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Westenberger Richard F.

Disclosed activity across 1 company

Tapewire entity
38318
SEC CIK
0001454329

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CARTERS INCCRI · Entity 4857CFO & COOJune 12, 2026June 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CARTERS INC

Report date June 12, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect175,250 Reported balance After 2026-06-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-12 · Disposition to issuer · Disposed 250 · Balance 175,250

F1: Represent bona fide gift of securities by the reporting person to the University of Notre Dame.

F2: Some of these shares are restricted shares that are subject to either time-based vesting or performance-based restrictions.

Filing footnotes · ownership attribution and instrument terms

F1: Represent bona fide gift of securities by the reporting person to the University of Notre Dame.

F2: Some of these shares are restricted shares that are subject to either time-based vesting or performance-based restrictions.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2026 Filed Jun 15, 2026 20:18 UTC CARTERS INC CRI · Entity 4857 Disposition to issuerCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001060822-26-000101 · wk-form4_1781554692.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,250

F1 · shares: Represent bona fide gift of securities by the reporting person to the University of Notre Dame.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-based vesting or performance-based restrictions.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:16 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 4,710 $0.00 $0.00
Disclosure

SEC source: 0001060822-26-000077 · wk-form4_1778876186.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · Interim CEO & PRES., CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,500

F1 · shares: Represent shares of common stock awarded to the reporting person on a quarterly basis for his role as interim CEO & President. These restricted shares cliff vest on the first anniversary of the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-based vesting or performance-based restrictions.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:17 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 1,085 $35.59 $38,615.15
Disclosure

SEC source: 0001060822-26-000064 · wk-form4_1775161017.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,790

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-based vesting or performance-based restrictions.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:33 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 25,752 $0.00 $0.00
Disclosure

SEC source: 0001060822-26-000046 · wk-form4_1772660021.xml · nonDerivative · entry 4

Westenberger Richard F. · CIK 0001454329 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,875

F5 · shares: These performance-based restricted shares cliff vest three years from the grant date based upon the achievement of certain targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-based vesting or performance-based restrictions.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:33 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 17,168 $0.00 $0.00
Disclosure

SEC source: 0001060822-26-000046 · wk-form4_1772660021.xml · nonDerivative · entry 3

Westenberger Richard F. · CIK 0001454329 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,123

F4 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-based vesting or performance-based restrictions.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:33 UTC CARTERS INC CRI · Entity 4857 Disposition to issuerCommon Stock 6,594 $0.00 $0.00
Disclosure

SEC source: 0001060822-26-000046 · wk-form4_1772660021.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,955

F3 · shares: The transaction reflected in this Form 4 reflects the forfeiture of shares relating to performance awards granted in 2023, under which the performance metrics were not fully attained.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-based vesting or performance-based restrictions.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:33 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 1,726 $34.95 $60,323.70
Disclosure

SEC source: 0001060822-26-000046 · wk-form4_1772660021.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,549

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-based vesting or performance-based restrictions.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:16 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 1,020 $33.55 $34,221.00
Disclosure

SEC source: 0001060822-26-000028 · wk-form4_1772572566.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,275

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:16 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 1,166 $33.55 $39,119.30
Disclosure

SEC source: 0001060822-26-000028 · wk-form4_1772572566.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,295

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 21:19 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 3,948 $42.07 $166,092.36
Disclosure

SEC source: 0001060822-26-000022 · wk-form4_1772486394.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,461

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2026 Filed Feb 18, 2026 21:16 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 764 $40.05 $30,598.20
Disclosure

SEC source: 0001060822-26-000008 · wk-form4_1771449388.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,409

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
January 08, 2026 Filed Jan 9, 2026 21:15 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 2,852 $34.64 $98,793.28
Disclosure

SEC source: 0001060822-26-000004 · wk-form4_1767993304.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,173

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 13, 2025 Filed Nov 14, 2025 21:16 UTC CARTERS INC CRI · Entity 4857 GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001060822-25-000162 · wk-form4_1763154972.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,025

F1 · shares: Represent bona fide gift of securities by the reporting person to the University of Notre Dame.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 20:18 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 2,436 $0.00 $0.00
Disclosure

SEC source: 0001060822-25-000084 · wk-form4_1743625115.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · Interim CEO, SEVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,325

F1 · shares: Represent shares of common stock awarded to the reporting person on a quarterly basis for his role as interim CEO. These restricted shares cliff vest one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:15 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 1,024 $41.27 $42,260.48
Disclosure

SEC source: 0001060822-25-000062 · wk-form4_1741122915.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · Interim CEO, SEVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,889

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:17 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 1,171 $42.15 $49,357.65
Disclosure

SEC source: 0001060822-25-000052 · wk-form4_1740777413.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · Interim CEO, SEVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,913

F3 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:17 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 35,448 $0.00 $0.00
Disclosure

SEC source: 0001060822-25-000052 · wk-form4_1740777413.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · Interim CEO, SEVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,084

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 25, 2025 Filed Feb 26, 2025 21:15 UTC CARTERS INC CRI · Entity 4857 Disposition to issuerCommon Stock 6,860 $0.00 $0.00
Disclosure

SEC source: 0001060822-25-000032 · wk-form4_1740604525.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · Interim CEO, SEVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,636

F1 · shares: The transaction reflected in this Form 4 reflects the forfeiture of shares relating to performance awards, granted in 2022, under which the performance metrics were not attained.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2025 Filed Feb 19, 2025 21:15 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 768 $52.88 $40,611.84
Disclosure

SEC source: 0001060822-25-000016 · wk-form4_1739999713.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · Interim CEO, SEVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,496

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:19 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 1,255 $52.21 $65,523.55
Disclosure

SEC source: 0001060822-25-000004 · wk-form4_1739395169.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · Interim CEO, SEVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,264

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 21:17 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 5,878 $0.00 $0.00
Disclosure

SEC source: 0001060822-25-000002 · wk-form4_1736543835.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · Interim CEO, SEVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,519

F1 · shares: Represent shares of common stock granted to the reporting person upon his appointment as interim CEO. These restricted shares cliff vest one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 20:15 UTC CARTERS INC CRI · Entity 4857 GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001060822-24-000146 · wk-form4_1724098551.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · SEVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,641

F1 · shares: Represent bona fide gift of securities by the reporting person to the University of Notre Dame.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:52 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 9,152 $0.00 $0.00
Disclosure

SEC source: 0001060822-24-000096 · wk-form4_1709301112.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · SEVP, CFO, & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,791

F3 · shares: These performance-based restricted shares cliff vest three years from the grant date based upon the achievement of certain targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 13:52 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 9,152 $0.00 $0.00
Disclosure

SEC source: 0001060822-24-000096 · wk-form4_1709301112.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · SEVP, CFO, & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,639

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 21:29 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 1,174 $80.55 $94,565.70
Disclosure

SEC source: 0001060822-24-000078 · wk-form4_1709155781.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,487

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 21:38 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 770 $81.40 $62,678.00
Disclosure

SEC source: 0001060822-24-000056 · wk-form4_1708465059.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,661

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:42 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 560 $81.81 $45,813.60
Disclosure

SEC source: 0001060822-24-000036 · wk-form4_1707860517.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,431

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 10, 2024 Filed Feb 12, 2024 21:51 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 6,343 $81.21 $515,115.03
Disclosure

SEC source: 0001060822-24-000018 · wk-form4_1707774670.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,991

F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 03, 2023 Filed Nov 3, 2023 20:22 UTC CARTERS INC CRI · Entity 4857 Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 3,800 $0.00 Strike: $68.49 $0.00
Disclosure

SEC source: 0001060822-23-000157 · wk-form4_1699042936.xml · derivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,800 shares

Expires 2024-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal installments on February 18, 2015, 2016, 2017, and 2018.

Read SEC document
November 03, 2023 Filed Nov 3, 2023 20:22 UTC CARTERS INC CRI · Entity 4857 SaleCommon Stock 3,800 $69.24 $263,112.00
Disclosure

SEC source: 0001060822-23-000157 · wk-form4_1699042936.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,334

F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $68.94 to $69.70, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 03, 2023 Filed Nov 3, 2023 20:22 UTC CARTERS INC CRI · Entity 4857 Exercise / conversionCommon Stock 3,800 $68.49 $260,262.00
Disclosure

SEC source: 0001060822-23-000157 · wk-form4_1699042936.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:16 UTC CARTERS INC CRI · Entity 4857 GiftCommon Stock 125 $0.00 $0.00
Disclosure

SEC source: 0001060822-23-000132 · wk-form4_1691180183.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,334

F1 · shares: The transaction reported involved a gift by the reporting person of shares of common stock to a charitable organization.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 21:45 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 10,468 $0.00 $0.00
Disclosure

SEC source: 0001060822-23-000081 · wf-form4_167762071976019.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,459

F3 · shares: These restricted shares cliff vest three years from the grant date based upon the achievement of certain targets.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 21:45 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 10,468 $0.00 $0.00
Disclosure

SEC source: 0001060822-23-000081 · wf-form4_167762071976019.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,991

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 21:40 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 774 $77.72 $60,155.28
Disclosure

SEC source: 0001060822-23-000055 · wf-form4_167667002057752.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,523

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 22:17 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 508 $78.86 $40,060.88
Disclosure

SEC source: 0001060822-23-000034 · wf-form4_167641301941599.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,297

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2023 Filed Feb 14, 2023 11:25 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 563 $77.40 $43,576.20
Disclosure

SEC source: 0001060822-23-000018 · wf-form4_167637393124637.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,805

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 11:25 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 1,317 $77.40 $101,935.80
Disclosure

SEC source: 0001060822-23-000018 · wf-form4_167637393124637.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,368

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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August 01, 2022 Filed Aug 2, 2022 20:19 UTC CARTERS INC CRI · Entity 4857 GiftCommon Stock 125 $0.00 $0.00
Disclosure

SEC source: 0001060822-22-000168 · wf-form4_165947155528527.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,685

F1 · shares: The transaction reported involved a gift by the reporting person of shares of common stock to a charitable organization.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 25, 2022 Filed Feb 28, 2022 21:26 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 1,524 $96.91 $147,690.84
Disclosure

SEC source: 0001060822-22-000111 · wf-form4_164608352326717.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,810

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 25, 2022 Filed Feb 28, 2022 21:26 UTC CARTERS INC CRI · Entity 4857 Disposition to issuerCommon Stock 1,126 $0.00 $0.00
Disclosure

SEC source: 0001060822-22-000111 · wf-form4_164608352326717.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,334

F1 · shares: The transaction reported in this Form 4 reflects below-target vesting of performance shares issued in 2019.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 21, 2022 Filed Feb 23, 2022 21:18 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 602 $88.48 $53,264.96
Disclosure

SEC source: 0001060822-22-000085 · wf-form4_164565106318095.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,460

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 16, 2022 Filed Feb 18, 2022 21:46 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 6,860 $0.00 $0.00
Disclosure

SEC source: 0001060822-22-000066 · wf-form4_164522076891784.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,062

F3 · shares: These restricted shares cliff vest three years from the grant date based upon the achievement of certain targets

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 16, 2022 Filed Feb 18, 2022 21:46 UTC CARTERS INC CRI · Entity 4857 GrantCommon Stock 6,860 $0.00 $0.00
Disclosure

SEC source: 0001060822-22-000066 · wf-form4_164522076891784.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,202

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 13, 2022 Filed Feb 15, 2022 21:25 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 508 $92.49 $46,984.92
Disclosure

SEC source: 0001060822-22-000046 · wf-form4_164496030056463.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,342

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 12, 2022 Filed Feb 15, 2022 21:25 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 563 $92.49 $52,071.87
Disclosure

SEC source: 0001060822-22-000046 · wf-form4_164496030056463.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,850

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 10, 2022 Filed Feb 14, 2022 21:27 UTC CARTERS INC CRI · Entity 4857 Tax withholdingCommon Stock 1,301 $94.27 $122,645.27
Disclosure

SEC source: 0001060822-22-000022 · wf-form4_164487401821297.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,413

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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November 16, 2021 Filed Nov 17, 2021 22:07 UTC CARTERS INC CRI · Entity 4857 Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 6,000 $0.00 Strike: $59.27 $0.00
Disclosure

SEC source: 0001060822-21-000064 · wf-form4_163718684692491.xml · derivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2023-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal installments on February 20, 2014, 2015, 2016, and 2017.

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November 16, 2021 Filed Nov 17, 2021 22:07 UTC CARTERS INC CRI · Entity 4857 SaleCommon Stock 6,000 $110.36 $662,160.00
Disclosure

SEC source: 0001060822-21-000064 · wf-form4_163718684692491.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,714

F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $110.31 to $110.66 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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November 16, 2021 Filed Nov 17, 2021 22:07 UTC CARTERS INC CRI · Entity 4857 Exercise / conversionCommon Stock 6,000 $59.27 $355,620.00
Disclosure

SEC source: 0001060822-21-000064 · wf-form4_163718684692491.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.