Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CareView Communications IncCRVW · Entity 7636 | Director · President/CEO | March 30, 2023 | March 31, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CareView Communications Inc
Report date March 30, 2023 · Filed March 31, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,208,977 |
Reported balance
After 2023-03-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-30 · Exercise / conversion · Acquired 17,500,000 · Balance 18,208,977 F1: On March 30, 2023, the Reporting Person converted a Replacement Note dated December 30, 2022 for $1,750,000 into 17,500,000 shares of the Company's Common Stock at a conversion price of $0.10 per share. |
| Replacement NoteSEC Table II · derivative / convertible security · Conversion / exercise price $0.10 · Expires 2023-12-31 | Direct | 0 |
Reported balance
After 2023-03-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-03-30 · Conversion · Disposed 1,750,000 · Balance 0 F3: See footnote 1. F2: The Replacement Note was convertible immediately after issuance. |
| Common StockSEC Table I · non-derivative | IndirectSJ Capital, LLC | 15,561,616 |
Reported balance
Holding disclosure · report date 2023-03-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,561,616 |
Filing footnotes · ownership attribution and instrument terms
F1: On March 30, 2023, the Reporting Person converted a Replacement Note dated December 30, 2022 for $1,750,000 into 17,500,000 shares of the Company's Common Stock at a conversion price of $0.10 per share.
F2: The Replacement Note was convertible immediately after issuance.
F3: See footnote 1.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2023 Filed Mar 31, 2023 16:23 UTC | CareView Communications Inc CRVW · Entity 7636 | ConversionReplacement Note · Derivative | 1,750,000 | Not disclosed Strike: $0.10 | Not disclosed |
DisclosureSEC source: 0001387131-23-004298 · johnson-form4_033023.xml · derivative · entry 3 Johnson Steven G. · CIK 0001495505 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,500,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: See footnote 1. F2 · derivative.exercise_date: The Replacement Note was convertible immediately after issuance. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 16:23 UTC | CareView Communications Inc CRVW · Entity 7636 | Exercise / conversionCommon Stock | 17,500,000 | $0.10 | $1,750,000.00 |
DisclosureSEC source: 0001387131-23-004298 · johnson-form4_033023.xml · nonDerivative · entry 1 Johnson Steven G. · CIK 0001495505 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,208,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 30, 2023, the Reporting Person converted a Replacement Note dated December 30, 2022 for $1,750,000 into 17,500,000 shares of the Company's Common Stock at a conversion price of $0.10 per share. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 18:57 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $250,000.00 |
DisclosureSEC source: 0001839882-23-000279 · ownership.xml · derivative · entry 10 Johnson Steven G. · CIK 0001495505 · Director · CEO/CFO/SEC/TREAS · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By SJ Capital, LLC Disclosed balance after: Not disclosed Underlying: Common Stock · 25,000 shares Expires 2023-12-31 F1 · security: On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153 some of which notes had previously been amended to remove the conversion feature, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by them representing an aggregate of 500,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 18:57 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $150,000.00 |
DisclosureSEC source: 0001839882-23-000279 · ownership.xml · derivative · entry 9 Johnson Steven G. · CIK 0001495505 · Director · CEO/CFO/SEC/TREAS · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By SJ Capital, LLC Disclosed balance after: Not disclosed Underlying: Common Stock · 15,000 shares Expires 2023-12-31 F1 · security: On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153 some of which notes had previously been amended to remove the conversion feature, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by them representing an aggregate of 500,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 18:57 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $500,000.00 |
DisclosureSEC source: 0001839882-23-000279 · ownership.xml · derivative · entry 8 Johnson Steven G. · CIK 0001495505 · Director · CEO/CFO/SEC/TREAS · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 50,000 shares Expires 2023-12-31 F1 · security: On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153 some of which notes had previously been amended to remove the conversion feature, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by them representing an aggregate of 500,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 18:57 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $600,000.00 |
DisclosureSEC source: 0001839882-23-000279 · ownership.xml · derivative · entry 7 Johnson Steven G. · CIK 0001495505 · Director · CEO/CFO/SEC/TREAS · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 60,000 shares Expires 2023-12-31 F1 · security: On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153 some of which notes had previously been amended to remove the conversion feature, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by them representing an aggregate of 500,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 18:57 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $650,000.00 |
DisclosureSEC source: 0001839882-23-000279 · ownership.xml · derivative · entry 6 Johnson Steven G. · CIK 0001495505 · Director · CEO/CFO/SEC/TREAS · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 65,000 shares Expires 2023-12-31 F1 · security: On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153 some of which notes had previously been amended to remove the conversion feature, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by them representing an aggregate of 500,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 18:57 UTC | CareView Communications Inc CRVW · Entity 7636 | Disposition to issuerSecured Note · Derivative | Not disclosed | Not disclosed Strike: $0.00 | $323,557.00 |
DisclosureSEC source: 0001839882-23-000279 · ownership.xml · derivative · entry 5 Johnson Steven G. · CIK 0001495505 · Director · CEO/CFO/SEC/TREAS · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By SJ Capital, LLC Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2022-06-30 F1 · security: On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153 some of which notes had previously been amended to remove the conversion feature, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by them representing an aggregate of 500,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 18:57 UTC | CareView Communications Inc CRVW · Entity 7636 | Disposition to issuerSecured Note · Derivative | Not disclosed | Not disclosed Strike: $0.00 | $211,060.00 |
DisclosureSEC source: 0001839882-23-000279 · ownership.xml · derivative · entry 4 Johnson Steven G. · CIK 0001495505 · Director · CEO/CFO/SEC/TREAS · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By SJ Capital, LLC Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2022-06-30 F1 · security: On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153 some of which notes had previously been amended to remove the conversion feature, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by them representing an aggregate of 500,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 18:57 UTC | CareView Communications Inc CRVW · Entity 7636 | Disposition to issuerSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.05 | $765,960.00 |
DisclosureSEC source: 0001839882-23-000279 · ownership.xml · derivative · entry 3 Johnson Steven G. · CIK 0001495505 · Director · CEO/CFO/SEC/TREAS · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,319,192 shares Expires 2028-07-10 F1 · security: On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153 some of which notes had previously been amended to remove the conversion feature, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by them representing an aggregate of 500,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 18:57 UTC | CareView Communications Inc CRVW · Entity 7636 | Disposition to issuerSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.05 | $963,842.00 |
DisclosureSEC source: 0001839882-23-000279 · ownership.xml · derivative · entry 2 Johnson Steven G. · CIK 0001495505 · Director · CEO/CFO/SEC/TREAS · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,276,834 shares Expires 2028-02-22 F1 · security: On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153 some of which notes had previously been amended to remove the conversion feature, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by them representing an aggregate of 500,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 18:57 UTC | CareView Communications Inc CRVW · Entity 7636 | Disposition to issuerSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.52 | $1,446,734.00 |
DisclosureSEC source: 0001839882-23-000279 · ownership.xml · derivative · entry 1 Johnson Steven G. · CIK 0001495505 · Director · CEO/CFO/SEC/TREAS · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,782,180 shares Expires 2025-02-16 F1 · security: On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153 some of which notes had previously been amended to remove the conversion feature, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by them representing an aggregate of 500,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 31, 2023 21:11 UTC Amendment | CareView Communications Inc CRVW · Entity 7636 | GrantSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $1,750,000.00 |
DisclosureSEC source: 0001387131-23-001144 · ownership.xml · derivative · entry 4 Johnson Steven G. · CIK 0001495505 · Director · CEO/CFO/SEC/TREAS · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 17,500,000 shares Expires 2023-12-31 F1 · security: On December 30, 2022, the reporting person exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153, for a replacement note in the indicated aggregate principal amount with a conversion price of $0.10 per share. At the time, the reporting person surrendered for cancellation all outstanding warrants held by him representing an aggregate of 550,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 31, 2023 21:11 UTC Amendment | CareView Communications Inc CRVW · Entity 7636 | Disposition to issuerSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.05 | $765,960.00 |
DisclosureSEC source: 0001387131-23-001144 · ownership.xml · derivative · entry 3 Johnson Steven G. · CIK 0001495505 · Director · CEO/CFO/SEC/TREAS · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,319,192 shares Expires 2028-07-10 F1 · security: On December 30, 2022, the reporting person exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153, for a replacement note in the indicated aggregate principal amount with a conversion price of $0.10 per share. At the time, the reporting person surrendered for cancellation all outstanding warrants held by him representing an aggregate of 550,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 31, 2023 21:11 UTC Amendment | CareView Communications Inc CRVW · Entity 7636 | Disposition to issuerSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.05 | $963,842.00 |
DisclosureSEC source: 0001387131-23-001144 · ownership.xml · derivative · entry 2 Johnson Steven G. · CIK 0001495505 · Director · CEO/CFO/SEC/TREAS · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,276,834 shares Expires 2028-02-22 F1 · security: On December 30, 2022, the reporting person exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153, for a replacement note in the indicated aggregate principal amount with a conversion price of $0.10 per share. At the time, the reporting person surrendered for cancellation all outstanding warrants held by him representing an aggregate of 550,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 31, 2023 21:11 UTC Amendment | CareView Communications Inc CRVW · Entity 7636 | Disposition to issuerSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.52 | $1,446,734.00 |
DisclosureSEC source: 0001387131-23-001144 · ownership.xml · derivative · entry 1 Johnson Steven G. · CIK 0001495505 · Director · CEO/CFO/SEC/TREAS · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,782,180 shares Expires 2025-02-16 F1 · security: On December 30, 2022, the reporting person exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153, for a replacement note in the indicated aggregate principal amount with a conversion price of $0.10 per share. At the time, the reporting person surrendered for cancellation all outstanding warrants held by him representing an aggregate of 550,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| November 14, 2022 Filed Nov 21, 2022 20:17 UTC | CareView Communications Inc CRVW · Entity 7636 | PurchaseCommon Stock | 500,000 | $0.10 | $50,000.00 |
DisclosureSEC source: 0001387131-22-011645 · ownership.xml · nonDerivative · entry 1 Johnson Steven G. · CIK 0001495505 · Director · CEO/CFO/Sec/Treas. · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,270,593 F1 · ownership.direct: Includes: a) 708,977 shares directly owned by Mr. Johnson, and b) 15,561,616 shares held by SJ Capital, LLC. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 18:24 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantNon-qualified stock option (right to buy) · Derivative | 1,200,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001387131-20-007333 · johnson-form4_081020.xml · derivative · entry 1 Johnson Steven G. · CIK 0001495505 · Director · CEO/Pres/Secretary/Treasurer/D · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,000 Underlying: Common Stock · 1,200,000 shares Expires 2030-08-09 F1 · derivative.exercise_date: On each of August 10, 2021, August 10, 2022, and August 10, 2023, 400,000 shares vest. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 17:32 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantSenior Secured Convertible Note Due 2028 · Derivative | Not disclosed | $500,000.00 Strike: $0.05 | $500,000.00 |
DisclosureSEC source: 0001387131-18-003165 · johnson-form4_071318.xml · derivative · entry 1 Johnson Steven G. · CIK 0001495505 · Director · President/CEO/Sec/Treas. · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 10,000,000 shares Expires 2028-07-12 Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 21:44 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantCommon Stock Warrants (Right to Buy) · Derivative | 150,000 | Not disclosed Strike: $0.05 | Not disclosed |
DisclosureSEC source: 0001387131-18-000840 · johnson-form4_022318.xml · derivative · entry 2 Johnson Steven G. · CIK 0001495505 · Director · President/CEO/Sec/Treas. · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2028-02-23 F1 · price: Issued in connection with the purchase of the convertible notes for no additional consideration. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 21:44 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantSenior Secured Convertible Note Due 2028 · Derivative | Not disclosed | $600,000.00 Strike: $0.05 | $600,000.00 |
DisclosureSEC source: 0001387131-18-000840 · johnson-form4_022318.xml · derivative · entry 1 Johnson Steven G. · CIK 0001495505 · Director · President/CEO/Sec/Treas. · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 12,000,000 shares Expires 2028-02-22 Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 16:31 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantNon-qualified stock option · Derivative | 2,000,000 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001387131-16-008420 · johnson-form4_120716.xml · derivative · entry 1 Johnson Steven G. · CIK 0001495505 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2026-12-06 F1 · derivative.exercise_date: 666,667 shares vest on each of December 7, 2017 and 2018; 666,666 shares vest on December 7, 2019. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 16:40 UTC | CareView Communications Inc CRVW · Entity 7636 | PurchaseCommon Stock | 2,000,000 | $0.05 | $100,000.00 |
DisclosureSEC source: 0001387131-16-008105 · johnson-form4_111716.xml · nonDerivative · entry 1 Johnson Steven G. · CIK 0001495505 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SJ Capital, LLC Disclosed balance after: 15,770,593 F1 · balance_after: Total shares beneficially owned has been reduced by 251,750 shares to correct a previous calculation error. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.