Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cronos Group Inc.CRON · Entity 4811 | General Manager, USA | March 01, 2022 | March 04, 2022 |
| Lowell Farms Inc.LOWLF · Entity 84652 | Director | December 23, 2022 | August 15, 2023 |
| Turning Point Brands, Inc.TPB · Entity 4660 | Chief Revenue Officer | March 03, 2025 | March 06, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cronos Group Inc.
Report date March 01, 2022 · Filed March 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | Direct | 9,077 |
Ending reported balance
After 2022-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-03-01 · Exercise / conversion · Acquired 4,784 · Balance 10,558 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company"). Row 2 · 2022-03-01 · Tax withholding · Disposed 1,481 · Balance 9,077 |
| RESTRICTED STOCK UNITSSEC Table II · derivative / convertible security | Direct | 35,992 |
Reported balance
After 2022-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-01 · Exercise / conversion · Disposed 4,784 · Balance 35,992 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company"). F2: On March 1, 2021, the reporting person was granted 14,354 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company").
F2: On March 1, 2021, the reporting person was granted 14,354 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.
Lowell Farms Inc.
Report date December 23, 2022 · Filed August 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.09 · Expires 2028-12-23 | Direct | 50,000 |
Reported balance
After 2022-12-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-12-23 · Grant · Acquired 50,000 · Balance 50,000 |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.09 · Expires 2028-12-23 | Direct | 75,000 |
Reported balance
After 2022-12-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-12-23 · Grant · Acquired 75,000 · Balance 75,000 F1: 25% of the options vest and become exercisable at the end of each calendar quarter in 2023. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.05 · Expires 2029-08-01 | Direct | 300,000 |
Reported balance
After 2023-08-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-08-01 · Grant · Acquired 300,000 · Balance 300,000 |
Filing footnotes · ownership attribution and instrument terms
F1: 25% of the options vest and become exercisable at the end of each calendar quarter in 2023.
Turning Point Brands, Inc.
Report date March 03, 2025 · Filed March 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,378 |
Reported balance
After 2025-03-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-03-03 · Grant · Acquired 2,175 · Balance 19,378 F2: The reported transaction involved the reporting person's receipt of a grant of 2,175 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 14,396 restricted stock units and 4,982 shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 17,866 |
Reported balance
After 2025-03-03 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2025-03-03 · Tax withholding · Disposed 1,512 · Balance 17,866 F3: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 7,700 shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 18,516 |
Reported balance
After 2025-03-03 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2025-03-03 · Grant · Acquired 650 · Balance 18,516 F4: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 8,350 shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 20,579 |
Reported balance
After 2025-03-03 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2025-03-03 · Grant · Acquired 2,063 · Balance 20,579 F5: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 10,413 shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 22,309 |
Reported balance
After 2025-03-03 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2025-03-03 · Grant · Acquired 1,730 · Balance 22,309 F6: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 12,143 shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 20,599 |
Reported balance
After 2025-03-03 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2025-03-03 · Tax withholding · Disposed 1,710 · Balance 20,599 F7: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 10,433 shares of common stock. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $31.39 · Expires 2032-04-29 | Direct | 6,273 |
Reported balance
Holding disclosure · report date 2025-03-03 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 6,273 F1: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
F2: The reported transaction involved the reporting person's receipt of a grant of 2,175 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 14,396 restricted stock units and 4,982 shares of common stock.
F3: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 7,700 shares of common stock.
F4: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 8,350 shares of common stock.
F5: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 10,413 shares of common stock.
F6: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 12,143 shares of common stock.
F7: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 10,433 shares of common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2025 Filed Mar 6, 2025 01:00 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 1,710 | $70.34 | $120,281.40 |
DisclosureSEC source: 0001437749-25-006348 · rdgdoc.xml · nonDerivative · entry 6 Frein Summer · CIK 0001820177 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,599 F7 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 10,433 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 01:00 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 1,730 | $70.34 | $121,688.20 |
DisclosureSEC source: 0001437749-25-006348 · rdgdoc.xml · nonDerivative · entry 5 Frein Summer · CIK 0001820177 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,309 F6 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 12,143 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 01:00 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 2,063 | $70.34 | $145,111.42 |
DisclosureSEC source: 0001437749-25-006348 · rdgdoc.xml · nonDerivative · entry 4 Frein Summer · CIK 0001820177 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,579 F5 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 10,413 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 01:00 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 650 | $70.34 | $45,721.00 |
DisclosureSEC source: 0001437749-25-006348 · rdgdoc.xml · nonDerivative · entry 3 Frein Summer · CIK 0001820177 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,516 F4 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 8,350 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 01:00 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 1,512 | $70.34 | $106,354.08 |
DisclosureSEC source: 0001437749-25-006348 · rdgdoc.xml · nonDerivative · entry 2 Frein Summer · CIK 0001820177 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,866 F3 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 7,700 shares of common stock. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 01:00 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantCommon Stock | 2,175 | $70.34 | $152,989.50 |
DisclosureSEC source: 0001437749-25-006348 · rdgdoc.xml · nonDerivative · entry 1 Frein Summer · CIK 0001820177 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,378 F2 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 2,175 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 14,396 restricted stock units and 4,982 shares of common stock. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 22:50 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | PurchaseCommon Stock | 2,260 | $30.96 | $69,969.60 |
DisclosureSEC source: 0001290677-24-000066 · form4.xml · nonDerivative · entry 1 Frein Summer · CIK 0001820177 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,203 F2 · balance_after: The total reported in Column 5 includes 12,221 RSUs and 4,982 shares of Common Stock. Read SEC document |
| August 01, 2023 Filed Aug 15, 2023 20:35 UTC | Lowell Farms Inc. LOWLF · Entity 84652 | GrantStock Options (right to buy) · Derivative | 300,000 | $0.00 Strike: $0.05 | $0.00 |
DisclosureSEC source: 0001654954-23-010897 · section16.xml · derivative · entry 3 Frein Summer · CIK 0001820177 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 Underlying: Subordinate Voting Shares · 300,000 shares Expires 2029-08-01 Read SEC document |
| December 23, 2022 Filed Aug 15, 2023 20:35 UTC | Lowell Farms Inc. LOWLF · Entity 84652 | GrantStock Options (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.09 | $0.00 |
DisclosureSEC source: 0001654954-23-010897 · section16.xml · derivative · entry 2 Frein Summer · CIK 0001820177 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Subordinate Voting Shares · 75,000 shares Expires 2028-12-23 F1 · derivative.exercise_date: 25% of the options vest and become exercisable at the end of each calendar quarter in 2023. Read SEC document |
| December 23, 2022 Filed Aug 15, 2023 20:35 UTC | Lowell Farms Inc. LOWLF · Entity 84652 | GrantStock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.09 | $0.00 |
DisclosureSEC source: 0001654954-23-010897 · section16.xml · derivative · entry 1 Frein Summer · CIK 0001820177 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Subordinate Voting Shares · 50,000 shares Expires 2028-12-23 Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 22:01 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 4,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-22-000044 · wf-form4_164643129538093.xml · derivative · entry 3 Frein Summer · CIK 0001820177 · General Manager, USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,992 Underlying: COMMON SHARES · 4,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company"). F2 · derivative.exercise_date: On March 1, 2021, the reporting person was granted 14,354 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On March 1, 2021, the reporting person was granted 14,354 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 22:01 UTC | Cronos Group Inc. CRON · Entity 4811 | Tax withholdingCOMMON SHARES | 1,481 | $3.58 | $5,301.98 |
DisclosureSEC source: 0001656472-22-000044 · wf-form4_164643129538093.xml · nonDerivative · entry 2 Frein Summer · CIK 0001820177 · General Manager, USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,077 Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 22:01 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionCOMMON SHARES | 4,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001656472-22-000044 · wf-form4_164643129538093.xml · nonDerivative · entry 1 Frein Summer · CIK 0001820177 · General Manager, USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company"). Read SEC document |
| May 11, 2021 Filed May 13, 2021 22:18 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 8,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-21-000055 · wf-form4_162094430173285.xml · derivative · entry 3 Frein Summer · CIK 0001820177 · General Manager, USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,970 Underlying: COMMON SHARES · 8,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 26,422 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 26,422 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 11, 2021 Filed May 13, 2021 22:18 UTC | Cronos Group Inc. CRON · Entity 4811 | Tax withholdingCOMMON SHARES | 3,032 | $7.38 | $22,376.16 |
DisclosureSEC source: 0001656472-21-000055 · wf-form4_162094430173285.xml · nonDerivative · entry 2 Frein Summer · CIK 0001820177 · General Manager, USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,774 Read SEC document |
| May 11, 2021 Filed May 13, 2021 22:18 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionCOMMON SHARES | 8,806 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001656472-21-000055 · wf-form4_162094430173285.xml · nonDerivative · entry 1 Frein Summer · CIK 0001820177 · General Manager, USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:44 UTC | Cronos Group Inc. CRON · Entity 4811 | GrantRESTRICTED STOCK UNITS · Derivative | 14,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-21-000023 · wf-form4_161481501144927.xml · derivative · entry 1 Frein Summer · CIK 0001820177 · General Manager, USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,776 Underlying: COMMON SHARES · 14,354 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date. F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.