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CRS

CARPENTER TECHNOLOGY CORP

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Tapewire entity
3210
SEC CIK
0000017843
Parsed reports
485

Last 12 months

Inside the activity.

0 purchase rows · 60 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 2025019
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 2026010
Jun 202601
Jul 202600
Aug 2026022
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2023 Filed Aug 2, 2023 20:52 UTC SaleCommon Stock 2,798 $60.58 $169,511.23
Disclosure

SEC source: 0001062993-23-015697 · form4.xml · nonDerivative · entry 2

KAROL STEVEN E · CIK 0001218733 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Affiliates of Reporting Person

Disclosed balance after: 335,783

F1 · price: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $60.47 per share to a high of $60.70 per share.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 20:52 UTC SaleCommon Stock 810 $60.55 $49,041.45
Disclosure

SEC source: 0001062993-23-015697 · form4.xml · nonDerivative · entry 1

KAROL STEVEN E · CIK 0001218733 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,733

Read SEC document
July 31, 2023 Filed Aug 2, 2023 20:51 UTC
Malloy Brian JSVP and Group President SAO
SaleCommon Stock 600 $60.48 $36,285.00
Disclosure

SEC source: 0001062993-23-015694 · form4.xml · nonDerivative · entry 2

Malloy Brian J · CIK 0001756183 · SVP and Group President SAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,551.2

F2 · price: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $60.46 per share to a high of $60.51 per share.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 20:51 UTC
Malloy Brian JSVP and Group President SAO
SaleCommon Stock 9,772 $59.64 $582,802.08
Disclosure

SEC source: 0001062993-23-015694 · form4.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · SVP and Group President SAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,151.2

F1 · price: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $59.20 per share to a high of $60.13 per share.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:51 UTC
LAIN TIMOTHYSVP & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,212 Not disclosed Strike: $52.41 Not disclosed
Disclosure

SEC source: 0001062993-23-015597 · form4.xml · derivative · entry 4

LAIN TIMOTHY · CIK 0001579848 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,212 shares

Expires 2023-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement.

F4 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F3 · derivative.exercise_date: Stock Option Award became exercisable in equal installments on each of July 30, 2014, 2015 and 2016.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:51 UTC
LAIN TIMOTHYSVP & CFO
Tax withholdingCommon Stock 1,135 $58.68 $66,601.80
Disclosure

SEC source: 0001062993-23-015597 · form4.xml · nonDerivative · entry 2

LAIN TIMOTHY · CIK 0001579848 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,544.93

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:51 UTC
LAIN TIMOTHYSVP & CFO
Exercise / conversionCommon Stock 1,212 $52.41 $63,520.92
Disclosure

SEC source: 0001062993-23-015597 · form4.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,679.93

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:50 UTC
Thene Tony RPresident & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,479 Not disclosed Strike: $52.41 Not disclosed
Disclosure

SEC source: 0001062993-23-015595 · form4.xml · derivative · entry 3

Thene Tony R · CIK 0001420435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,479 shares

Expires 2023-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic Exercise completed on last business day prior to expiration pursuant to terms contained in the Award Agreement.

F3 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F2 · derivative.exercise_date: Stock Option Award became exercisable in equal installments on each of July 30, 2014, 2015 and 2016.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:50 UTC
Thene Tony RPresident & CEO
Tax withholdingCommon Stock 7,974 $58.68 $467,914.32
Disclosure

SEC source: 0001062993-23-015595 · form4.xml · nonDerivative · entry 2

Thene Tony R · CIK 0001420435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,741

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:50 UTC
Thene Tony RPresident & CEO
Exercise / conversionCommon Stock 8,479 $52.41 $444,384.39
Disclosure

SEC source: 0001062993-23-015595 · form4.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:49 UTC
DEE JAMES DSVP, Gen Counsel & Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,392 Not disclosed Strike: $52.41 Not disclosed
Disclosure

SEC source: 0001062993-23-015593 · form4.xml · derivative · entry 3

DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,392 shares

Expires 2023-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement.

F3 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F2 · derivative.exercise_date: Stock Option Award became exercisable in equal installments on each of July 30, 2014, 2015 and 2016.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:49 UTC
DEE JAMES DSVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 3,216 $58.68 $188,714.88
Disclosure

SEC source: 0001062993-23-015593 · form4.xml · nonDerivative · entry 2

DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,190.31

Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:49 UTC
DEE JAMES DSVP, Gen Counsel & Secretary
Exercise / conversionCommon Stock 3,392 $52.41 $177,774.72
Disclosure

SEC source: 0001062993-23-015593 · form4.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,406.31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:58 UTC
SOCCI ELIZABETH AVP, Contr. & Ch. Acctg. Officr
Tax withholdingCommon Stock 1,178 $57.80 $68,088.40
Disclosure

SEC source: 0001062993-23-015131 · form4.xml · nonDerivative · entry 2

SOCCI ELIZABETH A · CIK 0001752632 · VP, Contr. & Ch. Acctg. Officr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,689

F2 · price: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:58 UTC
SOCCI ELIZABETH AVP, Contr. & Ch. Acctg. Officr
GrantCommon Stock 4,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-015131 · form4.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP, Contr. & Ch. Acctg. Officr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,867

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 17, 2020, and performance period ending June 30, 2023. The financial results were confirmed and approved on July 18, 2023, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 18, 2023, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:55 UTC
Malloy Brian JSVP & Group President - SAO
Tax withholdingCommon Stock 5,024 $57.80 $290,387.20
Disclosure

SEC source: 0001062993-23-015127 · form4.xml · nonDerivative · entry 2

Malloy Brian J · CIK 0001756183 · SVP & Group President - SAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,923.2

F2 · price: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F3 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:55 UTC
Malloy Brian JSVP & Group President - SAO
GrantCommon Stock 11,372 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-015127 · form4.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · SVP & Group President - SAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,947.2

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 17, 2020, and performance period ending June 30, 2023. The financial results were confirmed and approved on July 18, 2023, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 18, 2023, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:57 UTC
Thene Tony RPresident & CEO
Tax withholdingCommon Stock 35,134 $57.80 $2,030,745.20
Disclosure

SEC source: 0001062993-23-015129 · form4.xml · nonDerivative · entry 2

Thene Tony R · CIK 0001420435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,236

F2 · price: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:57 UTC
Thene Tony RPresident & CEO
GrantCommon Stock 79,488 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-015129 · form4.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,370

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 17, 2020, and performance period ending June 30, 2023. The financial results were confirmed and approved on July 18, 2023, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 18, 2023, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:54 UTC
AKINS MARSHALL DVP - Chief Commercial Officer
Tax withholdingCommon Stock 1,762 $57.80 $101,843.60
Disclosure

SEC source: 0001062993-23-015124 · form4.xml · nonDerivative · entry 2

AKINS MARSHALL D · CIK 0001915828 · VP - Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,146.65

F2 · price: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F3 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:54 UTC
AKINS MARSHALL DVP - Chief Commercial Officer
GrantCommon Stock 4,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-015124 · form4.xml · nonDerivative · entry 1

AKINS MARSHALL D · CIK 0001915828 · VP - Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,908.65

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 17, 2020, and performance period ending June 30, 2023. The financial results were confirmed and approved on July 18, 2023, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 18, 2023, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:53 UTC
DEE JAMES DSVP Gen Counsel & Secretary
Tax withholdingCommon Stock 5,381 $57.80 $311,021.80
Disclosure

SEC source: 0001062993-23-015121 · form4.xml · nonDerivative · entry 2

DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,014.31

F2 · price: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F3 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:53 UTC
DEE JAMES DSVP Gen Counsel & Secretary
GrantCommon Stock 11,372 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-015121 · form4.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · SVP Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,395.31

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 17, 2020, and performance period ending June 30, 2023. The financial results were confirmed and approved on July 18, 2023, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 18, 2023, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:52 UTC
GRAF DAVIDVP & Group President - PEP
Tax withholdingCommon Stock 1,970 $57.80 $113,866.00
Disclosure

SEC source: 0001062993-23-015119 · form4.xml · nonDerivative · entry 2

GRAF DAVID · CIK 0001871465 · VP & Group President - PEP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,363

F2 · price: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:52 UTC
GRAF DAVIDVP & Group President - PEP
GrantCommon Stock 6,853 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-015119 · form4.xml · nonDerivative · entry 1

GRAF DAVID · CIK 0001871465 · VP & Group President - PEP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,333

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 17, 2020, and performance period ending June 30, 2023. The financial results were confirmed and approved on July 18, 2023, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 18, 2023, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:52 UTC
HANIFORD JOSEPH ESVP Continuous Improvement
Tax withholdingCommon Stock 4,305 $57.80 $248,829.00
Disclosure

SEC source: 0001062993-23-015115 · form4.xml · nonDerivative · entry 2

HANIFORD JOSEPH E · CIK 0001647836 · SVP Continuous Improvement

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,045

F2 · price: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:52 UTC
HANIFORD JOSEPH ESVP Continuous Improvement
GrantCommon Stock 10,962 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-015115 · form4.xml · nonDerivative · entry 1

HANIFORD JOSEPH E · CIK 0001647836 · SVP Continuous Improvement

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,350

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 17, 2020, and performance period ending June 30, 2023. The financial results were confirmed and approved on July 18, 2023, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 18, 2023, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:51 UTC
LAIN TIMOTHYSVP and CFO
Tax withholdingCommon Stock 8,935 $57.80 $516,443.00
Disclosure

SEC source: 0001062993-23-015113 · form4.xml · nonDerivative · entry 2

LAIN TIMOTHY · CIK 0001579848 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,467.93

F2 · price: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F3 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:51 UTC
LAIN TIMOTHYSVP and CFO
GrantCommon Stock 20,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-015113 · form4.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,402.93

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 17, 2020, and performance period ending June 30, 2023. The financial results were confirmed and approved on July 18, 2023, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 18, 2023, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 19:46 UTC GrantDirector Stock Units · Derivative 400.86 $56.13 $22,500.27
Disclosure

SEC source: 0001062993-23-014436 · form4.xml · derivative · entry 1

MCLANE CHARLES DOUGLAS JR · CIK 0001828400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,461.97

Underlying: Common Stock · 400.86 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event.

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event.

F4 · balance_after: Includes dividend equivalents not previously reported.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 19:27 UTC GrantDirector Stock Options (Right to Buy) · Derivative 4,565 Not disclosed Strike: $46.20 Not disclosed
Disclosure

SEC source: 0001062993-23-012891 · form4.xml · derivative · entry 2

Pritchett Colleen · CIK 0001760089 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,565

Underlying: Common Stock · 4,565 shares

Expires 2033-06-01

F4 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 19:27 UTC GrantDirector Stock Units · Derivative 906 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-012891 · form4.xml · derivative · entry 1

Pritchett Colleen · CIK 0001760089 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 906

Underlying: Common Stock · 906 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event.

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 18:49 UTC GrantDirector Stock Units · Derivative 502.68 $44.76 $22,499.96
Disclosure

SEC source: 0001062993-23-008426 · form4.xml · derivative · entry 1

MCLANE CHARLES DOUGLAS JR · CIK 0001828400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,993.44

Underlying: Common Stock · 502.68 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event.

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event.

F4 · balance_after: Includes dividend equivalents not previously reported.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 20:53 UTC
SOCCI ELIZABETH AVP & Chief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,250 $0.00 Strike: $44.13 $0.00
Disclosure

SEC source: 0001062993-23-003788 · form4.xml · derivative · entry 9

SOCCI ELIZABETH A · CIK 0001752632 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,250 shares

Expires 2029-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in three equal installments on August 15, 2020, 2021 and 2022.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 20:53 UTC
SOCCI ELIZABETH AVP & Chief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 991 $0.00 Strike: $40.43 $0.00
Disclosure

SEC source: 0001062993-23-003788 · form4.xml · derivative · entry 8

SOCCI ELIZABETH A · CIK 0001752632 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 991 shares

Expires 2027-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in three equal installments on July 31, 2018, 2019 and 2020.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 20:53 UTC
SOCCI ELIZABETH AVP & Chief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,155 $0.00 Strike: $39.02 $0.00
Disclosure

SEC source: 0001062993-23-003788 · form4.xml · derivative · entry 7

SOCCI ELIZABETH A · CIK 0001752632 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,155 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal installments on August 1, 2017, 2018 and 2019.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 20:53 UTC
SOCCI ELIZABETH AVP & Chief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,326 $0.00 Strike: $36.82 $0.00
Disclosure

SEC source: 0001062993-23-003788 · form4.xml · derivative · entry 6

SOCCI ELIZABETH A · CIK 0001752632 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,326 shares

Expires 2025-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in three equal installments on August 3, 2016, 2017 and 2018.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 20:53 UTC
SOCCI ELIZABETH AVP & Chief Accounting Officer
SaleCommon Stock 5,722 $50.56 $289,322.06
Disclosure

SEC source: 0001062993-23-003788 · form4.xml · nonDerivative · entry 5

SOCCI ELIZABETH A · CIK 0001752632 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,755

F1 · price: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $50.40 per share to a high of $50.69 per share.

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February 14, 2023 Filed Feb 16, 2023 20:53 UTC
SOCCI ELIZABETH AVP & Chief Accounting Officer
Exercise / conversionCommon Stock 2,250 $44.13 $99,292.50
Disclosure

SEC source: 0001062993-23-003788 · form4.xml · nonDerivative · entry 4

SOCCI ELIZABETH A · CIK 0001752632 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 14, 2023 Filed Feb 16, 2023 20:53 UTC
SOCCI ELIZABETH AVP & Chief Accounting Officer
Exercise / conversionCommon Stock 991 $40.43 $40,066.13
Disclosure

SEC source: 0001062993-23-003788 · form4.xml · nonDerivative · entry 3

SOCCI ELIZABETH A · CIK 0001752632 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 14, 2023 Filed Feb 16, 2023 20:53 UTC
SOCCI ELIZABETH AVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,155 $39.02 $45,068.10
Disclosure

SEC source: 0001062993-23-003788 · form4.xml · nonDerivative · entry 2

SOCCI ELIZABETH A · CIK 0001752632 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 14, 2023 Filed Feb 16, 2023 20:53 UTC
SOCCI ELIZABETH AVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,326 $36.82 $48,823.32
Disclosure

SEC source: 0001062993-23-003788 · form4.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 30, 2022 Filed Jan 3, 2023 21:44 UTC GrantDirector Stock Units · Derivative 609.1 $36.94 $22,500.15
Disclosure

SEC source: 0001062993-23-000065 · form4.xml · derivative · entry 1

MCLANE CHARLES DOUGLAS JR · CIK 0001828400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,397.18

Underlying: Common Stock · 609.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event.

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event.

F4 · balance_after: Includes dividend equivalents not previously reported.

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October 11, 2022 Filed Oct 13, 2022 21:49 UTC GrantDirector Stock Options (right to buy) · Derivative 2,408 Not disclosed Strike: $34.30 Not disclosed
Disclosure

SEC source: 0001062993-22-020782 · form4.xml · derivative · entry 2

Younessi Ramin · CIK 0001743079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,408

Underlying: Common Stock · 2,408 shares

Expires 2032-10-11

F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

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October 11, 2022 Filed Oct 13, 2022 21:49 UTC GrantDirector Stock Units · Derivative 3,646 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-020782 · form4.xml · derivative · entry 1

Younessi Ramin · CIK 0001743079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,150.53

Underlying: Common Stock · 3,646 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event.

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event.

F4 · balance_after: Includes dividend equivalents not previously reported.

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October 11, 2022 Filed Oct 13, 2022 21:49 UTC GrantDirector Stock Options (right to buy) · Derivative 2,408 Not disclosed Strike: $34.30 Not disclosed
Disclosure

SEC source: 0001062993-22-020780 · form4.xml · derivative · entry 2

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,408

Underlying: Common Stock · 2,408 shares

Expires 2032-10-11

F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

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October 11, 2022 Filed Oct 13, 2022 21:49 UTC GrantDirector Stock Units · Derivative 3,646 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-020780 · form4.xml · derivative · entry 1

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,649.79

Underlying: Common Stock · 3,646 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event.

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event.

F4 · balance_after: Includes dividend equivalents not previously reported.

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October 11, 2022 Filed Oct 13, 2022 21:48 UTC GrantDirector Stock Options (right to buy) · Derivative 2,408 Not disclosed Strike: $34.30 Not disclosed
Disclosure

SEC source: 0001062993-22-020778 · form4.xml · derivative · entry 2

MCLANE CHARLES DOUGLAS JR · CIK 0001828400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,408

Underlying: Common Stock · 2,408 shares

Expires 2032-10-11

F4 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

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October 11, 2022 Filed Oct 13, 2022 21:48 UTC GrantDirector Stock Units · Derivative 3,646 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-020778 · form4.xml · derivative · entry 1

MCLANE CHARLES DOUGLAS JR · CIK 0001828400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,723.19

Underlying: Common Stock · 3,646 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis

F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event.

F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event.

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October 11, 2022 Filed Oct 13, 2022 21:47 UTC GrantDirector Stock Options (right to buy) · Derivative 2,408 Not disclosed Strike: $34.30 Not disclosed
Disclosure

SEC source: 0001062993-22-020776 · form4.xml · derivative · entry 2

LIGOCKI KATHLEEN · CIK 0001261013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,408

Underlying: Common Stock · 2,408 shares

Expires 2032-10-11

F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.