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person · Reporting owner

COMPOFELICE JOSEPH S

Disclosed activity across 1 company

Tapewire entity
81675
SEC CIK
0001041205

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Contango Silver & Gold Inc.CTGO · Entity 5298DirectorMarch 19, 2025March 21, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Contango Silver & Gold Inc.

Report date March 19, 2025 · Filed March 21, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01SEC Table I · non-derivativeDirect167,548 Reported balance After 2025-03-19 transaction · row 1
1 source row

Row 1 · 2025-03-19 · Grant · Acquired 19,050 · Balance 167,548

F1: On March 19, 2025, the reporting person was granted 19,050 shares of restricted stock with a vesting date of March 19 2027.

Common Stock, par value $0.01SEC Table I · non-derivativeIndirectCharlie Compofelice UTMA Trust5,500 Reported balance Holding disclosure · report date 2025-03-19 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,500

F2: This reporting person is a trustee of Charlie Compofelice UTMA Trust. The members of the reporting person's immediate family are among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the CTGO common stock held by the trusts except to the extent of his pecuniary interest therein.

Common Stock, par value $0.01SEC Table I · non-derivativeIndirectSylvia Compofelice UTMA Trust5,500 Reported balance Holding disclosure · report date 2025-03-19 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5,500

F3: This reporting person is a trustee of Sylvia Compofelice UTMA Trust. The members of the reporting person's immediate family are among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the CTGO common stock held by the trusts except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On March 19, 2025, the reporting person was granted 19,050 shares of restricted stock with a vesting date of March 19 2027.

F2: This reporting person is a trustee of Charlie Compofelice UTMA Trust. The members of the reporting person's immediate family are among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the CTGO common stock held by the trusts except to the extent of his pecuniary interest therein.

F3: This reporting person is a trustee of Sylvia Compofelice UTMA Trust. The members of the reporting person's immediate family are among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the CTGO common stock held by the trusts except to the extent of his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2025 Filed Mar 21, 2025 18:30 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 19,050 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043397 · ownership.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,548

F1 · shares: On March 19, 2025, the reporting person was granted 19,050 shares of restricted stock with a vesting date of March 19 2027.

F1 · price: On March 19, 2025, the reporting person was granted 19,050 shares of restricted stock with a vesting date of March 19 2027.

Read SEC document
December 10, 2024 Filed Dec 10, 2024 20:00 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 PurchaseCommon Stock, par value $0.01 10,000 $12.10 $121,000.00
Disclosure

SEC source: 0000950170-24-135114 · ownership.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,498

F1 · shares: On December 10, 2024, Mr. Compofelice acquired 10,000 shares. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $11.99 to $12.20, inclusive. The reporting person undertakes to provide to Contango ORE, Inc., any security holder of Contango ORE, Inc., or the staff of the Securities and Exchange Commssion, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (1) of the Form 4.

F1 · price: On December 10, 2024, Mr. Compofelice acquired 10,000 shares. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $11.99 to $12.20, inclusive. The reporting person undertakes to provide to Contango ORE, Inc., any security holder of Contango ORE, Inc., or the staff of the Securities and Exchange Commssion, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (1) of the Form 4.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 17:49 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 7,460 $21.14 $157,704.40
Disclosure

SEC source: 0000950170-24-106502 · ownership.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,498

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.12 to $21.15, inclusive. The reporting person undertakes to provide to Contango ORE, Inc., any security holder of Contango ORE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
April 09, 2024 Filed Apr 9, 2024 19:17 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 2,920 $20.60 $60,152.00
Disclosure

SEC source: 0000950170-24-043106 · ownership.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,958

F1 · price: These shares were sold in multiple transactions at a price of $20.60. The reporting person sold these shares for the purpose of covering tax owing related to the vesting of restricted stock. The reporting person undertakes to provide to Contango ORE, Inc., any security holder of Contango ORE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in footnote (1) to this Form 4.

Read SEC document
March 18, 2024 Filed Mar 21, 2024 12:17 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 5,826 $22.00 $128,172.00
Disclosure

SEC source: 0000950170-24-034506 · ownership.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,878

F1 · shares: These shares were sold in multiple transactions at a price of $22.00. The reporting person sold these shares for the purpose of covering tax owing related to the vesting of restricted stock. The reporting person undertakes to provide to Contango ORE, Inc., any security holder of Contango ORE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in footnote (1) to this Form 4.

F1 · price: These shares were sold in multiple transactions at a price of $22.00. The reporting person sold these shares for the purpose of covering tax owing related to the vesting of restricted stock. The reporting person undertakes to provide to Contango ORE, Inc., any security holder of Contango ORE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in footnote (1) to this Form 4.

Read SEC document
January 08, 2024 Filed Jan 10, 2024 16:42 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 15,000 $0.00 $0.00
Disclosure

SEC source: 0001157523-24-000050 · form4.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,704

F1 · shares: On January 8, 2024, the Company issued 15,000 shares of restricted stock to the reporting person with a vesting date of January 8, 2027.

F1 · price: On January 8, 2024, the Company issued 15,000 shares of restricted stock to the reporting person with a vesting date of January 8, 2027.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 17:07 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 72 $17.91 $1,289.52
Disclosure

SEC source: 0001157523-24-000021 · form4.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,704

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.90 to $18.14, inclusive. The reporting person sold these shares for the purpose of covering tax owing related to the vesting of restricted stock. The reporting person undertakes to provide to Contango ORE, Inc., any security holder of Contango ORE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.90 to $18.14, inclusive. The reporting person sold these shares for the purpose of covering tax owing related to the vesting of restricted stock. The reporting person undertakes to provide to Contango ORE, Inc., any security holder of Contango ORE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 19:53 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 4,500 $22.06 $99,270.00
Disclosure

SEC source: 0001157523-23-001811 · form4.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,776

F1 · shares: On December 7, 2023, the reporting person sold shares in multiple transactions at a price of $22.006. The reporting person undertakes to provide to Contango ORE, Inc., any security holder of Contango ORE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F1 · price: On December 7, 2023, the reporting person sold shares in multiple transactions at a price of $22.006. The reporting person undertakes to provide to Contango ORE, Inc., any security holder of Contango ORE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 10:34 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GiftCommon Stock, par value $0.01 5,000 $0.00 $0.00
Disclosure

SEC source: 0001157523-23-001037 · form4.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,276

F1 · shares: On June 23, 2023, the reporting person gifted 5,000 shares of restricted stock.

F1 · price: On June 23, 2023, the reporting person gifted 5,000 shares of restricted stock.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 08:04 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 10,000 $0.00 $0.00
Disclosure

SEC source: 0001157523-23-000186 · form4.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,276

F1 · shares: On February 7, the Company issued 10,000 shares of restricted stock to the reporting person with a vesting date of January 15, 2025.

F1 · price: On February 7, the Company issued 10,000 shares of restricted stock to the reporting person with a vesting date of January 15, 2025.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 21:36 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 25,000 $0.00 $0.00
Disclosure

SEC source: 0001157523-22-001771 · form4.xml · nonDerivative · entry 2

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,276

F2 · shares: On December 16, 2022, the Company issued 25,000 shares of restricted stock to the reporting person with a vesting date of January 15, 2025.

F2 · price: On December 16, 2022, the Company issued 25,000 shares of restricted stock to the reporting person with a vesting date of January 15, 2025.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 21:36 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Disposition to issuerCommon Stock, par value $0.01 20,000 $0.00 $0.00
Disclosure

SEC source: 0001157523-22-001771 · form4.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,276

F1 · shares: On December 16, 2022, the Company cancelled 20,000 shares of restricted stock owned by the reporting person, originally issued on December 11, 2020 with a vesting date of January 1, 2023.

F1 · price: On December 16, 2022, the Company cancelled 20,000 shares of restricted stock owned by the reporting person, originally issued on December 11, 2020 with a vesting date of January 1, 2023.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 15:34 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 7,500 $22.00 $165,000.00
Disclosure

SEC source: 0001157523-22-001203 · form4.xml · nonDerivative · entry 4

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,276

F1 · shares: On September 7, 2022, the reporting person, Joseph S. Compofelice sold 30,000 shares at $22 per share in 4 private transactions.

F1 · price: On September 7, 2022, the reporting person, Joseph S. Compofelice sold 30,000 shares at $22 per share in 4 private transactions.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 15:34 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 7,500 $22.00 $165,000.00
Disclosure

SEC source: 0001157523-22-001203 · form4.xml · nonDerivative · entry 3

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,776

F1 · shares: On September 7, 2022, the reporting person, Joseph S. Compofelice sold 30,000 shares at $22 per share in 4 private transactions.

F1 · price: On September 7, 2022, the reporting person, Joseph S. Compofelice sold 30,000 shares at $22 per share in 4 private transactions.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 15:34 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 7,500 $22.00 $165,000.00
Disclosure

SEC source: 0001157523-22-001203 · form4.xml · nonDerivative · entry 2

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,276

F1 · shares: On September 7, 2022, the reporting person, Joseph S. Compofelice sold 30,000 shares at $22 per share in 4 private transactions.

F1 · price: On September 7, 2022, the reporting person, Joseph S. Compofelice sold 30,000 shares at $22 per share in 4 private transactions.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 15:34 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 7,500 $22.00 $165,000.00
Disclosure

SEC source: 0001157523-22-001203 · form4.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,776

F1 · shares: On September 7, 2022, the reporting person, Joseph S. Compofelice sold 30,000 shares at $22 per share in 4 private transactions.

F1 · price: On September 7, 2022, the reporting person, Joseph S. Compofelice sold 30,000 shares at $22 per share in 4 private transactions.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:04 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Tax withholdingCommon Stock, par value $0.01 11,100 $25.60 $284,160.00
Disclosure

SEC source: 0001157523-22-000018 · form4.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,276

F1 · shares: Represents shares converted to cash to cover the reporting person's tax obligations in connection with the vesting of 11,100 shares of restricted common stock of the Issuer at a price of $25.60 per share on January 1, 2022.

F1 · price: Represents shares converted to cash to cover the reporting person's tax obligations in connection with the vesting of 11,100 shares of restricted common stock of the Issuer at a price of $25.60 per share on January 1, 2022.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 20:08 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 15,000 $0.00 $0.00
Disclosure

SEC source: 0001157523-21-001416 · form4.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,376

F1 · shares: On November 11, 2021, the Company issued 15,000 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 15, 2024.

F1 · price: On November 11, 2021, the Company issued 15,000 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 15, 2024.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 15:36 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 20,000 $0.00 $0.00
Disclosure

SEC source: 0001157523-20-001594 · form4.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,376

F1 · price: On December 11, 2020, the Company issued 20,000 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2023.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 18:48 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 35,000 $15.00 $525,000.00
Disclosure

SEC source: 0001157523-20-001527 · form4.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,376

F1 · price: On November 17, 2020, the reporting person sold 35,000 shares of restricted stock in a private transaction with an affiliate at price of $15.00 per share.

Read SEC document
November 13, 2019 Filed Nov 18, 2019 17:41 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 30,000 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-002276 · form4.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,376

F1 · price: On November 13, 2019, the Company issued 30,000 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2022.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 18:02 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 31,250 $0.00 $0.00
Disclosure

SEC source: 0001157523-18-002598 · form4.xml · nonDerivative · entry 2

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,376

F2 · price: On December 13, 2018, the Company issued 31,250 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2021.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 18:02 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Disposition to issuerCommon Stock, par value $0.01 25,000 $0.00 $0.00
Disclosure

SEC source: 0001157523-18-002598 · form4.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,126

F1 · price: On December 13, 2018, the Company cancelled 25,000 shares of restricted stock owned by the reporting person, originally issued on November 17, 2016 with a vesting date of January 1, 2019.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 11:28 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 25,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006060 · doc1.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,126

F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2021.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 19:03 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Exercise / conversionStock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001140361-17-043138 · doc1.xml · derivative · entry 4

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2017-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On November 14, 2017, the reporting person received 10,000 shares of Common Stock upon the net exercise of 20,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 10,000 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014.

F2 · derivative.exercise_date: On November 14, 2017, the reporting person received 10,000 shares of Common Stock upon the net exercise of 20,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 10,000 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 19:03 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Tax withholdingCommon Stock, par value $0.01 10,000 $20.00 $200,000.00
Disclosure

SEC source: 0001140361-17-043138 · doc1.xml · nonDerivative · entry 3

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,126

F2 · price: On November 14, 2017, the reporting person received 10,000 shares of Common Stock upon the net exercise of 20,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 10,000 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 19:03 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Exercise / conversionCommon Stock, par value $0.01 20,000 $10.00 $200,000.00
Disclosure

SEC source: 0001140361-17-043138 · doc1.xml · nonDerivative · entry 2

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On November 14, 2017, the reporting person received 10,000 shares of Common Stock upon the net exercise of 20,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 10,000 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 19:03 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 25,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043138 · doc1.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,126

F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2020.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 18:00 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 25,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087455 · doc1.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,116

F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2019.

Read SEC document
November 17, 2016 Filed Mar 23, 2017 11:32 UTC Amendment Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 25,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-012995 · doc1.xml · nonDerivative · entry 1

COMPOFELICE JOSEPH S · CIK 0001041205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,126

F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2019

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.