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CARTERS INC

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SEC CIK
0001060822
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683

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2018 Filed May 2, 2018 20:29 UTC
PULVER DAVIDDirector
PurchaseCommon Stock 667 $99.50 $66,366.50
Disclosure

SEC source: 0001593968-18-000709 · primary_01.xml · nonDerivative · entry 2

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,331

Read SEC document
April 30, 2018 Filed May 2, 2018 20:29 UTC
PULVER DAVIDDirector
PurchaseCommon Stock 667 $100.74 $67,191.38
Disclosure

SEC source: 0001593968-18-000709 · primary_01.xml · nonDerivative · entry 3

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cornerstone Capital, Inc.

Disclosed balance after: 667

F1 · price: This is a weighted average price. The shares were purchased in multiple trade executions at prices ranging from $100.5 to $100.9734, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:29 UTC
PULVER DAVIDDirector
PurchaseCommon Stock 1,333 $100.74 $134,282.02
Disclosure

SEC source: 0001593968-18-000709 · primary_01.xml · nonDerivative · entry 1

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,664

F1 · price: This is a weighted average price. The shares were purchased in multiple trade executions at prices ranging from $100.5 to $100.9734, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 00:12 UTC
Lynch BrianPresident, Carter's, Inc.
Exercise / conversionOption (right to buy) · Derivative 13,000 $0.00 Strike: $28.04 $0.00
Disclosure

SEC source: 0001593968-18-000508 · primary_01.xml · derivative · entry 8

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 2, 2017.

F5 · derivative.exercise_date: These options are all exercisable.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 00:12 UTC
Lynch BrianPresident, Carter's, Inc.
Exercise / conversionOption (right to buy) · Derivative 9,000 $0.00 Strike: $28.44 $0.00
Disclosure

SEC source: 0001593968-18-000508 · primary_01.xml · derivative · entry 7

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 9,000 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 2, 2017.

F5 · derivative.exercise_date: These options are all exercisable.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 00:12 UTC
Lynch BrianPresident, Carter's, Inc.
Exercise / conversionOption (right to buy) · Derivative 4,500 $0.00 Strike: $18.14 $0.00
Disclosure

SEC source: 0001593968-18-000508 · primary_01.xml · derivative · entry 6

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 2, 2017.

F5 · derivative.exercise_date: These options are all exercisable.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 00:12 UTC
Lynch BrianPresident, Carter's, Inc.
SaleCommon Stock 18,481 $116.31 $2,149,525.11
Disclosure

SEC source: 0001593968-18-000508 · primary_01.xml · nonDerivative · entry 5

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,104

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 2, 2017.

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $115.93 to $116.90, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 00:12 UTC
Lynch BrianPresident, Carter's, Inc.
SaleCommon Stock 8,019 $115.67 $927,557.73
Disclosure

SEC source: 0001593968-18-000508 · primary_01.xml · nonDerivative · entry 4

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,585

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 2, 2017.

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $114.93 to $115.90, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 00:12 UTC
Lynch BrianPresident, Carter's, Inc.
Exercise / conversionCommon Stock 9,000 $28.44 $255,960.00
Disclosure

SEC source: 0001593968-18-000508 · primary_01.xml · nonDerivative · entry 3

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 2, 2017.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 00:12 UTC
Lynch BrianPresident, Carter's, Inc.
Exercise / conversionCommon Stock 13,000 $28.04 $364,520.00
Disclosure

SEC source: 0001593968-18-000508 · primary_01.xml · nonDerivative · entry 2

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 2, 2017.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 00:12 UTC
Lynch BrianPresident, Carter's, Inc.
Exercise / conversionCommon Stock 4,500 $18.14 $81,630.00
Disclosure

SEC source: 0001593968-18-000508 · primary_01.xml · nonDerivative · entry 1

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 2, 2017.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:15 UTC
Lynch BrianPresident, Carter's, Inc.
Tax withholdingCommon Stock 3,295 $116.98 $385,449.10
Disclosure

SEC source: 0001593968-18-000436 · primary_01.xml · nonDerivative · entry 2

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,104

F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:15 UTC
Lynch BrianPresident, Carter's, Inc.
GrantCommon Stock 266 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000436 · primary_01.xml · nonDerivative · entry 1

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,399

F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2015.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:14 UTC
Wilson JillSVP HR and Talent Development
Tax withholdingCommon Stock 828 $116.98 $96,859.44
Disclosure

SEC source: 0001593968-18-000435 · primary_01.xml · nonDerivative · entry 2

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,067

F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:14 UTC
Wilson JillSVP HR and Talent Development
GrantCommon Stock 67 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000435 · primary_01.xml · nonDerivative · entry 1

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,895

F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2015.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:10 UTC Tax withholdingCommon Stock 1,600 $116.98 $187,168.00
Disclosure

SEC source: 0001593968-18-000434 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,892

F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:10 UTC GrantCommon Stock 129 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000434 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,492

F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2015.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:07 UTC
Foglesong GregEVP Retail, Marketing, Growth
Tax withholdingCommon Stock 828 $116.98 $96,859.44
Disclosure

SEC source: 0001593968-18-000433 · primary_01.xml · nonDerivative · entry 2

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,769

F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:07 UTC
Foglesong GregEVP Retail, Marketing, Growth
GrantCommon Stock 67 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000433 · primary_01.xml · nonDerivative · entry 1

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,597

F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2015.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:06 UTC
D'Emilio JulieEVP, Sales
Tax withholdingCommon Stock 828 $116.98 $96,859.44
Disclosure

SEC source: 0001593968-18-000432 · primary_01.xml · nonDerivative · entry 2

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,198

F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:06 UTC
D'Emilio JulieEVP, Sales
GrantCommon Stock 67 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000432 · primary_01.xml · nonDerivative · entry 1

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,026

F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2015.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:05 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Tax withholdingCommon Stock 13,180 $116.98 $1,541,796.40
Disclosure

SEC source: 0001593968-18-000431 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,397

F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:05 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
GrantCommon Stock 1,064 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000431 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,577

F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2015.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:02 UTC
Corning Kevin DoyleEVP, International
Tax withholdingCommon Stock 1,600 $116.98 $187,168.00
Disclosure

SEC source: 0001593968-18-000429 · primary_01.xml · nonDerivative · entry 2

Corning Kevin Doyle · CIK 0001563916 · EVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,308

F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

F5 · balance_after: The amount of securities beneficially owned includes 2,000 additional shares of common stock that were inadvertently not reflected in the last Section 16 filing for Mr. Corning due to a clerical error.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:02 UTC
Corning Kevin DoyleEVP, International
GrantCommon Stock 129 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000429 · primary_01.xml · nonDerivative · entry 1

Corning Kevin Doyle · CIK 0001563916 · EVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,908

F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2015.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:02 UTC
Wu Michael C.SVP,General Counsel & Secy
Tax withholdingCommon Stock 865 $116.98 $101,187.70
Disclosure

SEC source: 0001593968-18-000428 · primary_01.xml · nonDerivative · entry 2

Wu Michael C. · CIK 0001309231 · SVP,General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,278

F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:02 UTC
Wu Michael C.SVP,General Counsel & Secy
GrantCommon Stock 67 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000428 · primary_01.xml · nonDerivative · entry 1

Wu Michael C. · CIK 0001309231 · SVP,General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,143

F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2015.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:27 UTC
Smith Peter RoyerEVP Supply Chain
GrantOption (right to buy) · Derivative 5,048 $0.00 Strike: $120.25 $0.00
Disclosure

SEC source: 0001593968-18-000396 · primary_01.xml · derivative · entry 3

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,048

Underlying: Common Stock · 5,048 shares

Expires 2028-02-21

F5 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:27 UTC
Smith Peter RoyerEVP Supply Chain
GrantCommon Stock 2,352 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000396 · primary_01.xml · nonDerivative · entry 2

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,360.33

F4 · shares: These restricted shares cliff vest based upon the achievement of certain 2020 earnings targets.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:27 UTC
Smith Peter RoyerEVP Supply Chain
GrantCommon Stock 1,176 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000396 · primary_01.xml · nonDerivative · entry 1

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,008.33

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:25 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
GrantOption (right to buy) · Derivative 49,268 $0.00 Strike: $120.25 $0.00
Disclosure

SEC source: 0001593968-18-000395 · primary_01.xml · derivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,268

Underlying: Common Stock · 49,268 shares

Expires 2028-02-21

F5 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:25 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
GrantCommon Stock 11,436 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000395 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,513

F4 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:25 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
GrantCommon Stock 22,872 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000395 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,077

F1 · shares: These restricted shares cliff vest based upon the achievement of certain 2020 earnings targets.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:24 UTC
Foglesong GregEVP Retail, Marketing, Growth
GrantOption (right to buy) · Derivative 5,048 $0.00 Strike: $120.25 $0.00
Disclosure

SEC source: 0001593968-18-000394 · primary_01.xml · derivative · entry 3

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,048

Underlying: Common Stock · 5,048 shares

Expires 2028-02-21

F5 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:24 UTC
Foglesong GregEVP Retail, Marketing, Growth
GrantCommon Stock 2,352 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000394 · primary_01.xml · nonDerivative · entry 2

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,530

F4 · shares: These restricted shares cliff vest based upon the achievement of certain 2020 earnings targets.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:24 UTC
Foglesong GregEVP Retail, Marketing, Growth
GrantCommon Stock 3,256 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000394 · primary_01.xml · nonDerivative · entry 1

Foglesong Greg · CIK 0001513741 · EVP Retail, Marketing, Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,178

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:23 UTC
Corning Kevin DoyleEVP, International
GrantOption (right to buy) · Derivative 5,048 $0.00 Strike: $120.25 $0.00
Disclosure

SEC source: 0001593968-18-000393 · primary_01.xml · derivative · entry 3

Corning Kevin Doyle · CIK 0001563916 · EVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,048

Underlying: Common Stock · 5,048 shares

Expires 2028-02-21

F5 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:23 UTC
Corning Kevin DoyleEVP, International
GrantCommon Stock 2,352 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000393 · primary_01.xml · nonDerivative · entry 2

Corning Kevin Doyle · CIK 0001563916 · EVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,779

F4 · shares: These restricted shares cliff vest based upon the achievement of certain 2020 earnings targets.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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February 21, 2018 Filed Feb 23, 2018 21:23 UTC
Corning Kevin DoyleEVP, International
GrantCommon Stock 1,176 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000393 · primary_01.xml · nonDerivative · entry 1

Corning Kevin Doyle · CIK 0001563916 · EVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,427

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:22 UTC
D'Emilio JulieEVP, Sales
GrantOption (right to buy) · Derivative 5,048 $0.00 Strike: $120.25 $0.00
Disclosure

SEC source: 0001593968-18-000392 · primary_01.xml · derivative · entry 3

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,048

Underlying: Common Stock · 5,048 shares

Expires 2028-02-21

F5 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:22 UTC
D'Emilio JulieEVP, Sales
GrantCommon Stock 2,352 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000392 · primary_01.xml · nonDerivative · entry 2

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,959

F4 · shares: These restricted shares cliff vest based upon the achievement of certain 2020 earnings targets.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:22 UTC
D'Emilio JulieEVP, Sales
GrantCommon Stock 1,176 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000392 · primary_01.xml · nonDerivative · entry 1

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,607

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:21 UTC GrantOption (right to buy) · Derivative 5,048 $0.00 Strike: $120.25 $0.00
Disclosure

SEC source: 0001593968-18-000391 · primary_01.xml · derivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,048

Underlying: Common Stock · 5,048 shares

Expires 2028-02-21

F5 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:21 UTC GrantCommon Stock 2,352 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000391 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,363

F4 · shares: These restricted shares cliff vest based upon the achievement of certain 2020 earnings targets.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:21 UTC GrantCommon Stock 5,336 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000391 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,011

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:20 UTC
Lynch BrianPresident, Carter's, Inc.
GrantOption (right to buy) · Derivative 9,844 $0.00 Strike: $120.25 $0.00
Disclosure

SEC source: 0001593968-18-000390 · primary_01.xml · derivative · entry 3

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,844

Underlying: Common Stock · 9,844 shares

Expires 2028-02-21

F5 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:20 UTC
Lynch BrianPresident, Carter's, Inc.
GrantCommon Stock 4,576 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000390 · primary_01.xml · nonDerivative · entry 2

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,133

F4 · shares: These restricted shares cliff vest based upon the achievement of certain 2020 earnings targets.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:20 UTC
Lynch BrianPresident, Carter's, Inc.
GrantCommon Stock 2,288 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000390 · primary_01.xml · nonDerivative · entry 1

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,557

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:19 UTC
Wu Michael C.SVP,General Counsel & Secy
GrantOption (right to buy) · Derivative 2,364 $0.00 Strike: $120.25 $0.00
Disclosure

SEC source: 0001593968-18-000389 · primary_01.xml · derivative · entry 3

Wu Michael C. · CIK 0001309231 · SVP,General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,364

Underlying: Common Stock · 2,364 shares

Expires 2028-02-21

F5 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:19 UTC
Wu Michael C.SVP,General Counsel & Secy
GrantCommon Stock 1,104 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000389 · primary_01.xml · nonDerivative · entry 2

Wu Michael C. · CIK 0001309231 · SVP,General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,076

F4 · shares: These restricted shares cliff vest based upon the achievement of certain 2020 earnings targets.

F2 · price: Granted at no cost to the reporting person.

F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.