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CARTERS INC

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SEC CIK
0001060822
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683

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2017 Filed Nov 21, 2017 00:42 UTC Exercise / conversionCommon Stock 5,000 $28.44 $142,200.00
Disclosure

SEC source: 0001593968-17-001258 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:15 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 26,524 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0001593968-17-001216 · primary_01.xml · derivative · entry 4

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,047

Underlying: Common Stock · Not disclosed shares

Expires 2018-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017.

F5 · derivative.exercise_date: These options are all exercisable.

F6 · derivative.underlying_shares: All of these options are exercisable.

F6 · balance_after: All of these options are exercisable.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:15 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 400 $101.77 $40,708.00
Disclosure

SEC source: 0001593968-17-001216 · primary_01.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,912

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017.

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $101.76 to $101.81, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:15 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 26,124 $101.24 $2,644,793.76
Disclosure

SEC source: 0001593968-17-001216 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,312

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017.

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $100.75 to $101.73, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:15 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionCommon Stock 26,524 $17.90 $474,779.60
Disclosure

SEC source: 0001593968-17-001216 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 11, 2017 Filed Feb 6, 2018 22:34 UTC
Smith Peter RoyerEVP Supply Chain
Tax withholdingCommon Stock 455 $101.54 $46,200.70
Disclosure

SEC source: 0001593968-18-000268 · primary_01.xml · nonDerivative · entry 3

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,612.33

F3 · shares: The transaction reported in this Form 5 reflects an exempt withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock which was not previously reported due to a clerical error.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 16:55 UTC
FULTON PAULDirector
SaleCommon Stock 10,412 $100.70 $1,048,488.40
Disclosure

SEC source: 0001593968-17-001203 · primary_01.xml · nonDerivative · entry 1

FULTON PAUL · CIK 0001017068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,016

F1 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $100.63 to $100.82, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares were granted pursuant to the Issuer's Amended and Restated Equity Incentive Plan as part of the Reporting Person's annual director compensation.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 22:21 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 26,524 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0001593968-17-001196 · primary_01.xml · derivative · entry 4

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,571

Underlying: Common Stock · 26,524 shares

Expires 2018-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017.

F5 · derivative.exercise_date: These options are all exercisable.

F6 · derivative.underlying_shares: All of these options are exercisable.

F6 · balance_after: All of these options are exercisable.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 22:21 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 11,257 $98.77 $1,111,853.89
Disclosure

SEC source: 0001593968-17-001196 · primary_01.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,912

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017.

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $98.05 to $99.04, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 22:21 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 15,267 $99.42 $1,517,845.14
Disclosure

SEC source: 0001593968-17-001196 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,169

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017.

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $99.05 to $99.73, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 22:21 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionCommon Stock 26,524 $17.90 $474,779.60
Disclosure

SEC source: 0001593968-17-001196 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 01, 2017 Filed Feb 6, 2018 17:41 UTC
FULTON PAULDirector
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000269 · primary_01.xml · nonDerivative · entry 3

FULTON PAUL · CIK 0001017068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,356

F1 · price: Transfer by gift to a charitable organization. Mr. Fulton received no consideration for the transfer of the securities.

F2 · balance_after: Some of these shares were granted pursuant to the Issuer's Amended and Restated Equity Incentive Plan as part of the Reporting Person's annual director compensation.

F3 · balance_after: The amount of securities beneficially owned includes 260 additional shares of common stock than would otherwise be reflected in order to remedy an inadvertent clerical error in previous Section 16 filings for Mr. Fulton.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 16:50 UTC
FULTON PAULDirector
SaleCommon Stock 8,643 $87.58 $756,953.94
Disclosure

SEC source: 0001593968-17-001052 · primary_01.xml · nonDerivative · entry 1

FULTON PAUL · CIK 0001017068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,428

F1 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $87.51 to $87.73, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares were granted pursuant to the Issuer's Amended and Restated Equity Incentive Plan as part of the Reporting Person's annual director compensation.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 12:28 UTC
Moore Patrick QEVP Strategy and Bus Dev
GrantOption (right to buy) · Derivative 14,900 $0.00 Strike: $85.71 $0.00
Disclosure

SEC source: 0001593968-17-001008 · primary_01.xml · derivative · entry 2

Moore Patrick Q · CIK 0001640619 · EVP Strategy and Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,900

Underlying: Common Stock · 14,900 shares

Expires 2027-08-16

F3 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 12:28 UTC
Moore Patrick QEVP Strategy and Bus Dev
GrantCommon Stock 3,204 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-001008 · primary_01.xml · nonDerivative · entry 1

Moore Patrick Q · CIK 0001640619 · EVP Strategy and Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,204

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 20:22 UTC SaleCommon Stock 10,000 $90.96 $909,600.00
Disclosure

SEC source: 0001593968-17-000967 · primary_01.xml · nonDerivative · entry 2

WHIDDON THOMAS E · CIK 0001196196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,849

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $90.75 to $91.35, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares were granted pursuant to the Issuer's Amended and Restated Equity Incentive Plan as part of the Reporting Person's annual director compensation.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 20:22 UTC SaleCommon Stock 7,500 $89.54 $671,550.00
Disclosure

SEC source: 0001593968-17-000967 · primary_01.xml · nonDerivative · entry 1

WHIDDON THOMAS E · CIK 0001196196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,849

F1 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $89.51 to $89.62, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares were granted pursuant to the Issuer's Amended and Restated Equity Incentive Plan as part of the Reporting Person's annual director compensation.

Read SEC document
August 02, 2017 Filed Feb 6, 2018 17:41 UTC
FULTON PAULDirector
GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000269 · primary_01.xml · nonDerivative · entry 2

FULTON PAUL · CIK 0001017068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,356

F1 · price: Transfer by gift to a charitable organization. Mr. Fulton received no consideration for the transfer of the securities.

F2 · balance_after: Some of these shares were granted pursuant to the Issuer's Amended and Restated Equity Incentive Plan as part of the Reporting Person's annual director compensation.

Read SEC document
May 24, 2017 Filed May 25, 2017 18:04 UTC
PULVER DAVIDDirector
PurchaseCommon Stock 1,000 $80.10 $80,100.00
Disclosure

SEC source: 0001593968-17-000721 · primary_01.xml · nonDerivative · entry 1

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,331

Read SEC document
May 17, 2017 Filed May 17, 2017 19:30 UTC
FULTON PAULDirector
GrantCommon Stock 1,540 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000694 · primary_01.xml · nonDerivative · entry 1

FULTON PAUL · CIK 0001017068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,071

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

Read SEC document
May 17, 2017 Filed May 17, 2017 23:35 UTC GrantCommon Stock 1,540 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000699 · primary_01.xml · nonDerivative · entry 1

CLEVERLY A BRUCE · CIK 0001203057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,150

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

Read SEC document
May 17, 2017 Filed May 17, 2017 23:34 UTC
PULVER DAVIDDirector
GrantCommon Stock 1,540 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000698 · primary_01.xml · nonDerivative · entry 1

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,331

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

Read SEC document
May 17, 2017 Filed May 17, 2017 23:33 UTC GrantCommon Stock 1,540 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000697 · primary_01.xml · nonDerivative · entry 1

BRINKLEY AMY WOODS · CIK 0001055386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,747

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

Read SEC document
May 17, 2017 Filed May 17, 2017 23:32 UTC GrantCommon Stock 1,540 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000696 · primary_01.xml · nonDerivative · entry 1

Montgoris William J · CIK 0001407030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,302

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

Read SEC document
May 17, 2017 Filed May 17, 2017 23:31 UTC
Eagle JevinDirector
GrantCommon Stock 1,540 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000695 · primary_01.xml · nonDerivative · entry 1

Eagle Jevin · CIK 0001497128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,111

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

Read SEC document
May 17, 2017 Filed May 17, 2017 23:27 UTC GrantCommon Stock 1,540 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000693 · primary_01.xml · nonDerivative · entry 1

CASTAGNA VANESSA J · CIK 0001246084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,505

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

Read SEC document
May 17, 2017 Filed May 17, 2017 23:26 UTC GrantCommon Stock 1,540 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000692 · primary_01.xml · nonDerivative · entry 1

Buonfantino Giuseppina · CIK 0001674864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,086

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

F2 · balance_after: Some of these shares are restricted shares that are subject to time-vesting restrictions.

Read SEC document
May 17, 2017 Filed May 17, 2017 23:24 UTC GrantCommon Stock 1,540 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000691 · primary_01.xml · nonDerivative · entry 1

WHIDDON THOMAS E · CIK 0001196196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,349

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

Read SEC document
May 05, 2017 Filed May 8, 2017 20:12 UTC Exercise / conversionOption (right to buy) · Derivative 3,150 $0.00 Strike: $28.44 $0.00
Disclosure

SEC source: 0001593968-17-000670 · primary_01.xml · derivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,850

Underlying: Common Stock · 3,150 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are all exercisable.

Read SEC document
May 05, 2017 Filed May 8, 2017 20:12 UTC SaleCommon Stock 3,150 $93.13 $293,350.37
Disclosure

SEC source: 0001593968-17-000670 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,220

F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.06 to $93.30, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
May 05, 2017 Filed May 8, 2017 20:12 UTC Exercise / conversionCommon Stock 3,150 $28.44 $89,586.00
Disclosure

SEC source: 0001593968-17-000670 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:05 UTC
Wilson JillSVP HR and Talent Development
Exercise / conversionOption (right to buy) · Derivative 1,775 $0.00 Strike: $28.44 $0.00
Disclosure

SEC source: 0001593968-17-000640 · primary_01.xml · derivative · entry 5

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,775 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: These options are all exercisable.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:05 UTC
Wilson JillSVP HR and Talent Development
SaleCommon Stock 1,775 $92.11 $163,488.51
Disclosure

SEC source: 0001593968-17-000640 · primary_01.xml · nonDerivative · entry 4

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,778

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan.

F5 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $92.05 to $92.16, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:05 UTC
Wilson JillSVP HR and Talent Development
Exercise / conversionCommon Stock 1,775 $28.44 $50,481.00
Disclosure

SEC source: 0001593968-17-000640 · primary_01.xml · nonDerivative · entry 3

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:05 UTC
Wilson JillSVP HR and Talent Development
GiftCommon Stock 824 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000640 · primary_01.xml · nonDerivative · entry 2

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,778

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

F4 · balance_after: The transaction reported involved a gift by the reporting person of shares of common stock to a charitable donor advised fund.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:05 UTC
Wilson JillSVP HR and Talent Development
SaleCommon Stock 2,513 $92.10 $231,447.30
Disclosure

SEC source: 0001593968-17-000640 · primary_01.xml · nonDerivative · entry 1

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,602

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan.

F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $92.05 to $92.17, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
March 27, 2017 Filed Feb 6, 2018 22:34 UTC
Smith Peter RoyerEVP Supply Chain
OtherCommon Stock 4.577 $87.69 $401.36
Disclosure

SEC source: 0001593968-18-000268 · primary_01.xml · nonDerivative · entry 2

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,067.33

F1 · shares: The transaction reported in this Form 5 reflects shares purchased as a result of a dividend reinvestment.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
March 01, 2017 Filed Feb 6, 2018 17:41 UTC
FULTON PAULDirector
GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000269 · primary_01.xml · nonDerivative · entry 1

FULTON PAUL · CIK 0001017068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,556

F1 · price: Transfer by gift to a charitable organization. Mr. Fulton received no consideration for the transfer of the securities.

F2 · balance_after: Some of these shares were granted pursuant to the Issuer's Amended and Restated Equity Incentive Plan as part of the Reporting Person's annual director compensation.

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February 23, 2017 Filed Feb 28, 2017 00:27 UTC
Wilson JillSVP HR and Talent Development
Tax withholdingCommon Stock 998 $87.06 $86,885.88
Disclosure

SEC source: 0001593968-17-000363 · primary_01.xml · nonDerivative · entry 2

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,115

F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 23, 2017 Filed Feb 28, 2017 00:27 UTC
Wilson JillSVP HR and Talent Development
GrantCommon Stock 84 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000363 · primary_01.xml · nonDerivative · entry 1

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,113

F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2014.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 23, 2017 Filed Feb 28, 2017 00:26 UTC
Foglesong GregEVP Retail, Marketing, Growth
Tax withholdingCommon Stock 999 $87.06 $86,972.94
Disclosure

SEC source: 0001593968-17-000362 · primary_01.xml · nonDerivative · entry 2

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,597

F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 23, 2017 Filed Feb 28, 2017 00:26 UTC
Foglesong GregEVP Retail, Marketing, Growth
GrantCommon Stock 84 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000362 · primary_01.xml · nonDerivative · entry 1

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,596

F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2014.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 23, 2017 Filed Feb 28, 2017 00:25 UTC
Wu Michael C.SVP,General Counsel & Secy
Tax withholdingCommon Stock 1,246 $87.06 $108,476.76
Disclosure

SEC source: 0001593968-17-000361 · primary_01.xml · nonDerivative · entry 2

Wu Michael C. · CIK 0001309231 · SVP,General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,178

F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 23, 2017 Filed Feb 28, 2017 00:25 UTC
Wu Michael C.SVP,General Counsel & Secy
GrantCommon Stock 105 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000361 · primary_01.xml · nonDerivative · entry 1

Wu Michael C. · CIK 0001309231 · SVP,General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,424

F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2014.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 23, 2017 Filed Feb 28, 2017 00:21 UTC
Corning Kevin DoyleEVP, International
Tax withholdingCommon Stock 1,898 $87.06 $165,239.88
Disclosure

SEC source: 0001593968-17-000360 · primary_01.xml · nonDerivative · entry 2

Corning Kevin Doyle · CIK 0001563916 · EVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,436

F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 23, 2017 Filed Feb 28, 2017 00:21 UTC
Corning Kevin DoyleEVP, International
GrantCommon Stock 160 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000360 · primary_01.xml · nonDerivative · entry 1

Corning Kevin Doyle · CIK 0001563916 · EVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,334

F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2014.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 23, 2017 Filed Feb 28, 2017 00:20 UTC Tax withholdingCommon Stock 1,898 $87.06 $165,239.88
Disclosure

SEC source: 0001593968-17-000359 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,220

F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 23, 2017 Filed Feb 28, 2017 00:20 UTC GrantCommon Stock 160 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000359 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,118

F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2014.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 23, 2017 Filed Feb 28, 2017 00:19 UTC
Lynch BrianPresident, Carter's, Inc.
Tax withholdingCommon Stock 3,747 $87.06 $326,213.82
Disclosure

SEC source: 0001593968-17-000358 · primary_01.xml · nonDerivative · entry 2

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,965

F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 23, 2017 Filed Feb 28, 2017 00:19 UTC
Lynch BrianPresident, Carter's, Inc.
GrantCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000358 · primary_01.xml · nonDerivative · entry 1

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,712

F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2014.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.