Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CareView Communications IncCRVW · Entity 7636 | Director | March 05, 2024 | March 07, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CareView Communications Inc
Report date March 05, 2024 · Filed March 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-qualified stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.06 · Expires 2034-03-04 | Direct | 155,630 |
Reported balance
After 2024-03-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-03-05 · Grant · Acquired 155,630 · Balance 155,630 F1: On each of March 5, 2025 and March 5, 2026, an aggregate of 51,877 shares vest. On March 5, 2027, the remaining 51,876 shares vest. |
Filing footnotes · ownership attribution and instrument terms
F1: On each of March 5, 2025 and March 5, 2026, an aggregate of 51,877 shares vest. On March 5, 2027, the remaining 51,876 shares vest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2024 Filed Mar 7, 2024 16:14 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantNon-qualified stock option (right to buy) · Derivative | 155,630 | $0.00 Strike: $0.06 | $0.00 |
DisclosureSEC source: 0001999371-24-003258 · wheeler-form4_030724.xml · derivative · entry 1 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,630 Underlying: COMMON STOCK · 155,630 shares Expires 2034-03-04 F1 · derivative.exercise_date: On each of March 5, 2025 and March 5, 2026, an aggregate of 51,877 shares vest. On March 5, 2027, the remaining 51,876 shares vest. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 16:19 UTC | CareView Communications Inc CRVW · Entity 7636 | ConversionReplacement Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $800,000.00 |
DisclosureSEC source: 0001387131-23-004294 · wheeler-form4_033023.xml · derivative · entry 3 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: See footnote 1. F2 · derivative.exercise_date: The Replacement Note was convertible immediately after issuance. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 16:19 UTC | CareView Communications Inc CRVW · Entity 7636 | Exercise / conversionCommon Stock | 800,000 | $0.10 | $80,000.00 |
DisclosureSEC source: 0001387131-23-004294 · wheeler-form4_033023.xml · nonDerivative · entry 1 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,374,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 30, 2023, the Reporting Person converted a Replacement Note dated December 30, 2022 for $800,000 into 8,000,000 shares of the Company's Common Stock at a conversion price of $0.10 per share. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 18:50 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $300,000.00 |
DisclosureSEC source: 0001839882-23-000274 · ownership.xml · derivative · entry 4 Wheeler L. Allen · CIK 0001495507 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 30,000 shares Expires 2023-12-31 F1 · security: On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $1,594,793, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by him representing an aggregate of 382,692 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 18:50 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $500,000.00 |
DisclosureSEC source: 0001839882-23-000274 · ownership.xml · derivative · entry 3 Wheeler L. Allen · CIK 0001495507 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 50,000 shares Expires 2023-12-31 F1 · security: On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $1,594,793, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by him representing an aggregate of 382,692 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 18:50 UTC | CareView Communications Inc CRVW · Entity 7636 | Disposition to issuerSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.05 | $481,921.00 |
DisclosureSEC source: 0001839882-23-000274 · ownership.xml · derivative · entry 2 Wheeler L. Allen · CIK 0001495507 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,638,417 shares Expires 2028-02-22 F1 · security: On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $1,594,793, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by him representing an aggregate of 382,692 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 18:50 UTC | CareView Communications Inc CRVW · Entity 7636 | Disposition to issuerSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.52 | $1,112,872.00 |
DisclosureSEC source: 0001839882-23-000274 · ownership.xml · derivative · entry 1 Wheeler L. Allen · CIK 0001495507 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,140,138 shares Expires 2025-02-16 F1 · security: On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $1,594,793, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by him representing an aggregate of 382,692 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 31, 2023 21:22 UTC Amendment | CareView Communications Inc CRVW · Entity 7636 | GrantSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.10 | $800,000.00 |
DisclosureSEC source: 0001387131-23-001152 · ownership.xml · derivative · entry 3 Wheeler L. Allen · CIK 0001495507 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 8,000,000 shares Expires 2023-12-31 F1 · security: On December 30, 2022, the reporting person exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $1,594,793, for a replacement note in the indicated aggregate principal amount with a conversion price of $0.10 per share. At the time, the reporting person surrendered for cancellation all outstanding warrants held by him representing an aggregate of 382,692 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 31, 2023 21:22 UTC Amendment | CareView Communications Inc CRVW · Entity 7636 | Disposition to issuerSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.05 | $481,921.00 |
DisclosureSEC source: 0001387131-23-001152 · ownership.xml · derivative · entry 2 Wheeler L. Allen · CIK 0001495507 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,638,417 shares Expires 2028-02-22 F1 · security: On December 30, 2022, the reporting person exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $1,594,793, for a replacement note in the indicated aggregate principal amount with a conversion price of $0.10 per share. At the time, the reporting person surrendered for cancellation all outstanding warrants held by him representing an aggregate of 382,692 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 30, 2022 Filed Jan 31, 2023 21:22 UTC Amendment | CareView Communications Inc CRVW · Entity 7636 | Disposition to issuerSecured Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.52 | $1,112,872.00 |
DisclosureSEC source: 0001387131-23-001152 · ownership.xml · derivative · entry 1 Wheeler L. Allen · CIK 0001495507 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,140,138 shares Expires 2025-02-16 F1 · security: On December 30, 2022, the reporting person exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $1,594,793, for a replacement note in the indicated aggregate principal amount with a conversion price of $0.10 per share. At the time, the reporting person surrendered for cancellation all outstanding warrants held by him representing an aggregate of 382,692 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act. F3 · price: See footnote (1). F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| November 14, 2022 Filed Nov 21, 2022 20:18 UTC | CareView Communications Inc CRVW · Entity 7636 | PurchaseCommon Stock | 500,000 | $0.10 | $50,000.00 |
DisclosureSEC source: 0001387131-22-011646 · ownership.xml · nonDerivative · entry 1 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,590,381 F1 · ownership.direct: Includes: a) 2,388,561 shares held directly by Mr. Wheeler; b) 14,201,820 shares held by Dozer Man, LLC. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 18:29 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantNon-qualified stock option (right to buy) · Derivative | 1,200,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001387131-20-007337 · wheeler-form4_081020.xml · derivative · entry 1 Wheeler L. Allen · CIK 0001495507 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,000 Underlying: Common Stock · 1,200,000 shares Expires 2030-08-09 F1 · derivative.exercise_date: On each of August 10, 2021, August 10, 2022 and August 10, 2023, 400,000 shares vest. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 21:48 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantCommon Stock Warrants (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $0.05 | Not disclosed |
DisclosureSEC source: 0001387131-18-000846 · wheeler-form4_022318.xml · derivative · entry 2 Wheeler L. Allen · CIK 0001495507 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2028-02-23 F1 · price: Issued in connection with the purchase of the convertible notes for no additional consideration. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 21:48 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantSenior Secured Convertible Note Due 2028 · Derivative | Not disclosed | $300,000.00 Strike: $0.05 | $300,000.00 |
DisclosureSEC source: 0001387131-18-000846 · wheeler-form4_022318.xml · derivative · entry 1 Wheeler L. Allen · CIK 0001495507 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 6,000,000 shares Expires 2028-02-22 Read SEC document |
| April 19, 2017 Filed Apr 20, 2017 17:35 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantCommon Stock | 347,179 | $0.20 | $69,435.80 |
DisclosureSEC source: 0001387131-17-002180 · wheeler-form4_041817.xml · nonDerivative · entry 2 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,856,345 Read SEC document |
| April 19, 2017 Filed Apr 26, 2017 08:10 UTC Amendment | CareView Communications Inc CRVW · Entity 7636 | PurchaseCommon Stock | 347,179 | $0.20 | $69,435.80 |
DisclosureSEC source: 0001387131-17-002261 · wheeler-form4a_041817.xml · nonDerivative · entry 2 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,856,345 F1 · kind: This amendment is being filed to correct this code from "A" to "P". Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 17:35 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantCommon Stock | 42,398 | $0.18 | $7,419.65 |
DisclosureSEC source: 0001387131-17-002180 · wheeler-form4_041817.xml · nonDerivative · entry 1 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,509,166 Read SEC document |
| April 18, 2017 Filed Apr 26, 2017 08:10 UTC Amendment | CareView Communications Inc CRVW · Entity 7636 | PurchaseCommon Stock | 42,398 | $0.18 | $7,419.65 |
DisclosureSEC source: 0001387131-17-002261 · wheeler-form4a_041817.xml · nonDerivative · entry 1 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,509,166 F1 · kind: This amendment is being filed to correct this code from "A" to "P". Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 20:09 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantCommon Stock | 369,600 | $0.16 | $59,136.00 |
DisclosureSEC source: 0001387131-17-002123 · wheeler-form4_041317.xml · nonDerivative · entry 1 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,534,518 Read SEC document |
| April 13, 2017 Filed Apr 20, 2017 17:33 UTC Amendment | CareView Communications Inc CRVW · Entity 7636 | GrantCommon Stock | 130,400 | $0.16 | $20,864.00 |
DisclosureSEC source: 0001387131-17-002178 · wheeler-form4a_041317.xml · nonDerivative · entry 1 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,466,768 Read SEC document |
| April 13, 2017 Filed Apr 26, 2017 08:06 UTC Amendment | CareView Communications Inc CRVW · Entity 7636 | PurchaseCommon Stock | 130,400 | $0.16 | $20,864.00 |
DisclosureSEC source: 0001387131-17-002257 · wheeler-form4a_041317.xml · nonDerivative · entry 1 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,466,768 F1 · kind: This amendment is being filed to correct this code from "A" to "P". Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 19:45 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantCommon Stock | 28,550 | $0.16 | $4,425.25 |
DisclosureSEC source: 0001387131-17-002065 · wheeler-form4_041117.xml · nonDerivative · entry 2 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,164,918 Read SEC document |
| April 12, 2017 Filed Apr 20, 2017 17:31 UTC Amendment | CareView Communications Inc CRVW · Entity 7636 | GrantCommon Stock | 200,000 | $0.16 | $31,000.00 |
DisclosureSEC source: 0001387131-17-002176 · wheeler-form4a_041017.xml · nonDerivative · entry 3 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,336,368 Read SEC document |
| April 12, 2017 Filed Apr 26, 2017 08:08 UTC Amendment | CareView Communications Inc CRVW · Entity 7636 | PurchaseCommon Stock | 200,000 | $0.16 | $31,000.00 |
DisclosureSEC source: 0001387131-17-002259 · wheeler-form4a_041017.xml · nonDerivative · entry 3 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,336,368 F2 · kind: This amendment is being filed to correct this code from "A" to "P". Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 19:45 UTC | CareView Communications Inc CRVW · Entity 7636 | GrantCommon Stock | 620,023 | $0.15 | $90,523.36 |
DisclosureSEC source: 0001387131-17-002065 · wheeler-form4_041117.xml · nonDerivative · entry 1 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136,368 F1 · price: These shares were purchased in multiple transactions at prices ranging from $0.1301 to $0.1514, inclusive. The reporting person undertakes to provide to CareView Communications, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 11, 2017 Filed Apr 20, 2017 17:31 UTC Amendment | CareView Communications Inc CRVW · Entity 7636 | GrantCommon Stock | 439,273 | $0.15 | $65,890.95 |
DisclosureSEC source: 0001387131-17-002176 · wheeler-form4a_041017.xml · nonDerivative · entry 2 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136,368 Read SEC document |
| April 11, 2017 Filed Apr 26, 2017 08:08 UTC Amendment | CareView Communications Inc CRVW · Entity 7636 | PurchaseCommon Stock | 439,273 | $0.15 | $65,890.95 |
DisclosureSEC source: 0001387131-17-002259 · wheeler-form4a_041017.xml · nonDerivative · entry 2 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136,368 F2 · kind: This amendment is being filed to correct this code from "A" to "P". Read SEC document |
| April 10, 2017 Filed Apr 20, 2017 17:31 UTC Amendment | CareView Communications Inc CRVW · Entity 7636 | GrantCommon Stock | 180,750 | $0.14 | $24,943.50 |
DisclosureSEC source: 0001387131-17-002176 · wheeler-form4a_041017.xml · nonDerivative · entry 1 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,095 F1 · price: (1) These shares were purchased in multiple transactions at prices ranging from $0.1300 to $0.1400, inclusive. The reporting person undertakes to provide to CareView Communications, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 10, 2017 Filed Apr 26, 2017 08:08 UTC Amendment | CareView Communications Inc CRVW · Entity 7636 | PurchaseCommon Stock | 180,750 | $0.14 | $24,943.50 |
DisclosureSEC source: 0001387131-17-002259 · wheeler-form4a_041017.xml · nonDerivative · entry 1 Wheeler L. Allen · CIK 0001495507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,095 F2 · kind: This amendment is being filed to correct this code from "A" to "P". F1 · price: These shares were purchased in multiple transactions at prices ranging from $0.1300 to $0.1400, inclusive. The reporting person undertakes to provide to CareView Communications, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.