Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARTERS INCCRI · Entity 4857 | EVP, International | June 01, 2018 | June 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARTERS INC
Report date June 01, 2018 · Filed June 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,817 |
Reported balance
After 2018-06-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-06-01 · Sale · Disposed 3,491 · Balance 27,817 F1: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $108.5103 to $108.5323, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
Filing footnotes · ownership attribution and instrument terms
F1: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $108.5103 to $108.5323, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2018 Filed Jun 4, 2018 21:13 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 3,491 | $108.51 | $378,823.07 |
DisclosureSEC source: 0001593968-18-000853 · primary_01.xml · nonDerivative · entry 1 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,817 F1 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $108.5103 to $108.5323, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 22:02 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,600 | $116.98 | $187,168.00 |
DisclosureSEC source: 0001593968-18-000429 · primary_01.xml · nonDerivative · entry 2 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,308 F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. F5 · balance_after: The amount of securities beneficially owned includes 2,000 additional shares of common stock that were inadvertently not reflected in the last Section 16 filing for Mr. Corning due to a clerical error. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 22:02 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000429 · primary_01.xml · nonDerivative · entry 1 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,908 F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2015. F2 · price: Granted at no cost to the reporting person. F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:23 UTC | CARTERS INC CRI · Entity 4857 | GrantOption (right to buy) · Derivative | 5,048 | $0.00 Strike: $120.25 | $0.00 |
DisclosureSEC source: 0001593968-18-000393 · primary_01.xml · derivative · entry 3 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,048 Underlying: Common Stock · 5,048 shares Expires 2028-02-21 F5 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:23 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 2,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000393 · primary_01.xml · nonDerivative · entry 2 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,779 F4 · shares: These restricted shares cliff vest based upon the achievement of certain 2020 earnings targets. F2 · price: Granted at no cost to the reporting person. F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:23 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 1,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000393 · primary_01.xml · nonDerivative · entry 1 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,427 F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. F2 · price: Granted at no cost to the reporting person. F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 18, 2018 Filed Feb 21, 2018 21:21 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 407 | $121.00 | $49,247.00 |
DisclosureSEC source: 0001593968-18-000375 · primary_01.xml · nonDerivative · entry 2 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,251 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:21 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 571 | $121.00 | $69,091.00 |
DisclosureSEC source: 0001593968-18-000375 · primary_01.xml · nonDerivative · entry 1 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,658 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 22:45 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 207 | $121.25 | $25,098.75 |
DisclosureSEC source: 0001593968-18-000362 · primary_01.xml · nonDerivative · entry 1 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,229 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 00:21 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,898 | $87.06 | $165,239.88 |
DisclosureSEC source: 0001593968-17-000360 · primary_01.xml · nonDerivative · entry 2 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,436 F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 00:21 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 160 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000360 · primary_01.xml · nonDerivative · entry 1 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,334 F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2014. F2 · price: Granted at no cost to the reporting person. F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 23:34 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,198 | $83.72 | $100,296.56 |
DisclosureSEC source: 0001593968-17-000341 · primary_01.xml · nonDerivative · entry 4 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,174 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 23:34 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 223 | $83.72 | $18,669.56 |
DisclosureSEC source: 0001593968-17-000341 · primary_01.xml · nonDerivative · entry 3 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,372 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 23:34 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 203 | $83.72 | $16,995.16 |
DisclosureSEC source: 0001593968-17-000341 · primary_01.xml · nonDerivative · entry 2 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,595 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:34 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 641 | $82.92 | $53,151.72 |
DisclosureSEC source: 0001593968-17-000341 · primary_01.xml · nonDerivative · entry 1 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,798 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:23 UTC | CARTERS INC CRI · Entity 4857 | GrantOption (right to buy) · Derivative | 7,000 | $0.00 Strike: $83.84 | $0.00 |
DisclosureSEC source: 0001593968-17-000308 · primary_01.xml · derivative · entry 3 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2027-02-14 F4 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:23 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 3,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000308 · primary_01.xml · nonDerivative · entry 2 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,439 F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2019 earnings targets. F2 · price: Granted at no cost to the reporting person. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:23 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 1,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000308 · primary_01.xml · nonDerivative · entry 1 Corning Kevin Doyle · CIK 0001563916 · EVP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,159 F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. F2 · price: Granted at no cost to the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.