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person · Reporting owner

CHARLES GLEN R

Disclosed activity across 1 company

Tapewire entity
167869
SEC CIK
0001079810

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CVD EQUIPMENT CORPCVV · Entity 7247CFO/SecretaryApril 02, 2018April 03, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CVD EQUIPMENT CORP

Report date April 02, 2018 · Filed April 03, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,180 Reported balance After 2018-04-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-04-02 · Grant · Acquired 2,400 · Balance 8,180

F1: Each Restricted Stock Unit represents a contingent right to receive one share of CVD Equipment Corporation common stock.

F2: Vesting occurs as to 800 common shares on each of October 1, 2018, October 1, 2019 and October 1, 2020.

F3: Any unvested portion will terminate upon termination of service.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of CVD Equipment Corporation common stock.

F2: Vesting occurs as to 800 common shares on each of October 1, 2018, October 1, 2019 and October 1, 2020.

F3: Any unvested portion will terminate upon termination of service.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2018 Filed Apr 3, 2018 22:12 UTC CVD EQUIPMENT CORP CVV · Entity 7247 GrantRestricted Stock Units · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001079810-18-000004 · primary_doc.xml · derivative · entry 1

CHARLES GLEN R · CIK 0001079810 · CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,180

Underlying: Common Stock · 2,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CVD Equipment Corporation common stock.

F2 · derivative.exercise_date: Vesting occurs as to 800 common shares on each of October 1, 2018, October 1, 2019 and October 1, 2020.

F3 · derivative.expiration_date: Any unvested portion will terminate upon termination of service.

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December 12, 2017 Filed Dec 12, 2017 22:24 UTC CVD EQUIPMENT CORP CVV · Entity 7247 SaleCommon Stock 1,000 $11.21 $11,210.00
Disclosure

SEC source: 0001079810-17-000011 · primary_doc.xml · nonDerivative · entry 2

CHARLES GLEN R · CIK 0001079810 · CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,072

F2 · price: This price represents the weighted average price for multiple transactions reported on this line. the per share price of each of the transactions reported on this line ranged from $11.20 to $11.21. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

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December 08, 2017 Filed Dec 12, 2017 22:24 UTC CVD EQUIPMENT CORP CVV · Entity 7247 SaleCommon Stock 3,402 $11.14 $37,898.28
Disclosure

SEC source: 0001079810-17-000011 · primary_doc.xml · nonDerivative · entry 1

CHARLES GLEN R · CIK 0001079810 · CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,072

F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported ranged from $11.11 to $11.20. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

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May 17, 2017 Filed May 19, 2017 21:06 UTC CVD EQUIPMENT CORP CVV · Entity 7247 SaleCommon Stock 503 $12.40 $6,237.20
Disclosure

SEC source: 0001079810-17-000005 · primary_doc.xml · nonDerivative · entry 1

CHARLES GLEN R · CIK 0001079810 · CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,182

F1 · price: These shares were sold pursuant to a Section 10b5-1 Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.