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SHUM XIU MING

Disclosed activity across 1 company

Tapewire entity
133521
SEC CIK
0001795252

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cronos Group Inc.CRON · Entity 4811See RemarksNovember 06, 2021November 15, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cronos Group Inc.

Report date November 06, 2021 · Filed November 15, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON SHARESSEC Table I · non-derivativeDirect9,016 Ending reported balance After 2021-11-06 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-11-06 · Exercise / conversion · Acquired 19,376 · Balance 19,376

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company").

Row 2 · 2021-11-06 · Tax withholding · Disposed 10,360 · Balance 9,016

F2: Price is expressed in Canadian dollars.

RESTRICTED STOCK UNITSSEC Table II · derivative / convertible securityDirect38,754 Reported balance After 2021-11-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-11-06 · Exercise / conversion · Disposed 19,376 · Balance 38,754

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company").

F3: The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company").

F2: Price is expressed in Canadian dollars.

F3: The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 06, 2021 Filed Nov 15, 2021 21:49 UTC Cronos Group Inc. CRON · Entity 4811 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 19,376 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000124 · wf-form4_163701293565474.xml · derivative · entry 3

SHUM XIU MING · CIK 0001795252 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,754

Underlying: COMMON SHARES · 19,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company").

F3 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date.

F3 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date.

Read SEC document
November 06, 2021 Filed Nov 15, 2021 21:49 UTC Cronos Group Inc. CRON · Entity 4811 Tax withholdingCOMMON SHARES 10,360 $6.64 $68,790.40
Disclosure

SEC source: 0001656472-21-000124 · wf-form4_163701293565474.xml · nonDerivative · entry 2

SHUM XIU MING · CIK 0001795252 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,016

F2 · price: Price is expressed in Canadian dollars.

Read SEC document
November 06, 2021 Filed Nov 15, 2021 21:49 UTC Cronos Group Inc. CRON · Entity 4811 Exercise / conversionCOMMON SHARES 19,376 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000124 · wf-form4_163701293565474.xml · nonDerivative · entry 1

SHUM XIU MING · CIK 0001795252 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company").

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:34 UTC Cronos Group Inc. CRON · Entity 4811 GrantRESTRICTED STOCK UNITS · Derivative 30,075 $0.00 $0.00
Disclosure

SEC source: 0001656472-21-000020 · wf-form4_161481445294341.xml · derivative · entry 1

SHUM XIU MING · CIK 0001795252 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,205

Underlying: COMMON SHARES · 30,075 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date.

Read SEC document
November 06, 2020 Filed Nov 11, 2020 01:05 UTC Cronos Group Inc. CRON · Entity 4811 GrantRESTRICTED STOCK UNITS · Derivative 58,130 $0.00 $0.00
Disclosure

SEC source: 0001795252-20-000003 · wf-form4_160505671163698.xml · derivative · entry 1

SHUM XIU MING · CIK 0001795252 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,130

Underlying: COMMON SHARES · 58,130 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company").

F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date.

F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.