Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CVD EQUIPMENT CORPCVV · Entity 7247 | Former Director | December 22, 2016 | December 23, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CVD EQUIPMENT CORP
Report date December 22, 2016 · Filed December 23, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,700 |
Reported balance
After 2016-12-22 transaction · row 1
1 source rowRow 1 · 2016-12-22 · Sale · Disposed 3,500 · Balance 2,700 F1: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $7.72 to $7.88. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $7.72 to $7.88. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2016 Filed Dec 23, 2016 15:34 UTC | CVD EQUIPMENT CORP CVV · Entity 7247 | SaleCommon Stock | 3,500 | $7.82 | $27,381.90 |
DisclosureSEC source: 0001079810-16-000035 · primary_doc.xml · nonDerivative · entry 1 Swan Bruce T · CIK 0001302619 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700 F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $7.72 to $7.88. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 25, 2016 Filed Nov 29, 2016 19:14 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 3,171 | $7.85 | $24,892.35 |
DisclosureSEC source: 0001116595-16-000001 · primary_doc.xml · nonDerivative · entry 1 Swan Bruce T · CIK 0001302619 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,200 Read SEC document |
| November 23, 2016 Filed Nov 23, 2016 22:32 UTC | CVD EQUIPMENT CORP CVV · Entity 7247 | SaleCommon Stock | 900 | $7.85 | $7,065.00 |
DisclosureSEC source: 0001079810-16-000034 · primary_doc.xml · nonDerivative · entry 1 Swan Bruce T · CIK 0001302619 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,371 Read SEC document |
| November 22, 2016 Filed Nov 22, 2016 23:13 UTC | CVD EQUIPMENT CORP CVV · Entity 7247 | SaleCommon Stock | 2,439 | $7.85 | $19,146.15 |
DisclosureSEC source: 0001079810-16-000033 · primary_doc.xml · nonDerivative · entry 1 Swan Bruce T · CIK 0001302619 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,271 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 14:25 UTC | CVD EQUIPMENT CORP CVV · Entity 7247 | SaleCommon Stock | 4,000 | $7.95 | $31,800.00 |
DisclosureSEC source: 0001079810-16-000032 · primary_doc.xml · nonDerivative · entry 1 Swan Bruce T · CIK 0001302619 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,710 F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $7.88 to $8.00. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 20:38 UTC | CVD EQUIPMENT CORP CVV · Entity 7247 | SaleCommon Stock | 2,000 | $8.48 | $16,960.00 |
DisclosureSEC source: 0001079810-16-000029 · primary_doc.xml · nonDerivative · entry 1 Swan Bruce T · CIK 0001302619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,710 F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $8.30 to $8.54. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.