76 | $9,044.00 |
DisclosureSEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 5 ROSENBAUM LEONARD A · CIK 0001116579 · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,455 F5 · balance_after: To correct beneficial ownership on transaction date 9/3/2021 filed on 9/7/2021, previously recorded as 735,331 due to clerical error. Read SEC document |
| September 02, 2021 Filed Sep 2, 2021 20:32 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 5,600 | $4.75 | $26,600.00 |
DisclosureSEC source: 0001116579-21-000011 · primary_doc.xml · nonDerivative · entry 2 ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,231 Read SEC document |
| September 02, 2021 Filed Sep 28, 2021 18:11 UTC Amendment | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 5,600 | $4.75 | $26,600.00 |
DisclosureSEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 4 ROSENBAUM LEONARD A · CIK 0001116579 · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 678,355 F4 · balance_after: To correct beneficial ownership on transaction date 9/2/2021, filed on 9/2/2021, previously recorded as 737,231 due to clerical error. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:32 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 3,217 | $4.76 | $15,312.92 |
DisclosureSEC source: 0001116579-21-000011 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742,831 Read SEC document |
| September 01, 2021 Filed Sep 28, 2021 18:11 UTC Amendment | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 3,217 | $4.76 | $15,312.92 |
DisclosureSEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 3 ROSENBAUM LEONARD A · CIK 0001116579 · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683,955 F3 · balance_after: To correct beneficial ownership on transaction date 9/1/2021, filed on 9/2/2021, previously recorded as 742,831 due to clerical error. Read SEC document |
| August 31, 2021 Filed Aug 31, 2021 21:30 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 800 | $4.75 | $3,800.00 |
DisclosureSEC source: 0001116579-21-000010 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,048 Read SEC document |
| August 31, 2021 Filed Sep 28, 2021 18:11 UTC Amendment | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 800 | $4.75 | $3,800.00 |
DisclosureSEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 2 ROSENBAUM LEONARD A · CIK 0001116579 · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,172 F2 · balance_after: To correct beneficial ownership on filing date 8/31/2021, previously recorded as 746,048 due to clerical error. Read SEC document |
| August 27, 2021 Filed Aug 27, 2021 21:25 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 4,700 | $4.77 | $22,419.00 |
DisclosureSEC source: 0001116579-21-000009 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,848 Read SEC document |
| August 27, 2021 Filed Sep 28, 2021 18:11 UTC Amendment | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 4,700 | $4.77 | $22,419.00 |
DisclosureSEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,972 F1 · balance_after: To correct beneficial ownership on filing date 8/27/2021, previously recorded as 746,848 due to clerical error. Read SEC document |
| August 23, 2021 Filed Aug 24, 2021 14:06 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 100 | $5.30 | $530.00 |
DisclosureSEC source: 0001116579-21-000007 · primary_doc.xml · nonDerivative · entry 2 ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,672 Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 14:06 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 7,773 | $5.26 | $40,885.98 |
DisclosureSEC source: 0001116579-21-000007 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,772 F1 · price: Average price sold on 8/20/2021 was $5.26. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:44 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 4,200 | $5.27 | $22,134.00 |
DisclosureSEC source: 0001116579-21-000006 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,545 F1 · price: Average price sold on 8/18/2021 was $5.27 Read SEC document |
| June 23, 2021 Filed Jun 23, 2021 21:11 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 2,800 | $4.26 | $11,928.00 |
DisclosureSEC source: 0001116579-21-000004 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,745 Read SEC document |
| June 22, 2021 Filed Jun 22, 2021 20:33 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 2,857 | $4.25 | $12,142.25 |
DisclosureSEC source: 0001116579-21-000003 · primary_doc.xml · nonDerivative · entry 2 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,545 Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 20:33 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 27,745 | $4.26 | $118,054.98 |
DisclosureSEC source: 0001116579-21-000003 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,402 Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 16:31 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | Salecommon stock | 1,501 | $4.26 | $6,386.76 |
DisclosureSEC source: 0001116579-21-000002 · primary_doc.xml · nonDerivative · entry 2 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,147 Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 16:31 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | Salecommon stock | 11,900 | $4.28 | $50,956.99 |
DisclosureSEC source: 0001116579-21-000002 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,648 Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 14:23 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | PurchaseCommon Stock | 5,620 | $4.27 | $23,991.78 |
DisclosureSEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 11 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,548 Read SEC document |
| June 15, 2021 Filed Aug 24, 2021 21:45 UTC Amendment | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 5,620 | $4.27 | $23,991.78 |
DisclosureSEC source: 0001116579-21-000008 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,548 Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 14:23 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 10,045 | $4.26 | $42,774.62 |
DisclosureSEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 10 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,168 Read SEC document |
| June 11, 2021 Filed Jun 16, 2021 14:23 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 4,400 | $4.30 | $18,924.40 |
DisclosureSEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 9 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,213 Read SEC document |
| June 10, 2021 Filed Jun 16, 2021 14:23 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 9,700 | $4.27 | $41,412.21 |
DisclosureSEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 8 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771,613 Read SEC document |
| June 09, 2021 Filed Jun 16, 2021 14:23 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 1,426 | $4.25 | $6,060.50 |
DisclosureSEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 7 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,313 Read SEC document |
| June 08, 2021 Filed Jun 16, 2021 14:23 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 12,129 | $4.27 | $51,742.31 |
DisclosureSEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 6 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,739 Read SEC document |
| June 07, 2021 Filed Jun 16, 2021 14:23 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 12,396 | $4.26 | $52,757.38 |
DisclosureSEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 5 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 794,868 Read SEC document |
| June 04, 2021 Filed Jun 16, 2021 14:23 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 21,900 | $4.29 | $93,841.50 |
DisclosureSEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 4 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 807,264 Read SEC document |
| June 03, 2021 Filed Jun 16, 2021 14:23 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 400 | $4.25 | $1,700.00 |
DisclosureSEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 3 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,164 Read SEC document |
| June 01, 2021 Filed Jun 16, 2021 14:23 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 1,000 | $4.26 | $4,263.10 |
DisclosureSEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 2 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,564 Read SEC document |
| May 28, 2021 Filed Jun 16, 2021 14:23 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 1,604 | $4.25 | $6,821.81 |
DisclosureSEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,564 Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 21:28 UTC | CVD EQUIPMENT CORP CVV · Entity 7247 | PurchaseCommon Stock | 5,000 | $4.57 | $22,867.50 |
DisclosureSEC source: 0001079810-18-000016 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · Director · President, CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,768 Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:20 UTC | CVD EQUIPMENT CORP CVV · Entity 7247 | PurchaseCommon Stock | 4,900 | $6.25 | $30,625.00 |
DisclosureSEC source: 0001079810-18-000013 · primary_doc.xml · nonDerivative · entry 2 ROSENBAUM LEONARD A · CIK 0001116579 · Director · President, CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,768 Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:20 UTC | CVD EQUIPMENT CORP CVV · Entity 7247 | PurchaseCommon Stock | 100 | $6.25 | $625.00 |
DisclosureSEC source: 0001079810-18-000013 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · Director · President, CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819,868 Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 22:24 UTC | CVD EQUIPMENT CORP CVV · Entity 7247 | GrantRestricted Stock Units · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001079810-18-000005 · primary_doc.xml · derivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · Director · President, CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,298 Underlying: Common Stock · 2,400 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CVD Equipment Corporation's common stock. F2 · derivative.exercise_date: Vesting occurs as to 800 shares on each of October 1, 2018, October 1, 2019 and October 1, 2020. F3 · derivative.expiration_date: Any unvested portion will terminate upon termination of service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.