Tapewire

Nasdaq · USD

CRVO

CervoMed Inc.

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7338
SEC CIK
0001053691
Parsed reports
181

Last 12 months

Inside the activity.

19 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025180
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2026 Filed Jun 15, 2026 21:37 UTC
BOGER JOSHUA SDirector · 10% owner
PurchaseSeries C Warrants · Derivative 955,414 Not disclosed Strike: $3.14 Not disclosed
Disclosure

SEC source: 0001437749-26-020691 · rdgdoc.xml · derivative · entry 4

BOGER JOSHUA S · CIK 0001197023 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 955,414

Underlying: Common Stock · 955,414 shares

Expires 2027-06-11

F4 · security: The Series C Warrants have an exercise price equal to $3.14 per share of Common Stock or $3.139 per pre-funded warrant, are exercisable immediately, and will expire one year from the issuance date of the Series C Warrant.

F5 · security: Under the terms of the Series B Warrants and the Series C Warrants, the Issuer may not effect the exercise of any portion thereof, and the JSB 2021 Trust will not have the right to exercise any portion thereof, which, upon giving effect to such exercise, would cause the JSB 2021 Trust (together with its affiliates) to own more than 19.99% of the number of shares of Common Stock outstanding immediately after giving effect to such exercise. To the extent that exercise of the Series B Warrants or Series C Warrants will result in the JSB 2021 Trust (together with its affiliates) beneficially owning shares of Common Stock above such ownership limitations, the JSB 2021 Trust may exercise its Series B Warrants or Series C Warrants for pre-funded warrants to purchase shares of Common Stock, which pre-funded warrants will include a substantially similar maximum ownership limitation.

F1 · price: On June 11, 2026, the Issuer completed a private placement (the "Private Placement") pursuant to a securities purchase agreement, dated June 9, 2026 (the "Purchase Agreement"), with the Joshua S. Boger 2021 Trust DTD 12/09/2021, of which the Reporting Person serves as the sole trustee (the "JSB 2021 Trust"), and certain accredited investors named therein. Pursuant to the Purchase Agreement, the JSB 2021 Trust purchased an aggregate of 955,414 units (the "Units"), each Unit comprised of (i) one share of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), (ii) one Series B warrant to purchase one share of Common Stock or a pre-funded warrant to purchase one share of Common Stock (each, a "Series B Warrant"), and (iii) one Series C warrant to purchase one share of Common Stock or a pre-funded warrant to purchase one share of Common Stock (each, a "Series C Warrant") for a purchase price of $3.14 per Unit.

F6 · ownership.nature: The Series B Warrants and Series C Warrants are owned by the JSB 2021 Trust.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 21:37 UTC
BOGER JOSHUA SDirector · 10% owner
PurchaseSeries B Warrants · Derivative 955,414 Not disclosed Strike: $3.32 Not disclosed
Disclosure

SEC source: 0001437749-26-020691 · rdgdoc.xml · derivative · entry 3

BOGER JOSHUA S · CIK 0001197023 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 955,414

Underlying: Common Stock · 955,414 shares

Expires 2031-06-11

F3 · security: The Series B Warrants have an exercise price equal to $3.32 per share of Common Stock or $3.319 per pre-funded warrant, are exercisable immediately, and will expire five years from the issuance date of the Series B Warrant.

F5 · security: Under the terms of the Series B Warrants and the Series C Warrants, the Issuer may not effect the exercise of any portion thereof, and the JSB 2021 Trust will not have the right to exercise any portion thereof, which, upon giving effect to such exercise, would cause the JSB 2021 Trust (together with its affiliates) to own more than 19.99% of the number of shares of Common Stock outstanding immediately after giving effect to such exercise. To the extent that exercise of the Series B Warrants or Series C Warrants will result in the JSB 2021 Trust (together with its affiliates) beneficially owning shares of Common Stock above such ownership limitations, the JSB 2021 Trust may exercise its Series B Warrants or Series C Warrants for pre-funded warrants to purchase shares of Common Stock, which pre-funded warrants will include a substantially similar maximum ownership limitation.

F1 · price: On June 11, 2026, the Issuer completed a private placement (the "Private Placement") pursuant to a securities purchase agreement, dated June 9, 2026 (the "Purchase Agreement"), with the Joshua S. Boger 2021 Trust DTD 12/09/2021, of which the Reporting Person serves as the sole trustee (the "JSB 2021 Trust"), and certain accredited investors named therein. Pursuant to the Purchase Agreement, the JSB 2021 Trust purchased an aggregate of 955,414 units (the "Units"), each Unit comprised of (i) one share of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), (ii) one Series B warrant to purchase one share of Common Stock or a pre-funded warrant to purchase one share of Common Stock (each, a "Series B Warrant"), and (iii) one Series C warrant to purchase one share of Common Stock or a pre-funded warrant to purchase one share of Common Stock (each, a "Series C Warrant") for a purchase price of $3.14 per Unit.

F6 · ownership.nature: The Series B Warrants and Series C Warrants are owned by the JSB 2021 Trust.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 21:37 UTC
BOGER JOSHUA SDirector · 10% owner
PurchaseCommon Stock 955,414 $3.14 $2,999,999.96
Disclosure

SEC source: 0001437749-26-020691 · rdgdoc.xml · nonDerivative · entry 1

BOGER JOSHUA S · CIK 0001197023 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 1,795,865

F1 · shares: On June 11, 2026, the Issuer completed a private placement (the "Private Placement") pursuant to a securities purchase agreement, dated June 9, 2026 (the "Purchase Agreement"), with the Joshua S. Boger 2021 Trust DTD 12/09/2021, of which the Reporting Person serves as the sole trustee (the "JSB 2021 Trust"), and certain accredited investors named therein. Pursuant to the Purchase Agreement, the JSB 2021 Trust purchased an aggregate of 955,414 units (the "Units"), each Unit comprised of (i) one share of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), (ii) one Series B warrant to purchase one share of Common Stock or a pre-funded warrant to purchase one share of Common Stock (each, a "Series B Warrant"), and (iii) one Series C warrant to purchase one share of Common Stock or a pre-funded warrant to purchase one share of Common Stock (each, a "Series C Warrant") for a purchase price of $3.14 per Unit.

F1 · price: On June 11, 2026, the Issuer completed a private placement (the "Private Placement") pursuant to a securities purchase agreement, dated June 9, 2026 (the "Purchase Agreement"), with the Joshua S. Boger 2021 Trust DTD 12/09/2021, of which the Reporting Person serves as the sole trustee (the "JSB 2021 Trust"), and certain accredited investors named therein. Pursuant to the Purchase Agreement, the JSB 2021 Trust purchased an aggregate of 955,414 units (the "Units"), each Unit comprised of (i) one share of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), (ii) one Series B warrant to purchase one share of Common Stock or a pre-funded warrant to purchase one share of Common Stock (each, a "Series B Warrant"), and (iii) one Series C warrant to purchase one share of Common Stock or a pre-funded warrant to purchase one share of Common Stock (each, a "Series C Warrant") for a purchase price of $3.14 per Unit.

F2 · ownership.nature: After giving effect to all transactions described herein, consists of (i) 1,600,117 shares of the Issuer's common stock held by the JSB 2021 Trust and (ii) 195,748 shares of the Issuer's common stock held by The Amy S. Boger 2021 Trust (the "ASB 2021 Trust"). The Reporting Person serves as the sole trustee of each of the JSB 2021 Trust and the ASB 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 23:45 UTC
ZAVRL FRANKDirector
GrantStock Option (Right to Buy) · Derivative 8,150 $0.00 Strike: $2.91 $0.00
Disclosure

SEC source: 0001437749-26-020217 · rdgdoc.xml · derivative · entry 1

ZAVRL FRANK · CIK 0001652169 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,150

Underlying: Common Stock · 8,150 shares

Expires 2036-06-08

F1 · derivative.exercise_date: On June 8, 2026, in connection with the Reporting Person's election to the Issuer's board of directors at its 2026 Annual Meeting of Stockholders, the Reporting Person was granted an option to purchase 8,150 shares of the Issuer's common stock under the Issuer's 2025 Equity Incentive Plan in accordance with the terms of the Issuer's non-employee director compensation policy. The shares of common stock underlying the award will vest on a monthly basis over a one-year period in substantially equal 1/12th increments on the last day of each month beginning on June 30, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 23:44 UTC GrantStock Option (Right to Buy) · Derivative 8,150 $0.00 Strike: $2.91 $0.00
Disclosure

SEC source: 0001437749-26-020216 · rdgdoc.xml · derivative · entry 1

Sabbagh Marwan · CIK 0001917672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,150

Underlying: Common Stock · 8,150 shares

Expires 2036-06-08

F1 · derivative.exercise_date: On June 8, 2026, in connection with the Reporting Person's election to the Issuer's board of directors at its 2026 Annual Meeting of Stockholders, the Reporting Person was granted an option to purchase 8,150 shares of the Issuer's common stock under the Issuer's 2025 Equity Incentive Plan in accordance with the terms of the Issuer's non-employee director compensation policy. The shares of common stock underlying the award will vest on a monthly basis over a one-year period in substantially equal 1/12th increments on the last day of each month beginning on June 30, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 23:44 UTC GrantStock Option (Right to Buy) · Derivative 8,150 $0.00 Strike: $2.91 $0.00
Disclosure

SEC source: 0001437749-26-020215 · rdgdoc.xml · derivative · entry 1

Quigley David · CIK 0002098754 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,150

Underlying: Common Stock · 8,150 shares

Expires 2036-06-08

F1 · derivative.exercise_date: On June 8, 2026, in connection with the Reporting Person's election to the Issuer's board of directors at its 2026 Annual Meeting of Stockholders, the Reporting Person was granted an option to purchase 8,150 shares of the Issuer's common stock under the Issuer's 2025 Equity Incentive Plan in accordance with the terms of the Issuer's non-employee director compensation policy. The shares of common stock underlying the award will vest on a monthly basis over a one-year period in substantially equal 1/12th increments on the last day of each month beginning on June 30, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 23:43 UTC GrantStock Option (Right to Buy) · Derivative 8,150 $0.00 Strike: $2.91 $0.00
Disclosure

SEC source: 0001437749-26-020214 · rdgdoc.xml · derivative · entry 1

Poulton Jeffrey V. · CIK 0001782962 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,150

Underlying: Common Stock · 8,150 shares

Expires 2036-06-08

F1 · derivative.exercise_date: On June 8, 2026, in connection with the Reporting Person's election to the Issuer's board of directors at its 2026 Annual Meeting of Stockholders, the Reporting Person was granted an option to purchase 8,150 shares of the Issuer's common stock under the Issuer's 2025 Equity Incentive Plan in accordance with the terms of the Issuer's non-employee director compensation policy. The shares of common stock underlying the award will vest on a monthly basis over a one-year period in substantially equal 1/12th increments on the last day of each month beginning on June 30, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 23:43 UTC
Gregoire SylvieDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 8,150 $0.00 Strike: $2.91 $0.00
Disclosure

SEC source: 0001437749-26-020212 · rdgdoc.xml · derivative · entry 1

Gregoire Sylvie · CIK 0001335822 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,150

Underlying: Common Stock · 8,150 shares

Expires 2036-06-08

F1 · derivative.exercise_date: On June 8, 2026, in connection with the Reporting Person's election to the Issuer's board of directors at its 2026 Annual Meeting of Stockholders, the Reporting Person was granted an option to purchase 8,150 shares of the Issuer's common stock under the Issuer's 2025 Equity Incentive Plan in accordance with the terms of the Issuer's non-employee director compensation policy. The shares of common stock underlying the award will vest on a monthly basis over a one-year period in substantially equal 1/12th increments on the last day of each month beginning on June 30, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 23:43 UTC GrantStock Option (Right to Buy) · Derivative 8,150 $0.00 Strike: $2.91 $0.00
Disclosure

SEC source: 0001437749-26-020213 · rdgdoc.xml · derivative · entry 1

Hollingsworth Jane H · CIK 0001297141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,150

Underlying: Common Stock · 8,150 shares

Expires 2036-06-08

F1 · derivative.exercise_date: On June 8, 2026, in connection with the Reporting Person's election to the Issuer's board of directors at its 2026 Annual Meeting of Stockholders, the Reporting Person was granted an option to purchase 8,150 shares of the Issuer's common stock under the Issuer's 2025 Equity Incentive Plan in accordance with the terms of the Issuer's non-employee director compensation policy. The shares of common stock underlying the award will vest on a monthly basis over a one-year period in substantially equal 1/12th increments on the last day of each month beginning on June 30, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 23:42 UTC
BOGER JOSHUA SDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 8,150 $0.00 Strike: $2.91 $0.00
Disclosure

SEC source: 0001437749-26-020211 · rdgdoc.xml · derivative · entry 1

BOGER JOSHUA S · CIK 0001197023 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,150

Underlying: Common Stock · 8,150 shares

Expires 2036-06-08

F1 · derivative.exercise_date: On June 8, 2026, in connection with the Reporting Person's election to the Issuer's board of directors at its 2026 Annual Meeting of Stockholders, the Reporting Person was granted an option to purchase 8,150 shares of the Issuer's common stock under the Issuer's 2025 Equity Incentive Plan in accordance with the terms of the Issuer's non-employee director compensation policy. The shares of common stock underlying the award will vest on a monthly basis over a one-year period in substantially equal 1/12th increments on the last day of each month beginning on June 30, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 23:42 UTC
ALAM JOHN JDirector · CEO & President · 10% owner
GrantStock Option (Right to Buy) · Derivative 8,150 $0.00 Strike: $2.91 $0.00
Disclosure

SEC source: 0001437749-26-020210 · rdgdoc.xml · derivative · entry 1

ALAM JOHN J · CIK 0001197014 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 8,150

Underlying: Common Stock · 8,150 shares

Expires 2036-06-08

F1 · security: Consists of an option to purchase shares of common stock granted to Sylvie Gregoire, PharmD., the Reporting Person's spouse and a non-employee director of the Issuer. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · derivative.exercise_date: The shares of common stock underlying the award will vest on a monthly basis over a one-year period in substantially equal 1/12th increments on the last day of each month beginning on June 30, 2026, subject to the Dr. Gregoire's continued service through the applicable vesting date.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 22:02 UTC
Winton MatthewChief Commercial and Business
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001437749-26-004168 · rdgdoc.xml · derivative · entry 1

Winton Matthew · CIK 0001971400 · Chief Commercial and Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2036-02-11

F1 · derivative.exercise_date: The shares of common stock underlying the award will vest in 36 equal (or as near equal as possible) monthly installments on the last calendar day of each month over a 36-month period commencing February 28, 2026.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 22:02 UTC
Gregoire SylvieDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001437749-26-004167 · rdgdoc.xml · derivative · entry 1

Gregoire Sylvie · CIK 0001335822 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2036-02-11

F1 · security: Consists of an option to purchase shares of common stock granted to John Alam, M.D., the Reporting Person's spouse and the President & Chief Executive Officer of the Issuer and a member of its Board of Directors. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · derivative.exercise_date: The shares of common stock underlying the award will vest in 36 equal (or as near equal as possible) monthly installments on the last calendar day of each month over a 36-month period commencing February 28, 2026.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 22:01 UTC
ELDER WILLIAM ROBERTCFO, GC & Secretary
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001437749-26-004166 · rdgdoc.xml · derivative · entry 1

ELDER WILLIAM ROBERT · CIK 0001828068 · CFO, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2036-02-11

F1 · derivative.exercise_date: The shares of common stock underlying the award will vest in 36 equal (or as near equal as possible) monthly installments on the last calendar day of each month over a 36-month period commencing February 28, 2026.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 22:01 UTC
De Rosch MarkEVP, RA and GA and PgM
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001437749-26-004165 · rdgdoc.xml · derivative · entry 1

De Rosch Mark · CIK 0001890320 · EVP, RA and GA and PgM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2036-02-11

F1 · derivative.exercise_date: The shares of common stock underlying the award will vest in 36 equal (or as near equal as possible) monthly installments on the last calendar day of each month over a 36-month period commencing February 28, 2026.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 22:00 UTC
Blackburn KellyEVP, Clinical Development
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001437749-26-004164 · rdgdoc.xml · derivative · entry 1

Blackburn Kelly · CIK 0001640575 · EVP, Clinical Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2036-02-11

F1 · derivative.exercise_date: The shares of common stock underlying the award will vest in 36 equal (or as near equal as possible) monthly installments on the last calendar day of each month over a 36-month period commencing February 28, 2026.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 22:00 UTC
ALAM JOHN JDirector · CEO & President · 10% owner
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001437749-26-004162 · rdgdoc.xml · derivative · entry 1

ALAM JOHN J · CIK 0001197014 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2036-02-11

F1 · derivative.exercise_date: The shares of common stock underlying the award will vest in 36 equal (or as near equal as possible) monthly installments on the last calendar day of each month over a 36-month period commencing February 28, 2026.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 12:46 UTC
Winton MatthewChief Commercial and Business
PurchaseCommon Stock 1,500 $7.95 $11,925.00
Disclosure

SEC source: 0001437749-25-035655 · rdgdoc.xml · nonDerivative · entry 2

Winton Matthew · CIK 0001971400 · Chief Commercial and Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Shares purchased in open-market transactions.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 12:45 UTC
ELDER WILLIAM ROBERTCFO, GC & Secretary
PurchaseCommon Stock 2,500 $8.32 $20,800.00
Disclosure

SEC source: 0001437749-25-035653 · rdgdoc.xml · nonDerivative · entry 2

ELDER WILLIAM ROBERT · CIK 0001828068 · CFO, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

F1 · shares: Shares purchased in open-market transactions.

F2 · price: The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $8.26 to $8.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 12:46 UTC
Winton MatthewChief Commercial and Business
PurchaseCommon Stock 3,500 $8.43 $29,505.00
Disclosure

SEC source: 0001437749-25-035655 · rdgdoc.xml · nonDerivative · entry 1

Winton Matthew · CIK 0001971400 · Chief Commercial and Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,500

F1 · shares: Shares purchased in open-market transactions.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 12:45 UTC
Gregoire SylvieDirector · 10% owner
PurchaseCommon Stock 10,807 $8.46 $91,427.22
Disclosure

SEC source: 0001437749-25-035654 · rdgdoc.xml · nonDerivative · entry 2

Gregoire Sylvie · CIK 0001335822 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse's IRA

Disclosed balance after: 12,500

F1 · shares: Shares purchased in open-market transactions.

F4 · shares: Shares held by the John J. Alam Roth IRA.

F5 · price: The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $8.39 to $8.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

F4 · balance_after: Shares held by the John J. Alam Roth IRA.

F4 · ownership.nature: Shares held by the John J. Alam Roth IRA.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 12:45 UTC
Gregoire SylvieDirector · 10% owner
PurchaseCommon Stock 10,793 $8.46 $91,308.78
Disclosure

SEC source: 0001437749-25-035654 · rdgdoc.xml · nonDerivative · entry 1

Gregoire Sylvie · CIK 0001335822 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,484,078

F1 · shares: Shares purchased in open-market transactions.

F2 · price: The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $8.38 to $8.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

F3 · balance_after: Includes (i) 1,471,578 hares held jointly by the Reporting Person and her spouse, Dr. John Alam, M.D., the Issuer's President & Chief Executive Officer and a member of the Issuer's Board of Directors and (ii) 12,500 shares held by the Sylvie Gregoire Roth IRA.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 12:45 UTC
ELDER WILLIAM ROBERTCFO, GC & Secretary
PurchaseCommon Stock 1,000 $8.45 $8,450.00
Disclosure

SEC source: 0001437749-25-035653 · rdgdoc.xml · nonDerivative · entry 1

ELDER WILLIAM ROBERT · CIK 0001828068 · CFO, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Shares purchased in open-market transactions.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 12:45 UTC
ALAM JOHN JDirector · CEO & President · 10% owner
PurchaseCommon Stock 10,793 $8.46 $91,308.78
Disclosure

SEC source: 0001437749-25-035652 · rdgdoc.xml · nonDerivative · entry 2

ALAM JOHN J · CIK 0001197014 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse's IRA

Disclosed balance after: 12,500

F1 · shares: Shares purchased in open-market transactions.

F4 · shares: Shares held by the Sylvie Gregoire Roth IRA.

F5 · price: The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $8.38 to $8.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

F4 · balance_after: Shares held by the Sylvie Gregoire Roth IRA.

F4 · ownership.nature: Shares held by the Sylvie Gregoire Roth IRA.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 12:45 UTC
ALAM JOHN JDirector · CEO & President · 10% owner
PurchaseCommon Stock 10,807 $8.46 $91,427.22
Disclosure

SEC source: 0001437749-25-035652 · rdgdoc.xml · nonDerivative · entry 1

ALAM JOHN J · CIK 0001197014 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,484,078

F1 · shares: Shares purchased in open-market transactions.

F2 · price: The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $8.39 to $8.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

F3 · balance_after: Includes (i) 1,471,578 shares held jointly by the Reporting Person and his spouse, Dr. Sylvie Gregoire, PharmD., a member of the Issuer's Board of Directors and (ii) 12,500 shares held by the John J. Alam Roth IRA.

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November 14, 2025 Filed Nov 17, 2025 14:01 UTC
ALAM JOHN JDirector · CEO & President · 10% owner
PurchaseCommon Stock 1,707 $7.57 $12,921.99
Disclosure

SEC source: 0001437749-25-035309 · rdgdoc.xml · nonDerivative · entry 3

ALAM JOHN J · CIK 0001197014 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse's IRA

Disclosed balance after: 1,707

F1 · shares: Shares purchased in open-market transactions.

F4 · shares: Includes 1,707 shares held by the Sylvie Gregoire Roth IRA. The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $7.44 to $7.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

F4 · price: Includes 1,707 shares held by the Sylvie Gregoire Roth IRA. The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $7.44 to $7.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

F4 · balance_after: Includes 1,707 shares held by the Sylvie Gregoire Roth IRA. The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $7.44 to $7.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

F4 · ownership.nature: Includes 1,707 shares held by the Sylvie Gregoire Roth IRA. The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $7.44 to $7.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

Read SEC document
November 14, 2025 Filed Nov 17, 2025 14:01 UTC
ALAM JOHN JDirector · CEO & President · 10% owner
PurchaseCommon Stock 1,693 $7.55 $12,782.15
Disclosure

SEC source: 0001437749-25-035309 · rdgdoc.xml · nonDerivative · entry 2

ALAM JOHN J · CIK 0001197014 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,473,271

F1 · shares: Shares purchased in open-market transactions.

F3 · shares: Includes 1,693 shares held by the John J. Alam Roth IRA. The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $7.41 to $7.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

F3 · price: Includes 1,693 shares held by the John J. Alam Roth IRA. The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $7.41 to $7.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

F2 · balance_after: Includes 1,471,578 shares held jointly by the Reporting Person and his spouse, Dr. Sylvie Gregoire, PharmD., a member of the Issuer's Board of Directors.

F3 · balance_after: Includes 1,693 shares held by the John J. Alam Roth IRA. The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $7.41 to $7.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

Read SEC document
November 14, 2025 Filed Nov 17, 2025 14:02 UTC
Gregoire SylvieDirector · 10% owner
PurchaseCommon Stock 1,693 $7.55 $12,782.15
Disclosure

SEC source: 0001437749-25-035310 · rdgdoc.xml · nonDerivative · entry 3

Gregoire Sylvie · CIK 0001335822 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse's IRA

Disclosed balance after: 1,693

F1 · shares: Shares purchased in open-market transactions.

F4 · shares: Includes 1,693 shares held by the John J. Alam Roth IRA. The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $7.41 to $7.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

F4 · price: Includes 1,693 shares held by the John J. Alam Roth IRA. The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $7.41 to $7.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

F4 · balance_after: Includes 1,693 shares held by the John J. Alam Roth IRA. The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $7.41 to $7.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

F4 · ownership.nature: Includes 1,693 shares held by the John J. Alam Roth IRA. The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $7.41 to $7.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

Read SEC document
November 14, 2025 Filed Nov 17, 2025 14:02 UTC
Gregoire SylvieDirector · 10% owner
PurchaseCommon Stock 1,707 $7.57 $12,921.99
Disclosure

SEC source: 0001437749-25-035310 · rdgdoc.xml · nonDerivative · entry 2

Gregoire Sylvie · CIK 0001335822 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,473,285

F1 · shares: Shares purchased in open-market transactions.

F3 · shares: Includes 1,707 shares held by the Sylvie Gregoire Roth IRA. The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $7.44 to $7.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

F3 · price: Includes 1,707 shares held by the Sylvie Gregoire Roth IRA. The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $7.44 to $7.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

F2 · balance_after: Shares held jointly by the Reporting Person and his spouse, Dr. John Alam, M.D., the Issuer's President & Chief Executive Officer and a member of the Issuer's Board of Directors.

F3 · balance_after: Includes 1,707 shares held by the Sylvie Gregoire Roth IRA. The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $7.44 to $7.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

Read SEC document
November 14, 2025 Filed Nov 17, 2025 14:01 UTC
Winton MatthewChief Commercial and Business
PurchaseCommon Stock 10,000 $7.57 $75,700.00
Disclosure

SEC source: 0001437749-25-035308 · rdgdoc.xml · nonDerivative · entry 1

Winton Matthew · CIK 0001971400 · Chief Commercial and Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Shares purchased in open-market transactions.

F2 · price: The price reported is a weighted average price. The shares were purchased in open-market transactions at prices ranging from $7.53 to $7.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full detail regarding the number of shares purchased at each separate price within such range.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 14:01 UTC
ALAM JOHN JDirector · CEO & President · 10% owner
PurchaseCommon Stock 4,447 $7.51 $33,396.97
Disclosure

SEC source: 0001437749-25-035309 · rdgdoc.xml · nonDerivative · entry 1

ALAM JOHN J · CIK 0001197014 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,471,578

F1 · shares: Shares purchased in open-market transactions.

F2 · balance_after: Includes 1,471,578 shares held jointly by the Reporting Person and his spouse, Dr. Sylvie Gregoire, PharmD., a member of the Issuer's Board of Directors.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 14:02 UTC
Gregoire SylvieDirector · 10% owner
PurchaseCommon Stock 4,447 $7.51 $33,396.97
Disclosure

SEC source: 0001437749-25-035310 · rdgdoc.xml · nonDerivative · entry 1

Gregoire Sylvie · CIK 0001335822 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,471,578

F1 · shares: Shares purchased in open-market transactions.

F2 · balance_after: Shares held jointly by the Reporting Person and his spouse, Dr. John Alam, M.D., the Issuer's President & Chief Executive Officer and a member of the Issuer's Board of Directors.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 13:52 UTC
Gregoire SylvieDirector · 10% owner
PurchaseCommon Stock 5,553 $7.35 $40,814.55
Disclosure

SEC source: 0001437749-25-034640 · rdgdoc.xml · nonDerivative · entry 1

Gregoire Sylvie · CIK 0001335822 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,467,131

F1 · shares: Shares purchased in open-market transactions.

F2 · balance_after: Shares held jointly by the Reporting Person and her spouse, Dr. John Alam, M.D., the Issuer's President & Chief Executive Officer and a member of the Issuer's Board of Directors.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 13:52 UTC
ELDER WILLIAM ROBERTCFO, GC & Secretary
PurchaseCommon Stock 3,500 $7.44 $26,040.00
Disclosure

SEC source: 0001437749-25-034639 · rdgdoc.xml · nonDerivative · entry 1

ELDER WILLIAM ROBERT · CIK 0001828068 · CFO, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

F1 · shares: Shares purchased in open-market transactions.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 13:52 UTC
ALAM JOHN JDirector · CEO & President · 10% owner
PurchaseCommon Stock 5,553 $7.35 $40,814.55
Disclosure

SEC source: 0001437749-25-034638 · rdgdoc.xml · nonDerivative · entry 1

ALAM JOHN J · CIK 0001197014 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,467,131

F1 · shares: Shares purchased in open-market transactions.

F2 · balance_after: Shares held jointly by the Reporting Person and his spouse, Dr. Sylvie Gregoire, PharmD., a member of the Issuer's Board of Directors.

Read SEC document
October 27, 2025 Filed Dec 5, 2025 23:16 UTC GrantStock Option (Right to Buy) · Derivative 16,200 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001437749-25-037054 · rdgdoc.xml · derivative · entry 1

Quigley David · CIK 0002098754 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,200

Underlying: Common Stock · 16,200 shares

Expires 2035-10-27

F1 · security: Shares granted pursuant to the Issuer's 2025 Equity Incentive Plan in connection with the Reporting Person's appointment to the Issuer's board of directors. Award vests in equal monthly installments over thirty-six (36) months on the last day of each month commencing October 31, 2025.

F1 · derivative.exercise_date: Shares granted pursuant to the Issuer's 2025 Equity Incentive Plan in connection with the Reporting Person's appointment to the Issuer's board of directors. Award vests in equal monthly installments over thirty-six (36) months on the last day of each month commencing October 31, 2025.

Read SEC document
October 06, 2025 Filed Oct 8, 2025 20:07 UTC
Winton MatthewChief Commercial and Business
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001437749-25-030707 · rdgdoc.xml · derivative · entry 1

Winton Matthew · CIK 0001971400 · Chief Commercial and Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2035-10-06

F1 · derivative.exercise_date: Shares granted as an inducement award material to Dr. Winton's entering into employment with the Company in accordance with Nasdaq Listing Rule 5635(c)(4). Award vests in equal monthly installments over thirty-six (36) months on the last day of each month commencing October 31, 2025.

Read SEC document
June 23, 2025 Filed Jun 25, 2025 21:05 UTC
ALAM JOHN JDirector · CEO & President · 10% owner
GrantStock Option (Right to Buy) · Derivative 8,100 $0.00 Strike: $6.52 $0.00
Disclosure

SEC source: 0001437749-25-021275 · rdgdoc.xml · derivative · entry 1

ALAM JOHN J · CIK 0001197014 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires 2035-06-23

F1 · security: Consists of an option to purchase shares of common stock granted to Sylvie Gregoire, PharmD., the Reporting Person's spouse and a non-employee director of the Issuer. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · derivative.exercise_date: The shares of common stock underlying the award will vest on a monthly basis over a one-year period in substantially equal 1/12th increments on the last day of each month beginning on June 30, 2025, subject to the Dr. Gregoire's continued service through the applicable vesting date.

Read SEC document
June 23, 2025 Filed Jun 25, 2025 21:04 UTC
ZAVRL FRANKDirector
GrantStock Option (Right to Buy) · Derivative 8,100 $0.00 Strike: $6.52 $0.00
Disclosure

SEC source: 0001437749-25-021274 · rdgdoc.xml · derivative · entry 1

ZAVRL FRANK · CIK 0001652169 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires 2035-06-23

F1 · derivative.exercise_date: On June 23, 2025, in connection with the Reporting Person's election to the Issuer's board of directors at its 2025 Annual Meeting of Stockholders, the Reporting Person was granted an option to purchase 8,100 shares of the Issuer's common stock under the Issuer's 2025 Equity Incentive Plan in accordance with the terms of the Issuer's non-employee director compensation policy. The shares of common stock underlying the award will vest on a monthly basis over a one-year period in substantially equal 1/12th increments on the last day of each month beginning on June 30, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 23, 2025 Filed Jun 25, 2025 21:02 UTC GrantStock Option (Right to Buy) · Derivative 8,100 $0.00 Strike: $6.52 $0.00
Disclosure

SEC source: 0001437749-25-021272 · rdgdoc.xml · derivative · entry 1

Sabbagh Marwan · CIK 0001917672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires 2035-06-23

F1 · derivative.exercise_date: On June 23, 2025, in connection with the Reporting Person's election to the Issuer's board of directors at its 2025 Annual Meeting of Stockholders, the Reporting Person was granted an option to purchase 8,100 shares of the Issuer's common stock under the Issuer's 2025 Equity Incentive Plan in accordance with the terms of the Issuer's non-employee director compensation policy. The shares of common stock underlying the award will vest on a monthly basis over a one-year period in substantially equal 1/12th increments on the last day of each month beginning on June 30, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 23, 2025 Filed Jun 25, 2025 21:03 UTC
BOGER JOSHUA SDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 8,100 $0.00 Strike: $6.52 $0.00
Disclosure

SEC source: 0001437749-25-021273 · rdgdoc.xml · derivative · entry 1

BOGER JOSHUA S · CIK 0001197023 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires 2035-06-23

F1 · derivative.exercise_date: On June 23, 2025, in connection with the Reporting Person's election to the Issuer's board of directors at its 2025 Annual Meeting of Stockholders, the Reporting Person was granted an option to purchase 8,100 shares of the Issuer's common stock under the Issuer's 2025 Equity Incentive Plan in accordance with the terms of the Issuer's non-employee director compensation policy. The shares of common stock underlying the award will vest on a monthly basis over a one-year period in substantially equal 1/12th increments on the last day of each month beginning on June 30, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 23, 2025 Filed Jun 25, 2025 21:01 UTC GrantStock Option (Right to Buy) · Derivative 8,100 $0.00 Strike: $6.52 $0.00
Disclosure

SEC source: 0001437749-25-021270 · rdgdoc.xml · derivative · entry 1

Hollingsworth Jane H · CIK 0001297141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires 2035-06-23

F1 · derivative.exercise_date: On June 23, 2025, in connection with the Reporting Person's election to the Issuer's board of directors at its 2025 Annual Meeting of Stockholders, the Reporting Person was granted an option to purchase 8,100 shares of the Issuer's common stock under the Issuer's 2025 Equity Incentive Plan in accordance with the terms of the Issuer's non-employee director compensation policy. The shares of common stock underlying the award will vest on a monthly basis over a one-year period in substantially equal 1/12th increments on the last day of each month beginning on June 30, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 23, 2025 Filed Jun 25, 2025 21:01 UTC GrantStock Option (Right to Buy) · Derivative 8,100 $0.00 Strike: $6.52 $0.00
Disclosure

SEC source: 0001437749-25-021271 · rdgdoc.xml · derivative · entry 1

Poulton Jeffrey V. · CIK 0001782962 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires 2035-06-23

F1 · derivative.exercise_date: On June 23, 2025, in connection with the Reporting Person's election to the Issuer's board of directors at its 2025 Annual Meeting of Stockholders, the Reporting Person was granted an option to purchase 8,100 shares of the Issuer's common stock under the Issuer's 2025 Equity Incentive Plan in accordance with the terms of the Issuer's non-employee director compensation policy. The shares of common stock underlying the award will vest on a monthly basis over a one-year period in substantially equal 1/12th increments on the last day of each month beginning on June 30, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 23, 2025 Filed Jun 25, 2025 21:00 UTC
Gregoire SylvieDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 8,100 $0.00 Strike: $6.52 $0.00
Disclosure

SEC source: 0001437749-25-021269 · rdgdoc.xml · derivative · entry 1

Gregoire Sylvie · CIK 0001335822 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires 2035-06-23

F1 · derivative.exercise_date: On June 23, 2025, in connection with the Reporting Person's election to the Issuer's board of directors at its 2025 Annual Meeting of Stockholders, the Reporting Person was granted an option to purchase 8,100 shares of the Issuer's common stock under the Issuer's 2025 Equity Incentive Plan in accordance with the terms of the Issuer's non-employee director compensation policy. The shares of common stock underlying the award will vest on a monthly basis over a one-year period in substantially equal 1/12th increments on the last day of each month beginning on June 30, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
May 14, 2025 Filed May 14, 2025 20:11 UTC
ELDER WILLIAM ROBERTCFO, GC & Secretary
PurchaseCommon Stock 4,233 $8.46 $35,811.18
Disclosure

SEC source: 0001437749-25-016843 · rdgdoc.xml · nonDerivative · entry 1

ELDER WILLIAM ROBERT · CIK 0001828068 · CFO, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

F1 · security: Shares purchased in open-market transactions.

F2 · price: Represents weighted average price of (i) 3,800 shares purchased at $8.4499 per share and (ii) 433 shares purchased at $8.5373 per share.

Read SEC document
February 04, 2025 Filed Feb 14, 2025 23:02 UTC
Gregoire SylvieDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001437749-25-004076 · rdgdoc.xml · derivative · entry 1

Gregoire Sylvie · CIK 0001335822 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2035-02-04

F1 · security: Consists of an option to purchase shares of common stock granted to John Alam, M.D., the Reporting Person's spouse and the Chief Executive Officer of the Issuer. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · derivative.exercise_date: The shares of common stock underlying the award will vest in 36 equal (or as near equal as possible) monthly installments on the last calendar day of each month over a 36-month period commencing February 28, 2025.

Read SEC document
February 04, 2025 Filed Feb 14, 2025 23:01 UTC
Cobuzzi Robert Joseph Jr.Chief Operating Officer
GrantStock Option (Right to Buy) · Derivative 27,000 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001437749-25-004073 · rdgdoc.xml · derivative · entry 1

Cobuzzi Robert Joseph Jr. · CIK 0001799838 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2035-02-04

F1 · derivative.exercise_date: The shares of common stock underlying the award will vest in 36 equal (or as near equal as possible) monthly installments on the last calendar day of each month over a 36-month period commencing February 28, 2025.

Read SEC document
February 04, 2025 Filed Feb 14, 2025 23:02 UTC GrantStock Option (Right to Buy) · Derivative 27,000 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001437749-25-004074 · rdgdoc.xml · derivative · entry 1

ELDER WILLIAM ROBERT · CIK 0001828068 · CFO & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2035-02-04

F1 · derivative.exercise_date: The shares of common stock underlying the award will vest in 36 equal (or as near equal as possible) monthly installments on the last calendar day of each month over a 36-month period commencing February 28, 2025.

Read SEC document
February 04, 2025 Filed Feb 14, 2025 23:00 UTC
Blackburn KellySVP, Clinical Development
GrantStock Option (Right to Buy) · Derivative 27,000 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001437749-25-004072 · rdgdoc.xml · derivative · entry 1

Blackburn Kelly · CIK 0001640575 · SVP, Clinical Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2035-02-04

F1 · derivative.exercise_date: The shares of common stock underlying the award will vest in 36 equal (or as near equal as possible) monthly installments on the last calendar day of each month over a 36-month period commencing February 28, 2025.

Read SEC document
February 04, 2025 Filed Feb 14, 2025 23:00 UTC
ALAM JOHN JDirector · CEO & President · 10% owner
GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001437749-25-004071 · rdgdoc.xml · derivative · entry 1

ALAM JOHN J · CIK 0001197014 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2035-02-04

F1 · derivative.exercise_date: The shares of common stock underlying the award will vest in 36 equal (or as near equal as possible) monthly installments on the last calendar day of each month over a 36-month period commencing February 28, 2025.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.