Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2021 Filed Jun 16, 2021 14:23 UTC |
ROSENBAUM LEONARD ADirector · 10% owner
|
SaleCommon Stock | 400 | $4.25 | $1,700.00 |
DisclosureSEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 3 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,164 Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 15:03 UTC |
LAKIOS EMMANUEL NPresident & CEO
|
GrantOptions to purchase common stock · Derivative | 100,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001697770-21-000002 · primary_doc.xml · derivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-06-01 F1 · derivative.exercise_date: vesting of stock options is 25% per year on 6/1/2022, 2023, 2024 and 2025. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 14:51 UTC | GrantOptions to purchase common stock · Derivative | 50,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001206853-21-000001 · primary_doc.xml · derivative · entry 1 MCNEILL THOMAS · CIK 0001206853 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-06-01 F1 · derivative.exercise_date: vesting of stock options is 25% per year on 6/1/2022, 2023, 2024 and 2025. F1 · derivative.underlying: vesting of stock options is 25% per year on 6/1/2022, 2023, 2024 and 2025. Read SEC document |
|
| June 01, 2021 Filed Jun 16, 2021 14:23 UTC |
ROSENBAUM LEONARD ADirector · 10% owner
|
SaleCommon Stock | 1,000 | $4.26 | $4,263.10 |
DisclosureSEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 2 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,564 Read SEC document |
| May 28, 2021 Filed Jun 16, 2021 14:23 UTC |
ROSENBAUM LEONARD ADirector · 10% owner
|
SaleCommon Stock | 1,604 | $4.25 | $6,821.81 |
DisclosureSEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,564 Read SEC document |
| May 25, 2021 Filed May 25, 2021 20:18 UTC |
TEITELBAUM MARTIN JNo longer a Director/Officer
|
SaleCommon Stock | 574 | $4.36 | $2,502.64 |
DisclosureSEC source: 0001116595-21-000001 · primary_doc.xml · nonDerivative · entry 4 TEITELBAUM MARTIN J · CIK 0001116595 · No longer a Director/Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,172 Read SEC document |
| May 24, 2021 Filed May 25, 2021 20:18 UTC |
TEITELBAUM MARTIN JNo longer a Director/Officer
|
SaleCommon Stock | 426 | $4.36 | $1,857.36 |
DisclosureSEC source: 0001116595-21-000001 · primary_doc.xml · nonDerivative · entry 3 TEITELBAUM MARTIN J · CIK 0001116595 · No longer a Director/Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,746 Read SEC document |
| May 24, 2021 Filed May 25, 2021 20:18 UTC |
TEITELBAUM MARTIN JNo longer a Director/Officer
|
SaleCommon Stock | 825 | $4.28 | $3,531.00 |
DisclosureSEC source: 0001116595-21-000001 · primary_doc.xml · nonDerivative · entry 2 TEITELBAUM MARTIN J · CIK 0001116595 · No longer a Director/Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,172 Read SEC document |
| May 21, 2021 Filed May 25, 2021 20:18 UTC |
TEITELBAUM MARTIN JNo longer a Director/Officer
|
SaleCommon Stock | 1,000 | $4.28 | $4,280.00 |
DisclosureSEC source: 0001116595-21-000001 · primary_doc.xml · nonDerivative · entry 1 TEITELBAUM MARTIN J · CIK 0001116595 · No longer a Director/Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,997 Read SEC document |
| March 05, 2021 Filed Nov 24, 2021 19:32 UTC |
BRILL DR ROBERT MDirector
|
GrantCommon Stock | 7,400 | $4.07 | $30,118.00 |
DisclosureSEC source: 0001516592-21-000004 · primary_doc.xml · nonDerivative · entry 1 BRILL DR ROBERT M · CIK 0001008954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,400 F1 · shares: Common Stock issued pursuant to the Corporations 2016 share Incentive plan, vest as to 740 shares on March 31, 2021, and 2,220 shares on each June 30, 2021, September 30, 2021 and December 31, 2021, or as the date of the 2021 annual meeting of shareholders but in no event earlier that November 15, 2021 provided that such individual is still serving as a Director as of the vesting date. Read SEC document |
| February 12, 2021 Filed Feb 12, 2021 16:53 UTC |
LAKIOS EMMANUEL NPresident & CEO
|
GrantCommon Stock | 2,333 | $5.36 | $12,504.88 |
DisclosureSEC source: 0001697770-21-000001 · primary_doc.xml · nonDerivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,368 F1 · price: Per Agreement with the Company, share price value is at close of business 2/5/21 Read SEC document |
| January 15, 2021 Filed Nov 24, 2021 19:11 UTC |
GUNTHER CONRAD J JRDirector
|
GrantCommon Stock | 7,100 | $4.70 | $33,370.00 |
DisclosureSEC source: 0001516592-21-000003 · primary_doc.xml · nonDerivative · entry 1 GUNTHER CONRAD J JR · CIK 0001295805 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,478 F1 · shares: Common Stock issued pursuant to the Corporations 2016 share incentive plan, vest 1,775 shares on each March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021, or as the date of the annual meeting of shareholders but in not event earlier than November 15, 2021 provided that such individual is still serving as a Director as of the vesting date. Read SEC document |
| January 15, 2021 Filed Nov 24, 2021 18:48 UTC |
NIELSEN RAYMOND ADirector
|
GrantCommon Stock | 7,100 | $4.70 | $33,370.00 |
DisclosureSEC source: 0001516592-21-000002 · primary_doc.xml · nonDerivative · entry 1 NIELSEN RAYMOND A · CIK 0001194348 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,300 F1 · shares: Common stock issued pursuant to the Corporations 2016 Share Incentive Plan, vest as to 1,775 shares on each March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021, or as the date of the 2021 annual meeting of shareholders but in no event earlier than November 15, 2021 provided that such individual is still serving as a Director as of the vesting date. Read SEC document |
| January 15, 2021 Filed Nov 24, 2021 18:27 UTC |
Waldman LawrenceDirector
|
GrantCommon Stock | 9,600 | $4.70 | $45,120.00 |
DisclosureSEC source: 0001516592-21-000001 · primary_doc.xml · nonDerivative · entry 1 Waldman Lawrence · CIK 0001516592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · shares: Common Stock issued pursuant to the Corporations 2016 share Incentive Plan, vest as to 2,400 shares on each March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021, or as the date of the 2021 annual meeting of shareholders but in no event earlier than November 15, 2021 provided that such individual is still serving as a Director as of the vesting date. Read SEC document |
| November 19, 2020 Filed Nov 19, 2020 22:19 UTC |
LAKIOS EMMANUEL NVice President
|
SaleCommon Stock | 2,000 | $4.60 | $9,200.00 |
DisclosureSEC source: 0001697770-20-000003 · primary_doc.xml · nonDerivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,035 Read SEC document |
| October 23, 2020 Filed Oct 23, 2020 19:22 UTC |
ARAGON STEVENChief Operating Officer
|
GrantCommon Stock | 2,963 | $4.22 | $12,503.86 |
DisclosureSEC source: 0001317096-20-000001 · primary_doc.xml · nonDerivative · entry 1 ARAGON STEVEN · CIK 0001317096 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,755 F1 · price: Per Agreement with Company, share price value at close of business 10/19/2020 Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 20:00 UTC |
LAKIOS EMMANUEL NVice President
|
SaleCommon Stock | 5,000 | $3.23 | $16,150.00 |
DisclosureSEC source: 0001697770-20-000002 · primary_doc.xml · nonDerivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,435 Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 19:52 UTC |
LAKIOS EMMANUEL NVice President
|
GrantCommon Stock | 2,337 | $5.35 | $12,502.95 |
DisclosureSEC source: 0001697770-20-000001 · primary_doc.xml · nonDerivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,435 F1 · price: 1. Per agreement with the Company, share price value is as of close of business 2/5/20 Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 22:37 UTC |
GUNTHER CONRAD J JRDirector
|
GrantCommon Stock | 9,000 | $3.74 | $33,660.00 |
DisclosureSEC source: 0001295805-20-000001 · primary_doc.xml · nonDerivative · entry 1 GUNTHER CONRAD J JR · CIK 0001295805 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,378 F1 · shares: Common Stock issued pursuant to the Corporations 2016 Share Incentive Plan, vest as to 2,250 shares on each of March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020 or as of the date of the 2020 annual meeting of shareholders but in no event earlier than November 15, 2020, provided that such individual is still serving as a Director as of the vesting date. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 22:28 UTC |
NIELSEN RAYMOND ADirector
|
GrantCommon Stock | 9,000 | $3.74 | $33,660.00 |
DisclosureSEC source: 0001194348-20-000001 · primary_doc.xml · nonDerivative · entry 1 NIELSEN RAYMOND A · CIK 0001194348 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,200 F1 · shares: Common Stock issued pursuant to the Corporations 2016 Share Incentive Plan, vest as to 2,250 shares on each of March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020 or as of the date of the 2020 annual meeting of shareholders but in no event earlier than November 15, 2020, provided that such individual is still serving as a Director as of the vesting date. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 19:17 UTC |
Waldman LawrenceDirector
|
GrantCommon Stock | 12,200 | $3.74 | $45,628.00 |
DisclosureSEC source: 0001516592-20-000001 · primary_doc.xml · nonDerivative · entry 1 Waldman Lawrence · CIK 0001516592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,400 F1 · shares: Common Stock issued pursuant to the Corporations 2016 Share Incentive Plan, vest as to 3,050 shares on each of March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020 or as of the date of the 2020 annual meeting of shareholders but in no event earlier than November 15, 2020, provided that such individual is still serving as a Director as of the vesting date. Read SEC document |
| December 18, 2019 Filed Dec 18, 2019 22:01 UTC |
ARAGON STEVENChief Operating Officer
|
SaleCommon Stock | 1,400 | $3.43 | $4,802.00 |
DisclosureSEC source: 0001317096-19-000005 · primary_doc.xml · nonDerivative · entry 1 ARAGON STEVEN · CIK 0001317096 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,192 Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 00:22 UTC |
ARAGON STEVENChief Operating Officer
|
SaleCommon Stock | 1,500 | $3.35 | $5,025.00 |
DisclosureSEC source: 0001317096-19-000004 · primary_doc.xml · nonDerivative · entry 1 ARAGON STEVEN · CIK 0001317096 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,592 Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 21:19 UTC |
ARAGON STEVENChief Operating Officer
|
SaleCommon Stock | 1,500 | $3.61 | $5,415.00 |
DisclosureSEC source: 0001317096-19-000003 · primary_doc.xml · nonDerivative · entry 1 ARAGON STEVEN · CIK 0001317096 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,092 F1 · price: The price represents the weighted average price for multiple transactions. The per share transactions reported ranged from $3.58 to $3.61. Upon request by the SEC staff, we will undertake to provide the full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 22:47 UTC |
ARAGON STEVENChief Operating Officer
|
SaleCommon Stock | 3,000 | $3.60 | $10,800.00 |
DisclosureSEC source: 0001317096-19-000002 · primary_doc.xml · nonDerivative · entry 1 ARAGON STEVEN · CIK 0001317096 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,592 F1 · price: The price represents the weighted average price for multiple transactions. The per share transactions reported ranged from $3.55 to $3.66. Upon request by the SEC staff, the Issuer or a security holder of the Issuer will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 14:56 UTC |
LAKIOS EMMANUEL NVice President
|
GrantCommon Stock | 5,568 | $4.49 | $25,000.32 |
DisclosureSEC source: 0001697770-19-000001 · primary_doc.xml · nonDerivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,098 F1 · price: Per agreement with the Company, share price value is as of close of business 2/5/2019 Read SEC document |
| October 20, 2019 Filed Oct 23, 2019 16:36 UTC |
ARAGON STEVENChief Operating Officer
|
GrantCommon Stock | 7,693 | $3.25 | $25,002.25 |
DisclosureSEC source: 0001317096-19-000001 · primary_doc.xml · nonDerivative · entry 1 ARAGON STEVEN · CIK 0001317096 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,592 Read SEC document |
| August 22, 2019 Filed Aug 28, 2019 15:12 UTC |
LINSS WILLIAM Sno longer required to file
|
Salecommon stock | 2,500 | $3.50 | $8,750.00 |
DisclosureSEC source: 0001586193-19-000001 · primary_doc.xml · nonDerivative · entry 1 LINSS WILLIAM S · CIK 0001586193 · no longer required to file 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,971 Read SEC document |
| January 15, 2019 Filed Feb 25, 2019 22:29 UTC |
GUNTHER CONRAD J JRDirector
|
GrantOption to purchase common stock · Derivative | 15,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001079810-19-000001 · primary_doc.xml · derivative · entry 2 GUNTHER CONRAD J JR · CIK 0001295805 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,110 Underlying: Common Stock · 15,000 shares Expires 2030-01-15 Read SEC document |
| January 15, 2019 Filed Feb 25, 2019 22:29 UTC |
GUNTHER CONRAD J JRDirector
|
GrantCommon Stock | 8,400 | $3.99 | $33,516.00 |
DisclosureSEC source: 0001079810-19-000001 · primary_doc.xml · nonDerivative · entry 1 GUNTHER CONRAD J JR · CIK 0001295805 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,378 F1 · shares: Common stock issued pursuant to the Corporation's 2016 Share Incentive Plan, vests as to 2,100 shares on each of March 31, 2019, June 30, 2019, September 30, 2019 or as of the date of the 2019 annual meeting of shareholders but in no event earlier than November 15, 2019, provided that such individual is still serving as a Director as of the vesting date. Read SEC document |
| January 15, 2019 Filed Feb 26, 2019 16:04 UTC |
Waldman LawrenceDirector
|
GrantOption to purchase common stock · Derivative | 15,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001079810-19-000004 · primary_doc.xml · derivative · entry 2 Waldman Lawrence · CIK 0001516592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2030-01-15 Read SEC document |
| January 15, 2019 Filed Feb 26, 2019 16:04 UTC |
Waldman LawrenceDirector
|
GrantCommon Stock | 11,400 | $3.99 | $45,486.00 |
DisclosureSEC source: 0001079810-19-000004 · primary_doc.xml · nonDerivative · entry 1 Waldman Lawrence · CIK 0001516592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,200 F1 · shares: Common stock issued pursuant to the Corporation's 2016 Share Incentive Plan, vests as to 2,850 shares on each of March 31, 2019, June 30, 2019, September 30, 2019 and December 31, 2019 or as of the date of the 2019 annual meeting of shareholders but in no event earlier than November 15, 2019, provided that such individual is still serving as a Director as of the vesting date. Read SEC document |
| January 15, 2019 Filed Feb 26, 2019 15:43 UTC |
BRILL DR ROBERT MDirector
|
GrantOption to purchase common stock · Derivative | 15,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001079810-19-000003 · primary_doc.xml · derivative · entry 2 BRILL DR ROBERT M · CIK 0001008954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2030-01-15 Read SEC document |
| January 15, 2019 Filed Feb 26, 2019 15:43 UTC |
BRILL DR ROBERT MDirector
|
GrantCommon Stock | 9,100 | $3.99 | $36,309.00 |
DisclosureSEC source: 0001079810-19-000003 · primary_doc.xml · nonDerivative · entry 1 BRILL DR ROBERT M · CIK 0001008954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,700 F1 · shares: Common stock issued pursuant to the Corporation's 2016 Share Incentive Plan, vests as to 2,275 shares on each of March 31, 2019, June 30, 2019, September 30, 2019 and December 31, 2019 or as of the date of the 2019 annual meeting of shareholders but in no event earlier than November 15, 2019, provided that such individual is still serving as a Director as of the vesting date. Read SEC document |
| January 15, 2019 Filed Feb 26, 2019 15:27 UTC |
NIELSEN RAYMOND ADirector
|
GrantOption to purchase common stock · Derivative | 15,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001079810-19-000002 · primary_doc.xml · derivative · entry 2 NIELSEN RAYMOND A · CIK 0001194348 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2030-01-15 Read SEC document |
| January 15, 2019 Filed Feb 26, 2019 15:27 UTC |
NIELSEN RAYMOND ADirector
|
GrantCommon Stock | 8,400 | $3.99 | $33,516.00 |
DisclosureSEC source: 0001079810-19-000002 · primary_doc.xml · nonDerivative · entry 1 NIELSEN RAYMOND A · CIK 0001194348 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,200 F1 · shares: Common stock issued pursuant to the Corporation's 2016 Share Incentive Plan, vests as to 2,100 shares on each of March 31, 2019, June 30, 2019, September 30, 2019 and December 31, 2019 or as of the 2019 annual meeting of shareholders but in no event earlier than November 15, 2019, provided that such individual is still serving as a Director as of the vesting date. Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 21:28 UTC |
ROSENBAUM LEONARD ADirector · President, CEO, Chairman · 10% owner
|
PurchaseCommon Stock | 5,000 | $4.57 | $22,867.50 |
DisclosureSEC source: 0001079810-18-000016 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · Director · President, CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,768 Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 22:12 UTC |
LAKIOS EMMANUEL NVice President
|
SaleCommon Stock | 1,330 | $6.09 | $8,099.70 |
DisclosureSEC source: 0001079810-18-000015 · primary_doc.xml · nonDerivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,330 F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $6.07 to $6.10. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 20:45 UTC |
LINSS WILLIAM SVice President
|
SaleCommon Stock | 2,500 | $6.17 | $15,425.00 |
DisclosureSEC source: 0001079810-18-000014 · primary_doc.xml · nonDerivative · entry 1 LINSS WILLIAM S · CIK 0001586193 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,471 F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $6.16 to $6.17. Upon request by the SEC staff, the Issuer or a security holder of the issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:20 UTC |
ROSENBAUM LEONARD ADirector · President, CEO, Chairman · 10% owner
|
PurchaseCommon Stock | 4,900 | $6.25 | $30,625.00 |
DisclosureSEC source: 0001079810-18-000013 · primary_doc.xml · nonDerivative · entry 2 ROSENBAUM LEONARD A · CIK 0001116579 · Director · President, CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,768 Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:20 UTC |
ROSENBAUM LEONARD ADirector · President, CEO, Chairman · 10% owner
|
PurchaseCommon Stock | 100 | $6.25 | $625.00 |
DisclosureSEC source: 0001079810-18-000013 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · Director · President, CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819,868 Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 21:25 UTC |
LINSS WILLIAM SVice President
|
SaleCommon Stock | 2,211 | $7.52 | $16,626.72 |
DisclosureSEC source: 0001079810-18-000012 · primary_doc.xml · nonDerivative · entry 1 LINSS WILLIAM S · CIK 0001586193 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,594 Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 22:49 UTC |
Strobl KarlheinzVice President
|
GrantRestricted Stock Units · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001079810-18-000007 · primary_doc.xml · derivative · entry 1 Strobl Karlheinz · CIK 0001471175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,489 Underlying: Common Stock · 2,400 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CVD Equipment Corporation's common stock. F2 · derivative.exercise_date: Vesting occurs as to 800 shares on each of October 1, 2018, October 1, 2019 and October 1, 2020. F3 · derivative.expiration_date: Any unvested portion will terminate upon termination of service. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 22:42 UTC |
TEITELBAUM MARTIN JDirector · Assistant Secretary
|
GrantRestricted Stock Units · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001079810-18-000006 · primary_doc.xml · derivative · entry 1 TEITELBAUM MARTIN J · CIK 0001116595 · Director · Assistant Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,284 Underlying: Common Stock · 2,400 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock unit represents a contingent right to receive one share of CVD Equipment Corporatio's common stock. F2 · derivative.exercise_date: Vesting occurs as to 800 common shares on each of October 1, 2018, October 1, 2019 and October 1, 2020. F3 · derivative.expiration_date: Any unvested portion will terminate upon termination of service. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 22:24 UTC |
ROSENBAUM LEONARD ADirector · President, CEO, Chairman · 10% owner
|
GrantRestricted Stock Units · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001079810-18-000005 · primary_doc.xml · derivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · Director · President, CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,298 Underlying: Common Stock · 2,400 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CVD Equipment Corporation's common stock. F2 · derivative.exercise_date: Vesting occurs as to 800 shares on each of October 1, 2018, October 1, 2019 and October 1, 2020. F3 · derivative.expiration_date: Any unvested portion will terminate upon termination of service. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 22:12 UTC |
CHARLES GLEN RCFO/Secretary
|
GrantRestricted Stock Units · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001079810-18-000004 · primary_doc.xml · derivative · entry 1 CHARLES GLEN R · CIK 0001079810 · CFO/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,180 Underlying: Common Stock · 2,400 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CVD Equipment Corporation common stock. F2 · derivative.exercise_date: Vesting occurs as to 800 common shares on each of October 1, 2018, October 1, 2019 and October 1, 2020. F3 · derivative.expiration_date: Any unvested portion will terminate upon termination of service. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 17:11 UTC |
LAKIOS EMMANUEL NVice President
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GrantRestricted Stock Units · Derivative | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001079810-18-000010 · primary_doc.xml · derivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,800 Underlying: Common Stock · 1,800 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CVD Equipment Corporation's common stock. F2 · derivative.exercise_date: Vesting occurs as to 600 shares on each of October 1, 2018, October 1, 2019 and October 1, 2020. F3 · derivative.expiration_date: Any unvested portion will terminate upon termination of service. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 17:01 UTC |
ARAGON STEVENChief Operating Officer
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GrantRestricted Stock Units · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001079810-18-000009 · primary_doc.xml · derivative · entry 1 ARAGON STEVEN · CIK 0001317096 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,574 Underlying: Common Stock · 2,400 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CVD Equipment Corporation's common stock. F2 · derivative.exercise_date: Vesting occurs as to 800 shares on each of October 1, 2018, October 1, 2019 and October 1, 2020. F3 · derivative.expiration_date: Any unvested portion will terminate upon termination of service. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:47 UTC |
COLLINS KEVIN RICHARDVice President
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GrantRestricted Stock Units · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001079810-18-000008 · primary_doc.xml · derivative · entry 1 COLLINS KEVIN RICHARD · CIK 0001586856 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,180 Underlying: Common Stock · 2,400 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CVD Equipment Corporation's common stock. F2 · derivative.exercise_date: Vesting occurs as to 800 shares on each of October 1, 2018, October 1, 2019 and October 1, 2020. F3 · derivative.expiration_date: Any unvested portion will terminate upon termination of service. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 14:57 UTC |
NIELSEN RAYMOND ADirector
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Exercise / conversionCommon Stock | 2,800 | $11.02 | $30,856.00 |
DisclosureSEC source: 0001079810-18-000003 · primary_doc.xml · nonDerivative · entry 1 NIELSEN RAYMOND A · CIK 0001194348 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock issued pursuant to the Corporation's 2016 Share Incentive Plan, vests as to 700 shares on each of March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018 or as of the date of the 2018 annual meeting of shareholders but in no event earlier than November 15, 2018, provided such individual is still serving as a Director as of the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.