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Swan Bruce T

Disclosed activity across 1 company

Tapewire entity
180220
SEC CIK
0001302619

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CVD EQUIPMENT CORPCVV · Entity 7247Former DirectorDecember 22, 2016December 23, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CVD EQUIPMENT CORP

Report date December 22, 2016 · Filed December 23, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,700 Reported balance After 2016-12-22 transaction · row 1
1 source row

Row 1 · 2016-12-22 · Sale · Disposed 3,500 · Balance 2,700

F1: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $7.72 to $7.88. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $7.72 to $7.88. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 22, 2016 Filed Dec 23, 2016 15:34 UTC CVD EQUIPMENT CORP CVV · Entity 7247 SaleCommon Stock 3,500 $7.82 $27,381.90
Disclosure

SEC source: 0001079810-16-000035 · primary_doc.xml · nonDerivative · entry 1

Swan Bruce T · CIK 0001302619 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $7.72 to $7.88. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 19:14 UTC CVD EQUIPMENT CORP cvv · Entity 7247 SaleCommon Stock 3,171 $7.85 $24,892.35
Disclosure

SEC source: 0001116595-16-000001 · primary_doc.xml · nonDerivative · entry 1

Swan Bruce T · CIK 0001302619 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,200

Read SEC document
November 23, 2016 Filed Nov 23, 2016 22:32 UTC CVD EQUIPMENT CORP CVV · Entity 7247 SaleCommon Stock 900 $7.85 $7,065.00
Disclosure

SEC source: 0001079810-16-000034 · primary_doc.xml · nonDerivative · entry 1

Swan Bruce T · CIK 0001302619 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,371

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:13 UTC CVD EQUIPMENT CORP CVV · Entity 7247 SaleCommon Stock 2,439 $7.85 $19,146.15
Disclosure

SEC source: 0001079810-16-000033 · primary_doc.xml · nonDerivative · entry 1

Swan Bruce T · CIK 0001302619 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,271

Read SEC document
November 16, 2016 Filed Nov 17, 2016 14:25 UTC CVD EQUIPMENT CORP CVV · Entity 7247 SaleCommon Stock 4,000 $7.95 $31,800.00
Disclosure

SEC source: 0001079810-16-000032 · primary_doc.xml · nonDerivative · entry 1

Swan Bruce T · CIK 0001302619 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,710

F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $7.88 to $8.00. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

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September 21, 2016 Filed Sep 23, 2016 20:38 UTC CVD EQUIPMENT CORP CVV · Entity 7247 SaleCommon Stock 2,000 $8.48 $16,960.00
Disclosure

SEC source: 0001079810-16-000029 · primary_doc.xml · nonDerivative · entry 1

Swan Bruce T · CIK 0001302619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,710

F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $8.30 to $8.54. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.