CTVA

SEC source: 0001209191-20-057997 · doc4.xml · nonDerivative · entry 3

GLENN TIMOTHY P · CIK 0001775149 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,154.7773

F2 · shares: Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.

F3 · balance_after: Shares received via the exercise were held by the executive towards the continued achievement of the Company's stock ownership guidelines.

F4 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-057997 · doc4.xml · nonDerivative · entry 2

GLENN TIMOTHY P · CIK 0001775149 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,558.9682

F1 · shares: Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.

SEC source: 0001209191-20-057997 · doc4.xml · nonDerivative · entry 1

GLENN TIMOTHY P · CIK 0001775149 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,163.9682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-057996 · doc4.xml · derivative · entry 8

FUERER CORNEL B · CIK 0001775173 · SVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,558 shares

Expires 2022-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

SEC source: 0001209191-20-057996 · doc4.xml · derivative · entry 7

FUERER CORNEL B · CIK 0001775173 · SVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,370 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

SEC source: 0001209191-20-057996 · doc4.xml · nonDerivative · entry 6

FUERER CORNEL B · CIK 0001775173 · SVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,979.2247

F2 · shares: Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.

F3 · balance_after: Shares received via the exercise were held by the executive towards the achievement of the Company's stock ownership guidelines.

F4 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-057996 · doc4.xml · nonDerivative · entry 5

FUERER CORNEL B · CIK 0001775173 · SVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,265.2437

F1 · shares: Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.

SEC source: 0001209191-20-057996 · doc4.xml · nonDerivative · entry 4

FUERER CORNEL B · CIK 0001775173 · SVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,645.2437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-057996 · doc4.xml · nonDerivative · entry 3

FUERER CORNEL B · CIK 0001775173 · SVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,087.2437

F2 · shares: Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.

F3 · balance_after: Shares received via the exercise were held by the executive towards the achievement of the Company's stock ownership guidelines.

SEC source: 0001209191-20-057996 · doc4.xml · nonDerivative · entry 2

FUERER CORNEL B · CIK 0001775173 · SVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,874.2437

F1 · shares: Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.

SEC source: 0001209191-20-057996 · doc4.xml · nonDerivative · entry 1

FUERER CORNEL B · CIK 0001775173 · SVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,705.2437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-057992 · doc4.xml · derivative · entry 4

FRIEDMAN GREGORY R · CIK 0001775074 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,326 shares

Expires 2021-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

SEC source: 0001209191-20-057992 · doc4.xml · nonDerivative · entry 3

FRIEDMAN GREGORY R · CIK 0001775074 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,246.6207

F2 · shares: Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.

F3 · balance_after: Shares received via the exercise were held by the executive towards the achievement of the Company's stock ownership guidelines.

F4 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-057992 · doc4.xml · nonDerivative · entry 2

FRIEDMAN GREGORY R · CIK 0001775074 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,301.7623

F1 · shares: Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.

SEC source: 0001209191-20-057992 · doc4.xml · nonDerivative · entry 1

FRIEDMAN GREGORY R · CIK 0001775074 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,351.7623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-060884 · doc4.xml · derivative · entry 7

GUTTERSON NEAL · CIK 0001775299 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,115 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

F3 · derivative.expiration_date: The Reporting Person previously announced his intent to retire in 2020. His options will expire on his last day of employment.

SEC source: 0001209191-20-060884 · doc4.xml · nonDerivative · entry 2

GUTTERSON NEAL · CIK 0001775299 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,588.6868

SEC source: 0001209191-20-060884 · doc4.xml · nonDerivative · entry 1

GUTTERSON NEAL · CIK 0001775299 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,703.6868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-056694 · doc4.xml · nonDerivative · entry 1

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,115.3948

F1 · shares: Represents stock units acquired pursuant to the Issuer's Stock Accumulation and Deferred Compensation Plan for Directors under which non-employee directors may elect to defer the payment of all or a specified portion of their cash compensation to be settled in CTVA common stock on a one-for-one basis on a future date selected by the Reporting Person at the time of his or her deferral election. Cash compensation deferred in the form of stock units is calculated based on the closing price of CTVA common stock on the date the cash compensation would have otherwise been payable.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-056695 · doc4.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,239.0642

F1 · shares: Represents stock units acquired pursuant to the Issuer's Stock Accumulation and Deferred Compensation Plan for Directors under which non-employee directors may elect to defer the payment of all or a specified portion of their cash compensation to be settled in CTVA common stock on a one-for-one basis on a future date selected by the Reporting Person at the time of his or her deferral election. Cash compensation deferred in the form of stock units is calculated based on the closing price of CTVA common stock on the date the cash compensation would have otherwise been payable.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-056693 · doc4.xml · nonDerivative · entry 1

Johanns Michael O. · CIK 0001630280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,059.5703

F1 · shares: Represents stock units acquired pursuant to the Issuer's Stock Accumulation and Deferred Compensation Plan for Directors under which non-employee directors may elect to defer the payment of all or a specified portion of their cash compensation to be settled in CTVA common stock on a one-for-one basis on a future date selected by the Reporting Person at the time of his or her deferral election. Cash compensation deferred in the form of stock units is calculated based on the closing price of CTVA common stock on the date the cash compensation would have otherwise been payable.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-046387 · doc4.xml · nonDerivative · entry 1

GAJARIA RAJAN · CIK 0001775220 · EVP, Business Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,462.0521

F1 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

F2 · balance_after: 525 shares previously owned through the reporting person's 401(k) plan were rolled over into a self-directed IRA and therefore are now being reported as directly owned.

SEC source: 0001209191-20-046388 · doc4.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,758.1947

SEC source: 0001209191-20-046385 · doc4.xml · nonDerivative · entry 1

FUERER CORNEL B · CIK 0001775173 · SVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,335.2437

F1 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-044536 · doc4.xml · nonDerivative · entry 1

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,333.5103

F1 · shares: Represents stock units acquired pursuant to the Issuer's Stock Accumulation and Deferred Compensation Plan for Directors under which non-employee directors may elect to defer the payment of all or a specified portion of their cash compensation to be settled in CTVA common stock on a one-for-one basis on a future date selected by the Reporting Person at the time of his or her deferral election. Cash compensation deferred in the form of stock units is calculated based on the closing price of CTVA common stock on the date the cash compensation would have otherwise been payable.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-044538 · doc4.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,758.1947

F1 · shares: Represents stock units acquired pursuant to the Issuer's Stock Accumulation and Deferred Compensation Plan for Directors under which non-employee directors may elect to defer the payment of all or a specified portion of their cash compensation to be settled in CTVA common stock on a one-for-one basis on a future date selected by the Reporting Person at the time of his or her deferral election. Cash compensation deferred in the form of stock units is calculated based on the closing price of CTVA common stock on the date the cash compensation would have otherwise been payable.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-044533 · doc4.xml · nonDerivative · entry 1

Johanns Michael O. · CIK 0001630280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,099.0295

F1 · shares: Represents stock units acquired pursuant to the Issuer's Stock Accumulation and Deferred Compensation Plan for Directors under which non-employee directors may elect to defer the payment of all or a specified portion of their cash compensation to be settled in CTVA common stock on a one-for-one basis on a future date selected by the Reporting Person at the time of his or her deferral election. Cash compensation deferred in the form of stock units is calculated based on the closing price of CTVA common stock on the date the cash compensation would have otherwise been payable.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-044262 · doc4.xml · nonDerivative · entry 1

Collins James C. Jr. · CIK 0001625045 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,229.5202

F1 · shares: Represents shares withheld by the Issuer to pay taxes due following the vesting of previously granted restricted stock units.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-036250 · doc4.xml · derivative · entry 4

FUERER CORNEL B · CIK 0001775173 · SVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,968 shares

Expires 2021-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

SEC source: 0001209191-20-036250 · doc4.xml · nonDerivative · entry 3

FUERER CORNEL B · CIK 0001775173 · SVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,248.7756

F2 · shares: Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.

SEC source: 0001209191-20-036250 · doc4.xml · nonDerivative · entry 2

FUERER CORNEL B · CIK 0001775173 · SVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,394.7756

F1 · shares: Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.

SEC source: 0001209191-20-036250 · doc4.xml · nonDerivative · entry 1

FUERER CORNEL B · CIK 0001775173 · SVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,891.7756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-030546 · doc4.xml · nonDerivative · entry 1

GLENN TIMOTHY P · CIK 0001775149 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,548.9682

F1 · price: The price reported represents the weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.90 to $22.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-030536 · doc4.xml · nonDerivative · entry 1

GAJARIA RAJAN · CIK 0001775220 · EVP, Business Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,818.9682

F1 · price: The price reported represents the weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.99 to $23.185, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-030529 · doc4.xml · nonDerivative · entry 1

FUERER CORNEL B · CIK 0001775173 · SVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,923.7756

F1 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-030524 · doc4.xml · nonDerivative · entry 1

FRIEDMAN GREGORY R · CIK 0001775074 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,025.7623

F1 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-21-004089 · doc4.xml · nonDerivative · entry 1

THOMAS LEE M · CIK 0001090724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,629.9872

F1 · shares: Represents shares purchased by the Reporting Person's stock fund manager into a managed account at the sole discretion of the fund manager without the consent or knowledge of the Reporting Person.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-026873 · doc4.xml · nonDerivative · entry 1

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,529.2814

F1 · shares: Represents stock units acquired pursuant to the Issuer's Stock Accumulation and Deferred Compensation Plan for Directors under which non-employee directors may elect to defer the payment of all or a specified portion of their cash compensation to be settled in CTVA common stock on a one-for-one basis on a future date selected by the Reporting Person at the time of his or her deferral election. Cash compensation deferred in the form of stock units is calculated based on the closing price of CTVA common stock on the date the cash compensation would have otherwise been payable.

SEC source: 0001209191-20-026868 · doc4.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,197.1251

F1 · shares: Represents stock units acquired pursuant to the Issuer's Stock Accumulation and Deferred Compensation Plan for Directors under which non-employee directors may elect to defer the payment of all or a specified portion of their cash compensation to be settled in CTVA common stock on a one-for-one basis on a future date selected by the Reporting Person at the time of his or her deferral election. Cash compensation deferred in the form of stock units is calculated based on the closing price of CTVA common stock on the date the cash compensation would have otherwise been payable.

SEC source: 0001209191-20-026859 · doc4.xml · nonDerivative · entry 1

Johanns Michael O. · CIK 0001630280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000.0231

F1 · shares: Represents stock units acquired pursuant to the Issuer's Stock Accumulation and Deferred Compensation Plan for Directors under which non-employee directors may elect to defer the payment of all or a specified portion of their cash compensation to be settled in CTVA common stock on a one-for-one basis on a future date selected by the Reporting Person at the time of his or her deferral election. Cash compensation deferred in the form of stock units is calculated based on the closing price of CTVA common stock on the date the cash compensation would have otherwise been payable.

SEC source: 0001209191-20-026351 · doc4.xml · nonDerivative · entry 1

THOMAS LEE M · CIK 0001090724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,435.1983

F1 · shares: Represents annual grant of restricted stock units with provisions limiting transfer until retirement from service from the Issuer's board of directors.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-026341 · doc4.xml · nonDerivative · entry 1

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,980.4078

F1 · shares: Represents annual grant of restricted stock units with provisions limiting transfer until retirement from service from the Issuer's board of directors.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-026353 · doc4.xml · nonDerivative · entry 1

Ward Pat · CIK 0001436125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,957.0761

F1 · shares: Represents annual grant of restricted stock units with provisions limiting transfer until retirement from service from the Issuer's board of directors.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-026333 · doc4.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,922.6912

F1 · shares: Represents annual grant of restricted stock units with provisions limiting transfer until retirement from service from the Issuer's board of directors.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-026348 · doc4.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,684.0476

F1 · shares: Represents annual grant of restricted stock units with provisions limiting transfer until retirement from service from the Issuer's board of directors.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-026335 · doc4.xml · nonDerivative · entry 1

BROWN ROBERT A · CIK 0001398379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,272.67

F1 · shares: Represents annual grant of restricted stock units with provisions limiting transfer until retirement from service from the Issuer's board of directors.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-026344 · doc4.xml · nonDerivative · entry 1

Lutz Marcos M · CIK 0001608867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,737.9083

F1 · shares: Represents annual grant of restricted stock units with provisions limiting transfer until retirement from service from the Issuer's board of directors.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-026338 · doc4.xml · nonDerivative · entry 1

Johanns Michael O. · CIK 0001630280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,902.2759

F1 · shares: Represents annual grant of restricted stock units with provisions limiting transfer until retirement from service from the Issuer's board of directors.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-026342 · doc4.xml · nonDerivative · entry 1

Liebert Rebecca B. · CIK 0001744488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,502.057

F1 · shares: Represents annual grant of restricted stock units with provisions limiting transfer until retirement from service from the Issuer's board of directors.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001209191-20-026377 · doc4.xml · nonDerivative · entry 1

Engel Klaus A · CIK 0001778544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,851.057

F1 · shares: Represents annual grant of restricted stock units with provisions limiting transfer until retirement from service from the Issuer's board of directors.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.