Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARTERS INCCRI · Entity 4857 | Director | May 20, 2021 | May 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARTERS INC
Report date May 20, 2021 · Filed May 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,497 |
Reported balance
After 2021-05-20 transaction · row 1
1 source rowRow 1 · 2021-05-20 · Grant · Acquired 1,532 · Balance 30,497 F1: These shares were granted as part of the reporting person's director compensation. |
| Common StockSEC Table I · non-derivative | IndirectBy Carol Pulver 2020 Trust | 40,082 |
Reported balance
Holding disclosure · report date 2021-05-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 40,082 F2: The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Cornerstone Capital, Inc. | 8,000 |
Reported balance
Holding disclosure · report date 2021-05-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 8,000 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were granted as part of the reporting person's director compensation.
F2: The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2021 Filed May 21, 2021 20:22 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 1,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001060822-21-000029 · wf-form4_162162850394059.xml · nonDerivative · entry 1 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,497 F1 · shares: These shares were granted as part of the reporting person's director compensation. Read SEC document |
| December 29, 2020 Filed Dec 29, 2020 21:46 UTC | CARTERS INC CRI · Entity 4857 | GiftCommon Stock | 40,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-002421 · primary_01.xml · nonDerivative · entry 2 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Carol Pulver 2020 Trust Disclosed balance after: 40,082 F1 · kind: This transaction involved a gift of securities by the reporting person to a trust in which the trustee is the reporting person's wife. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 29, 2020 Filed Dec 29, 2020 21:46 UTC | CARTERS INC CRI · Entity 4857 | GiftCommon Stock | 40,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-002421 · primary_01.xml · nonDerivative · entry 1 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,965 F1 · kind: This transaction involved a gift of securities by the reporting person to a trust in which the trustee is the reporting person's wife. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:36 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 1,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001198 · primary_01.xml · nonDerivative · entry 1 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,047 F1 · shares: These shares were granted as part of the reporting person's director compensation. Read SEC document |
| May 16, 2019 Filed May 17, 2019 22:15 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 1,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001134 · primary_01.xml · nonDerivative · entry 1 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,105 F1 · shares: These shares were granted as part of the reporting person's annual director compensation. Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 01:10 UTC | CARTERS INC CRI · Entity 4857 | PurchaseCommon Stock | 1,000 | $80.10 | $80,100.00 |
DisclosureSEC source: 0001593968-18-001622 · primary_01.xml · nonDerivative · entry 1 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cornerstone Capital, Inc. Disclosed balance after: 8,000 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 27, 2018. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 21:13 UTC | CARTERS INC CRI · Entity 4857 | PurchaseCommon Stock | 1,000 | $82.60 | $82,600.00 |
DisclosureSEC source: 0001593968-18-001570 · primary_01.xml · nonDerivative · entry 1 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cornerstone Capital, Inc. Disclosed balance after: 7,000 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 27, 2018. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 21:43 UTC | CARTERS INC CRI · Entity 4857 | PurchaseCommon Stock | 1,000 | $86.10 | $86,100.00 |
DisclosureSEC source: 0001593968-18-001565 · primary_01.xml · nonDerivative · entry 1 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cornerstone Capital, Inc. Disclosed balance after: 6,000 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 27, 2018. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 20:35 UTC | CARTERS INC CRI · Entity 4857 | PurchaseCommon Stock | 1,000 | $97.05 | $97,050.00 |
DisclosureSEC source: 0001593968-18-001185 · primary_01.xml · nonDerivative · entry 4 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cornerstone Capital, Inc. Disclosed balance after: 5,000 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2018. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 20:35 UTC | CARTERS INC CRI · Entity 4857 | PurchaseCommon Stock | 1,500 | $99.55 | $149,325.00 |
DisclosureSEC source: 0001593968-18-001185 · primary_01.xml · nonDerivative · entry 3 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cornerstone Capital, Inc. Disclosed balance after: 4,000 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2018. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 20:35 UTC | CARTERS INC CRI · Entity 4857 | PurchaseCommon Stock | 2,000 | $97.05 | $194,100.00 |
DisclosureSEC source: 0001593968-18-001185 · primary_01.xml · nonDerivative · entry 2 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,517 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2018. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 20:35 UTC | CARTERS INC CRI · Entity 4857 | PurchaseCommon Stock | 3,000 | $99.55 | $298,650.00 |
DisclosureSEC source: 0001593968-18-001185 · primary_01.xml · nonDerivative · entry 1 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,517 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2018. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 20:54 UTC | CARTERS INC CRI · Entity 4857 | PurchaseCommon Stock | 1,000 | $102.50 | $102,500.00 |
DisclosureSEC source: 0001593968-18-001075 · primary_01.xml · nonDerivative · entry 4 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cornerstone Capital, Inc. Disclosed balance after: 2,500 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2018. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 20:54 UTC | CARTERS INC CRI · Entity 4857 | PurchaseCommon Stock | 2,000 | $102.50 | $205,000.00 |
DisclosureSEC source: 0001593968-18-001075 · primary_01.xml · nonDerivative · entry 2 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,517 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2018. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 20:54 UTC | CARTERS INC CRI · Entity 4857 | PurchaseCommon Stock | 500 | $105.00 | $52,500.00 |
DisclosureSEC source: 0001593968-18-001075 · primary_01.xml · nonDerivative · entry 3 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cornerstone Capital, Inc. Disclosed balance after: 1,500 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2018. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 20:54 UTC | CARTERS INC CRI · Entity 4857 | PurchaseCommon Stock | 1,000 | $105.00 | $105,000.00 |
DisclosureSEC source: 0001593968-18-001075 · primary_01.xml · nonDerivative · entry 1 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,517 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2018. Read SEC document |
| May 17, 2018 Filed May 18, 2018 23:44 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 1,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000804 · primary_01.xml · nonDerivative · entry 1 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,517 F1 · shares: These shares were granted as part of the reporting person's annual director compensation. Read SEC document |
| May 01, 2018 Filed May 2, 2018 20:29 UTC | CARTERS INC CRI · Entity 4857 | PurchaseCommon Stock | 333 | $99.50 | $33,133.50 |
DisclosureSEC source: 0001593968-18-000709 · primary_01.xml · nonDerivative · entry 4 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cornerstone Capital, Inc. Disclosed balance after: 1,000 Read SEC document |
| May 01, 2018 Filed May 2, 2018 20:29 UTC | CARTERS INC CRI · Entity 4857 | PurchaseCommon Stock | 667 | $99.50 | $66,366.50 |
DisclosureSEC source: 0001593968-18-000709 · primary_01.xml · nonDerivative · entry 2 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,331 Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:29 UTC | CARTERS INC CRI · Entity 4857 | PurchaseCommon Stock | 667 | $100.74 | $67,191.38 |
DisclosureSEC source: 0001593968-18-000709 · primary_01.xml · nonDerivative · entry 3 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cornerstone Capital, Inc. Disclosed balance after: 667 F1 · price: This is a weighted average price. The shares were purchased in multiple trade executions at prices ranging from $100.5 to $100.9734, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:29 UTC | CARTERS INC CRI · Entity 4857 | PurchaseCommon Stock | 1,333 | $100.74 | $134,282.02 |
DisclosureSEC source: 0001593968-18-000709 · primary_01.xml · nonDerivative · entry 1 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,664 F1 · price: This is a weighted average price. The shares were purchased in multiple trade executions at prices ranging from $100.5 to $100.9734, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 24, 2017 Filed May 25, 2017 18:04 UTC | CARTERS INC CRI · Entity 4857 | PurchaseCommon Stock | 1,000 | $80.10 | $80,100.00 |
DisclosureSEC source: 0001593968-17-000721 · primary_01.xml · nonDerivative · entry 1 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,331 Read SEC document |
| May 17, 2017 Filed May 17, 2017 23:34 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 1,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000698 · primary_01.xml · nonDerivative · entry 1 PULVER DAVID · CIK 0001029041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,331 F1 · shares: These shares were granted as part of the reporting person's annual director compensation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.