Last 12 months
Inside the activity.
2 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 1 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2020 Filed Jun 20, 2020 01:38 UTC |
JUNEAU JOHN BDirector · President and CEO
|
Tax withholdingCommon Stock, par value $0.01 | 20,140 | $14.50 | $292,030.00 |
DisclosureSEC source: 0001157523-20-000920 · form4.xml · nonDerivative · entry 1 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,892 F1 · shares: On January 1, 2020, the officer forfeited 20,140 shares of restricted stock owned by the reporting person with a vesting date of January 1, 2020 at price of $14.50 per share, in order to satisfy tax obligations. F1 · price: On January 1, 2020, the officer forfeited 20,140 shares of restricted stock owned by the reporting person with a vesting date of January 1, 2020 at price of $14.50 per share, in order to satisfy tax obligations. Read SEC document |
| January 01, 2020 Filed Jun 22, 2020 13:00 UTC |
Gaines Leah SChief Financial Officer
|
Tax withholdingCommon Stock, par value $0.01 | 6,367 | $14.50 | $92,321.50 |
DisclosureSEC source: 0001157523-20-000924 · form4.xml · nonDerivative · entry 1 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,404 F1 · shares: On January 1, 2020, the officer forfeited 6,367 shares of restricted stock owned by the reporting person with a vesting date of January 1, 2020 at price of $14.50 per share, in order to satisfy tax obligations. F1 · price: On January 1, 2020, the officer forfeited 6,367 shares of restricted stock owned by the reporting person with a vesting date of January 1, 2020 at price of $14.50 per share, in order to satisfy tax obligations. Read SEC document |
| November 13, 2019 Filed Nov 18, 2019 17:41 UTC |
COMPOFELICE JOSEPH SDirector
|
GrantCommon Stock, par value $0.01 | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-002276 · form4.xml · nonDerivative · entry 1 COMPOFELICE JOSEPH S · CIK 0001041205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,376 F1 · price: On November 13, 2019, the Company issued 30,000 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2022. Read SEC document |
| November 13, 2019 Filed Nov 18, 2019 17:37 UTC |
Shortz RichardDirector
|
GrantCommon Stock, par value $0.01 | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-002275 · form4.xml · nonDerivative · entry 1 Shortz Richard · CIK 0001687936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,250 F1 · price: On November 13, 2019, the Company issued 30,000 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2022. Read SEC document |
| November 13, 2019 Filed Nov 18, 2019 17:45 UTC |
Greenberg Joseph G.Director
|
GrantCommon Stock, par value $0.01 | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-002278 · form4.xml · nonDerivative · entry 1 Greenberg Joseph G. · CIK 0001508834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,082 F1 · price: On November 13, 2019, the Company issued 30,000 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2022. Read SEC document |
| November 13, 2019 Filed Nov 18, 2019 23:36 UTC |
JUNEAU JOHN BDirector · President and CEO
|
GrantCommon Stock, par value $0.01 | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-002280 · form4.xml · nonDerivative · entry 1 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,032 F1 · shares: On November 13, 2019, the Company issued 60,000 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2022. F1 · price: On November 13, 2019, the Company issued 60,000 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2022. Read SEC document |
| November 13, 2019 Filed Nov 18, 2019 22:43 UTC |
Gaines Leah SChief Financial Officer
|
GrantCommon Stock, par value $0.01 | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-002277 · form4.xml · nonDerivative · entry 1 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,771 F1 · shares: On November 13, 2019, the Company issued 5,000 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2022. F1 · price: On November 13, 2019, the Company issued 5,000 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2022. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 18:02 UTC |
COMPOFELICE JOSEPH SDirector
|
GrantCommon Stock, par value $0.01 | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-18-002598 · form4.xml · nonDerivative · entry 2 COMPOFELICE JOSEPH S · CIK 0001041205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,376 F2 · price: On December 13, 2018, the Company issued 31,250 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2021. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 18:02 UTC |
COMPOFELICE JOSEPH SDirector
|
Disposition to issuerCommon Stock, par value $0.01 | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-18-002598 · form4.xml · nonDerivative · entry 1 COMPOFELICE JOSEPH S · CIK 0001041205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,126 F1 · price: On December 13, 2018, the Company cancelled 25,000 shares of restricted stock owned by the reporting person, originally issued on November 17, 2016 with a vesting date of January 1, 2019. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 17:57 UTC |
Shortz RichardDirector
|
GrantCommon Stock, par value $0.01 | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008144 · doc1.xml · nonDerivative · entry 2 Shortz Richard · CIK 0001687936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,250 F2 · price: On December 13, 2018, the Company issued 31,250 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2021. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 17:57 UTC |
Shortz RichardDirector
|
Disposition to issuerCommon Stock, par value $0.01 | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008144 · doc1.xml · nonDerivative · entry 1 Shortz Richard · CIK 0001687936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · price: On December 13, 2018, the Company cancelled 25,000 shares of restricted stock owned by the reporting person, originally issued on November 17, 2016 with a vesting date of January 1, 2019. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 17:44 UTC |
Greenberg Joseph G.Director
|
GrantCommon Stock, par value $0.01 | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008143 · doc1.xml · nonDerivative · entry 2 Greenberg Joseph G. · CIK 0001508834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,082 F2 · price: On December 13, 2018, the Company issued 31,250 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2021. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 17:44 UTC |
Greenberg Joseph G.Director
|
Disposition to issuerCommon Stock, par value $0.01 | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008143 · doc1.xml · nonDerivative · entry 1 Greenberg Joseph G. · CIK 0001508834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,832 F1 · price: On December 13, 2018, the Company cancelled 25,000 shares of restricted stock owned by the reporting person, originally issued on November 17, 2016 with a vesting date of January 1, 2019. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 23:24 UTC |
Gaines Leah SChief Financial Officer
|
GrantCommon Stock, par value $0.01 | 27,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008146 · doc1.xml · nonDerivative · entry 2 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,771 F2 · price: On December 13, 2018, the Company issued 27,083 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vest on January 1, 2021. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 23:24 UTC |
Gaines Leah SChief Financial Officer
|
Disposition to issuerCommon Stock, par value $0.01 | 21,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008146 · doc1.xml · nonDerivative · entry 1 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,688 F1 · price: On December 13, 2018, the Company cancelled 21,666 shares of restricted stock owned by the reporting person with a vesting date of January 1, 2019. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 11:28 UTC |
COMPOFELICE JOSEPH SDirector
|
GrantCommon Stock, par value $0.01 | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-006060 · doc1.xml · nonDerivative · entry 1 COMPOFELICE JOSEPH S · CIK 0001041205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,126 F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2021. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 12:34 UTC |
Shortz RichardDirector
|
GrantCommon Stock, par value $0.01 | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-006094 · doc1.xml · nonDerivative · entry 1 Shortz Richard · CIK 0001687936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2021. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 11:31 UTC |
Greenberg Joseph G.Director
|
GrantCommon Stock, par value $0.01 | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-006061 · doc1.xml · nonDerivative · entry 1 Greenberg Joseph G. · CIK 0001508834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,832 F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2021. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 15:28 UTC |
JUNEAU JOHN BDirector · President and CEO · Former 10% Owner
|
GrantCommon Stock, par value $0.01 | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-006019 · doc1.xml · nonDerivative · entry 1 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,398 F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2021. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 15:13 UTC |
Gaines Leah SChief Financial Officer
|
GrantCommon Stock, par value $0.01 | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-006003 · doc1.xml · nonDerivative · entry 1 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,354 F1 · shares: The shares represent a grant of restricted stock which vest on January 1, 2021. F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2021. Read SEC document |
| September 25, 2018 Filed Oct 3, 2018 20:45 UTC |
Gaines Leah SChief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,875 | Not disclosed Strike: $10.01 | Not disclosed |
DisclosureSEC source: 0001567619-18-003652 · doc1.xml · derivative · entry 9 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,875 shares Expires 2018-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On September 25, 2018, the reporting person received 1,059 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 816 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on September 25, 2018 of $23.00. F3 · derivative.exercise_date: On September 25, 2018, the reporting person received 1,059 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 816 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on September 25, 2018 of $23.00. Read SEC document |
| September 25, 2018 Filed Oct 3, 2018 20:45 UTC |
Gaines Leah SChief Financial Officer
|
Tax withholdingCommon Stock, par value $0.01 | 816 | $23.00 | $18,768.00 |
DisclosureSEC source: 0001567619-18-003652 · doc1.xml · nonDerivative · entry 6 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,354 F3 · shares: On September 25, 2018, the reporting person received 1,059 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 816 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on September 25, 2018 of $23.00. F3 · price: On September 25, 2018, the reporting person received 1,059 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 816 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on September 25, 2018 of $23.00. Read SEC document |
| September 25, 2018 Filed Oct 3, 2018 20:45 UTC |
Gaines Leah SChief Financial Officer
|
Exercise / conversionCommon Stock, par value $0.01 | 1,875 | $10.01 | $18,768.75 |
DisclosureSEC source: 0001567619-18-003652 · doc1.xml · nonDerivative · entry 5 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On September 25, 2018, the reporting person received 1,059 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 816 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on September 25, 2018 of $23.00. F3 · price: On September 25, 2018, the reporting person received 1,059 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 816 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on September 25, 2018 of $23.00. Read SEC document |
| June 28, 2018 Filed Oct 3, 2018 20:45 UTC |
Gaines Leah SChief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,750 | Not disclosed Strike: $10.01 | Not disclosed |
DisclosureSEC source: 0001567619-18-003652 · doc1.xml · derivative · entry 8 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 3,750 shares Expires 2018-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On June 28, 2018, the reporting person received 2,186 shares of Common Stock upon the net exercise of 3,750 of the reporting person's stock options. The reporting person forfeited 1,564 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on June 28, 2018 of $24.00. F2 · derivative.exercise_date: On June 28, 2018, the reporting person received 2,186 shares of Common Stock upon the net exercise of 3,750 of the reporting person's stock options. The reporting person forfeited 1,564 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on June 28, 2018 of $24.00. Read SEC document |
| June 28, 2018 Filed Oct 3, 2018 20:45 UTC |
Gaines Leah SChief Financial Officer
|
Tax withholdingCommon Stock, par value $0.01 | 1,564 | $24.00 | $37,536.00 |
DisclosureSEC source: 0001567619-18-003652 · doc1.xml · nonDerivative · entry 4 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,295 F2 · shares: On June 28, 2018, the reporting person received 2,186 shares of Common Stock upon the net exercise of 3,750 of the reporting person's stock options. The reporting person forfeited 1,564 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on June 28, 2018 of $24.00. F2 · price: On June 28, 2018, the reporting person received 2,186 shares of Common Stock upon the net exercise of 3,750 of the reporting person's stock options. The reporting person forfeited 1,564 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on June 28, 2018 of $24.00. Read SEC document |
| June 28, 2018 Filed Oct 3, 2018 20:45 UTC |
Gaines Leah SChief Financial Officer
|
Exercise / conversionCommon Stock, par value $0.01 | 3,750 | $10.01 | $37,537.50 |
DisclosureSEC source: 0001567619-18-003652 · doc1.xml · nonDerivative · entry 3 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On June 28, 2018, the reporting person received 2,186 shares of Common Stock upon the net exercise of 3,750 of the reporting person's stock options. The reporting person forfeited 1,564 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on June 28, 2018 of $24.00. F2 · price: On June 28, 2018, the reporting person received 2,186 shares of Common Stock upon the net exercise of 3,750 of the reporting person's stock options. The reporting person forfeited 1,564 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on June 28, 2018 of $24.00. Read SEC document |
| May 18, 2018 Filed Oct 3, 2018 20:45 UTC |
Gaines Leah SChief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,875 | Not disclosed Strike: $10.01 | Not disclosed |
DisclosureSEC source: 0001567619-18-003652 · doc1.xml · derivative · entry 7 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,625 Underlying: Common Stock · 1,875 shares Expires 2018-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 18, 2018, the reporting person received 1,156 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 719 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on May 17, 2018 of $26.10. F1 · derivative.exercise_date: On May 18, 2018, the reporting person received 1,156 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 719 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on May 17, 2018 of $26.10. Read SEC document |
| May 18, 2018 Filed Oct 3, 2018 20:45 UTC |
Gaines Leah SChief Financial Officer
|
Tax withholdingCommon Stock, par value $0.01 | 719 | $26.10 | $18,765.90 |
DisclosureSEC source: 0001567619-18-003652 · doc1.xml · nonDerivative · entry 2 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,109 F1 · shares: On May 18, 2018, the reporting person received 1,156 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 719 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on May 17, 2018 of $26.10. F1 · price: On May 18, 2018, the reporting person received 1,156 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 719 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on May 17, 2018 of $26.10. Read SEC document |
| May 18, 2018 Filed Oct 3, 2018 20:45 UTC |
Gaines Leah SChief Financial Officer
|
Exercise / conversionCommon Stock, par value $0.01 | 1,875 | $10.01 | $18,768.75 |
DisclosureSEC source: 0001567619-18-003652 · doc1.xml · nonDerivative · entry 1 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 18, 2018, the reporting person received 1,156 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 719 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on May 17, 2018 of $26.10. F1 · price: On May 18, 2018, the reporting person received 1,156 shares of Common Stock upon the net exercise of 1,875 of the reporting person's stock options. The reporting person forfeited 719 shares of Common Stock underlying the stock options in payment of the exercise price resulting from the exercise, using the closing price on May 17, 2018 of $26.10. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 19:03 UTC |
COMPOFELICE JOSEPH SDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-043138 · doc1.xml · derivative · entry 4 COMPOFELICE JOSEPH S · CIK 0001041205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On November 14, 2017, the reporting person received 10,000 shares of Common Stock upon the net exercise of 20,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 10,000 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014. F2 · derivative.exercise_date: On November 14, 2017, the reporting person received 10,000 shares of Common Stock upon the net exercise of 20,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 10,000 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 19:03 UTC |
COMPOFELICE JOSEPH SDirector
|
Tax withholdingCommon Stock, par value $0.01 | 10,000 | $20.00 | $200,000.00 |
DisclosureSEC source: 0001140361-17-043138 · doc1.xml · nonDerivative · entry 3 COMPOFELICE JOSEPH S · CIK 0001041205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,126 F2 · price: On November 14, 2017, the reporting person received 10,000 shares of Common Stock upon the net exercise of 20,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 10,000 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 19:03 UTC |
COMPOFELICE JOSEPH SDirector
|
Exercise / conversionCommon Stock, par value $0.01 | 20,000 | $10.00 | $200,000.00 |
DisclosureSEC source: 0001140361-17-043138 · doc1.xml · nonDerivative · entry 2 COMPOFELICE JOSEPH S · CIK 0001041205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On November 14, 2017, the reporting person received 10,000 shares of Common Stock upon the net exercise of 20,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 10,000 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 19:03 UTC |
COMPOFELICE JOSEPH SDirector
|
GrantCommon Stock, par value $0.01 | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043138 · doc1.xml · nonDerivative · entry 1 COMPOFELICE JOSEPH S · CIK 0001041205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,126 F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2020. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 19:14 UTC |
Shortz RichardDirector
|
GrantCommon Stock, par value $0.01 | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043141 · doc1.xml · nonDerivative · entry 1 Shortz Richard · CIK 0001687936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2020. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 19:08 UTC |
Greenberg Joseph G.Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-043140 · doc1.xml · derivative · entry 4 Greenberg Joseph G. · CIK 0001508834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On November 14, 2017, the reporting person received 10,000 shares of Common Stock upon the net exercise of 20,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 10,000 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014. F2 · derivative.exercise_date: On November 14, 2017, the reporting person received 10,000 shares of Common Stock upon the net exercise of 20,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 10,000 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 19:08 UTC |
Greenberg Joseph G.Director
|
Tax withholdingCommon Stock, par value $0.01 | 10,000 | $20.00 | $200,000.00 |
DisclosureSEC source: 0001140361-17-043140 · doc1.xml · nonDerivative · entry 3 Greenberg Joseph G. · CIK 0001508834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,832 F2 · price: On November 14, 2017, the reporting person received 10,000 shares of Common Stock upon the net exercise of 20,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 10,000 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 19:08 UTC |
Greenberg Joseph G.Director
|
Exercise / conversionCommon Stock, par value $0.01 | 20,000 | $10.00 | $200,000.00 |
DisclosureSEC source: 0001140361-17-043140 · doc1.xml · nonDerivative · entry 2 Greenberg Joseph G. · CIK 0001508834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On November 14, 2017, the reporting person received 10,000 shares of Common Stock upon the net exercise of 20,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 10,000 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 19:08 UTC |
Greenberg Joseph G.Director
|
GrantCommon Stock, par value $0.01 | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043140 · doc1.xml · nonDerivative · entry 1 Greenberg Joseph G. · CIK 0001508834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,832 F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2020. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 01:15 UTC |
JUNEAU JOHN BDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-043144 · doc1.xml · derivative · entry 6 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2017-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: On November 14, 2017, the reporting person received 37,500 shares of Common Stock upon the net exercise of 75,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 37,500 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014. F4 · derivative.exercise_date: On November 14, 2017, the reporting person received 37,500 shares of Common Stock upon the net exercise of 75,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 37,500 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 01:15 UTC |
JUNEAU JOHN BDirector · President and CEO
|
Tax withholdingCommon Stock, par value $0.01 | 37,500 | $20.00 | $750,000.00 |
DisclosureSEC source: 0001140361-17-043144 · doc1.xml · nonDerivative · entry 3 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,398 F4 · price: On November 14, 2017, the reporting person received 37,500 shares of Common Stock upon the net exercise of 75,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 37,500 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 01:15 UTC |
JUNEAU JOHN BDirector · President and CEO
|
Exercise / conversionCommon Stock, par value $0.01 | 75,000 | $10.00 | $750,000.00 |
DisclosureSEC source: 0001140361-17-043144 · doc1.xml · nonDerivative · entry 2 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: On November 14, 2017, the reporting person received 37,500 shares of Common Stock upon the net exercise of 75,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 37,500 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 01:15 UTC |
JUNEAU JOHN BDirector · President and CEO
|
GrantCommon Stock, par value $0.01 | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043144 · doc1.xml · nonDerivative · entry 1 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,898 F1 · price: The shares represent a grant of restricted stock which vest on January 1, 2020. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 00:05 UTC |
Gaines Leah SChief Financial Officer
|
GrantCommon Stock, par value $0.01 | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043139 · doc1.xml · nonDerivative · entry 1 Gaines Leah S · CIK 0001586001 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,953 F2 · price: The shares represent a grant of restricted stock which vest on January 1, 2020. Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 21:06 UTC |
JUNEAU JOHN BDirector · President and CEO · Former 10% Owner
|
PurchaseCommon Stock, par value $0.01 | 13,200 | $19.00 | $250,800.00 |
DisclosureSEC source: 0001140361-17-039552 · doc1.xml · nonDerivative · entry 1 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Juneau Exploration. L.P. Disclosed balance after: 96,534 F1 · price: The reporting person acquired 13,200 shares of common stock at $19.00 per share, in a private placement to certain investors (the Investors) pursuant a Stock Purchase Agreement dated October 23, 2017 between Contango ORE, Inc. and the Investors. F3 · balance_after: This number represents the amount of common stock owned by Juneau Exploration, LP. Read SEC document |
| October 23, 2017 Filed Dec 15, 2017 14:09 UTC |
Reiman Scott J.10% owner · Member of 10% owner group
Hexagon, LLC10% owner · Member of 10% owner group
|
PurchaseCommon Stock | 11,280 | $19.00 | $214,320.00 |
DisclosureSEC source: 0001235110-17-000024 · edgar.xml · nonDerivative · entry 2 Reiman Scott J. · CIK 0001532446 · 10% owner · Member of 10% owner group Hexagon, LLC · CIK 0001532688 · 10% owner · Member of 10% owner group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Labyrinth Enterprises, LLC Disclosed balance after: 94,614 Read SEC document |
| October 23, 2017 Filed Dec 15, 2017 14:09 UTC |
Reiman Scott J.10% owner · Member of 10% owner group
Hexagon, LLC10% owner · Member of 10% owner group
|
PurchaseCommon Stock | 67,670 | $19.00 | $1,285,730.00 |
DisclosureSEC source: 0001235110-17-000024 · edgar.xml · nonDerivative · entry 1 Reiman Scott J. · CIK 0001532446 · 10% owner · Member of 10% owner group Hexagon, LLC · CIK 0001532688 · 10% owner · Member of 10% owner group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Hexagon, LLC Disclosed balance after: 567,670 Read SEC document |
| May 23, 2017 Filed May 23, 2017 21:09 UTC |
JUNEAU JOHN BDirector · President and CEO
|
GiftCommon Stock, par value $0.01 | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-021973 · doc1.xml · nonDerivative · entry 1 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,898 F1 · price: The shares disposition was a charitable donation. Read SEC document |
| May 01, 2017 Filed May 3, 2017 18:51 UTC |
Estate of Kenneth R. Peak10% owner
|
OtherCommon Stock, par value $0.01 | 788,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-024306 · v466072_4.xml · nonDerivative · entry 1 Estate of Kenneth R. Peak · CIK 0001576009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The Estate of Kenneth R. Peak transferred all of its shares to the Kenneth R. Peak Marital Trust on May 1, 2017. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 20:08 UTC |
JUNEAU JOHN BDirector · President and CEO
|
GiftCommon Stock, par value $0.01 | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-017340 · doc1.xml · nonDerivative · entry 1 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,898 F1 · price: The shares disposition was a charitable donation. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 21:00 UTC |
JUNEAU JOHN BDirector · President and CEO · 10% owner
|
GiftCommon Stock, par value $0.01 | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-014210 · doc1.xml · nonDerivative · entry 1 JUNEAU JOHN B · CIK 0001182585 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,898 F1 · price: The shares disposition was a charitable donation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.