Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cronos Group Inc.CRON · Entity 4811 | See Remarks | November 06, 2021 | November 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cronos Group Inc.
Report date November 06, 2021 · Filed November 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | Direct | 9,016 |
Ending reported balance
After 2021-11-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-11-06 · Exercise / conversion · Acquired 19,376 · Balance 19,376 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company"). Row 2 · 2021-11-06 · Tax withholding · Disposed 10,360 · Balance 9,016 F2: Price is expressed in Canadian dollars. |
| RESTRICTED STOCK UNITSSEC Table II · derivative / convertible security | Direct | 38,754 |
Reported balance
After 2021-11-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-11-06 · Exercise / conversion · Disposed 19,376 · Balance 38,754 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company"). F3: The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company").
F2: Price is expressed in Canadian dollars.
F3: The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 06, 2021 Filed Nov 15, 2021 21:49 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 19,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-21-000124 · wf-form4_163701293565474.xml · derivative · entry 3 SHUM XIU MING · CIK 0001795252 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,754 Underlying: COMMON SHARES · 19,376 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company"). F3 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date. F3 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date. Read SEC document |
| November 06, 2021 Filed Nov 15, 2021 21:49 UTC | Cronos Group Inc. CRON · Entity 4811 | Tax withholdingCOMMON SHARES | 10,360 | $6.64 | $68,790.40 |
DisclosureSEC source: 0001656472-21-000124 · wf-form4_163701293565474.xml · nonDerivative · entry 2 SHUM XIU MING · CIK 0001795252 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,016 F2 · price: Price is expressed in Canadian dollars. Read SEC document |
| November 06, 2021 Filed Nov 15, 2021 21:49 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionCOMMON SHARES | 19,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-21-000124 · wf-form4_163701293565474.xml · nonDerivative · entry 1 SHUM XIU MING · CIK 0001795252 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company"). Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:34 UTC | Cronos Group Inc. CRON · Entity 4811 | GrantRESTRICTED STOCK UNITS · Derivative | 30,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-21-000020 · wf-form4_161481445294341.xml · derivative · entry 1 SHUM XIU MING · CIK 0001795252 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,205 Underlying: COMMON SHARES · 30,075 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date. F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning March 1, 2022, subject to continued employment through each applicable vesting date. Read SEC document |
| November 06, 2020 Filed Nov 11, 2020 01:05 UTC | Cronos Group Inc. CRON · Entity 4811 | GrantRESTRICTED STOCK UNITS · Derivative | 58,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001795252-20-000003 · wf-form4_160505671163698.xml · derivative · entry 1 SHUM XIU MING · CIK 0001795252 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,130 Underlying: COMMON SHARES · 58,130 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company"). F2 · derivative.exercise_date: The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date. F2 · derivative.expiration_date: The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.