Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CVD EQUIPMENT CORPCVV · Entity 7247 | Director · President and CEO | March 23, 2023 | June 01, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CVD EQUIPMENT CORP
Report date March 23, 2023 · Filed June 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $14.11 · Expires 2033-03-23 | Direct | 75,000 |
Reported balance
After 2023-03-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-03-23 · Grant · Acquired 75,000 · Balance 75,000 F1: The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of March 23, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of March 23, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2023 Filed Jun 1, 2023 18:35 UTC | CVD EQUIPMENT CORP CVV · Entity 7247 | GrantOptions to purchase Common Stock · Derivative | 75,000 | $0.00 Strike: $14.11 | $0.00 |
DisclosureSEC source: 0000766792-23-000001 · primary_doc.xml · derivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2033-03-23 F1 · derivative.exercise_date: The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of March 23, 2023. Read SEC document |
| August 17, 2022 Filed Aug 24, 2022 18:57 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | GrantOptions to purchase common stock · Derivative | 75,000 | $0.00 Strike: $5.02 | $0.00 |
DisclosureSEC source: 0000766792-22-000001 · primary_doc.xml · derivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2032-08-17 F1 · derivative.exercise_date: The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of August 17, 2022. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 15:03 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | GrantOptions to purchase common stock · Derivative | 100,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001697770-21-000002 · primary_doc.xml · derivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-06-01 F1 · derivative.exercise_date: vesting of stock options is 25% per year on 6/1/2022, 2023, 2024 and 2025. Read SEC document |
| February 12, 2021 Filed Feb 12, 2021 16:53 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | GrantCommon Stock | 2,333 | $5.36 | $12,504.88 |
DisclosureSEC source: 0001697770-21-000001 · primary_doc.xml · nonDerivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,368 F1 · price: Per Agreement with the Company, share price value is at close of business 2/5/21 Read SEC document |
| November 19, 2020 Filed Nov 19, 2020 22:19 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 2,000 | $4.60 | $9,200.00 |
DisclosureSEC source: 0001697770-20-000003 · primary_doc.xml · nonDerivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,035 Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 20:00 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | SaleCommon Stock | 5,000 | $3.23 | $16,150.00 |
DisclosureSEC source: 0001697770-20-000002 · primary_doc.xml · nonDerivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,435 Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 19:52 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | GrantCommon Stock | 2,337 | $5.35 | $12,502.95 |
DisclosureSEC source: 0001697770-20-000001 · primary_doc.xml · nonDerivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,435 F1 · price: 1. Per agreement with the Company, share price value is as of close of business 2/5/20 Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 14:56 UTC | CVD EQUIPMENT CORP cvv · Entity 7247 | GrantCommon Stock | 5,568 | $4.49 | $25,000.32 |
DisclosureSEC source: 0001697770-19-000001 · primary_doc.xml · nonDerivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,098 F1 · price: Per agreement with the Company, share price value is as of close of business 2/5/2019 Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 22:12 UTC | CVD EQUIPMENT CORP CVV · Entity 7247 | SaleCommon Stock | 1,330 | $6.09 | $8,099.70 |
DisclosureSEC source: 0001079810-18-000015 · primary_doc.xml · nonDerivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,330 F1 · price: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $6.07 to $6.10. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 17:11 UTC | CVD EQUIPMENT CORP CVV · Entity 7247 | GrantRestricted Stock Units · Derivative | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001079810-18-000010 · primary_doc.xml · derivative · entry 1 LAKIOS EMMANUEL N · CIK 0001697770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,800 Underlying: Common Stock · 1,800 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CVD Equipment Corporation's common stock. F2 · derivative.exercise_date: Vesting occurs as to 600 shares on each of October 1, 2018, October 1, 2019 and October 1, 2020. F3 · derivative.expiration_date: Any unvested portion will terminate upon termination of service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.