Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Corteva, Inc.CTVA · Entity 3006 | SVP, Chief Technology Officer | November 09, 2020 | December 01, 2020 |
| EIDP, Inc.CTAPRA,B · Entity 9455 | See Remarks | June 01, 2019 | June 10, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Corteva, Inc.
Report date November 09, 2020 · Filed December 01, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,703.6868 |
Reported balance
After 2020-11-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-11-09 · Exercise / conversion · Acquired 13,115 · Balance 35,703.6868 F1: Includes acquisition of shares pursuant to dividend reinvestment. |
| Common StockSEC Table I · non-derivative | Direct | 22,588.6868 |
Reported balance
After 2020-11-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-11-09 · Sale · Disposed 13,115 · Balance 22,588.6868 |
| Common StockSEC Table I · non-derivative | Direct | 29,007.6868 |
Reported balance
After 2020-11-17 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-11-17 · Exercise / conversion · Acquired 6,419 · Balance 29,007.6868 |
| Common StockSEC Table I · non-derivative | Direct | 22,588.6868 |
Reported balance
After 2020-11-17 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2020-11-17 · Sale · Disposed 6,419 · Balance 22,588.6868 |
| Common StockSEC Table I · non-derivative | Direct | 42,380.6868 |
Reported balance
After 2020-11-17 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2020-11-17 · Exercise / conversion · Acquired 19,792 · Balance 42,380.6868 |
| Common StockSEC Table I · non-derivative | Direct | 22,588.6868 |
Reported balance
After 2020-11-17 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2020-11-17 · Sale · Disposed 19,792 · Balance 22,588.6868 |
| Non-Qualified Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.76 · Expires 2026-02-02 | Direct | 0 |
Reported balance
After 2020-11-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-11-09 · Exercise / conversion · Disposed 13,115 · Balance 0 F2: This option is fully vested and exercisable. F3: The Reporting Person previously announced his intent to retire in 2020. His options will expire on his last day of employment. |
| Non-Qualified Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $32.36 · Expires 2022-02-03 | Direct | 0 |
Reported balance
After 2020-11-17 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-11-17 · Exercise / conversion · Disposed 6,419 · Balance 0 F2: This option is fully vested and exercisable. F3: The Reporting Person previously announced his intent to retire in 2020. His options will expire on his last day of employment. |
| Non-Qualified Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $34.68 · Expires 2027-02-01 | Direct | 0 |
Reported balance
After 2020-11-17 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-11-17 · Exercise / conversion · Disposed 19,792 · Balance 0 F2: This option is fully vested and exercisable. F3: The Reporting Person previously announced his intent to retire in 2020. His options will expire on his last day of employment. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes acquisition of shares pursuant to dividend reinvestment.
F2: This option is fully vested and exercisable.
F3: The Reporting Person previously announced his intent to retire in 2020. His options will expire on his last day of employment.
EIDP, Inc.
Report date June 01, 2019 · Filed June 10, 2019
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2020 Filed Dec 1, 2020 16:26 UTC | Corteva, Inc. CTVA · Entity 3006 | Exercise / conversionNon-Qualified Stock Options · Derivative | 19,792 | $0.00 Strike: $34.68 | $0.00 |
DisclosureSEC source: 0001209191-20-060884 · doc4.xml · derivative · entry 9 GUTTERSON NEAL · CIK 0001775299 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,792 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested and exercisable. F3 · derivative.expiration_date: The Reporting Person previously announced his intent to retire in 2020. His options will expire on his last day of employment. Read SEC document |
| November 17, 2020 Filed Dec 1, 2020 16:26 UTC | Corteva, Inc. CTVA · Entity 3006 | Exercise / conversionNon-Qualified Stock Options · Derivative | 6,419 | $0.00 Strike: $32.36 | $0.00 |
DisclosureSEC source: 0001209191-20-060884 · doc4.xml · derivative · entry 8 GUTTERSON NEAL · CIK 0001775299 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,419 shares Expires 2022-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested and exercisable. F3 · derivative.expiration_date: The Reporting Person previously announced his intent to retire in 2020. His options will expire on his last day of employment. Read SEC document |
| November 17, 2020 Filed Dec 1, 2020 16:26 UTC | Corteva, Inc. CTVA · Entity 3006 | SaleCommon Stock | 19,792 | $37.01 | $732,501.92 |
DisclosureSEC source: 0001209191-20-060884 · doc4.xml · nonDerivative · entry 6 GUTTERSON NEAL · CIK 0001775299 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,588.6868 Read SEC document |
| November 17, 2020 Filed Dec 1, 2020 16:26 UTC | Corteva, Inc. CTVA · Entity 3006 | Exercise / conversionCommon Stock | 19,792 | $34.68 | $686,386.56 |
DisclosureSEC source: 0001209191-20-060884 · doc4.xml · nonDerivative · entry 5 GUTTERSON NEAL · CIK 0001775299 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,380.6868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Dec 1, 2020 16:26 UTC | Corteva, Inc. CTVA · Entity 3006 | SaleCommon Stock | 6,419 | $37.01 | $237,567.19 |
DisclosureSEC source: 0001209191-20-060884 · doc4.xml · nonDerivative · entry 4 GUTTERSON NEAL · CIK 0001775299 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,588.6868 Read SEC document |
| November 17, 2020 Filed Dec 1, 2020 16:26 UTC | Corteva, Inc. CTVA · Entity 3006 | Exercise / conversionCommon Stock | 6,419 | $32.36 | $207,718.84 |
DisclosureSEC source: 0001209191-20-060884 · doc4.xml · nonDerivative · entry 3 GUTTERSON NEAL · CIK 0001775299 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,007.6868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Dec 1, 2020 16:26 UTC | Corteva, Inc. CTVA · Entity 3006 | Exercise / conversionNon-Qualified Stock Options · Derivative | 13,115 | $0.00 Strike: $26.76 | $0.00 |
DisclosureSEC source: 0001209191-20-060884 · doc4.xml · derivative · entry 7 GUTTERSON NEAL · CIK 0001775299 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,115 shares Expires 2026-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested and exercisable. F3 · derivative.expiration_date: The Reporting Person previously announced his intent to retire in 2020. His options will expire on his last day of employment. Read SEC document |
| November 09, 2020 Filed Dec 1, 2020 16:26 UTC | Corteva, Inc. CTVA · Entity 3006 | SaleCommon Stock | 13,115 | $35.78 | $469,254.70 |
DisclosureSEC source: 0001209191-20-060884 · doc4.xml · nonDerivative · entry 2 GUTTERSON NEAL · CIK 0001775299 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,588.6868 Read SEC document |
| November 09, 2020 Filed Dec 1, 2020 16:26 UTC | Corteva, Inc. CTVA · Entity 3006 | Exercise / conversionCommon Stock | 13,115 | $26.76 | $350,957.40 |
DisclosureSEC source: 0001209191-20-060884 · doc4.xml · nonDerivative · entry 1 GUTTERSON NEAL · CIK 0001775299 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,703.6868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 17:05 UTC | Corteva, Inc. CTVA · Entity 3006 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 39,736 | $0.00 Strike: $31.22 | $0.00 |
DisclosureSEC source: 0001209191-20-012574 · doc4.xml · derivative · entry 1 GUTTERSON NEAL · CIK 0001775299 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,736 Underlying: Common Stock · 39,736 shares Expires 2030-02-20 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 21, 2021. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 17:29 UTC | Corteva, Inc. CTVA · Entity 3006 | Tax withholdingCommon Stock | 2,019.5913 | $30.76 | $62,112.53 |
DisclosureSEC source: 0001209191-20-010714 · doc4.xml · nonDerivative · entry 1 GUTTERSON NEAL · CIK 0001775299 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,395 F1 · shares: Represents shares withheld by the Issuer to pay taxes due following the vesting of previously granted restricted stock units. Read SEC document |
| February 02, 2020 Filed Feb 4, 2020 18:06 UTC | Corteva, Inc. CTVA · Entity 3006 | Tax withholdingCommon Stock | 549 | $28.81 | $15,813.95 |
DisclosureSEC source: 0001209191-20-006542 · doc4.xml · nonDerivative · entry 1 GUTTERSON NEAL · CIK 0001775299 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,414.5913 F1 · shares: Represents shares withheld by the Issuer to pay taxes due following the vesting of previously granted restricted stock units. F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.