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CARPENTER TECHNOLOGY CORP

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3210
SEC CIK
0000017843
Parsed reports
485

Last 12 months

Inside the activity.

0 purchase rows · 60 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 2025019
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 2026010
Jun 202601
Jul 202600
Aug 2026022
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2017 Filed Aug 2, 2017 17:33 UTC
Thene Tony RPresident and CEO
GrantEmployee Stock Option · Derivative 20,550 Not disclosed Strike: $40.43 Not disclosed
Disclosure

SEC source: 0000017843-17-000046 · edgar.xml · derivative · entry 3

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,550

Underlying: Common Stock · 20,550 shares

Expires 2027-07-31

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:33 UTC
Thene Tony RPresident and CEO
GrantEmployee Stock Option · Derivative 20,550 Not disclosed Strike: $40.43 Not disclosed
Disclosure

SEC source: 0000017843-17-000046 · edgar.xml · derivative · entry 2

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,550

Underlying: Common Stock · 20,550 shares

Expires 2027-07-31

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:33 UTC
Thene Tony RPresident and CEO
GrantCommon Stock 17,314 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-17-000046 · edgar.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,026

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:32 UTC
LAIN TIMOTHYVP-Controller, Chf Acctg Ofcr
GrantEmployee Stock Option · Derivative 1,101 Not disclosed Strike: $40.43 Not disclosed
Disclosure

SEC source: 0000017843-17-000045 · edgar.xml · derivative · entry 5

LAIN TIMOTHY · CIK 0001579848 · VP-Controller, Chf Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101

Underlying: Common Stock · 1,101 shares

Expires 2027-07-31

F3 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:32 UTC
LAIN TIMOTHYVP-Controller, Chf Acctg Ofcr
GrantEmployee Stock Option · Derivative 1,101 Not disclosed Strike: $40.43 Not disclosed
Disclosure

SEC source: 0000017843-17-000045 · edgar.xml · derivative · entry 4

LAIN TIMOTHY · CIK 0001579848 · VP-Controller, Chf Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101

Underlying: Common Stock · 1,101 shares

Expires 2027-07-31

F3 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:32 UTC
LAIN TIMOTHYVP-Controller, Chf Acctg Ofcr
GrantEmployee Stock Option · Derivative 1,101 Not disclosed Strike: $40.43 Not disclosed
Disclosure

SEC source: 0000017843-17-000045 · edgar.xml · derivative · entry 3

LAIN TIMOTHY · CIK 0001579848 · VP-Controller, Chf Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101

Underlying: Common Stock · 1,101 shares

Expires 2027-07-31

F3 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:32 UTC
LAIN TIMOTHYVP-Controller, Chf Acctg Ofcr
GrantCommon Stock 928 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-17-000045 · edgar.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · VP-Controller, Chf Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,988

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:31 UTC
HANIFORD JOSEPH ESVP & Chief Operating Officer
GrantEmployee Stock Option · Derivative 4,403 Not disclosed Strike: $40.43 Not disclosed
Disclosure

SEC source: 0000017843-17-000044 · edgar.xml · derivative · entry 4

HANIFORD JOSEPH E · CIK 0001647836 · SVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,403

Underlying: Common Stock · 4,403 shares

Expires 2027-07-31

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:31 UTC
HANIFORD JOSEPH ESVP & Chief Operating Officer
GrantEmployee Stock Option · Derivative 4,404 Not disclosed Strike: $40.43 Not disclosed
Disclosure

SEC source: 0000017843-17-000044 · edgar.xml · derivative · entry 3

HANIFORD JOSEPH E · CIK 0001647836 · SVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,404

Underlying: Common Stock · 4,404 shares

Expires 2027-07-31

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:31 UTC
HANIFORD JOSEPH ESVP & Chief Operating Officer
GrantEmployee Stock Option · Derivative 4,404 Not disclosed Strike: $40.43 Not disclosed
Disclosure

SEC source: 0000017843-17-000044 · edgar.xml · derivative · entry 2

HANIFORD JOSEPH E · CIK 0001647836 · SVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,404

Underlying: Common Stock · 4,404 shares

Expires 2027-07-31

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:31 UTC
HANIFORD JOSEPH ESVP & Chief Operating Officer
GrantCommon Stock 3,711 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-17-000044 · edgar.xml · nonDerivative · entry 1

HANIFORD JOSEPH E · CIK 0001647836 · SVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,938

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:29 UTC
DEE JAMES DVP, Gen Counsel & Secretary
GrantEmployee Stock Option · Derivative 2,936 Not disclosed Strike: $40.43 Not disclosed
Disclosure

SEC source: 0000017843-17-000043 · edgar.xml · derivative · entry 4

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,936

Underlying: Common Stock · 2,936 shares

Expires 2027-07-31

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:29 UTC
DEE JAMES DVP, Gen Counsel & Secretary
GrantEmployee Stock Option · Derivative 2,936 Not disclosed Strike: $40.43 Not disclosed
Disclosure

SEC source: 0000017843-17-000043 · edgar.xml · derivative · entry 3

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,936

Underlying: Common Stock · 2,936 shares

Expires 2027-07-31

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:29 UTC
DEE JAMES DVP, Gen Counsel & Secretary
GrantEmployee Stock Option · Derivative 2,936 Not disclosed Strike: $40.43 Not disclosed
Disclosure

SEC source: 0000017843-17-000043 · edgar.xml · derivative · entry 2

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,936

Underlying: Common Stock · 2,936 shares

Expires 2027-07-31

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:29 UTC
DEE JAMES DVP, Gen Counsel & Secretary
GrantCommon Stock 2,474 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-17-000043 · edgar.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,694.94

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:28 UTC
Audia Damon JSVP & Chief Financial Officer
GrantEmployee Stock Option · Derivative 5,137 Not disclosed Strike: $40.43 Not disclosed
Disclosure

SEC source: 0000017843-17-000042 · edgar.xml · derivative · entry 4

Audia Damon J · CIK 0001452301 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,137

Underlying: Common Stock · 5,137 shares

Expires 2027-07-31

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:28 UTC
Audia Damon JSVP & Chief Financial Officer
GrantEmployee Stock Option · Derivative 5,138 Not disclosed Strike: $40.43 Not disclosed
Disclosure

SEC source: 0000017843-17-000042 · edgar.xml · derivative · entry 3

Audia Damon J · CIK 0001452301 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,138

Underlying: Common Stock · 5,138 shares

Expires 2027-07-31

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:28 UTC
Audia Damon JSVP & Chief Financial Officer
GrantEmployee Stock Option · Derivative 5,138 Not disclosed Strike: $40.43 Not disclosed
Disclosure

SEC source: 0000017843-17-000042 · edgar.xml · derivative · entry 2

Audia Damon J · CIK 0001452301 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,138

Underlying: Common Stock · 5,138 shares

Expires 2027-07-31

F2 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 17:28 UTC
Audia Damon JSVP & Chief Financial Officer
GrantCommon Stock 4,329 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-17-000042 · edgar.xml · nonDerivative · entry 1

Audia Damon J · CIK 0001452301 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,366

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 21, 2017 Filed Jul 25, 2017 17:00 UTC
Thene Tony RPresident and CEO
GrantCommon Stock 17,043 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-17-000041 · edgar.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,712

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 21, 2017 Filed Jul 25, 2017 16:57 UTC
LAIN TIMOTHYVP-Controller, Chf Acctg Ofcr
GrantCommon Stock 1,006 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-17-000040 · edgar.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · VP-Controller, Chf Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,060

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 21, 2017 Filed Jul 25, 2017 16:56 UTC
HANIFORD JOSEPH EChief Operating Officer
GrantCommon Stock 3,653 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-17-000039 · edgar.xml · nonDerivative · entry 1

HANIFORD JOSEPH E · CIK 0001647836 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,227

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 21, 2017 Filed Jul 25, 2017 16:55 UTC
DEE JAMES DVP, Gen Counsel & Secretary
GrantCommon Stock 2,435 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-17-000038 · edgar.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,220.94

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

Read SEC document
July 21, 2017 Filed Jul 25, 2017 16:53 UTC
Audia Damon JSVP & Chief Financial Officer
GrantCommon Stock 4,261 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-17-000037 · edgar.xml · nonDerivative · entry 1

Audia Damon J · CIK 0001452301 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,037

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:28 UTC
Thene Tony RPresident and CEO
Tax withholdingCommon Stock 1,733 $37.43 $64,866.19
Disclosure

SEC source: 0000017843-17-000035 · edgar.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,669

F1 · shares: In connection with the vesting of previously reported restricted stock units.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:25 UTC
LAIN TIMOTHYVP-Controller, Chf Acctg Ofcr
Tax withholdingCommon Stock 197 $37.43 $7,373.71
Disclosure

SEC source: 0000017843-17-000034 · edgar.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · VP-Controller, Chf Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,049

F1 · shares: In connection with the vesting of previously reported restricted stock units.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:24 UTC
HANIFORD JOSEPH EChief Operating Officer
Tax withholdingCommon Stock 394 $37.43 $14,747.42
Disclosure

SEC source: 0000017843-17-000033 · edgar.xml · nonDerivative · entry 1

HANIFORD JOSEPH E · CIK 0001647836 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,574

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:23 UTC
DEE JAMES DVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 283 $37.43 $10,592.69
Disclosure

SEC source: 0000017843-17-000032 · edgar.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,785.245

F1 · shares: In connection with the vesting of previously reported restricted stock units.

F2 · balance_after: Includes dividend equivalents not previously reported.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:20 UTC
Audia Damon JSVP & Chief Financial Officer
Tax withholdingCommon Stock 329 $37.43 $12,314.47
Disclosure

SEC source: 0000017843-17-000031 · edgar.xml · nonDerivative · entry 1

Audia Damon J · CIK 0001452301 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,776

F1 · shares: In connection with the vesting of previously reported restricted stock units.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:17 UTC GrantDirector Stock Units · Derivative 367.35 $37.43 $13,749.91
Disclosure

SEC source: 0000017843-17-000030 · edgar.xml · derivative · entry 1

ANDERSON CARL G JR · CIK 0001092349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,744.6966

Underlying: Common Stock · 367.35 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F2 · shares: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F3 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F3 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

Read SEC document
June 30, 2017 Filed Jul 12, 2017 18:19 UTC Amendment
LAIN TIMOTHYVP-Controller, Chf Acctg Ofcr
Tax withholdingCommon Stock 192 $37.43 $7,186.56
Disclosure

SEC source: 0000017843-17-000036 · edgar.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · VP-Controller, Chf Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,054

F1 · shares: In connection with the vesting of previously reported restricted shares.

F2 · shares: An incorrect number of shares disposed was reported on the original filing.

F3 · balance_after: An incorrect share balance was reported on the original filing.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 19:51 UTC GrantDirector Stock Units · Derivative 368.6327 $37.30 $13,750.00
Disclosure

SEC source: 0000017843-17-000010 · edgar.xml · derivative · entry 1

ANDERSON CARL G JR · CIK 0001092349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,121.8857

Underlying: Common Stock · 368.6327 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F2 · shares: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F3 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F3 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

F4 · balance_after: Includes dividend equivalents not previously reported.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 20:02 UTC SaleCommon Stock 10,000 $42.02 $420,166.00
Disclosure

SEC source: 0000017843-17-000008 · edgar.xml · nonDerivative · entry 1

KAROL STEVEN E · CIK 0001218733 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Affiliates of Reporting Person

Disclosed balance after: 364,553

F1 · price: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $42.00 per share to a high of $42.10 per share.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:06 UTC Exercise / conversionDirector Stock Option (Right to buy) · Derivative 8,000 Not disclosed Strike: $22.35 Not disclosed
Disclosure

SEC source: 0000017843-17-000007 · edgar.xml · derivative · entry 3

TURNER KATHRYN C · CIK 0001164641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2018-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors as part of her director compensation.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:06 UTC SaleCommon Stock 8,000 $42.60 $340,800.00
Disclosure

SEC source: 0000017843-17-000007 · edgar.xml · nonDerivative · entry 2

TURNER KATHRYN C · CIK 0001164641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,327.799

F1 · price: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $42.18 per share to a high of $42.72 per share.

F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:06 UTC Exercise / conversionCommon Stock 8,000 $22.35 $178,800.00
Disclosure

SEC source: 0000017843-17-000007 · edgar.xml · nonDerivative · entry 1

TURNER KATHRYN C · CIK 0001164641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,327.799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 20:55 UTC GrantDirector Stock Units · Derivative 380.1493 $36.17 $13,750.00
Disclosure

SEC source: 0000017843-17-000001 · edgar.xml · derivative · entry 1

ANDERSON CARL G JR · CIK 0001092349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,499.9735

Underlying: Common Stock · 380.1493 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

F3 · balance_after: Includes dividend equivalents not previously reported.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 18:43 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 63,966 Not disclosed Strike: $22.26 Not disclosed
Disclosure

SEC source: 0000017843-16-000110 · edgar.xml · derivative · entry 3

PRATT GREGORY A · CIK 0001094960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 63,966 shares

Expires 2019-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 18:43 UTC SaleCommon Stock 63,966 $38.26 $2,447,185.64
Disclosure

SEC source: 0000017843-16-000110 · edgar.xml · nonDerivative · entry 2

PRATT GREGORY A · CIK 0001094960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,613

Read SEC document
December 16, 2016 Filed Dec 20, 2016 18:43 UTC Exercise / conversionCommon Stock 63,966 $22.26 $1,423,883.16
Disclosure

SEC source: 0000017843-16-000110 · edgar.xml · nonDerivative · entry 1

PRATT GREGORY A · CIK 0001094960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2016 Filed Apr 4, 2017 19:55 UTC OtherCommon Stock 21,446 $37.80 $810,658.80
Disclosure

SEC source: 0000017843-17-000011 · edgar.xml · nonDerivative · entry 1

KAROL STEVEN E · CIK 0001218733 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Affiliates of Reporting Person

Disclosed balance after: 364,553

F1 · kind: Forfeiture of shares pursuant to Escrow Agreement entered into on February 29, 2012, in connection with the merger of Latrobe Specialty Metals, Inc. ("Latrobe") into the Issuer. The shares were forfeited in satisfaction of a claim made for equity interest in Latrobe as set forth in the Merger Agreement.

F2 · balance_after: Reflects forfeiture of escrow shares that were inadvertently not previously reported. The forfeiture was, however, reflected in the share balance of the reporting person's last form filed, which was based on the reporting person's records.

Read SEC document
October 11, 2016 Filed Oct 13, 2016 23:28 UTC GrantDirector Stock Options (right to buy) · Derivative 3,275 Not disclosed Strike: $39.79 Not disclosed
Disclosure

SEC source: 0000017843-16-000104 · edgar.xml · derivative · entry 2

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,275

Underlying: Common Stock · 3,275 shares

Expires 2026-10-11

F5 · price: The reporting person was granted an option to purchase stock as part of his director's compensation.

Read SEC document
October 11, 2016 Filed Oct 13, 2016 23:28 UTC GrantDirector Stock Units · Derivative 2,640 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-16-000104 · edgar.xml · derivative · entry 1

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,741.14

Underlying: Common Stock · 2,640 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

F4 · balance_after: Includes dividend equivalents not previously reported.

Read SEC document
October 11, 2016 Filed Oct 13, 2016 23:27 UTC GrantDirector Stock Option (right to buy) · Derivative 3,275 Not disclosed Strike: $39.79 Not disclosed
Disclosure

SEC source: 0000017843-16-000103 · edgar.xml · derivative · entry 2

WADSWORTH JEFFREY · CIK 0001349530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,275

Underlying: Common Stock · 3,275 shares

Expires 2026-10-11

F5 · price: The reporting person was granted an option to purchase stock as part of his director's compensation.

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October 11, 2016 Filed Oct 13, 2016 23:27 UTC GrantDirector Stock Units · Derivative 2,640 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-16-000103 · edgar.xml · derivative · entry 1

WADSWORTH JEFFREY · CIK 0001349530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,784.84

Underlying: Common Stock · 2,640 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

F4 · balance_after: Includes dividend equivalents not previously reported.

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October 11, 2016 Filed Oct 13, 2016 23:26 UTC GrantDirector Stock Options (right to buy) · Derivative 3,275 Not disclosed Strike: $39.79 Not disclosed
Disclosure

SEC source: 0000017843-16-000102 · edgar.xml · derivative · entry 2

TURNER KATHRYN C · CIK 0001164641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,275

Underlying: Common Stock · 3,275 shares

Expires 2026-10-11

F5 · price: The reporting person was granted an option to purchase stock as part of her director's compensation.

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October 11, 2016 Filed Oct 13, 2016 23:26 UTC GrantDirector Stock Units · Derivative 2,640 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-16-000102 · edgar.xml · derivative · entry 1

TURNER KATHRYN C · CIK 0001164641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,379.25

Underlying: Common Stock · 2,640 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

F4 · balance_after: Includes dividend equivalents not previously reported.

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October 11, 2016 Filed Oct 13, 2016 23:25 UTC GrantDirector Stock Option (right to buy) · Derivative 5,613 Not disclosed Strike: $39.79 Not disclosed
Disclosure

SEC source: 0000017843-16-000101 · edgar.xml · derivative · entry 2

PRATT GREGORY A · CIK 0001094960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,613

Underlying: Common Stock · 5,613 shares

Expires 2026-10-11

F5 · price: The reporting person was granted an option to purchase stock as part of his director's compensation.

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October 11, 2016 Filed Oct 13, 2016 23:25 UTC GrantDirector Stock Units · Derivative 4,776 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-16-000101 · edgar.xml · derivative · entry 1

PRATT GREGORY A · CIK 0001094960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,434.42

Underlying: Common Stock · 4,776 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event

F4 · balance_after: Includes dividend equivalents not previously reported.

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October 11, 2016 Filed Oct 13, 2016 23:24 UTC GrantDirector Stock Option (right to buy) · Derivative 3,275 Not disclosed Strike: $39.79 Not disclosed
Disclosure

SEC source: 0000017843-16-000100 · edgar.xml · derivative · entry 2

MCMASTER ROBERT R · CIK 0001258998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,275

Underlying: Common Stock · 3,275 shares

Expires 2026-10-11

F5 · price: The reporting person was granted an option to purchase stock as part of his director's compensation.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.