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NIELSEN RAYMOND A

Disclosed activity across 2 companies

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25616
SEC CIK
0001194348

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Dime Commercial Bancshares, Inc. /NY/DCOM · Entity 4607DirectorAugust 06, 2026August 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Dime Commercial Bancshares, Inc. /NY/

Report date August 06, 2026 · Filed August 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
commonSEC Table I · non-derivativeDirect32,400 Reported balance After 2026-08-06 transaction · row 1
1 source row

Row 1 · 2026-08-06 · Sale · Disposed 1,800 · Balance 32,400

CommonSEC Table I · non-derivativeIndirectWife520 Reported balance Holding disclosure · report date 2026-08-06 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 520

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CVD EQUIPMENT CORP

Report date August 20, 2024 · Filed August 26, 2024

Section 16 reporting ended · disclosed 2024-08-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect41,046 Ending reported balance After 2024-08-23 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2024-08-20 · Sale · Disposed 2,000 · Balance 46,046

F1: Raymond A. Nielsen retired from the Board of Directors of the CVD Equipment Corporation on August 9, 2024

Row 2 · 2024-08-20 · Sale · Disposed 1,000 · Balance 45,046

Row 3 · 2024-08-21 · Sale · Disposed 2,000 · Balance 43,046

Row 4 · 2024-08-23 · Sale · Disposed 2,000 · Balance 41,046

Filing footnotes · ownership attribution and instrument terms

F1: Raymond A. Nielsen retired from the Board of Directors of the CVD Equipment Corporation on August 9, 2024

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2026 Filed Aug 7, 2026 13:39 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 Salecommon 1,800 $41.73 $75,112.74
Disclosure

SEC source: 0001194348-26-000004 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,400

Read SEC document
May 11, 2026 Filed May 11, 2026 17:39 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 Salecommon 1,650 $37.09 $61,201.14
Disclosure

SEC source: 0001194348-26-000002 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,607

Read SEC document
January 01, 2026 Filed Jan 6, 2026 00:19 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 GrantCommon 1,865 $0.00 $0.00
Disclosure

SEC source: 0001194348-26-000001 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,257

F1 · shares: Restricted Stock Award. Award cliff vests on the one year anniversary of the date of grant.

Read SEC document
October 31, 2025 Filed Nov 3, 2025 19:56 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 SaleCommon Stock 200 $26.39 $5,278.00
Disclosure

SEC source: 0001194348-25-000002 · primarydocument.xml · nonDerivative · entry 3

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,984.683

Read SEC document
October 31, 2025 Filed Nov 3, 2025 19:56 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 SaleCommon Stock 2,000 $26.28 $52,560.00
Disclosure

SEC source: 0001194348-25-000002 · primarydocument.xml · nonDerivative · entry 2

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,184.683

Read SEC document
October 30, 2025 Filed Nov 3, 2025 19:56 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 SaleCommon Stock 2,000 $26.61 $53,220.00
Disclosure

SEC source: 0001194348-25-000002 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,184.683

Read SEC document
September 08, 2025 Filed Sep 9, 2025 15:39 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 SaleCommon Stock 1,000 $30.92 $30,920.00
Disclosure

SEC source: 0001562180-25-006141 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,184.683

Read SEC document
May 28, 2025 Filed Jun 2, 2025 15:14 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 SaleCommon 2,000 $25.58 $51,160.20
Disclosure

SEC source: 0001562180-25-004288 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,392

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:56 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 SaleCommon Stock 3,000 $31.25 $93,750.00
Disclosure

SEC source: 0001562180-25-001539 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,184.683

Read SEC document
January 02, 2025 Filed Jan 6, 2025 20:35 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 GrantCommon Stock 1,848 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-000161 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,184.683

F1 · shares: Restricted Stock Award. Award cliff vests on the one year anniversary of the date of the grant.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 19:55 UTC CVD EQUIPMENT CORP CVV · Entity 7247 SaleCommon Stock 2,000 $3.86 $7,720.00
Disclosure

SEC source: 0000766792-24-000008 · primary_doc.xml · nonDerivative · entry 4

NIELSEN RAYMOND A · CIK 0001194348 · No longer a reporting person

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,046

Read SEC document
August 21, 2024 Filed Aug 26, 2024 19:55 UTC CVD EQUIPMENT CORP CVV · Entity 7247 SaleCommon Stock 2,000 $3.78 $7,561.40
Disclosure

SEC source: 0000766792-24-000008 · primary_doc.xml · nonDerivative · entry 3

NIELSEN RAYMOND A · CIK 0001194348 · No longer a reporting person

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,046

Read SEC document
August 20, 2024 Filed Aug 26, 2024 19:55 UTC CVD EQUIPMENT CORP CVV · Entity 7247 SaleCommon Stock 1,000 $3.66 $3,660.00
Disclosure

SEC source: 0000766792-24-000008 · primary_doc.xml · nonDerivative · entry 2

NIELSEN RAYMOND A · CIK 0001194348 · No longer a reporting person

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,046

Read SEC document
August 20, 2024 Filed Aug 26, 2024 19:55 UTC CVD EQUIPMENT CORP CVV · Entity 7247 SaleCommon Stock 2,000 $3.72 $7,430.60
Disclosure

SEC source: 0000766792-24-000008 · primary_doc.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · No longer a reporting person

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,046

F1 · shares: Raymond A. Nielsen retired from the Board of Directors of the CVD Equipment Corporation on August 9, 2024

Read SEC document
January 01, 2024 Filed Jan 3, 2024 14:49 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 GrantCommon Stock 2,227 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000063 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,336.683

F1 · shares: Restricted Stock Award. Award cliff vests on the one year anniversary of the date of grant.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 17:51 UTC CVD EQUIPMENT CORP CVV · Entity 7247 GrantCommon Stock 5,831 $0.00 $0.00
Disclosure

SEC source: 0000766792-23-000010 · primary_doc.xml · nonDerivative · entry 2

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,046

F2 · shares: Common stock issued pursuant to the Company's 2022 Share Incentive Plan, and will vest 25% at each quarter end, September 30, 2023, December 31,2023, March 31, 2024 and June 30, 2024, provided that such individual is still serving as a Director as of the vesting dates.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 17:51 UTC CVD EQUIPMENT CORP CVV · Entity 7247 GrantCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000766792-23-000010 · primary_doc.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,215

F1 · shares: Common stock issued pursuant to the Company's 2022 Share Incentive Plan and fully vested on the date of issuance.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 15:23 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 GrantCommon Stock 2,463 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003306 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,109.683

F1 · shares: Restricted Stock Award. Award cliff vests on the one year anniversary of the date of grant.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 19:19 UTC CVD EQUIPMENT CORP cvv · Entity 7247 GrantCommon Stock 8,000 $5.02 $40,160.00
Disclosure

SEC source: 0001516592-22-000003 · primary_doc.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,300

F1 · shares: Common stock issued pursuant to the Corporations 2016 share incentive plan, vest 4,000 shares on Aug. 17, 2022 and December 31, 2022, provided that such individual is still serving as a Director as of the vesting date.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 20:28 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 PurchaseCommon 88 $34.22 $3,011.36
Disclosure

SEC source: 0001562180-22-005870 · primarydocument.xml · nonDerivative · entry 2

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,392

Read SEC document
August 02, 2022 Filed Aug 3, 2022 20:28 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 PurchaseCommon 1,710 $34.18 $58,447.80
Disclosure

SEC source: 0001562180-22-005870 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,304

Read SEC document
April 01, 2022 Filed Apr 5, 2022 14:36 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 GrantCommon 1,877 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003194 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,594

F1 · shares: Restricted Stock Award. Award cliff vests on the one year anniversary of the date of grant.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:39 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 GrantCommon 1,990 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002666 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,251.17

F1 · shares: Restricted Stock Award. Award cliff vests on the one year anniversary of the date of grant.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
January 15, 2021 Filed Nov 24, 2021 18:48 UTC CVD EQUIPMENT CORP cvv · Entity 7247 GrantCommon Stock 7,100 $4.70 $33,370.00
Disclosure

SEC source: 0001516592-21-000002 · primary_doc.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,300

F1 · shares: Common stock issued pursuant to the Corporations 2016 Share Incentive Plan, vest as to 1,775 shares on each March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021, or as the date of the 2021 annual meeting of shareholders but in no event earlier than November 15, 2021 provided that such individual is still serving as a Director as of the vesting date.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 19:51 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 PurchaseCommon 970 $23.38 $22,673.75
Disclosure

SEC source: 0001562180-20-007075 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,071.6469

Read SEC document
June 13, 2020 Filed Jun 15, 2020 21:33 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 PurchaseCommon 3,060 $21.20 $64,882.10
Disclosure

SEC source: 0001562180-20-004488 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,101.6469

Read SEC document
June 12, 2020 Filed Jun 16, 2020 17:26 UTC Amendment Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 PurchaseCommon 3,060 $21.20 $64,882.10
Disclosure

SEC source: 0001562180-20-004497 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,101.6469

Read SEC document
June 02, 2020 Filed Jun 4, 2020 14:36 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 GrantCommon 2,867.6576 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004264 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,041.6469

F1 · shares: Represents a restricted stock unit award. This award vests April 30, 2021.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 22:28 UTC CVD EQUIPMENT CORP cvv · Entity 7247 GrantCommon Stock 9,000 $3.74 $33,660.00
Disclosure

SEC source: 0001194348-20-000001 · primary_doc.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,200

F1 · shares: Common Stock issued pursuant to the Corporations 2016 Share Incentive Plan, vest as to 2,250 shares on each of March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020 or as of the date of the 2020 annual meeting of shareholders but in no event earlier than November 15, 2020, provided that such individual is still serving as a Director as of the vesting date.

Read SEC document
May 03, 2019 Filed May 7, 2019 20:48 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 GrantCommon 1,942.0618 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-010030 · doc1.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,932.2295

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from the date of grant.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
January 15, 2019 Filed Feb 26, 2019 15:27 UTC CVD EQUIPMENT CORP CVV · Entity 7247 GrantOption to purchase common stock · Derivative 15,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001079810-19-000002 · primary_doc.xml · derivative · entry 2

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2030-01-15

Read SEC document
January 15, 2019 Filed Feb 26, 2019 15:27 UTC CVD EQUIPMENT CORP CVV · Entity 7247 GrantCommon Stock 8,400 $3.99 $33,516.00
Disclosure

SEC source: 0001079810-19-000002 · primary_doc.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,200

F1 · shares: Common stock issued pursuant to the Corporation's 2016 Share Incentive Plan, vests as to 2,100 shares on each of March 31, 2019, June 30, 2019, September 30, 2019 and December 31, 2019 or as of the 2019 annual meeting of shareholders but in no event earlier than November 15, 2019, provided that such individual is still serving as a Director as of the vesting date.

Read SEC document
May 04, 2018 Filed May 8, 2018 21:25 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 GrantCommon 1,799.64 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022264 · doc1.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,381.8598

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from the date of grant.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
January 18, 2018 Filed Jan 23, 2018 14:57 UTC CVD EQUIPMENT CORP CVV · Entity 7247 Exercise / conversionCommon Stock 2,800 $11.02 $30,856.00
Disclosure

SEC source: 0001079810-18-000003 · primary_doc.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock issued pursuant to the Corporation's 2016 Share Incentive Plan, vests as to 700 shares on each of March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018 or as of the date of the 2018 annual meeting of shareholders but in no event earlier than November 15, 2018, provided such individual is still serving as a Director as of the vesting date.

Read SEC document
May 23, 2017 Filed May 24, 2017 17:33 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 PurchaseCommon 4,195 $34.51 $144,759.80
Disclosure

SEC source: 0001140361-17-022090 · doc1.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,179.482

Read SEC document
May 05, 2017 Filed May 10, 2017 16:58 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 GrantCommon 1,646.54 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019273 · doc1.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,984.482

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from date of grant.

F2 · balance_after: Reflects Transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:12 UTC CVD EQUIPMENT CORP CVV · Entity 7247 Exercise / conversionCommon Stock 3,100 $9.70 $30,070.00
Disclosure

SEC source: 0001079810-17-000001 · primary_doc.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock issued pursuant to the Corporation's 2007 Share Incentive Plan, vests as to 775 shares on each of March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017 or as of the 2017 annual meeting of shareholders but in no event earlier than November 15, 2017, provided that such individual is still serving as a Director as of the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.