Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARTERS INCCRI · Entity 4857 | Director · Chairman, CEO, and President | February 28, 2024 | March 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARTERS INC
Report date February 28, 2024 · Filed March 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 450,643 |
Last balance in matching sequence
After 2024-02-28 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-02-28 · Grant · Acquired 39,660 · Balance 410,983 F1: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Row 2 · 2024-02-28 · Grant · Acquired 39,660 · Balance 450,643 F3: These performance-based restricted shares cliff vest three years from the grant date based upon the achievement of certain targets. F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.
F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F3: These performance-based restricted shares cliff vest three years from the grant date based upon the achievement of certain targets.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2024 Filed Mar 1, 2024 13:44 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 39,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001060822-24-000084 · wk-form4_1709300687.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman, CEO, and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,643 F3 · shares: These performance-based restricted shares cliff vest three years from the grant date based upon the achievement of certain targets. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 13:44 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 39,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001060822-24-000084 · wk-form4_1709300687.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman, CEO, and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 410,983 F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:17 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 4,920 | $80.55 | $396,306.00 |
DisclosureSEC source: 0001060822-24-000064 · wk-form4_1709155058.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 371,323 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 16, 2024 Filed Feb 20, 2024 21:20 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 3,999 | $81.40 | $325,518.60 |
DisclosureSEC source: 0001060822-24-000042 · wk-form4_1708463964.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 376,243 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 12, 2024 Filed Feb 13, 2024 21:26 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 3,048 | $81.81 | $249,356.88 |
DisclosureSEC source: 0001060822-24-000022 · wk-form4_1707859598.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380,242 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 10, 2024 Filed Feb 12, 2024 21:36 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 7,441 | $81.21 | $604,283.61 |
DisclosureSEC source: 0001060822-24-000004 · wk-form4_1707773786.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 383,290 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:16 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 30,000 | $0.00 Strike: $68.49 | $0.00 |
DisclosureSEC source: 0001060822-23-000170 · wk-form4_1702674991.xml · derivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2024-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in four equal installments on February 18, 2015, 2016, 2017, and 2018. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:16 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 59,139 | $75.00 | $4,435,425.00 |
DisclosureSEC source: 0001060822-23-000170 · wk-form4_1702674991.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 390,731 F3 · price: The price reported reflects a single price point for all the 59.139 shares sold. F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:16 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 30,000 | $75.00 | $2,250,000.00 |
DisclosureSEC source: 0001060822-23-000170 · wk-form4_1702674991.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 449,870 F2 · price: The price reported reflects a single price point for all the 30,000 shares sold. F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:16 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 30,000 | $68.49 | $2,054,700.00 |
DisclosureSEC source: 0001060822-23-000170 · wk-form4_1702674991.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 479,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 27, 2023 Filed Feb 28, 2023 21:49 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 43,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001060822-23-000083 · wf-form4_167762092293449.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,870 F3 · shares: These restricted shares cliff vest three years from the grant date based upon the achievement of certain targets. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 27, 2023 Filed Feb 28, 2023 21:49 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 43,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001060822-23-000083 · wf-form4_167762092293449.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,986 F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:43 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 4,022 | $77.72 | $312,589.84 |
DisclosureSEC source: 0001060822-23-000057 · wf-form4_167667019896871.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,102 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 13, 2023 Filed Feb 14, 2023 22:23 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 3,490 | $78.86 | $275,221.40 |
DisclosureSEC source: 0001060822-23-000038 · wf-form4_167641339191027.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,124 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 12, 2023 Filed Feb 14, 2023 11:27 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 3,066 | $77.40 | $237,308.40 |
DisclosureSEC source: 0001060822-23-000020 · wf-form4_167637406068713.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,614 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 11:27 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 7,482 | $77.40 | $579,106.80 |
DisclosureSEC source: 0001060822-23-000020 · wf-form4_167637406068713.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,680 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| December 27, 2022 Filed Dec 28, 2022 21:18 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 3,145 | $0.00 Strike: $59.27 | $0.00 |
DisclosureSEC source: 0001060822-22-000206 · wf-form4_167226228756659.xml · derivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,145 shares Expires 2023-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in four equal installments on February 20, 2014, 2015, 2016, and 2017. Read SEC document |
| December 27, 2022 Filed Dec 28, 2022 21:18 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 3,145 | $75.03 | $235,969.35 |
DisclosureSEC source: 0001060822-22-000206 · wf-form4_167226228756659.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,162 F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $75.00 to $75.08, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| December 27, 2022 Filed Dec 28, 2022 21:18 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 3,145 | $59.27 | $186,404.15 |
DisclosureSEC source: 0001060822-22-000206 · wf-form4_167226228756659.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 21:31 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 9,355 | $0.00 Strike: $59.27 | $0.00 |
DisclosureSEC source: 0001060822-22-000204 · wf-form4_167105350138531.xml · derivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,145 Underlying: Common Stock · 9,355 shares Expires 2023-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in four equal installments on February 20, 2014, 2015, 2016, and 2017. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 21:31 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 16,025 | $75.00 | $1,201,875.00 |
DisclosureSEC source: 0001060822-22-000204 · wf-form4_167105350138531.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,162 F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported reflects a single price point for all the 16,025 shares sold. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 21:31 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 9,355 | $75.03 | $701,905.65 |
DisclosureSEC source: 0001060822-22-000204 · wf-form4_167105350138531.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,187 F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $75.00 to $75.28, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 21:31 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 9,355 | $59.27 | $554,470.85 |
DisclosureSEC source: 0001060822-22-000204 · wf-form4_167105350138531.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 21:22 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 17,287 | $0.00 Strike: $59.27 | $0.00 |
DisclosureSEC source: 0001060822-22-000194 · wf-form4_166923854833280.xml · derivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 17,287 shares Expires 2023-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in four equal installments on February 20, 2014, 2015, 2016, and 2017. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 21:22 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 17,287 | $75.05 | $1,297,389.35 |
DisclosureSEC source: 0001060822-22-000194 · wf-form4_166923854833280.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,187 F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $75.00 to $75.36 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 21:22 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 17,287 | $59.27 | $1,024,600.49 |
DisclosureSEC source: 0001060822-22-000194 · wf-form4_166923854833280.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 21:17 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 8,098 | $0.00 Strike: $59.27 | $0.00 |
DisclosureSEC source: 0001060822-22-000192 · wf-form4_166915180288269.xml · derivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,787 Underlying: Common Stock · 8,098 shares Expires 2023-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in four equal installments on February 20, 2014, 2015, 2016, and 2017. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 21:17 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 18,669 | $75.00 | $1,400,175.00 |
DisclosureSEC source: 0001060822-22-000192 · wf-form4_166915180288269.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,187 F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported reflects a single price point for all the 18,669 shares sold. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 21:17 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 8,098 | $75.00 | $607,350.00 |
DisclosureSEC source: 0001060822-22-000192 · wf-form4_166915180288269.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,856 F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $75.00 to $75.08 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 21:17 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 8,098 | $59.27 | $479,968.46 |
DisclosureSEC source: 0001060822-22-000192 · wf-form4_166915180288269.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 21:18 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 12,115 | $0.00 Strike: $59.27 | $0.00 |
DisclosureSEC source: 0001060822-22-000189 · wf-form4_166906550226041.xml · derivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,885 Underlying: Common Stock · 12,115 shares Expires 2023-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in four equal installments on February 20, 2014, 2015, 2016, and 2017. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 21:18 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 29,683 | $75.00 | $2,226,225.00 |
DisclosureSEC source: 0001060822-22-000189 · wf-form4_166906550226041.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,856 F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported reflects a single price point for all the 29,683 shares sold. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 21:18 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 12,115 | $75.01 | $908,746.15 |
DisclosureSEC source: 0001060822-22-000189 · wf-form4_166906550226041.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,539 F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $75.00 to $75.24 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 21:18 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 12,115 | $59.27 | $718,056.05 |
DisclosureSEC source: 0001060822-22-000189 · wf-form4_166906550226041.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 21:18 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 10,469 | $96.91 | $1,014,550.79 |
DisclosureSEC source: 0001060822-22-000107 · wf-form4_164608306365960.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,539 F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 21:18 UTC | CARTERS INC CRI · Entity 4857 | Disposition to issuerCommon Stock | 7,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001060822-22-000107 · wf-form4_164608306365960.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,008 F1 · shares: The transaction reported in this Form 4 reflects below-target vesting of performance shares issued in 2019. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 21:26 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,290 | $88.48 | $114,139.20 |
DisclosureSEC source: 0001060822-22-000091 · wf-form4_164565157672534.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,745 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:45 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 35,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001060822-22-000065 · wf-form4_164522070045238.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,035 F3 · shares: These restricted shares cliff vest three years from the grant date based upon the achievement of certain targets F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:45 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 35,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001060822-22-000065 · wf-form4_164522070045238.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,367 F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 13, 2022 Filed Feb 15, 2022 21:18 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 3,490 | $92.49 | $322,790.10 |
DisclosureSEC source: 0001060822-22-000041 · wf-form4_164495990229289.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,699 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 12, 2022 Filed Feb 15, 2022 21:18 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 3,066 | $92.49 | $283,574.34 |
DisclosureSEC source: 0001060822-22-000041 · wf-form4_164495990229289.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,189 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:30 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 7,483 | $94.27 | $705,422.41 |
DisclosureSEC source: 0001060822-22-000024 · wf-form4_164487420711927.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,255 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 21:18 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 17,500 | $0.00 Strike: $42.61 | $0.00 |
DisclosureSEC source: 0001060822-21-000069 · wf-form4_163830708380596.xml · derivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,500 shares Expires 2022-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in four equal installments on February 22, 2013, 2014, 2015, and 2016. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 21:18 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 12,600 | $105.62 | $1,330,812.00 |
DisclosureSEC source: 0001060822-21-000069 · wf-form4_163830708380596.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,738 F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $105.15 to $106.00 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 21:18 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 17,500 | $104.35 | $1,826,125.00 |
DisclosureSEC source: 0001060822-21-000069 · wf-form4_163830708380596.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,338 F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $103.50 to $105.35 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 21:18 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 17,500 | $42.61 | $745,675.00 |
DisclosureSEC source: 0001060822-21-000069 · wf-form4_163830708380596.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 21:24 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 17,500 | $0.00 Strike: $42.61 | $0.00 |
DisclosureSEC source: 0001060822-21-000067 · wf-form4_163770267183318.xml · derivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2022-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in four equal installments on February 22, 2013, 2014, 2015, and 2016. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 21:24 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 12,072 | $104.41 | $1,260,437.52 |
DisclosureSEC source: 0001060822-21-000067 · wf-form4_163770267183318.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,338 F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $104.15 to $105.00 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 21:24 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 17,500 | $105.45 | $1,845,375.00 |
DisclosureSEC source: 0001060822-21-000067 · wf-form4_163770267183318.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,410 F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $104.71 to $107.50 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 21:24 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 17,500 | $42.61 | $745,675.00 |
DisclosureSEC source: 0001060822-21-000067 · wf-form4_163770267183318.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.