Last 12 months
Inside the activity.
2 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 1 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2017 Filed Mar 9, 2017 15:00 UTC |
Gaines Leah SChief Financial Officer
|
SaleCommon Stock, par value $0.01 | 881 | $19.30 | $17,003.30 |
DisclosureSEC source: 0001140361-17-011123 · doc1.xml · nonDerivative · entry 3 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,953 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 15:00 UTC |
Gaines Leah SChief Financial Officer
|
SaleCommon Stock, par value $0.01 | 2,111 | $19.30 | $40,742.30 |
DisclosureSEC source: 0001140361-17-011123 · doc1.xml · nonDerivative · entry 2 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,834 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 15:00 UTC |
Gaines Leah SChief Financial Officer
|
SaleCommon Stock, par value $0.01 | 400 | $19.40 | $7,760.00 |
DisclosureSEC source: 0001140361-17-011123 · doc1.xml · nonDerivative · entry 1 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,945 Read SEC document |
| February 28, 2017 Filed Mar 8, 2017 21:22 UTC |
Gaines Leah SChief Financial Officer
|
SaleCommon Stock, par value $0.01 | 100 | $20.00 | $2,000.00 |
DisclosureSEC source: 0001140361-17-011011 · doc1.xml · nonDerivative · entry 1 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,345 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:17 UTC |
JUNEAU JOHN BDirector · President and CEO · 10% owner
|
GiftCommon Stock, par value $0.01 | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-010032 · doc1.xml · nonDerivative · entry 1 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,898 F1 · price: The shares disposition was a charitable donation. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 22:43 UTC |
Gaines Leah SChief Financial Officer
|
SaleCommon Stock, par value $0.01 | 100 | $20.00 | $2,000.00 |
DisclosureSEC source: 0001140361-17-008871 · doc1.xml · nonDerivative · entry 3 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,445 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:43 UTC |
Gaines Leah SChief Financial Officer
|
SaleCommon Stock, par value $0.01 | 799 | $20.50 | $16,379.50 |
DisclosureSEC source: 0001140361-17-008871 · doc1.xml · nonDerivative · entry 2 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,545 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:43 UTC |
Gaines Leah SChief Financial Officer
|
SaleCommon Stock, par value $0.01 | 535 | $20.00 | $10,700.00 |
DisclosureSEC source: 0001140361-17-008871 · doc1.xml · nonDerivative · entry 1 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,344 Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 18:07 UTC |
Gaines Leah SChief Financial Officer
|
SaleCommon Stock, par value $0.01 | 5,050 | $20.00 | $101,000.00 |
DisclosureSEC source: 0001140361-17-008273 · doc1.xml · nonDerivative · entry 3 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,879 Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 18:07 UTC |
Gaines Leah SChief Financial Officer
|
SaleCommon Stock, par value $0.01 | 100 | $20.51 | $2,051.00 |
DisclosureSEC source: 0001140361-17-008273 · doc1.xml · nonDerivative · entry 2 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,929 Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 18:07 UTC |
Gaines Leah SChief Financial Officer
|
SaleCommon Stock, par value $0.01 | 100 | $20.01 | $2,001.00 |
DisclosureSEC source: 0001140361-17-008273 · doc1.xml · nonDerivative · entry 1 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,029 Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 20:00 UTC |
Gaines Leah SChief Financial Officer
|
SaleCommon Stock, par value $0.01 | 697 | $20.00 | $13,940.00 |
DisclosureSEC source: 0001140361-17-007900 · doc1.xml · nonDerivative · entry 3 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,129 Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 20:00 UTC |
Gaines Leah SChief Financial Officer
|
SaleCommon Stock, par value $0.01 | 503 | $20.01 | $10,065.03 |
DisclosureSEC source: 0001140361-17-007900 · doc1.xml · nonDerivative · entry 2 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,826 Read SEC document |
| February 10, 2017 Filed May 3, 2017 14:59 UTC |
Estate of Kenneth R. Peak10% owner
|
SaleCommon Stock, par value $0.01 | 50 | $22.00 | $1,100.00 |
DisclosureSEC source: 0001144204-17-024166 · v465075_form4.xml · nonDerivative · entry 1 Estate of Kenneth R. Peak · CIK 0001576009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788,102 Read SEC document |
| February 07, 2017 Filed May 3, 2017 14:56 UTC |
Estate of Kenneth R. Peak10% owner
|
SaleCommon Stock, par value $0.01 | 34,964 | $21.00 | $734,244.00 |
DisclosureSEC source: 0001144204-17-024164 · v465074_form4.xml · nonDerivative · entry 1 Estate of Kenneth R. Peak · CIK 0001576009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788,152 Read SEC document |
| January 30, 2017 Filed Feb 2, 2017 16:58 UTC |
JUNEAU JOHN BDirector · President and CEO · 10% owner
|
GiftCommon Stock, par value $0.01 | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004099 · doc1.xml · nonDerivative · entry 1 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,898 F1 · price: The shares disposition was a charitable donation. Read SEC document |
| December 29, 2016 Filed Jan 6, 2017 20:04 UTC |
JUNEAU JOHN BDirector · President and CEO · 10% owner
|
GiftCommon Stock, par value $0.01 | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-000968 · doc1.xml · nonDerivative · entry 1 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,898 F1 · price: The shares disposition was a charitable donation. Read SEC document |
| December 16, 2016 Filed Feb 16, 2017 20:00 UTC |
Gaines Leah SChief Financial Officer
|
Tax withholdingCommon Stock, par value $0.01 | 3,043 | $24.00 | $73,032.00 |
DisclosureSEC source: 0001140361-17-007900 · doc1.xml · nonDerivative · entry 1 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,329 F1 · shares: Ms. Gaines forfeited 3,043 shares in order to satisfy the tax liability associated with the restricted shares that vested in September 2016. Read SEC document |
| December 01, 2016 Filed Dec 14, 2016 22:09 UTC |
JUNEAU JOHN BDirector · President and CEO · 10% owner
|
GiftCommon Stock, par value $0.01 | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-089701 · doc1.xml · nonDerivative · entry 1 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,898 F1 · price: The shares disposition was a charitable donation. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 18:00 UTC |
COMPOFELICE JOSEPH SDirector
|
GrantCommon Stock, par value $0.01 | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087455 · doc1.xml · nonDerivative · entry 1 COMPOFELICE JOSEPH S · CIK 0001041205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,116 F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2019. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 18:59 UTC |
Greenberg Joseph G.Director
|
GrantCommon Stock, par value $0.01 | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087473 · doc1.xml · nonDerivative · entry 1 Greenberg Joseph G. · CIK 0001508834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,832 F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2019. Read SEC document |
| November 17, 2016 Filed Nov 22, 2016 13:37 UTC |
Shortz RichardDirector
|
GrantCommon Stock, par value $0.01 | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087534 · doc1.xml · nonDerivative · entry 1 Shortz Richard · CIK 0001687936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2019. Read SEC document |
| November 17, 2016 Filed Mar 23, 2017 11:32 UTC Amendment |
COMPOFELICE JOSEPH SDirector
|
GrantCommon Stock, par value $0.01 | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-012995 · doc1.xml · nonDerivative · entry 1 COMPOFELICE JOSEPH S · CIK 0001041205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,126 F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2019 Read SEC document |
| November 11, 2016 Filed Oct 3, 2017 16:36 UTC |
Reiman Scott J.10% owner · Member of 10% owner group
Hexagon, LLC10% owner · Member of 10% owner group
|
OtherCommon Stock Warrant · Derivative | 41,667 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001235110-17-000019 · edgar.xml · derivative · entry 4 Reiman Scott J. · CIK 0001532446 · 10% owner · Member of 10% owner group Hexagon, LLC · CIK 0001532688 · 10% owner · Member of 10% owner group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Labyrinth Enterprises, LLC Disclosed balance after: 0 Underlying: Common Stock · 41,667 shares Expires 2018-03-22 Read SEC document |
| November 11, 2016 Filed Oct 3, 2017 16:36 UTC |
Reiman Scott J.10% owner · Member of 10% owner group
Hexagon, LLC10% owner · Member of 10% owner group
|
OtherCommon Stock Warrant · Derivative | 250,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001235110-17-000019 · edgar.xml · derivative · entry 3 Reiman Scott J. · CIK 0001532446 · 10% owner · Member of 10% owner group Hexagon, LLC · CIK 0001532688 · 10% owner · Member of 10% owner group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Hexagon, LLC Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2018-03-22 Read SEC document |
| November 11, 2016 Filed Oct 3, 2017 16:36 UTC |
Reiman Scott J.10% owner · Member of 10% owner group
Hexagon, LLC10% owner · Member of 10% owner group
|
OtherCommon Stock | 41,667 | $10.00 | $416,670.00 |
DisclosureSEC source: 0001235110-17-000019 · edgar.xml · nonDerivative · entry 2 Reiman Scott J. · CIK 0001532446 · 10% owner · Member of 10% owner group Hexagon, LLC · CIK 0001532688 · 10% owner · Member of 10% owner group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Labyrinth Enterprises, LLC Disclosed balance after: 83,334 Read SEC document |
| November 11, 2016 Filed Oct 3, 2017 16:36 UTC |
Reiman Scott J.10% owner · Member of 10% owner group
Hexagon, LLC10% owner · Member of 10% owner group
|
OtherCommon Stock | 250,000 | $10.00 | $2,500,000.00 |
DisclosureSEC source: 0001235110-17-000019 · edgar.xml · nonDerivative · entry 1 Reiman Scott J. · CIK 0001532446 · 10% owner · Member of 10% owner group Hexagon, LLC · CIK 0001532688 · 10% owner · Member of 10% owner group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Hexagon, LLC Disclosed balance after: 500,000 Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 22:43 UTC |
JUNEAU JOHN BDirector · President and CEO · 10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 41,667 | $9.00 Strike: $10.00 | $375,003.00 |
DisclosureSEC source: 0001140361-16-085433 · doc1.xml · derivative · entry 6 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Juneau Exploration, L.P. Disclosed balance after: 0 Underlying: Common Stock · 41,667 shares Expires 2018-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The original warrants were exercised for cash at $9 per share as part of a private placement offering opened through November 15, 2016 and shares of common stock were issued. Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 22:43 UTC |
JUNEAU JOHN BDirector · President and CEO · 10% owner
|
GrantCommon Stock, par value $0.01 | 41,667 | $9.00 | $375,003.00 |
DisclosureSEC source: 0001140361-16-085433 · doc1.xml · nonDerivative · entry 4 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Juneau Exploration, L.P. Disclosed balance after: 83,334 F2 · price: The original warrants were exercised for cash at $9 per share as part of a private placement offering opened through November 15, 2016 and shares of common stock were issued. F5 · balance_after: This number represents the amount of common stock owned by Juneau Exploration, LP. Read SEC document |
| November 07, 2016 Filed Dec 14, 2016 22:03 UTC Amendment |
JUNEAU JOHN BDirector · President and CEO
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 41,667 | $9.00 Strike: $10.00 | $375,003.00 |
DisclosureSEC source: 0001140361-16-089698 · doc1.xml · derivative · entry 6 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Juneau Exploration, L.P. Disclosed balance after: 0 Underlying: Common Stock · 41,667 shares Expires 2018-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The original warrants were exercised for cash at $9 per share as part of a private placement offering. opened through November 15, 2016 and shares of common stock were issued. Read SEC document |
| November 07, 2016 Filed Dec 14, 2016 22:03 UTC Amendment |
JUNEAU JOHN BDirector · President and CEO
|
GrantCommon Stock, par value $0.01 | 41,667 | $9.00 | $375,003.00 |
DisclosureSEC source: 0001140361-16-089698 · doc1.xml · nonDerivative · entry 4 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Juneau Exploration, L.P. Disclosed balance after: 83,334 F2 · price: The original warrants were exercised for cash at $9 per share as part of a private placement offering. opened through November 15, 2016 and shares of common stock were issued. F5 · balance_after: This number represents the amount of common stock owned by Juneau Exploration, LP. Read SEC document |
| November 04, 2016 Filed May 3, 2017 15:01 UTC |
Estate of Kenneth R. Peak10% owner
|
GrantWarrant (Right to Buy) · Derivative | 1 | $0.00 Strike: $9.00 | $0.00 |
DisclosureSEC source: 0001144204-17-024168 · v465107_form4.xml · derivative · entry 2 Estate of Kenneth R. Peak · CIK 0001576009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Common Stock · 83,333 shares Expires 2018-09-22 Read SEC document |
| November 04, 2016 Filed May 3, 2017 15:01 UTC |
Estate of Kenneth R. Peak10% owner
|
OtherWarrant (Right to Buy) · Derivative | 1 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001144204-17-024168 · v465107_form4.xml · derivative · entry 1 Estate of Kenneth R. Peak · CIK 0001576009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,333 shares Expires 2018-09-22 Read SEC document |
| November 04, 2016 Filed May 3, 2017 14:55 UTC |
Estate of Kenneth R. Peak10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 1 | $0.00 Strike: $9.00 | $0.00 |
DisclosureSEC source: 0001144204-17-024163 · v465073_form4.xml · derivative · entry 2 Estate of Kenneth R. Peak · CIK 0001576009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,333 shares Expires 2018-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2016 Filed May 3, 2017 14:55 UTC |
Estate of Kenneth R. Peak10% owner
|
Exercise / conversionCommon Stock, par value $0.01 | 83,333 | $9.00 | $749,997.00 |
DisclosureSEC source: 0001144204-17-024163 · v465073_form4.xml · nonDerivative · entry 1 Estate of Kenneth R. Peak · CIK 0001576009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2016 Filed Nov 8, 2016 22:43 UTC |
JUNEAU JOHN BDirector · President and CEO · 10% owner
|
GiftCommon Stock, par value $0.01 | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-085433 · doc1.xml · nonDerivative · entry 2 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,423 F1 · price: The shares disposition was a charitable donation. Read SEC document |
| October 31, 2016 Filed Dec 14, 2016 22:03 UTC Amendment |
JUNEAU JOHN BDirector · President and CEO
|
GiftCommon Stock, par value $0.01 | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-089698 · doc1.xml · nonDerivative · entry 2 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,898 F1 · price: The shares disposition was a charitable donation. Read SEC document |
| October 28, 2016 Filed Nov 8, 2016 22:43 UTC |
JUNEAU JOHN BDirector · President and CEO · 10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 41,667 | $9.00 Strike: $10.00 | $375,003.00 |
DisclosureSEC source: 0001140361-16-085433 · doc1.xml · derivative · entry 5 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J5D Enterprises, LP, formerly J4D Enterprises LP Disclosed balance after: 0 Underlying: Common Stock · 41,667 shares Expires 2018-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The original warrants were exercised for cash at $9 per share as part of a private placement offering opened through November 15, 2016 and shares of common stock were issued. Read SEC document |
| October 28, 2016 Filed Nov 8, 2016 22:43 UTC |
JUNEAU JOHN BDirector · President and CEO · 10% owner
|
GrantCommon Stock, par value $0.01 | 41,667 | $9.00 | $375,003.00 |
DisclosureSEC source: 0001140361-16-085433 · doc1.xml · nonDerivative · entry 3 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J5D Enterprises, LP, formerly J4D Enterprises LP Disclosed balance after: 147,234 F2 · price: The original warrants were exercised for cash at $9 per share as part of a private placement offering opened through November 15, 2016 and shares of common stock were issued. F4 · balance_after: This number represents the amount of common stock owned by J5D Enterprises, LP. Read SEC document |
| October 28, 2016 Filed Dec 14, 2016 22:03 UTC Amendment |
JUNEAU JOHN BDirector · President and CEO
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 41,667 | $9.00 Strike: $10.00 | $375,003.00 |
DisclosureSEC source: 0001140361-16-089698 · doc1.xml · derivative · entry 5 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By J5D Enterprises, LP, formerly J4D Enterprises LP Disclosed balance after: 0 Underlying: Common Stock · 41,667 shares Expires 2018-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The original warrants were exercised for cash at $9 per share as part of a private placement offering. opened through November 15, 2016 and shares of common stock were issued. Read SEC document |
| October 28, 2016 Filed Dec 14, 2016 22:03 UTC Amendment |
JUNEAU JOHN BDirector · President and CEO
|
GrantCommon Stock, par value $0.01 | 41,667 | $9.00 | $375,003.00 |
DisclosureSEC source: 0001140361-16-089698 · doc1.xml · nonDerivative · entry 3 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By J5D Enterprises, LP, formerly J4D Enterprises LP Disclosed balance after: 147,234 F2 · price: The original warrants were exercised for cash at $9 per share as part of a private placement offering. opened through November 15, 2016 and shares of common stock were issued. F4 · balance_after: This number represents the amount of common stock owned by J5D Enterprises, LP. Read SEC document |
| September 30, 2016 Filed Nov 8, 2016 22:43 UTC |
JUNEAU JOHN BDirector · President and CEO · 10% owner
|
GiftCommon Stock, par value $0.01 | 475 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-085433 · doc1.xml · nonDerivative · entry 1 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,423 F1 · price: The shares disposition was a charitable donation. Read SEC document |
| September 30, 2016 Filed Dec 14, 2016 22:03 UTC Amendment |
JUNEAU JOHN BDirector · President and CEO
|
GiftCommon Stock, par value $0.01 | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-089698 · doc1.xml · nonDerivative · entry 1 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,898 F1 · price: The shares disposition was a charitable donation. Read SEC document |
| July 25, 2016 Filed Oct 19, 2016 23:38 UTC |
Gillen Donald10% owner
|
PurchaseCommon Stock | 100 | $9.00 | $900.00 |
DisclosureSEC source: 0001137171-16-000368 · primary_doc.xml · nonDerivative · entry 23 Gillen Donald · CIK 0001511015 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Kinderock Resources Ltd. Disclosed balance after: 188,325 Read SEC document |
| February 16, 2016 Filed Oct 20, 2016 01:26 UTC |
Gillen Donald10% owner
|
PurchaseCommon Stock | 100 | $2.50 | $250.00 |
DisclosureSEC source: 0001137171-16-000371 · primary_doc.xml · nonDerivative · entry 8 Gillen Donald · CIK 0001511015 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by General Resources Inc. Disclosed balance after: 668,368 Read SEC document |
| February 05, 2016 Filed Oct 20, 2016 01:26 UTC |
Gillen Donald10% owner
|
PurchaseCommon Stock | 469 | $2.50 | $1,172.50 |
DisclosureSEC source: 0001137171-16-000371 · primary_doc.xml · nonDerivative · entry 7 Gillen Donald · CIK 0001511015 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by General Resources Inc. Disclosed balance after: 668,268 Read SEC document |
| April 16, 2015 Filed Oct 20, 2016 01:26 UTC |
Gillen Donald10% owner
|
PurchaseCommon Stock | 2,400 | $5.00 | $11,995.20 |
DisclosureSEC source: 0001137171-16-000371 · primary_doc.xml · nonDerivative · entry 6 Gillen Donald · CIK 0001511015 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by General Resources Inc. Disclosed balance after: 667,799 Read SEC document |
| October 08, 2014 Filed Oct 20, 2016 01:26 UTC |
Gillen Donald10% owner
|
SaleCommon Stock | 800 | $8.75 | $7,000.00 |
DisclosureSEC source: 0001137171-16-000371 · primary_doc.xml · nonDerivative · entry 5 Gillen Donald · CIK 0001511015 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by General Resources Inc. Disclosed balance after: 665,399 Read SEC document |
| February 04, 2014 Filed Oct 20, 2016 01:26 UTC |
Gillen Donald10% owner
|
SaleCommon Stock | 500 | $10.99 | $5,495.00 |
DisclosureSEC source: 0001137171-16-000371 · primary_doc.xml · nonDerivative · entry 4 Gillen Donald · CIK 0001511015 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,199 Read SEC document |
| February 03, 2014 Filed Oct 20, 2016 01:26 UTC |
Gillen Donald10% owner
|
SaleCommon Stock | 4,500 | $10.99 | $49,455.00 |
DisclosureSEC source: 0001137171-16-000371 · primary_doc.xml · nonDerivative · entry 3 Gillen Donald · CIK 0001511015 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,699 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.