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Gaines Leah S

Disclosed activity across 1 company

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117171
SEC CIK
0001586001

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Contango Silver & Gold Inc.CTGO · Entity 5298Chief Financial OfficerFebruary 07, 2023February 07, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Contango Silver & Gold Inc.

Report date February 07, 2023 · Filed February 07, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01SEC Table I · non-derivativeDirect71,235 Reported balance After 2023-02-07 transaction · row 1
1 source row

Row 1 · 2023-02-07 · Grant · Acquired 6,000 · Balance 71,235

F1: On February 7, 2023, the Company issued 6,000 shares of restricted stock to the reporting person with a vesting date of January 15, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: On February 7, 2023, the Company issued 6,000 shares of restricted stock to the reporting person with a vesting date of January 15, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2023 Filed Feb 7, 2023 13:00 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 6,000 $0.00 $0.00
Disclosure

SEC source: 0001157523-23-000182 · form4.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,235

F1 · price: On February 7, 2023, the Company issued 6,000 shares of restricted stock to the reporting person with a vesting date of January 15, 2025.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 02:40 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 12,500 $0.00 $0.00
Disclosure

SEC source: 0001157523-22-001772 · form4.xml · nonDerivative · entry 2

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,235

F2 · price: On December 16, 2022, the Company issued 12,500 shares of restricted stock to the reporting person with a vesting date of January 15, 2025.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 02:40 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Disposition to issuerCommon Stock, par value $0.01 10,000 $0.00 $0.00
Disclosure

SEC source: 0001157523-22-001772 · form4.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,735

F1 · price: On December 16, 2022, the Company cancelled 10,000 shares of restricted stock owned by the reporting person, originally issued on December 11, 2020 with a vesting date of January 1, 2023.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 20:16 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 2,000 $29.00 $58,000.00
Disclosure

SEC source: 0001157523-22-001248 · form4.xml · nonDerivative · entry 2

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,735

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:16 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 2,000 $29.87 $59,740.00
Disclosure

SEC source: 0001157523-22-001248 · form4.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,735

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.77 to $30.02, inclusive. The reporting person undertakes to provide to Contango ORE, Inc., any security holder of Contango ORE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:07 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Tax withholdingCommon Stock, par value $0.01 2,233 $25.60 $57,164.80
Disclosure

SEC source: 0001157523-22-000019 · form4.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,735

F1 · shares: On January 1, 2022, the officer forfeited 2,233 shares of restricted stock owned by the reporting person with a vesting date of January 1, 2022 at price of $25.60 per share, in order to satisfy tax obligations.

F1 · price: On January 1, 2022, the officer forfeited 2,233 shares of restricted stock owned by the reporting person with a vesting date of January 1, 2022 at price of $25.60 per share, in order to satisfy tax obligations.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:39 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 7,500 $0.00 $0.00
Disclosure

SEC source: 0001157523-21-001407 · form4.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,968

F1 · shares: On November 11, 2021, the Company issued 7,500 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 15, 2024.

F1 · price: On November 11, 2021, the Company issued 7,500 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 15, 2024.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:39 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Tax withholdingCommon Stock, par value $0.01 16,936 $18.75 $317,550.00
Disclosure

SEC source: 0001157523-21-000013 · form4.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,468

F1 · shares: On January 1, 2021, the officer forfeited 16,936 shares of restricted stock owned by the reporting person with a vesting date of January 1, 2021 at price of $18.75 per share, in order to satisfy tax obligations.

F1 · price: On January 1, 2021, the officer forfeited 16,936 shares of restricted stock owned by the reporting person with a vesting date of January 1, 2021 at price of $18.75 per share, in order to satisfy tax obligations.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 18:49 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 10,000 $0.00 $0.00
Disclosure

SEC source: 0001157523-20-001591 · form4.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,404

F1 · shares: On December 11, 2020, the Company issued 10,000 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2023.

F1 · price: On December 11, 2020, the Company issued 10,000 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2023.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 23:57 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 5,000 $15.00 $75,000.00
Disclosure

SEC source: 0001157523-20-001528 · form4.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,404

F1 · shares: On November 17, 2020, the reporting person sold 5,000 shares of restricted stock in a private transaction with an affiliate at price of $15.00 per share.

F1 · price: On November 17, 2020, the reporting person sold 5,000 shares of restricted stock in a private transaction with an affiliate at price of $15.00 per share.

Read SEC document
January 01, 2020 Filed Jun 22, 2020 13:00 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Tax withholdingCommon Stock, par value $0.01 6,367 $14.50 $92,321.50
Disclosure

SEC source: 0001157523-20-000924 · form4.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,404

F1 · shares: On January 1, 2020, the officer forfeited 6,367 shares of restricted stock owned by the reporting person with a vesting date of January 1, 2020 at price of $14.50 per share, in order to satisfy tax obligations.

F1 · price: On January 1, 2020, the officer forfeited 6,367 shares of restricted stock owned by the reporting person with a vesting date of January 1, 2020 at price of $14.50 per share, in order to satisfy tax obligations.

Read SEC document
November 13, 2019 Filed Nov 18, 2019 22:43 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 5,000 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-002277 · form4.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,771

F1 · shares: On November 13, 2019, the Company issued 5,000 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2022.

F1 · price: On November 13, 2019, the Company issued 5,000 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2022.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 23:24 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 27,083 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008146 · doc1.xml · nonDerivative · entry 2

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,771

F2 · price: On December 13, 2018, the Company issued 27,083 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2021.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 23:24 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Disposition to issuerCommon Stock, par value $0.01 21,666 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008146 · doc1.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,688

F1 · price: On December 13, 2018, the Company cancelled 21,666 shares of restricted stock owned by the reporting person with a vesting date of January 1, 2019.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 15:13 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 15,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006003 · doc1.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,354

F1 · shares: The shares represent a grant of restricted stock which vest on January 1, 2021.

F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2021.

Read SEC document
September 25, 2018 Filed Oct 3, 2018 20:45 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Exercise / conversionStock Option (right to buy) · Derivative 1,875 Not disclosed Strike: $10.01 Not disclosed
Disclosure

SEC source: 0001567619-18-003652 · doc1.xml · derivative · entry 9

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,875 shares

Expires 2018-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On September 25, 2018, the reporting person received 1,059 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 816 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on September 25, 2018 of $23.00.

F3 · derivative.exercise_date: On September 25, 2018, the reporting person received 1,059 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 816 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on September 25, 2018 of $23.00.

Read SEC document
September 25, 2018 Filed Oct 3, 2018 20:45 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Tax withholdingCommon Stock, par value $0.01 816 $23.00 $18,768.00
Disclosure

SEC source: 0001567619-18-003652 · doc1.xml · nonDerivative · entry 6

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,354

F3 · shares: On September 25, 2018, the reporting person received 1,059 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 816 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on September 25, 2018 of $23.00.

F3 · price: On September 25, 2018, the reporting person received 1,059 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 816 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on September 25, 2018 of $23.00.

Read SEC document
September 25, 2018 Filed Oct 3, 2018 20:45 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Exercise / conversionCommon Stock, par value $0.01 1,875 $10.01 $18,768.75
Disclosure

SEC source: 0001567619-18-003652 · doc1.xml · nonDerivative · entry 5

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On September 25, 2018, the reporting person received 1,059 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 816 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on September 25, 2018 of $23.00.

F3 · price: On September 25, 2018, the reporting person received 1,059 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 816 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on September 25, 2018 of $23.00.

Read SEC document
June 28, 2018 Filed Oct 3, 2018 20:45 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Exercise / conversionStock Option (right to buy) · Derivative 3,750 Not disclosed Strike: $10.01 Not disclosed
Disclosure

SEC source: 0001567619-18-003652 · doc1.xml · derivative · entry 8

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 3,750 shares

Expires 2018-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On June 28, 2018, the reporting person received 2,186 shares of Common Stock upon the net exercise of 3,750 of the reporting person's stock options. The reporting person forfeited 1,564 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on June 28, 2018 of $24.00.

F2 · derivative.exercise_date: On June 28, 2018, the reporting person received 2,186 shares of Common Stock upon the net exercise of 3,750 of the reporting person's stock options. The reporting person forfeited 1,564 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on June 28, 2018 of $24.00.

Read SEC document
June 28, 2018 Filed Oct 3, 2018 20:45 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Tax withholdingCommon Stock, par value $0.01 1,564 $24.00 $37,536.00
Disclosure

SEC source: 0001567619-18-003652 · doc1.xml · nonDerivative · entry 4

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,295

F2 · shares: On June 28, 2018, the reporting person received 2,186 shares of Common Stock upon the net exercise of 3,750 of the reporting person's stock options. The reporting person forfeited 1,564 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on June 28, 2018 of $24.00.

F2 · price: On June 28, 2018, the reporting person received 2,186 shares of Common Stock upon the net exercise of 3,750 of the reporting person's stock options. The reporting person forfeited 1,564 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on June 28, 2018 of $24.00.

Read SEC document
June 28, 2018 Filed Oct 3, 2018 20:45 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Exercise / conversionCommon Stock, par value $0.01 3,750 $10.01 $37,537.50
Disclosure

SEC source: 0001567619-18-003652 · doc1.xml · nonDerivative · entry 3

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On June 28, 2018, the reporting person received 2,186 shares of Common Stock upon the net exercise of 3,750 of the reporting person's stock options. The reporting person forfeited 1,564 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on June 28, 2018 of $24.00.

F2 · price: On June 28, 2018, the reporting person received 2,186 shares of Common Stock upon the net exercise of 3,750 of the reporting person's stock options. The reporting person forfeited 1,564 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on June 28, 2018 of $24.00.

Read SEC document
May 18, 2018 Filed Oct 3, 2018 20:45 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Exercise / conversionStock Option (right to buy) · Derivative 1,875 Not disclosed Strike: $10.01 Not disclosed
Disclosure

SEC source: 0001567619-18-003652 · doc1.xml · derivative · entry 7

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 1,875 shares

Expires 2018-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 18, 2018, the reporting person received 1,156 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 719 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on May 17, 2018 of $26.10.

F1 · derivative.exercise_date: On May 18, 2018, the reporting person received 1,156 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 719 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on May 17, 2018 of $26.10.

Read SEC document
May 18, 2018 Filed Oct 3, 2018 20:45 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Tax withholdingCommon Stock, par value $0.01 719 $26.10 $18,765.90
Disclosure

SEC source: 0001567619-18-003652 · doc1.xml · nonDerivative · entry 2

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,109

F1 · shares: On May 18, 2018, the reporting person received 1,156 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 719 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on May 17, 2018 of $26.10.

F1 · price: On May 18, 2018, the reporting person received 1,156 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 719 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on May 17, 2018 of $26.10.

Read SEC document
May 18, 2018 Filed Oct 3, 2018 20:45 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Exercise / conversionCommon Stock, par value $0.01 1,875 $10.01 $18,768.75
Disclosure

SEC source: 0001567619-18-003652 · doc1.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 18, 2018, the reporting person received 1,156 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 719 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on May 17, 2018 of $26.10.

F1 · price: On May 18, 2018, the reporting person received 1,156 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 719 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on May 17, 2018 of $26.10.

Read SEC document
November 14, 2017 Filed Nov 17, 2017 00:05 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock, par value $0.01 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043139 · doc1.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,953

F2 · price: The shares represent a grant of restricted stock which vest on January 1, 2020.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 15:00 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 881 $19.30 $17,003.30
Disclosure

SEC source: 0001140361-17-011123 · doc1.xml · nonDerivative · entry 3

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,953

Read SEC document
March 07, 2017 Filed Mar 9, 2017 15:00 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 2,111 $19.30 $40,742.30
Disclosure

SEC source: 0001140361-17-011123 · doc1.xml · nonDerivative · entry 2

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,834

Read SEC document
March 07, 2017 Filed Mar 9, 2017 15:00 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 400 $19.40 $7,760.00
Disclosure

SEC source: 0001140361-17-011123 · doc1.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,945

Read SEC document
February 28, 2017 Filed Mar 8, 2017 21:22 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 100 $20.00 $2,000.00
Disclosure

SEC source: 0001140361-17-011011 · doc1.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,345

Read SEC document
February 23, 2017 Filed Feb 23, 2017 22:43 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 100 $20.00 $2,000.00
Disclosure

SEC source: 0001140361-17-008871 · doc1.xml · nonDerivative · entry 3

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,445

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:43 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 799 $20.50 $16,379.50
Disclosure

SEC source: 0001140361-17-008871 · doc1.xml · nonDerivative · entry 2

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,545

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:43 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 535 $20.00 $10,700.00
Disclosure

SEC source: 0001140361-17-008871 · doc1.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,344

Read SEC document
February 17, 2017 Filed Feb 21, 2017 18:07 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 5,050 $20.00 $101,000.00
Disclosure

SEC source: 0001140361-17-008273 · doc1.xml · nonDerivative · entry 3

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,879

Read SEC document
February 17, 2017 Filed Feb 21, 2017 18:07 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 100 $20.51 $2,051.00
Disclosure

SEC source: 0001140361-17-008273 · doc1.xml · nonDerivative · entry 2

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,929

Read SEC document
February 17, 2017 Filed Feb 21, 2017 18:07 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 100 $20.01 $2,001.00
Disclosure

SEC source: 0001140361-17-008273 · doc1.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,029

Read SEC document
February 15, 2017 Filed Feb 16, 2017 20:00 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 697 $20.00 $13,940.00
Disclosure

SEC source: 0001140361-17-007900 · doc1.xml · nonDerivative · entry 3

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,129

Read SEC document
February 15, 2017 Filed Feb 16, 2017 20:00 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 SaleCommon Stock, par value $0.01 503 $20.01 $10,065.03
Disclosure

SEC source: 0001140361-17-007900 · doc1.xml · nonDerivative · entry 2

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,826

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December 16, 2016 Filed Feb 16, 2017 20:00 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 Tax withholdingCommon Stock, par value $0.01 3,043 $24.00 $73,032.00
Disclosure

SEC source: 0001140361-17-007900 · doc1.xml · nonDerivative · entry 1

Gaines Leah S · CIK 0001586001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,329

F1 · shares: Ms. Gaines forfeited 3,043 shares in order to satisfy the tax liability associated with the restricted shares that vested in September 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.