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Estate of Kenneth R. Peak

Disclosed activity across 1 company

Tapewire entity
176523
SEC CIK
0001576009

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Contango Silver & Gold Inc.CTGO · Entity 529810% ownerMay 01, 2017May 03, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Contango Silver & Gold Inc.

Report date May 01, 2017 · Filed May 03, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01SEC Table I · non-derivativeDirect0 Reported balance After 2017-05-01 transaction · row 1
1 source row

Row 1 · 2017-05-01 · Other · Disposed 788,102 · Balance 0

F1: The Estate of Kenneth R. Peak transferred all of its shares to the Kenneth R. Peak Marital Trust on May 1, 2017.

Filing footnotes · ownership attribution and instrument terms

F1: The Estate of Kenneth R. Peak transferred all of its shares to the Kenneth R. Peak Marital Trust on May 1, 2017.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2017 Filed May 3, 2017 18:51 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 OtherCommon Stock, par value $0.01 788,102 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-024306 · v466072_4.xml · nonDerivative · entry 1

Estate of Kenneth R. Peak · CIK 0001576009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The Estate of Kenneth R. Peak transferred all of its shares to the Kenneth R. Peak Marital Trust on May 1, 2017.

Read SEC document
February 10, 2017 Filed May 3, 2017 14:59 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 50 $22.00 $1,100.00
Disclosure

SEC source: 0001144204-17-024166 · v465075_form4.xml · nonDerivative · entry 1

Estate of Kenneth R. Peak · CIK 0001576009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,102

Read SEC document
February 07, 2017 Filed May 3, 2017 14:56 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 34,964 $21.00 $734,244.00
Disclosure

SEC source: 0001144204-17-024164 · v465074_form4.xml · nonDerivative · entry 1

Estate of Kenneth R. Peak · CIK 0001576009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,152

Read SEC document
November 04, 2016 Filed May 3, 2017 15:01 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantWarrant (Right to Buy) · Derivative 1 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001144204-17-024168 · v465107_form4.xml · derivative · entry 2

Estate of Kenneth R. Peak · CIK 0001576009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 83,333 shares

Expires 2018-09-22

Read SEC document
November 04, 2016 Filed May 3, 2017 15:01 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 OtherWarrant (Right to Buy) · Derivative 1 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001144204-17-024168 · v465107_form4.xml · derivative · entry 1

Estate of Kenneth R. Peak · CIK 0001576009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,333 shares

Expires 2018-09-22

Read SEC document
November 04, 2016 Filed May 3, 2017 14:55 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Exercise / conversionWarrant (Right to Buy) · Derivative 1 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001144204-17-024163 · v465073_form4.xml · derivative · entry 2

Estate of Kenneth R. Peak · CIK 0001576009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,333 shares

Expires 2018-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2016 Filed May 3, 2017 14:55 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Exercise / conversionCommon Stock, par value $0.01 83,333 $9.00 $749,997.00
Disclosure

SEC source: 0001144204-17-024163 · v465073_form4.xml · nonDerivative · entry 1

Estate of Kenneth R. Peak · CIK 0001576009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.