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Cortez Carlos S.

Disclosed activity across 1 company

Tapewire entity
115334
SEC CIK
0001868992

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cronos Group Inc.CRON · Entity 4811VP, ControllerMarch 15, 2023March 21, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cronos Group Inc.

Report date March 15, 2023 · Filed March 21, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
RESTRICTED STOCK UNITSSEC Table II · derivative / convertible securityDirect77,724 Reported balance After 2023-03-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-03-15 · Grant · Acquired 42,701 · Balance 77,724

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2023 Filed Mar 17, 2023 20:45 UTC Cronos Group Inc. CRON · Entity 4811 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 13,750 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000035 · wf-form4_167910030123331.xml · derivative · entry 3

Cortez Carlos S. · CIK 0001868992 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,023

Underlying: COMMON SHARES · 13,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2023, subject to continued employment through each applicable date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2023, subject to continued employment through each applicable date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:45 UTC Cronos Group Inc. CRON · Entity 4811 Tax withholdingCOMMON SHARES 4,076 $1.99 $8,111.24
Disclosure

SEC source: 0001656472-23-000035 · wf-form4_167910030123331.xml · nonDerivative · entry 2

Cortez Carlos S. · CIK 0001868992 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,520

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:45 UTC Cronos Group Inc. CRON · Entity 4811 Exercise / conversionCOMMON SHARES 13,750 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000035 · wf-form4_167910030123331.xml · nonDerivative · entry 1

Cortez Carlos S. · CIK 0001868992 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

Read SEC document
March 15, 2023 Filed Mar 21, 2023 16:25 UTC Cronos Group Inc. CRON · Entity 4811 GrantRESTRICTED STOCK UNITS · Derivative 42,701 $0.00 $0.00
Disclosure

SEC source: 0001656472-23-000045 · wf-form4_167943033692004.xml · derivative · entry 1

Cortez Carlos S. · CIK 0001868992 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,724

Underlying: COMMON SHARES · 42,701 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2024, subject to continued employment through each applicable vesting date.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 16:07 UTC Cronos Group Inc. CRON · Entity 4811 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,762 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000117 · wf-form4_166024842128541.xml · derivative · entry 3

Cortez Carlos S. · CIK 0001868992 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,773

Underlying: COMMON SHARES · 3,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: On August 9, 2021, the reporting person was granted 11,285 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 9, 2021, the reporting person was granted 11,285 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 16:07 UTC Cronos Group Inc. CRON · Entity 4811 Tax withholdingCOMMON SHARES 916 $3.58 $3,279.28
Disclosure

SEC source: 0001656472-22-000117 · wf-form4_166024842128541.xml · nonDerivative · entry 2

Cortez Carlos S. · CIK 0001868992 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,846

Read SEC document
August 09, 2022 Filed Aug 11, 2022 16:07 UTC Cronos Group Inc. CRON · Entity 4811 Exercise / conversionCOMMON SHARES 3,762 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000117 · wf-form4_166024842128541.xml · nonDerivative · entry 1

Cortez Carlos S. · CIK 0001868992 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:57 UTC Cronos Group Inc. CRON · Entity 4811 GrantRESTRICTED STOCK UNITS · Derivative 41,250 $0.00 $0.00
Disclosure

SEC source: 0001656472-22-000056 · wf-form4_164755418379948.xml · derivative · entry 1

Cortez Carlos S. · CIK 0001868992 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,535

Underlying: COMMON SHARES · 41,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2023, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 15, 2023, subject to continued employment through each applicable vesting date.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 17:09 UTC Cronos Group Inc. CRON · Entity 4811 GrantRESTRICTED STOCK UNITS · Derivative 11,285 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000101 · wf-form4_162871613106241.xml · derivative · entry 1

Cortez Carlos S. · CIK 0001868992 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,285

Underlying: COMMON SHARES · 11,285 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning August 9, 2022, subject to continued employment through each applicable date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning August 9, 2022, subject to continued employment through each applicable date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.