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CRON

Cronos Group Inc.

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4811
SEC CIK
0001656472
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268

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 4, 2022 22:00 UTC
Buggy ShannonSVP, Global Head of People
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,987 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000043 · wf-form4_164643122557360.xml · derivative · entry 3

Buggy Shannon · CIK 0001830967 · SVP, Global Head of People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,325

Underlying: COMMON SHARES · 3,987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company").

F2 · derivative.exercise_date: On March 1, 2021, the reporting person was granted 11,961 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 1, 2021, the reporting person was granted 11,961 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 22:00 UTC
Buggy ShannonSVP, Global Head of People
Tax withholdingCOMMON SHARES 986 $3.58 $3,529.88
Disclosure

SEC source: 0001656472-22-000043 · wf-form4_164643122557360.xml · nonDerivative · entry 2

Buggy Shannon · CIK 0001830967 · SVP, Global Head of People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,794

Read SEC document
March 01, 2022 Filed Mar 4, 2022 22:00 UTC
Buggy ShannonSVP, Global Head of People
Exercise / conversionCOMMON SHARES 3,987 Not disclosed Not disclosed
Disclosure

SEC source: 0001656472-22-000043 · wf-form4_164643122557360.xml · nonDerivative · entry 1

Buggy Shannon · CIK 0001830967 · SVP, Global Head of People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company").

Read SEC document
March 01, 2022 Filed Apr 28, 2022 21:45 UTC
Gorelik RanGeneral Manager (Israel)
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 6,379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000080 · wf-form4_165118224056613.xml · derivative · entry 2

Gorelik Ran · CIK 0001920435 · General Manager (Israel)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,473

Underlying: COMMON SHARES · 6,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company").

F2 · derivative.exercise_date: On March 1, 2021, the reporting person was granted 19,138 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 1, 2021, the reporting person was granted 19,138 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Apr 28, 2022 21:45 UTC
Gorelik RanGeneral Manager (Israel)
Exercise / conversionCOMMON SHARES 6,379 Not disclosed Not disclosed
Disclosure

SEC source: 0001656472-22-000080 · wf-form4_165118224056613.xml · nonDerivative · entry 1

Gorelik Ran · CIK 0001920435 · General Manager (Israel)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company").

Read SEC document
November 06, 2021 Filed Nov 15, 2021 21:49 UTC
SHUM XIU MINGSee Remarks
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 19,376 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000124 · wf-form4_163701293565474.xml · derivative · entry 3

SHUM XIU MING · CIK 0001795252 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,754

Underlying: COMMON SHARES · 19,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company").

F3 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date.

F3 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date.

Read SEC document
November 06, 2021 Filed Nov 15, 2021 21:49 UTC
SHUM XIU MINGSee Remarks
Tax withholdingCOMMON SHARES 10,360 $6.64 $68,790.40
Disclosure

SEC source: 0001656472-21-000124 · wf-form4_163701293565474.xml · nonDerivative · entry 2

SHUM XIU MING · CIK 0001795252 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,016

F2 · price: Price is expressed in Canadian dollars.

Read SEC document
November 06, 2021 Filed Nov 15, 2021 21:49 UTC
SHUM XIU MINGSee Remarks
Exercise / conversionCOMMON SHARES 19,376 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000124 · wf-form4_163701293565474.xml · nonDerivative · entry 1

SHUM XIU MING · CIK 0001795252 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company").

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:42 UTC Exercise / conversionCOMMON SHARE OPTION (right to buy) · Derivative 120,000 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001656472-21-000107 · wf-form4_163346655213528.xml · derivative · entry 3

JACOBSON JEFFREY DAVID · CIK 0001796124 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON SHARES · 120,000 shares

Expires 2021-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$1.23 to U.S. dollars using an exchange rate of C$1.00 to US$0.7886 as reported by Bloomberg as of September 30, 2021.

F1 · kind: The acquisition of common shares of Cronos Group Inc. (the "Company") from the exercise of options held by the reporting person as reported on this Form 4 were effected pursuant to irrevocable written instructions issued by the reporting person to the Company on March 4, 2021 and designed to comply with Rule 10b5-1(c) (the "Irrevocable Instructions"). Such options were scheduled to expire on October 6, 2021.

F5 · derivative.exercise_date: The options were granted October 6, 2016 and vested in monthly installments over a four-year period.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:42 UTC Tax withholdingCOMMON SHARES 40,814 $5.64 $230,129.74
Disclosure

SEC source: 0001656472-21-000107 · wf-form4_163346655213528.xml · nonDerivative · entry 2

JACOBSON JEFFREY DAVID · CIK 0001796124 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,186

F3 · kind: Represents common shares withheld, pursuant to the Irrevocable Instructions, to pay the exercise price and applicable withholding taxes, using the closing price of the Company's common shares on September 30, 2021 of C$7.15 as reported on the Toronto Stock Exchange.

F4 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.7886 as reported by Bloomberg as of September 30, 2021.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:42 UTC Exercise / conversionCOMMON SHARES 120,000 $0.97 $116,400.00
Disclosure

SEC source: 0001656472-21-000107 · wf-form4_163346655213528.xml · nonDerivative · entry 1

JACOBSON JEFFREY DAVID · CIK 0001796124 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The acquisition of common shares of Cronos Group Inc. (the "Company") from the exercise of options held by the reporting person as reported on this Form 4 were effected pursuant to irrevocable written instructions issued by the reporting person to the Company on March 4, 2021 and designed to comply with Rule 10b5-1(c) (the "Irrevocable Instructions"). Such options were scheduled to expire on October 6, 2021.

F2 · price: The price reported was converted from the Canadian exercise price of C$1.23 to U.S. dollars using an exchange rate of C$1.00 to US$0.7886 as reported by Bloomberg as of September 30, 2021.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:16 UTC
Buggy ShannonSVP, Global Head of People
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 17,175 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000105 · wf-form4_163070738343712.xml · derivative · entry 3

Buggy Shannon · CIK 0001830967 · SVP, Global Head of People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,312

Underlying: COMMON SHARES · 17,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: On September 1, 2020, the reporting person was granted 51,526 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On September 1, 2020, the reporting person was granted 51,526 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:16 UTC
Buggy ShannonSVP, Global Head of People
Tax withholdingCOMMON SHARES 5,382 $6.61 $35,575.02
Disclosure

SEC source: 0001656472-21-000105 · wf-form4_163070738343712.xml · nonDerivative · entry 2

Buggy Shannon · CIK 0001830967 · SVP, Global Head of People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,793

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:16 UTC
Buggy ShannonSVP, Global Head of People
Exercise / conversionCOMMON SHARES 17,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001656472-21-000105 · wf-form4_163070738343712.xml · nonDerivative · entry 1

Buggy Shannon · CIK 0001830967 · SVP, Global Head of People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 17:09 UTC
Cortez Carlos S.VP, Controller
GrantRESTRICTED STOCK UNITS · Derivative 11,285 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000101 · wf-form4_162871613106241.xml · derivative · entry 1

Cortez Carlos S. · CIK 0001868992 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,285

Underlying: COMMON SHARES · 11,285 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning August 9, 2022, subject to continued employment through each applicable date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning August 9, 2022, subject to continued employment through each applicable date.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 17:06 UTC GrantDEFERRED SHARE UNITS · Derivative 16,304.34 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000099 · wf-form4_162871597727529.xml · derivative · entry 1

Ashton Kendrick Foster JR · CIK 0001870844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,304.34

Underlying: COMMON SHARES · 16,304.34 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon redemption, Deferred Share Units entitle the reporting person to receive a lump sum cash payment in an amount equal to the fair market value of common shares of Cronos Group Inc. (the "Company") on the date of redemption.

F2 · derivative.exercise_date: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after the reporting person ceases to be a director of the Company (subject to applicable securities regulations and policies of the Company relating to insider trading and "black out" periods).

F2 · derivative.expiration_date: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after the reporting person ceases to be a director of the Company (subject to applicable securities regulations and policies of the Company relating to insider trading and "black out" periods).

Read SEC document
August 09, 2021 Filed Aug 11, 2021 21:08 UTC GrantDEFERRED SHARE UNITS · Derivative 16,304.34 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000100 · wf-form4_162871607826998.xml · derivative · entry 1

RUDYK JAMES DANIEL · CIK 0001796640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,068.7

Underlying: COMMON SHARES · 16,304.34 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon redemption, Deferred Share Units entitle the reporting person to receive a lump sum cash payment in an amount equal to the fair market value of common shares of Cronos Group Inc. (the "Company") on the date of redemption.

F2 · derivative.exercise_date: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after the reporting person ceases to be a director of the Company (subject to applicable securities regulations and policies of the Company relating to insider trading and "black out" periods).

F2 · derivative.expiration_date: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after the reporting person ceases to be a director of the Company (subject to applicable securities regulations and policies of the Company relating to insider trading and "black out" periods).

Read SEC document
August 09, 2021 Filed Aug 11, 2021 21:15 UTC
Madore Robert LChief Financial Officer
GrantRESTRICTED STOCK UNITS · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000103 · wf-form4_162871646552913.xml · derivative · entry 2

Madore Robert L · CIK 0001555256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: COMMON SHARES · 50,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F3 · derivative.exercise_date: The RSUs vest on August 9, 2024, subject to continued employment through such date.

F3 · derivative.expiration_date: The RSUs vest on August 9, 2024, subject to continued employment through such date.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 21:15 UTC
Madore Robert LChief Financial Officer
GrantCOMMON SHARE OPTION (right to buy) · Derivative 900,000 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001656472-21-000103 · wf-form4_162871646552913.xml · derivative · entry 1

Madore Robert L · CIK 0001555256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,000

Underlying: COMMON SHARES · 900,000 shares

Expires 2028-08-09

F1 · derivative.exercise_date: The options vest in quarterly equal installments over a four-year period beginning on November 9, 2021, subject to continued employment through each applicable vesting date.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 21:05 UTC GrantDEFERRED SHARE UNITS · Derivative 16,304.34 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000098 · wf-form4_162871590529656.xml · derivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,068.7

Underlying: COMMON SHARES · 16,304.34 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon redemption, Deferred Share Units entitle the reporting person to receive a lump sum cash payment in an amount equal to the fair market value of common shares of Cronos Group Inc. (the "Company") on the date of redemption.

F2 · derivative.exercise_date: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after the reporting person ceases to be a director of the Company (subject to applicable securities regulations and policies of the Company relating to insider trading and "black out" periods).

F2 · derivative.expiration_date: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after the reporting person ceases to be a director of the Company (subject to applicable securities regulations and policies of the Company relating to insider trading and "black out" periods).

Read SEC document
May 11, 2021 Filed May 13, 2021 22:17 UTC
Shlimak AnnaSVP, Corporate Affairs
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 28,287 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000054 · wf-form4_162094423325001.xml · derivative · entry 3

Shlimak Anna · CIK 0001804953 · SVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,593

Underlying: COMMON SHARES · 28,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 84,871 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 84,871 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 11, 2021 Filed May 13, 2021 22:17 UTC
Shlimak AnnaSVP, Corporate Affairs
Tax withholdingCOMMON SHARES 6,887 $7.38 $50,826.06
Disclosure

SEC source: 0001656472-21-000054 · wf-form4_162094423325001.xml · nonDerivative · entry 2

Shlimak Anna · CIK 0001804953 · SVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,400

Read SEC document
May 11, 2021 Filed May 13, 2021 22:17 UTC
Shlimak AnnaSVP, Corporate Affairs
Exercise / conversionCOMMON SHARES 28,287 Not disclosed Not disclosed
Disclosure

SEC source: 0001656472-21-000054 · wf-form4_162094423325001.xml · nonDerivative · entry 1

Shlimak Anna · CIK 0001804953 · SVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

Read SEC document
May 11, 2021 Filed May 13, 2021 22:19 UTC
MATHUR PUNEETVice President & Controller
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 2,739 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000056 · wf-form4_162094435983252.xml · derivative · entry 3

MATHUR PUNEET · CIK 0001796403 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,126

Underlying: COMMON SHARES · 2,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F3 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 8,219 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 8,219 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 11, 2021 Filed May 13, 2021 22:19 UTC
MATHUR PUNEETVice President & Controller
Tax withholdingCOMMON SHARES 1,249 $7.37 $9,198.89
Disclosure

SEC source: 0001656472-21-000056 · wf-form4_162094435983252.xml · nonDerivative · entry 2

MATHUR PUNEET · CIK 0001796403 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,490

F2 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.8266 as reported by Bloomberg as of May 11, 2021.

Read SEC document
May 11, 2021 Filed May 13, 2021 22:19 UTC
MATHUR PUNEETVice President & Controller
Exercise / conversionCOMMON SHARES 2,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001656472-21-000056 · wf-form4_162094435983252.xml · nonDerivative · entry 1

MATHUR PUNEET · CIK 0001796403 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

Read SEC document
May 11, 2021 Filed May 13, 2021 22:18 UTC
Frein SummerGeneral Manager, USA
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 8,806 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000055 · wf-form4_162094430173285.xml · derivative · entry 3

Frein Summer · CIK 0001820177 · General Manager, USA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,970

Underlying: COMMON SHARES · 8,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 26,422 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 26,422 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 11, 2021 Filed May 13, 2021 22:18 UTC
Frein SummerGeneral Manager, USA
Tax withholdingCOMMON SHARES 3,032 $7.38 $22,376.16
Disclosure

SEC source: 0001656472-21-000055 · wf-form4_162094430173285.xml · nonDerivative · entry 2

Frein Summer · CIK 0001820177 · General Manager, USA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,774

Read SEC document
May 11, 2021 Filed May 13, 2021 22:18 UTC
Frein SummerGeneral Manager, USA
Exercise / conversionCOMMON SHARES 8,806 Not disclosed Not disclosed
Disclosure

SEC source: 0001656472-21-000055 · wf-form4_162094430173285.xml · nonDerivative · entry 1

Frein Summer · CIK 0001820177 · General Manager, USA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

Read SEC document
May 11, 2021 Filed May 13, 2021 22:16 UTC
ABRAHAM TODD KEVINChief Innovation Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 12,977 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000053 · wf-form4_162094417495487.xml · derivative · entry 3

ABRAHAM TODD KEVIN · CIK 0001796271 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,951

Underlying: COMMON SHARES · 12,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 38,937 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 38,937 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 11, 2021 Filed May 13, 2021 22:16 UTC
ABRAHAM TODD KEVINChief Innovation Officer
Tax withholdingCOMMON SHARES 3,802 $7.38 $28,058.76
Disclosure

SEC source: 0001656472-21-000053 · wf-form4_162094417495487.xml · nonDerivative · entry 2

ABRAHAM TODD KEVIN · CIK 0001796271 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,175

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May 11, 2021 Filed May 13, 2021 22:16 UTC
ABRAHAM TODD KEVINChief Innovation Officer
Exercise / conversionCOMMON SHARES 12,977 Not disclosed Not disclosed
Disclosure

SEC source: 0001656472-21-000053 · wf-form4_162094417495487.xml · nonDerivative · entry 1

ABRAHAM TODD KEVIN · CIK 0001796271 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

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March 17, 2021 Filed Mar 18, 2021 21:53 UTC SaleCOMMON SHARES 714,759 $10.07 $7,194,549.67
Disclosure

SEC source: 0001656472-21-000037 · wf-form4_161610441194662.xml · nonDerivative · entry 1

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,165,072

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.87 to $10.22, inclusive. The reporting person undertakes to provide to Cronos Group Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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March 16, 2021 Filed Mar 18, 2021 17:49 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Exercise / conversionCOMMON SHARE OPTION (right to buy) · Derivative 103,125 $0.00 Strike: $6.07 $0.00
Disclosure

SEC source: 0001656472-21-000035 · wf-form4_161610415705055.xml · derivative · entry 9

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,875

Underlying: COMMON SHARES · 103,125 shares

Expires 2023-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$7.57 to U.S. dollars using an exchange rate of C$1.00 to US$0.8013 as reported by Bloomberg as of March 15, 2021.

F10 · derivative.exercise_date: The options were granted May 17, 2018 and vest in monthly installments over a four-year period.

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March 16, 2021 Filed Mar 18, 2021 17:49 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Exercise / conversionCOMMON SHARE OPTION (right to buy) · Derivative 1,272,916 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0001656472-21-000035 · wf-form4_161610415705055.xml · derivative · entry 8

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,084

Underlying: COMMON SHARES · 1,272,916 shares

Expires 2022-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$3.14 to U.S. dollars using an exchange rate of C$1.00 to US$0.8013 as reported by Bloomberg as of March 15, 2021.

F9 · derivative.exercise_date: The options were granted April 12, 2017 and vest in monthly installments over a four-year period.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 17:49 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Exercise / conversionCOMMON SHARE OPTION (right to buy) · Derivative 437,500 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001656472-21-000035 · wf-form4_161610415705055.xml · derivative · entry 7

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: COMMON SHARES · 437,500 shares

Expires 2022-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$2.42 to U.S. dollars using an exchange rate of C$1.00 to US$0.8013 as reported by Bloomberg as of March 15, 2021.

F8 · derivative.exercise_date: The options were granted August 24, 2017 and vest in monthly installments over a four-year period.

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March 16, 2021 Filed Mar 18, 2021 17:49 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Tax withholdingCOMMON SHARES 70,427 $10.70 $753,385.79
Disclosure

SEC source: 0001656472-21-000035 · wf-form4_161610415705055.xml · nonDerivative · entry 6

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,440,512

F7 · kind: The Company withheld 70,427 common shares underlying the options for payment of the exercise price and to cover applicable withholding taxes, using the closing price of the Company's common shares on March 15, 2021 of C$13.35 as reported on the Toronto Stock Exchange.

F3 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.8013 as reported by Bloomberg as of March 15, 2021.

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March 16, 2021 Filed Mar 18, 2021 17:49 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Exercise / conversionCOMMON SHARES 103,125 $6.07 $625,535.63
Disclosure

SEC source: 0001656472-21-000035 · wf-form4_161610415705055.xml · nonDerivative · entry 5

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,510,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The price reported was converted from the Canadian exercise price of C$7.57 to U.S. dollars using an exchange rate of C$1.00 to US$0.8013 as reported by Bloomberg as of March 15, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 17:49 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Tax withholdingCOMMON SHARES 559,960 $10.70 $5,990,116.10
Disclosure

SEC source: 0001656472-21-000035 · wf-form4_161610415705055.xml · nonDerivative · entry 4

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,407,814

F5 · kind: The Company withheld 559,960 common shares underlying the options for payment of the exercise price and to cover applicable withholding taxes, using the closing price of the Company's common shares on March 15, 2021 of C$13.35 as reported on the Toronto Stock Exchange.

F3 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.8013 as reported by Bloomberg as of March 15, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 17:49 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Exercise / conversionCOMMON SHARES 1,272,916 $2.52 $3,202,783.95
Disclosure

SEC source: 0001656472-21-000035 · wf-form4_161610415705055.xml · nonDerivative · entry 3

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,967,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The price reported was converted from the Canadian exercise price of C$3.14 to U.S. dollars using an exchange rate of C$1.00 to US$0.8013 as reported by Bloomberg as of March 15, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 17:49 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Tax withholdingCOMMON SHARES 175,178 $10.70 $1,873,949.14
Disclosure

SEC source: 0001656472-21-000035 · wf-form4_161610415705055.xml · nonDerivative · entry 2

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,694,858

F2 · kind: Cronos Group Inc. (the "Company") withheld 175,178 common shares underlying the options for payment of the exercise price and to cover applicable withholding taxes, using the closing price of the Company's common shares on March 15, 2021 of C$13.35 as reported on the Toronto Stock Exchange.

F3 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.8013 as reported by Bloomberg as of March 15, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 17:49 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
Exercise / conversionCOMMON SHARES 437,500 $1.94 $848,356.25
Disclosure

SEC source: 0001656472-21-000035 · wf-form4_161610415705055.xml · nonDerivative · entry 1

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,870,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price reported was converted from the Canadian exercise price of C$2.42 to U.S. dollars using an exchange rate of C$1.00 to US$0.8013 as reported by Bloomberg as of March 15, 2021.

Read SEC document
March 15, 2021 Filed Mar 15, 2021 18:04 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
SaleCOMMON SHARES 130,000 $10.73 $1,395,095.00
Disclosure

SEC source: 0001656472-21-000031 · wf-form4_161584585021426.xml · nonDerivative · entry 3

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,432,536

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.51 to $10.89, inclusive.

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March 15, 2021 Filed Mar 16, 2021 22:21 UTC SaleCOMMON SHARES 452,810 $10.65 $4,823,649.09
Disclosure

SEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 7

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,879,831

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.40 to 10.90, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (8) to this Form 4.

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March 12, 2021 Filed Mar 15, 2021 18:04 UTC
GORENSTEIN MICHAEL RYANDirector · Executive Chairman
SaleCOMMON SHARES 150,000 $10.35 $1,552,470.00
Disclosure

SEC source: 0001656472-21-000031 · wf-form4_161584585021426.xml · nonDerivative · entry 2

GORENSTEIN MICHAEL RYAN · CIK 0001797199 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,562,536

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.22 to $10.46, inclusive.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 22:21 UTC Exercise / conversionWARRANTS · Derivative 1,250,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · derivative · entry 15

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Rachel Adler 2020 Gift Trust

Disclosed balance after: 0

Underlying: COMMON SHARES · 1,250,000 shares

Expires 2021-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$0.245 to U.S. dollars using an exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021.

F9 · derivative.underlying_shares: On December 16, 2020, the reporting person transferred the corresponding warrants as a gift to his spouse, who shares the reporting person's household. On the same day of such gift transfer, the reporting person's spouse transferred such warrants as a gift to the Rachel Adler 2020 Gift Trust (the "Trust"), of which the reporting person is a trustee.

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March 12, 2021 Filed Mar 16, 2021 22:21 UTC Exercise / conversionWARRANTS · Derivative 2,737,132 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · derivative · entry 14

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON SHARES · 2,737,132 shares

Expires 2021-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$0.245 to U.S. dollars using an exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 22:21 UTC Exercise / conversionCOMMON SHARE OPTION (right to buy) · Derivative 1,200,000 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · derivative · entry 13

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON SHARES · 1,200,000 shares

Expires 2021-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$1.23 to U.S. dollars using an exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021.

F14 · derivative.exercise_date: The options were granted October 6, 2016 and vested in monthly installments over a four-year period.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 22:21 UTC Exercise / conversionCOMMON SHARE OPTION (right to buy) · Derivative 83,334 $0.00 Strike: $0.40 $0.00
Disclosure

SEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · derivative · entry 12

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON SHARES · 83,334 shares

Expires 2021-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$0.50 to U.S. dollars using an exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021.

F13 · derivative.exercise_date: The options were granted August 10, 2016 and vested in monthly installments over a four-year period.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 22:21 UTC Tax withholdingCOMMON SHARES 23,361 $10.39 $242,653.04
Disclosure

SEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 9

ADLER JASON MARC · CIK 0001796212 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Rachel Adler 2020 Gift Trust

Disclosed balance after: 1,226,639

F10 · kind: On March 11, 2021, the Trust exercised warrants to purchase 1,250,000 common shares of the Company for C$0.245 per common share. The Trust paid the exercise price on a cashless basis, resulting in the Company's withholding of 23,361 common shares to pay the exercise price and issuing to the Trust the remaining 1,226,639 common shares.

F3 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.