Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2024 Filed Mar 7, 2024 16:14 UTC |
Wheeler L. AllenDirector
|
GrantNon-qualified stock option (right to buy) · Derivative | 155,630 | $0.00 Strike: $0.06 | $0.00 |
DisclosureSEC source: 0001999371-24-003258 · wheeler-form4_030724.xml · derivative · entry 1 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,630 Underlying: COMMON STOCK · 155,630 shares Expires 2034-03-04 F1 · derivative.exercise_date: On each of March 5, 2025 and March 5, 2026, an aggregate of 51,877 shares vest. On March 5, 2027, the remaining 51,876 shares vest. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:16 UTC |
WHITE DAVID RICHARDDirector
|
GrantNon-qualified stock option (right to buy) · Derivative | 155,630 | $0.00 Strike: $0.06 | $0.00 |
DisclosureSEC source: 0001999371-24-003259 · white-form4_030724.xml · derivative · entry 1 WHITE DAVID RICHARD · CIK 0001603623 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,630 Underlying: COMMON STOCK · 155,630 shares Expires 2034-03-04 F1 · derivative.exercise_date: On each of March 5, 2025 and March 5, 2026, an aggregate of 51,877 shares vest. On March 5 , 2027, the remaining 51,876 shares vest. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:13 UTC |
Thompson Jason TDirector
|
GrantNon-qualified stock option (right to buy) · Derivative | 155,630 | $0.00 Strike: $0.06 | $0.00 |
DisclosureSEC source: 0001999371-24-003257 · thompson-form4_030724.xml · derivative · entry 1 Thompson Jason T · CIK 0001588061 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,630 Underlying: COMMON STOCK · 155,630 shares Expires 2034-03-04 F1 · derivative.exercise_date: On each of March 5, 2025 and March 5, 2026, an aggregate of 51,877 shares vest. On March 5, 2027, the remaining 51,876 shares vest. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:11 UTC |
McRee Sandra KChief Operating Officer
|
GrantNon-qualified stock option (right to buy) · Derivative | 8,902,113 | $0.00 Strike: $0.06 | $0.00 |
DisclosureSEC source: 0001999371-24-003256 · mcree-form4_030724.xml · derivative · entry 1 McRee Sandra K · CIK 0001588618 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,902,133 Underlying: COMMON STOCK · 8,902,113 shares Expires 2034-03-04 F1 · derivative.exercise_date: On each of March 5, 2025, March 5, 2026 and March 5, 2027, an aggregate of 2,967,371 shares vest. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:10 UTC |
HIGGINS JAMES RDirector
|
GrantNon-qualified stock option (right to buy) · Derivative | 155,630 | $0.00 Strike: $0.06 | $0.00 |
DisclosureSEC source: 0001999371-24-003255 · higgins-form4_030724.xml · derivative · entry 1 HIGGINS JAMES R · CIK 0001606619 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,630 Underlying: COMMON STOCK · 155,630 shares Expires 2034-03-04 F1 · derivative.exercise_date: On each of March 5, 2025 and March 5, 2026, an aggregate of 51,877 shares vest. On March 5 , 2027, the remaining 51,876 shares vest. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:09 UTC |
EPSTEIN STEVEN BDirector
|
GrantNon-qualified stock option (right to buy) · Derivative | 155,630 | $0.00 Strike: $0.06 | $0.00 |
DisclosureSEC source: 0001999371-24-003254 · epstein-form4_030724.xml · derivative · entry 1 EPSTEIN STEVEN B · CIK 0001276619 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,630 Underlying: COMMON STOCK · 155,630 shares Expires 2034-03-04 F1 · derivative.exercise_date: On each of March 5, 2025 and March 5, 2026, an aggregate of 51,877 shares vest. On March 5 , 2027, the remaining 51,876 shares vest. Read SEC document |
| May 24, 2023 Filed May 26, 2023 16:02 UTC |
HealthCor Associates, LLCDirector · 10% owner
HealthCor Group, LLCDirector · 10% owner
HealthCor Hybrid Offshore GP, LLCDirector · 10% owner
HealthCor Hybrid Offshore Master Fund, L.P.Director · 10% owner
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners Fund LPDirector · 10% owner
HealthCor Partners LPDirector · 10% owner
HealthCor Partners Management GP, LLCDirector · 10% owner
HealthCor Partners Management LPDirector · 10% owner
|
ConversionSenior Secured Convertible Note due 2023 · Derivative | Not disclosed | $0.00 Strike: $0.10 | $9,348,500.00 |
DisclosureSEC source: 0001062993-23-012295 · form4.xml · derivative · entry 4 HealthCor Associates, LLC · CIK 0001409305 · Director · 10% owner HealthCor Group, LLC · CIK 0001409307 · Director · 10% owner HealthCor Hybrid Offshore GP, LLC · CIK 0001454849 · Director · 10% owner HealthCor Hybrid Offshore Master Fund, L.P. · CIK 0001454850 · Director · 10% owner HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners Fund LP · CIK 0001408660 · Director · 10% owner HealthCor Partners LP · CIK 0001519456 · Director · 10% owner HealthCor Partners Management GP, LLC · CIK 0001519463 · Director · 10% owner HealthCor Partners Management LP · CIK 0001519462 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Hybrid Fund Disclosed balance after: Not disclosed Underlying: Common Stock · 93,485,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: HealthCor Hybrid Offshore Master Fund, L.P. ("Hybrid Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Hybrid Offshore GP, LLC ("Offshore GP") serves as its general partner and HealthCor Group, LLC ("Group") serves as the general partner of Offshore GP. HealthCor Management, L.P. serves as the investment manager to Hybrid Fund and HealthCor Associates, LLC ("Associates") serves as the general partner to HealthCor Management, L.P. Arthur Cohen and Joseph Healey are managing members of Associates and Group. Each reporting person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Read SEC document |
| May 24, 2023 Filed May 26, 2023 16:02 UTC |
HealthCor Associates, LLCDirector · 10% owner
HealthCor Group, LLCDirector · 10% owner
HealthCor Hybrid Offshore GP, LLCDirector · 10% owner
HealthCor Hybrid Offshore Master Fund, L.P.Director · 10% owner
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners Fund LPDirector · 10% owner
HealthCor Partners LPDirector · 10% owner
HealthCor Partners Management GP, LLCDirector · 10% owner
HealthCor Partners Management LPDirector · 10% owner
|
ConversionSenior Secured Convertible Note due 2023 · Derivative | Not disclosed | $0.00 Strike: $0.10 | $8,651,500.00 |
DisclosureSEC source: 0001062993-23-012295 · form4.xml · derivative · entry 3 HealthCor Associates, LLC · CIK 0001409305 · Director · 10% owner HealthCor Group, LLC · CIK 0001409307 · Director · 10% owner HealthCor Hybrid Offshore GP, LLC · CIK 0001454849 · Director · 10% owner HealthCor Hybrid Offshore Master Fund, L.P. · CIK 0001454850 · Director · 10% owner HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners Fund LP · CIK 0001408660 · Director · 10% owner HealthCor Partners LP · CIK 0001519456 · Director · 10% owner HealthCor Partners Management GP, LLC · CIK 0001519463 · Director · 10% owner HealthCor Partners Management LP · CIK 0001519462 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By HCP Fund Disclosed balance after: Not disclosed Underlying: Common Stock · 86,515,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: HealthCor Partners Fund, L.P. ("HCP Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Partners L.P. serves as its general partner and HealthCor Partners GP, LLC ("HCPGP") serves as the general partner of HealthCor Partners L.P. HealthCor Partners Management, L.P. serves as the investment manager to HCP Fund and HealthCor Partners Management GP, LLC ("HCPMGP") serves as the general partner to HealthCor Partners Management, L.P. Jeffrey C. Lightcap, Arthur Cohen and Joseph Healey are managing members of HCPMGP and HCPGP. Each person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Mr. Lightcap was appointed a director of the issuer in connection with the initial investment. Read SEC document |
| May 24, 2023 Filed May 26, 2023 16:02 UTC |
HealthCor Associates, LLCDirector · 10% owner
HealthCor Group, LLCDirector · 10% owner
HealthCor Hybrid Offshore GP, LLCDirector · 10% owner
HealthCor Hybrid Offshore Master Fund, L.P.Director · 10% owner
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners Fund LPDirector · 10% owner
HealthCor Partners LPDirector · 10% owner
HealthCor Partners Management GP, LLCDirector · 10% owner
HealthCor Partners Management LPDirector · 10% owner
|
ConversionCommon Stock | 93,485,000 | $0.10 | $9,348,500.00 |
DisclosureSEC source: 0001062993-23-012295 · form4.xml · nonDerivative · entry 2 HealthCor Associates, LLC · CIK 0001409305 · Director · 10% owner HealthCor Group, LLC · CIK 0001409307 · Director · 10% owner HealthCor Hybrid Offshore GP, LLC · CIK 0001454849 · Director · 10% owner HealthCor Hybrid Offshore Master Fund, L.P. · CIK 0001454850 · Director · 10% owner HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners Fund LP · CIK 0001408660 · Director · 10% owner HealthCor Partners LP · CIK 0001519456 · Director · 10% owner HealthCor Partners Management GP, LLC · CIK 0001519463 · Director · 10% owner HealthCor Partners Management LP · CIK 0001519462 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Hybrid Fund Disclosed balance after: 186,970,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: HealthCor Hybrid Offshore Master Fund, L.P. ("Hybrid Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Hybrid Offshore GP, LLC ("Offshore GP") serves as its general partner and HealthCor Group, LLC ("Group") serves as the general partner of Offshore GP. HealthCor Management, L.P. serves as the investment manager to Hybrid Fund and HealthCor Associates, LLC ("Associates") serves as the general partner to HealthCor Management, L.P. Arthur Cohen and Joseph Healey are managing members of Associates and Group. Each reporting person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Read SEC document |
| May 24, 2023 Filed May 26, 2023 16:02 UTC |
HealthCor Associates, LLCDirector · 10% owner
HealthCor Group, LLCDirector · 10% owner
HealthCor Hybrid Offshore GP, LLCDirector · 10% owner
HealthCor Hybrid Offshore Master Fund, L.P.Director · 10% owner
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners Fund LPDirector · 10% owner
HealthCor Partners LPDirector · 10% owner
HealthCor Partners Management GP, LLCDirector · 10% owner
HealthCor Partners Management LPDirector · 10% owner
|
ConversionCommon Stock | 86,515,000 | $0.10 | $8,651,500.00 |
DisclosureSEC source: 0001062993-23-012295 · form4.xml · nonDerivative · entry 1 HealthCor Associates, LLC · CIK 0001409305 · Director · 10% owner HealthCor Group, LLC · CIK 0001409307 · Director · 10% owner HealthCor Hybrid Offshore GP, LLC · CIK 0001454849 · Director · 10% owner HealthCor Hybrid Offshore Master Fund, L.P. · CIK 0001454850 · Director · 10% owner HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners Fund LP · CIK 0001408660 · Director · 10% owner HealthCor Partners LP · CIK 0001519456 · Director · 10% owner HealthCor Partners Management GP, LLC · CIK 0001519463 · Director · 10% owner HealthCor Partners Management LP · CIK 0001519462 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By HCP Fund Disclosed balance after: 173,030,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: HealthCor Partners Fund, L.P. ("HCP Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Partners L.P. serves as its general partner and HealthCor Partners GP, LLC ("HCPGP") serves as the general partner of HealthCor Partners L.P. HealthCor Partners Management, L.P. serves as the investment manager to HCP Fund and HealthCor Partners Management GP, LLC ("HCPMGP") serves as the general partner to HealthCor Partners Management, L.P. Jeffrey C. Lightcap, Arthur Cohen and Joseph Healey are managing members of HCPMGP and HCPGP. Each person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Mr. Lightcap was appointed a director of the issuer in connection with the initial investment. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:03 UTC |
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners GP, LLCDirector · 10% owner
Lightcap Jeffrey CDirector · 10% owner
Cohen Arthur BruceDirector · 10% owner
Healey Joseph PatrickDirector · 10% owner
|
ConversionSenior Secured Convertible Note due 2023 · Derivative | Not disclosed | $0.00 Strike: $0.10 | $9,348,500.00 |
DisclosureSEC source: 0001062993-23-012296 · form4.xml · derivative · entry 4 HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners GP, LLC · CIK 0001519460 · Director · 10% owner Lightcap Jeffrey C · CIK 0001519465 · Director · 10% owner Cohen Arthur Bruce · CIK 0001343780 · Director · 10% owner Healey Joseph Patrick · CIK 0001343779 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Hybrid Fund Disclosed balance after: Not disclosed Underlying: Common Stock · 93,485,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: HealthCor Hybrid Offshore Master Fund, L.P. ("Hybrid Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Hybrid Offshore GP, LLC ("Offshore GP") serves as its general partner and HealthCor Group, LLC ("Group") serves as the general partner of Offshore GP. HealthCor Management, L.P. serves as the investment manager to Hybrid Fund and HealthCor Associates, LLC ("Associates") serves as the general partner to HealthCor Management, L.P. Arthur Cohen and Joseph Healey are managing members of Associates and Group. Each reporting person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:03 UTC |
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners GP, LLCDirector · 10% owner
Lightcap Jeffrey CDirector · 10% owner
Cohen Arthur BruceDirector · 10% owner
Healey Joseph PatrickDirector · 10% owner
|
ConversionSenior Secured Convertible Note due 2023 · Derivative | Not disclosed | $0.00 Strike: $0.10 | $8,651,500.00 |
DisclosureSEC source: 0001062993-23-012296 · form4.xml · derivative · entry 3 HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners GP, LLC · CIK 0001519460 · Director · 10% owner Lightcap Jeffrey C · CIK 0001519465 · Director · 10% owner Cohen Arthur Bruce · CIK 0001343780 · Director · 10% owner Healey Joseph Patrick · CIK 0001343779 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By HCP Fund Disclosed balance after: Not disclosed Underlying: Common Stock · 86,515,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: HealthCor Partners Fund, L.P. ("HCP Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Partners L.P. serves as its general partner and HealthCor Partners GP, LLC ("HCPGP") serves as the general partner of HealthCor Partners L.P. HealthCor Partners Management, L.P. serves as the investment manager to HCP Fund and HealthCor Partners Management GP, LLC ("HCPMGP") serves as the general partner to HealthCor Partners Management, L.P. Jeffrey C. Lightcap, Arthur Cohen and Joseph Healey are managing members of HCPMGP and HCPGP. Each person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Mr. Lightcap was appointed a director of the issuer in connection with the initial investment. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:03 UTC |
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners GP, LLCDirector · 10% owner
Lightcap Jeffrey CDirector · 10% owner
Cohen Arthur BruceDirector · 10% owner
Healey Joseph PatrickDirector · 10% owner
|
ConversionCommon Stock | 93,485,000 | $0.10 | $9,348,500.00 |
DisclosureSEC source: 0001062993-23-012296 · form4.xml · nonDerivative · entry 2 HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners GP, LLC · CIK 0001519460 · Director · 10% owner Lightcap Jeffrey C · CIK 0001519465 · Director · 10% owner Cohen Arthur Bruce · CIK 0001343780 · Director · 10% owner Healey Joseph Patrick · CIK 0001343779 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Hybrid Fund Disclosed balance after: 186,970,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: HealthCor Hybrid Offshore Master Fund, L.P. ("Hybrid Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Hybrid Offshore GP, LLC ("Offshore GP") serves as its general partner and HealthCor Group, LLC ("Group") serves as the general partner of Offshore GP. HealthCor Management, L.P. serves as the investment manager to Hybrid Fund and HealthCor Associates, LLC ("Associates") serves as the general partner to HealthCor Management, L.P. Arthur Cohen and Joseph Healey are managing members of Associates and Group. Each reporting person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:03 UTC |
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners GP, LLCDirector · 10% owner
Lightcap Jeffrey CDirector · 10% owner
Cohen Arthur BruceDirector · 10% owner
Healey Joseph PatrickDirector · 10% owner
|
ConversionCommon Stock | 86,515,000 | $0.10 | $8,651,500.00 |
DisclosureSEC source: 0001062993-23-012296 · form4.xml · nonDerivative · entry 1 HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners GP, LLC · CIK 0001519460 · Director · 10% owner Lightcap Jeffrey C · CIK 0001519465 · Director · 10% owner Cohen Arthur Bruce · CIK 0001343780 · Director · 10% owner Healey Joseph Patrick · CIK 0001343779 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By HCP Fund Disclosed balance after: 173,030,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: HealthCor Partners Fund, L.P. ("HCP Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Partners L.P. serves as its general partner and HealthCor Partners GP, LLC ("HCPGP") serves as the general partner of HealthCor Partners L.P. HealthCor Partners Management, L.P. serves as the investment manager to HCP Fund and HealthCor Partners Management GP, LLC ("HCPMGP") serves as the general partner to HealthCor Partners Management, L.P. Jeffrey C. Lightcap, Arthur Cohen and Joseph Healey are managing members of HCPMGP and HCPGP. Each person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Mr. Lightcap was appointed a director of the issuer in connection with the initial investment. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 16:19 UTC |
Wheeler L. AllenDirector
|
ConversionReplacement Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $800,000.00 |
DisclosureSEC source: 0001387131-23-004294 · wheeler-form4_033023.xml · derivative · entry 3 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: See footnote 1. F2 · derivative.exercise_date: The Replacement Note was convertible immediately after issuance. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 16:19 UTC |
Wheeler L. AllenDirector
|
Exercise / conversionCommon Stock | 800,000 | $0.10 | $80,000.00 |
DisclosureSEC source: 0001387131-23-004294 · wheeler-form4_033023.xml · nonDerivative · entry 1 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,374,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 30, 2023, the Reporting Person converted a Replacement Note dated December 30, 2022 for $800,000 into 8,000,000 shares of the Company's Common Stock at a conversion price of $0.10 per share. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 16:23 UTC |
Johnson Steven G.Director · President/CEO
|
ConversionReplacement Note · Derivative | 1,750,000 | Not disclosed Strike: $0.10 | Not disclosed |
DisclosureSEC source: 0001387131-23-004298 · johnson-form4_033023.xml · derivative · entry 3 Johnson Steven G. · CIK 0001495505 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,500,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: See footnote 1. F2 · derivative.exercise_date: The Replacement Note was convertible immediately after issuance. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 16:23 UTC |
Johnson Steven G.Director · President/CEO
|
Exercise / conversionCommon Stock | 17,500,000 | $0.10 | $1,750,000.00 |
DisclosureSEC source: 0001387131-23-004298 · johnson-form4_033023.xml · nonDerivative · entry 1 Johnson Steven G. · CIK 0001495505 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,208,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 30, 2023, the Reporting Person converted a Replacement Note dated December 30, 2022 for $1,750,000 into 17,500,000 shares of the Company's Common Stock at a conversion price of $0.10 per share. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:22 UTC |
McRee Sandra KChief Operating Officer
|
ConversionReplacement Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $200,000.00 |
DisclosureSEC source: 0001387131-23-004297 · mcree-form4_033023.xml · derivative · entry 4 McRee Sandra K · CIK 0001588618 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Sandra McRee IRA Disclosed balance after: 0 Underlying: Common Stock · 2,000,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: See footnote 1. F2 · derivative.exercise_date: The Replacement Note was convertible immediately after issuance. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:22 UTC |
McRee Sandra KChief Operating Officer
|
ConversionReplacement Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $100,000.00 |
DisclosureSEC source: 0001387131-23-004297 · mcree-form4_033023.xml · derivative · entry 3 McRee Sandra K · CIK 0001588618 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: See footnote 1. F2 · derivative.exercise_date: The Replacement Note was convertible immediately after issuance. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:22 UTC |
McRee Sandra KChief Operating Officer
|
Exercise / conversionCommon Stock | 2,000,000 | $0.10 | $200,000.00 |
DisclosureSEC source: 0001387131-23-004297 · mcree-form4_033023.xml · nonDerivative · entry 2 McRee Sandra K · CIK 0001588618 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Sandra McRee IRA Disclosed balance after: 2,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 30, 2023, the Reporting Persons converted a Replacement Note dated December 30, 2022 for $100,000 into 1,000,000 shares of the Company's Common Stock at a conversion price of $0.10 per share. The Reporting Person, through Sandra McRee IRA, converted a Replacement Note dated December 30, 2022 for $200,000 into 2,000,000 shares of the Company's Common Stock at a conversion price of $0.10 per share. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:22 UTC |
McRee Sandra KChief Operating Officer
|
Exercise / conversionCommon Stock | 1,000,000 | $0.10 | $100,000.00 |
DisclosureSEC source: 0001387131-23-004297 · mcree-form4_033023.xml · nonDerivative · entry 1 McRee Sandra K · CIK 0001588618 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,750,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 30, 2023, the Reporting Persons converted a Replacement Note dated December 30, 2022 for $100,000 into 1,000,000 shares of the Company's Common Stock at a conversion price of $0.10 per share. The Reporting Person, through Sandra McRee IRA, converted a Replacement Note dated December 30, 2022 for $200,000 into 2,000,000 shares of the Company's Common Stock at a conversion price of $0.10 per share. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:21 UTC |
Lightcap Jeffrey CDirector
|
ConversionReplacement Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $700,000.00 |
DisclosureSEC source: 0001387131-23-004296 · lightcap-form4_033023.xml · derivative · entry 4 Lightcap Jeffrey C · CIK 0001519465 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 7,000,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: See footnote 1. F3 · derivative.exercise_date: The Replacement Note was convertible immediately after issuance. F2 · ownership.nature: Shares held by PENSCO Trust Company, LLC, not in corporate capacity but solely as Custodian for Individual Retirement Account of Jeffrey C. Lightcap. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:21 UTC |
Lightcap Jeffrey CDirector
|
ConversionReplacement Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $650,000.00 |
DisclosureSEC source: 0001387131-23-004296 · lightcap-form4_033023.xml · derivative · entry 3 Lightcap Jeffrey C · CIK 0001519465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,500,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: See footnote 1. F3 · derivative.exercise_date: The Replacement Note was convertible immediately after issuance. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:21 UTC |
Lightcap Jeffrey CDirector
|
Exercise / conversionCommon Stock | 7,000,000 | $0.10 | $700,000.00 |
DisclosureSEC source: 0001387131-23-004296 · lightcap-form4_033023.xml · nonDerivative · entry 2 Lightcap Jeffrey C · CIK 0001519465 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 30, 2023, the Reporting Persons converted Replacement Notes dated December 30, 2022 for an aggregate of $1,750,000 into an aggregate of 17,500,000 shares of the Company's Common Stock at a conversion price of $0.10 per share. F2 · ownership.nature: Shares held by PENSCO Trust Company, LLC, not in corporate capacity but solely as Custodian for Individual Retirement Account of Jeffrey C. Lightcap. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:21 UTC |
Lightcap Jeffrey CDirector
|
Exercise / conversionCommon Stock | 6,500,000 | $0.10 | $650,000.00 |
DisclosureSEC source: 0001387131-23-004296 · lightcap-form4_033023.xml · nonDerivative · entry 1 Lightcap Jeffrey C · CIK 0001519465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 30, 2023, the Reporting Persons converted Replacement Notes dated December 30, 2022 for an aggregate of $1,750,000 into an aggregate of 17,500,000 shares of the Company's Common Stock at a conversion price of $0.10 per share. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:20 UTC |
Thompson Jason TDirector
|
ConversionReplacement Note · Derivative | 130,000 | Not disclosed Strike: $0.10 | Not disclosed |
DisclosureSEC source: 0001387131-23-004295 · thompson-form4_033023.xml · derivative · entry 4 Thompson Jason T · CIK 0001588061 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,300,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: See footnote 1. F3 · derivative.exercise_date: The Replacement Note was convertible immediately after issuance. F2 · ownership.nature: Shares held by Thompson Family Investments, LLC for which Mr. Thompson is the sole manager. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:20 UTC |
Thompson Jason TDirector
|
ConversionReplacement Note · Derivative | 150,000 | Not disclosed Strike: $0.10 | Not disclosed |
DisclosureSEC source: 0001387131-23-004295 · thompson-form4_033023.xml · derivative · entry 3 Thompson Jason T · CIK 0001588061 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: See footnote 1. F3 · derivative.exercise_date: The Replacement Note was convertible immediately after issuance. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:20 UTC |
Thompson Jason TDirector
|
Exercise / conversionCommon Stock | 1,300,000 | $0.10 | $130,000.00 |
DisclosureSEC source: 0001387131-23-004295 · thompson-form4_033023.xml · nonDerivative · entry 2 Thompson Jason T · CIK 0001588061 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,300,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 30, 2023, the Reporting Person(s) converted Replacement Notes dated December 30, 2022 for $150,000 and $130,000, respectively, into 1,500,000 and 1,300,000 shares, respectively, of the Company's Common Stock at a conversion price of $0.10 per share. F2 · ownership.nature: Shares held by Thompson Family Investments, LLC for which Mr. Thompson is the sole manager. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:20 UTC |
Thompson Jason TDirector
|
Exercise / conversionCommon Stock | 1,500,000 | $0.10 | $150,000.00 |
DisclosureSEC source: 0001387131-23-004295 · thompson-form4_033023.xml · nonDerivative · entry 1 Thompson Jason T · CIK 0001588061 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,037,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 30, 2023, the Reporting Person(s) converted Replacement Notes dated December 30, 2022 for $150,000 and $130,000, respectively, into 1,500,000 and 1,300,000 shares, respectively, of the Company's Common Stock at a conversion price of $0.10 per share. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:14 UTC |
HIGGINS JAMES RDirector
|
ConversionReplacement Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $1,200,000.00 |
DisclosureSEC source: 0001387131-23-004293 · higgins-form4_033023.xml · derivative · entry 4 HIGGINS JAMES R · CIK 0001606619 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: See footnote 1. F4 · derivative.exercise_date: The Replacement Note was convertible immediately after issuance. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:14 UTC |
HIGGINS JAMES RDirector
|
Exercise / conversionCommon Stock | 12,000,000 | $0.10 | $1,200,000.00 |
DisclosureSEC source: 0001387131-23-004293 · higgins-form4_033023.xml · nonDerivative · entry 1 HIGGINS JAMES R · CIK 0001606619 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,231,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 30, 2023, the Reporting Person converted a Replacement Note dated December 30, 2022 for $1,200,000 into 12,000,000 shares of the Company's Common Stock at a conversion price of $0.10 per share. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:13 UTC |
EPSTEIN STEVEN BDirector
|
ConversionReplacement Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $250,000.00 |
DisclosureSEC source: 0001387131-23-004292 · epstein-form4_033023.xml · derivative · entry 5 EPSTEIN STEVEN B · CIK 0001276619 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,500,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: See footnote 1. F4 · derivative.exercise_date: The Replacement Note was convertible immediately after issuance. F2 · ownership.nature: Shares held by Steven and Deborah L. Epstein. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:13 UTC |
EPSTEIN STEVEN BDirector
|
ConversionReplacement Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $150,000.00 |
DisclosureSEC source: 0001387131-23-004292 · epstein-form4_033023.xml · derivative · entry 4 EPSTEIN STEVEN B · CIK 0001276619 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: See footnote 1. F4 · derivative.exercise_date: The Replacement Note was convertible immediately after issuance. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:13 UTC |
EPSTEIN STEVEN BDirector
|
Exercise / conversionCommon Stock | 2,500,000 | $0.10 | $250,000.00 |
DisclosureSEC source: 0001387131-23-004292 · epstein-form4_033023.xml · nonDerivative · entry 2 EPSTEIN STEVEN B · CIK 0001276619 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 30, 2023, the Reporting Person(s) converted Replacement Notes dated December 30, 2022 for $150,000 and $250,000, respectively, into 1,500,000 and 2,500,000 shares, respectively, of the Company's Common Stock at a conversion price of $0.10 per share. F2 · ownership.nature: Shares held by Steven and Deborah L. Epstein. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 20:13 UTC |
EPSTEIN STEVEN BDirector
|
Exercise / conversionCommon Stock | 1,500,000 | $0.10 | $150,000.00 |
DisclosureSEC source: 0001387131-23-004292 · epstein-form4_033023.xml · nonDerivative · entry 1 EPSTEIN STEVEN B · CIK 0001276619 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,780,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 30, 2023, the Reporting Person(s) converted Replacement Notes dated December 30, 2022 for $150,000 and $250,000, respectively, into 1,500,000 and 2,500,000 shares, respectively, of the Company's Common Stock at a conversion price of $0.10 per share. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 06:04 UTC |
HealthCor Associates, LLCDirector · 10% owner
HealthCor Group, LLCDirector · 10% owner
HealthCor Hybrid Offshore GP, LLCDirector · 10% owner
HealthCor Hybrid Offshore Master Fund, L.P.Director · 10% owner
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners Fund LPDirector · 10% owner
HealthCor Partners LPDirector · 10% owner
HealthCor Partners Management GP, LLCDirector · 10% owner
HealthCor Partners Management LPDirector · 10% owner
|
ConversionSenior Secured Convertible Note due 2023 · Derivative | Not disclosed | $0.00 Strike: $0.10 | $600,000.00 |
DisclosureSEC source: 0001062993-23-008384 · form4.xml · derivative · entry 12 HealthCor Associates, LLC · CIK 0001409305 · Director · 10% owner HealthCor Group, LLC · CIK 0001409307 · Director · 10% owner HealthCor Hybrid Offshore GP, LLC · CIK 0001454849 · Director · 10% owner HealthCor Hybrid Offshore Master Fund, L.P. · CIK 0001454850 · Director · 10% owner HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners Fund LP · CIK 0001408660 · Director · 10% owner HealthCor Partners LP · CIK 0001519456 · Director · 10% owner HealthCor Partners Management GP, LLC · CIK 0001519463 · Director · 10% owner HealthCor Partners Management LP · CIK 0001519462 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Joseph Healey Disclosed balance after: Not disclosed Underlying: Common Stock · 6,000,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 06:04 UTC |
HealthCor Associates, LLCDirector · 10% owner
HealthCor Group, LLCDirector · 10% owner
HealthCor Hybrid Offshore GP, LLCDirector · 10% owner
HealthCor Hybrid Offshore Master Fund, L.P.Director · 10% owner
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners Fund LPDirector · 10% owner
HealthCor Partners LPDirector · 10% owner
HealthCor Partners Management GP, LLCDirector · 10% owner
HealthCor Partners Management LPDirector · 10% owner
|
ConversionSenior Secured Convertible Note due 2023 · Derivative | Not disclosed | $0.00 Strike: $0.10 | $814,166.00 |
DisclosureSEC source: 0001062993-23-008384 · form4.xml · derivative · entry 11 HealthCor Associates, LLC · CIK 0001409305 · Director · 10% owner HealthCor Group, LLC · CIK 0001409307 · Director · 10% owner HealthCor Hybrid Offshore GP, LLC · CIK 0001454849 · Director · 10% owner HealthCor Hybrid Offshore Master Fund, L.P. · CIK 0001454850 · Director · 10% owner HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners Fund LP · CIK 0001408660 · Director · 10% owner HealthCor Partners LP · CIK 0001519456 · Director · 10% owner HealthCor Partners Management GP, LLC · CIK 0001519463 · Director · 10% owner HealthCor Partners Management LP · CIK 0001519462 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Arthur Cohen Disclosed balance after: Not disclosed Underlying: Common Stock · 8,141,660 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 06:04 UTC |
HealthCor Associates, LLCDirector · 10% owner
HealthCor Group, LLCDirector · 10% owner
HealthCor Hybrid Offshore GP, LLCDirector · 10% owner
HealthCor Hybrid Offshore Master Fund, L.P.Director · 10% owner
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners Fund LPDirector · 10% owner
HealthCor Partners LPDirector · 10% owner
HealthCor Partners Management GP, LLCDirector · 10% owner
HealthCor Partners Management LPDirector · 10% owner
|
ConversionSenior Secured Convertible Note due 2023 · Derivative | Not disclosed | $0.00 Strike: $0.10 | $700,000.00 |
DisclosureSEC source: 0001062993-23-008384 · form4.xml · derivative · entry 10 HealthCor Associates, LLC · CIK 0001409305 · Director · 10% owner HealthCor Group, LLC · CIK 0001409307 · Director · 10% owner HealthCor Hybrid Offshore GP, LLC · CIK 0001454849 · Director · 10% owner HealthCor Hybrid Offshore Master Fund, L.P. · CIK 0001454850 · Director · 10% owner HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners Fund LP · CIK 0001408660 · Director · 10% owner HealthCor Partners LP · CIK 0001519456 · Director · 10% owner HealthCor Partners Management GP, LLC · CIK 0001519463 · Director · 10% owner HealthCor Partners Management LP · CIK 0001519462 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Jeffrey Lightcap IRA Disclosed balance after: Not disclosed Underlying: Common Stock · 7,000,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 06:04 UTC |
HealthCor Associates, LLCDirector · 10% owner
HealthCor Group, LLCDirector · 10% owner
HealthCor Hybrid Offshore GP, LLCDirector · 10% owner
HealthCor Hybrid Offshore Master Fund, L.P.Director · 10% owner
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners Fund LPDirector · 10% owner
HealthCor Partners LPDirector · 10% owner
HealthCor Partners Management GP, LLCDirector · 10% owner
HealthCor Partners Management LPDirector · 10% owner
|
ConversionSenior Secured Convertible Note due 2023 · Derivative | Not disclosed | $0.00 Strike: $0.10 | $650,000.00 |
DisclosureSEC source: 0001062993-23-008384 · form4.xml · derivative · entry 9 HealthCor Associates, LLC · CIK 0001409305 · Director · 10% owner HealthCor Group, LLC · CIK 0001409307 · Director · 10% owner HealthCor Hybrid Offshore GP, LLC · CIK 0001454849 · Director · 10% owner HealthCor Hybrid Offshore Master Fund, L.P. · CIK 0001454850 · Director · 10% owner HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners Fund LP · CIK 0001408660 · Director · 10% owner HealthCor Partners LP · CIK 0001519456 · Director · 10% owner HealthCor Partners Management GP, LLC · CIK 0001519463 · Director · 10% owner HealthCor Partners Management LP · CIK 0001519462 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Jeffrey Lightcap Disclosed balance after: Not disclosed Underlying: Common Stock · 6,500,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 06:04 UTC |
HealthCor Associates, LLCDirector · 10% owner
HealthCor Group, LLCDirector · 10% owner
HealthCor Hybrid Offshore GP, LLCDirector · 10% owner
HealthCor Hybrid Offshore Master Fund, L.P.Director · 10% owner
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners Fund LPDirector · 10% owner
HealthCor Partners LPDirector · 10% owner
HealthCor Partners Management GP, LLCDirector · 10% owner
HealthCor Partners Management LPDirector · 10% owner
|
ConversionSenior Secured Convertible Note due 2023 · Derivative | Not disclosed | $0.00 Strike: $0.10 | $9,348,500.00 |
DisclosureSEC source: 0001062993-23-008384 · form4.xml · derivative · entry 8 HealthCor Associates, LLC · CIK 0001409305 · Director · 10% owner HealthCor Group, LLC · CIK 0001409307 · Director · 10% owner HealthCor Hybrid Offshore GP, LLC · CIK 0001454849 · Director · 10% owner HealthCor Hybrid Offshore Master Fund, L.P. · CIK 0001454850 · Director · 10% owner HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners Fund LP · CIK 0001408660 · Director · 10% owner HealthCor Partners LP · CIK 0001519456 · Director · 10% owner HealthCor Partners Management GP, LLC · CIK 0001519463 · Director · 10% owner HealthCor Partners Management LP · CIK 0001519462 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Hybrid Fund Disclosed balance after: Not disclosed Underlying: Common Stock · 93,485,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: HealthCor Hybrid Offshore Master Fund, L.P. ("Hybrid Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Hybrid Offshore GP, LLC ("Offshore GP") serves as its general partner and HealthCor Group, LLC ("Group") serves as the general partner of Offshore GP. HealthCor Management, L.P. serves as the investment manager to Hybrid Fund and HealthCor Associates, LLC ("Associates") serves as the general partner to HealthCor Management, L.P. Arthur Cohen and Joseph Healey are managing members of Associates and Group. Each reporting person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 06:04 UTC |
HealthCor Associates, LLCDirector · 10% owner
HealthCor Group, LLCDirector · 10% owner
HealthCor Hybrid Offshore GP, LLCDirector · 10% owner
HealthCor Hybrid Offshore Master Fund, L.P.Director · 10% owner
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners Fund LPDirector · 10% owner
HealthCor Partners LPDirector · 10% owner
HealthCor Partners Management GP, LLCDirector · 10% owner
HealthCor Partners Management LPDirector · 10% owner
|
ConversionSenior Secured Convertible Note due 2023 · Derivative | Not disclosed | $0.00 Strike: $0.10 | $8,651,500.00 |
DisclosureSEC source: 0001062993-23-008384 · form4.xml · derivative · entry 7 HealthCor Associates, LLC · CIK 0001409305 · Director · 10% owner HealthCor Group, LLC · CIK 0001409307 · Director · 10% owner HealthCor Hybrid Offshore GP, LLC · CIK 0001454849 · Director · 10% owner HealthCor Hybrid Offshore Master Fund, L.P. · CIK 0001454850 · Director · 10% owner HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners Fund LP · CIK 0001408660 · Director · 10% owner HealthCor Partners LP · CIK 0001519456 · Director · 10% owner HealthCor Partners Management GP, LLC · CIK 0001519463 · Director · 10% owner HealthCor Partners Management LP · CIK 0001519462 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By HCP Fund Disclosed balance after: Not disclosed Underlying: Common Stock · 86,515,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: HealthCor Partners Fund, L.P. ("HCP Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Partners L.P. serves as its general partner and HealthCor Partners GP, LLC ("HCPGP") serves as the general partner of HealthCor Partners L.P. HealthCor Partners Management, L.P. serves as the investment manager to HCP Fund and HealthCor Partners Management GP, LLC ("HCPMGP") serves as the general partner to HealthCor Partners Management, L.P. Jeffrey C. Lightcap, Arthur Cohen and Joseph Healey are managing members of HCPMGP and HCPGP. Each person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Mr. Lightcap was appointed a director of the issuer in connection with the initial investment. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 06:04 UTC |
HealthCor Associates, LLCDirector · 10% owner
HealthCor Group, LLCDirector · 10% owner
HealthCor Hybrid Offshore GP, LLCDirector · 10% owner
HealthCor Hybrid Offshore Master Fund, L.P.Director · 10% owner
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners Fund LPDirector · 10% owner
HealthCor Partners LPDirector · 10% owner
HealthCor Partners Management GP, LLCDirector · 10% owner
HealthCor Partners Management LPDirector · 10% owner
|
ConversionCommon Stock | 6,000,000 | $0.10 | $600,000.00 |
DisclosureSEC source: 0001062993-23-008384 · form4.xml · nonDerivative · entry 6 HealthCor Associates, LLC · CIK 0001409305 · Director · 10% owner HealthCor Group, LLC · CIK 0001409307 · Director · 10% owner HealthCor Hybrid Offshore GP, LLC · CIK 0001454849 · Director · 10% owner HealthCor Hybrid Offshore Master Fund, L.P. · CIK 0001454850 · Director · 10% owner HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners Fund LP · CIK 0001408660 · Director · 10% owner HealthCor Partners LP · CIK 0001519456 · Director · 10% owner HealthCor Partners Management GP, LLC · CIK 0001519463 · Director · 10% owner HealthCor Partners Management LP · CIK 0001519462 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Joseph Healey Disclosed balance after: 6,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 06:04 UTC |
HealthCor Associates, LLCDirector · 10% owner
HealthCor Group, LLCDirector · 10% owner
HealthCor Hybrid Offshore GP, LLCDirector · 10% owner
HealthCor Hybrid Offshore Master Fund, L.P.Director · 10% owner
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners Fund LPDirector · 10% owner
HealthCor Partners LPDirector · 10% owner
HealthCor Partners Management GP, LLCDirector · 10% owner
HealthCor Partners Management LPDirector · 10% owner
|
ConversionCommon Stock | 8,141,660 | $0.10 | $814,166.00 |
DisclosureSEC source: 0001062993-23-008384 · form4.xml · nonDerivative · entry 5 HealthCor Associates, LLC · CIK 0001409305 · Director · 10% owner HealthCor Group, LLC · CIK 0001409307 · Director · 10% owner HealthCor Hybrid Offshore GP, LLC · CIK 0001454849 · Director · 10% owner HealthCor Hybrid Offshore Master Fund, L.P. · CIK 0001454850 · Director · 10% owner HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners Fund LP · CIK 0001408660 · Director · 10% owner HealthCor Partners LP · CIK 0001519456 · Director · 10% owner HealthCor Partners Management GP, LLC · CIK 0001519463 · Director · 10% owner HealthCor Partners Management LP · CIK 0001519462 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Arthur Cohen Disclosed balance after: 8,141,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 06:04 UTC |
HealthCor Associates, LLCDirector · 10% owner
HealthCor Group, LLCDirector · 10% owner
HealthCor Hybrid Offshore GP, LLCDirector · 10% owner
HealthCor Hybrid Offshore Master Fund, L.P.Director · 10% owner
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners Fund LPDirector · 10% owner
HealthCor Partners LPDirector · 10% owner
HealthCor Partners Management GP, LLCDirector · 10% owner
HealthCor Partners Management LPDirector · 10% owner
|
ConversionCommon Stock | 7,000,000 | $0.10 | $700,000.00 |
DisclosureSEC source: 0001062993-23-008384 · form4.xml · nonDerivative · entry 4 HealthCor Associates, LLC · CIK 0001409305 · Director · 10% owner HealthCor Group, LLC · CIK 0001409307 · Director · 10% owner HealthCor Hybrid Offshore GP, LLC · CIK 0001454849 · Director · 10% owner HealthCor Hybrid Offshore Master Fund, L.P. · CIK 0001454850 · Director · 10% owner HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners Fund LP · CIK 0001408660 · Director · 10% owner HealthCor Partners LP · CIK 0001519456 · Director · 10% owner HealthCor Partners Management GP, LLC · CIK 0001519463 · Director · 10% owner HealthCor Partners Management LP · CIK 0001519462 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Jeffrey Lightcap IRA Disclosed balance after: 7,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 06:04 UTC |
HealthCor Associates, LLCDirector · 10% owner
HealthCor Group, LLCDirector · 10% owner
HealthCor Hybrid Offshore GP, LLCDirector · 10% owner
HealthCor Hybrid Offshore Master Fund, L.P.Director · 10% owner
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners Fund LPDirector · 10% owner
HealthCor Partners LPDirector · 10% owner
HealthCor Partners Management GP, LLCDirector · 10% owner
HealthCor Partners Management LPDirector · 10% owner
|
ConversionCommon Stock | 6,500,000 | $0.10 | $650,000.00 |
DisclosureSEC source: 0001062993-23-008384 · form4.xml · nonDerivative · entry 3 HealthCor Associates, LLC · CIK 0001409305 · Director · 10% owner HealthCor Group, LLC · CIK 0001409307 · Director · 10% owner HealthCor Hybrid Offshore GP, LLC · CIK 0001454849 · Director · 10% owner HealthCor Hybrid Offshore Master Fund, L.P. · CIK 0001454850 · Director · 10% owner HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners Fund LP · CIK 0001408660 · Director · 10% owner HealthCor Partners LP · CIK 0001519456 · Director · 10% owner HealthCor Partners Management GP, LLC · CIK 0001519463 · Director · 10% owner HealthCor Partners Management LP · CIK 0001519462 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Jeffrey Lightcap Disclosed balance after: 6,500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 06:04 UTC |
HealthCor Associates, LLCDirector · 10% owner
HealthCor Group, LLCDirector · 10% owner
HealthCor Hybrid Offshore GP, LLCDirector · 10% owner
HealthCor Hybrid Offshore Master Fund, L.P.Director · 10% owner
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners Fund LPDirector · 10% owner
HealthCor Partners LPDirector · 10% owner
HealthCor Partners Management GP, LLCDirector · 10% owner
HealthCor Partners Management LPDirector · 10% owner
|
ConversionCommon Stock | 93,485,000 | $0.10 | $9,348,500.00 |
DisclosureSEC source: 0001062993-23-008384 · form4.xml · nonDerivative · entry 2 HealthCor Associates, LLC · CIK 0001409305 · Director · 10% owner HealthCor Group, LLC · CIK 0001409307 · Director · 10% owner HealthCor Hybrid Offshore GP, LLC · CIK 0001454849 · Director · 10% owner HealthCor Hybrid Offshore Master Fund, L.P. · CIK 0001454850 · Director · 10% owner HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners Fund LP · CIK 0001408660 · Director · 10% owner HealthCor Partners LP · CIK 0001519456 · Director · 10% owner HealthCor Partners Management GP, LLC · CIK 0001519463 · Director · 10% owner HealthCor Partners Management LP · CIK 0001519462 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Hybrid Fund Disclosed balance after: 93,485,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: HealthCor Hybrid Offshore Master Fund, L.P. ("Hybrid Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Hybrid Offshore GP, LLC ("Offshore GP") serves as its general partner and HealthCor Group, LLC ("Group") serves as the general partner of Offshore GP. HealthCor Management, L.P. serves as the investment manager to Hybrid Fund and HealthCor Associates, LLC ("Associates") serves as the general partner to HealthCor Management, L.P. Arthur Cohen and Joseph Healey are managing members of Associates and Group. Each reporting person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 06:04 UTC |
HealthCor Associates, LLCDirector · 10% owner
HealthCor Group, LLCDirector · 10% owner
HealthCor Hybrid Offshore GP, LLCDirector · 10% owner
HealthCor Hybrid Offshore Master Fund, L.P.Director · 10% owner
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners Fund LPDirector · 10% owner
HealthCor Partners LPDirector · 10% owner
HealthCor Partners Management GP, LLCDirector · 10% owner
HealthCor Partners Management LPDirector · 10% owner
|
ConversionCommon Stock | 86,515,000 | $0.10 | $8,651,500.00 |
DisclosureSEC source: 0001062993-23-008384 · form4.xml · nonDerivative · entry 1 HealthCor Associates, LLC · CIK 0001409305 · Director · 10% owner HealthCor Group, LLC · CIK 0001409307 · Director · 10% owner HealthCor Hybrid Offshore GP, LLC · CIK 0001454849 · Director · 10% owner HealthCor Hybrid Offshore Master Fund, L.P. · CIK 0001454850 · Director · 10% owner HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners Fund LP · CIK 0001408660 · Director · 10% owner HealthCor Partners LP · CIK 0001519456 · Director · 10% owner HealthCor Partners Management GP, LLC · CIK 0001519463 · Director · 10% owner HealthCor Partners Management LP · CIK 0001519462 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By HCP Fund Disclosed balance after: 86,515,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: HealthCor Partners Fund, L.P. ("HCP Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Partners L.P. serves as its general partner and HealthCor Partners GP, LLC ("HCPGP") serves as the general partner of HealthCor Partners L.P. HealthCor Partners Management, L.P. serves as the investment manager to HCP Fund and HealthCor Partners Management GP, LLC ("HCPMGP") serves as the general partner to HealthCor Partners Management, L.P. Jeffrey C. Lightcap, Arthur Cohen and Joseph Healey are managing members of HCPMGP and HCPGP. Each person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Mr. Lightcap was appointed a director of the issuer in connection with the initial investment. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 10:04 UTC |
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners GP, LLCDirector · 10% owner
Lightcap Jeffrey CDirector · 10% owner
Cohen Arthur BruceDirector · 10% owner
Healey Joseph PatrickDirector · 10% owner
|
ConversionSenior Secured Convertible Note due 2023 · Derivative | Not disclosed | $0.00 Strike: $0.10 | $600,000.00 |
DisclosureSEC source: 0001062993-23-008385 · form4.xml · derivative · entry 12 HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners GP, LLC · CIK 0001519460 · Director · 10% owner Lightcap Jeffrey C · CIK 0001519465 · Director · 10% owner Cohen Arthur Bruce · CIK 0001343780 · Director · 10% owner Healey Joseph Patrick · CIK 0001343779 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Joseph Healey Disclosed balance after: Not disclosed Underlying: Common Stock · 6,000,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 10:04 UTC |
HealthCor Management, L.P.Director · 10% owner
HealthCor Partners GP, LLCDirector · 10% owner
Lightcap Jeffrey CDirector · 10% owner
Cohen Arthur BruceDirector · 10% owner
Healey Joseph PatrickDirector · 10% owner
|
ConversionSenior Secured Convertible Note due 2023 · Derivative | Not disclosed | $0.00 Strike: $0.10 | $814,166.00 |
DisclosureSEC source: 0001062993-23-008385 · form4.xml · derivative · entry 11 HealthCor Management, L.P. · CIK 0001343781 · Director · 10% owner HealthCor Partners GP, LLC · CIK 0001519460 · Director · 10% owner Lightcap Jeffrey C · CIK 0001519465 · Director · 10% owner Cohen Arthur Bruce · CIK 0001343780 · Director · 10% owner Healey Joseph Patrick · CIK 0001343779 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Arthur Cohen Disclosed balance after: Not disclosed Underlying: Common Stock · 8,141,660 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.