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CARTERS INC

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0001060822
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683

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2018 Filed Nov 20, 2018 23:25 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 25,000 $0.00 Strike: $18.14 $0.00
Disclosure

SEC source: 0001593968-18-001467 · primary_01.xml · derivative · entry 5

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F6 · derivative.underlying_shares: All of these options are exercisable.

F6 · balance_after: All of these options are exercisable.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 23:25 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 200 $90.16 $18,032.00
Disclosure

SEC source: 0001593968-18-001467 · primary_01.xml · nonDerivative · entry 4

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,397

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F5 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $90.15 to $90.16, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 23:25 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 11,606 $89.49 $1,038,620.94
Disclosure

SEC source: 0001593968-18-001467 · primary_01.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,597

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $89.15 to $90.11, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 23:25 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 13,194 $88.68 $1,170,043.92
Disclosure

SEC source: 0001593968-18-001467 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,203

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $88.15 to $89.13, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 23:25 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionCommon Stock 25,000 $18.14 $453,500.00
Disclosure

SEC source: 0001593968-18-001467 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 21:30 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 25,000 $0.00 Strike: $18.14 $0.00
Disclosure

SEC source: 0001593968-18-001433 · primary_01.xml · derivative · entry 6

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F7 · derivative.underlying_shares: All of these options are exercisable.

F7 · balance_after: All of these options are exercisable.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 21:30 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 1,400 $93.36 $130,704.00
Disclosure

SEC source: 0001593968-18-001433 · primary_01.xml · nonDerivative · entry 5

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,397

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F6 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.20 to $93.64, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 21:30 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 4,900 $92.43 $452,907.00
Disclosure

SEC source: 0001593968-18-001433 · primary_01.xml · nonDerivative · entry 4

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,797

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F5 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $91.99 to $92.90, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 21:30 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 7,756 $91.33 $708,355.48
Disclosure

SEC source: 0001593968-18-001433 · primary_01.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,697

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $90.97 to $91.89, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 21:30 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 10,944 $90.45 $989,884.80
Disclosure

SEC source: 0001593968-18-001433 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,453

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $89.96 to $90.88, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 21:30 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionCommon Stock 25,000 $18.14 $453,500.00
Disclosure

SEC source: 0001593968-18-001433 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 21:34 UTC
Krugman KendraEVP, Merchandising and Design
Tax withholdingCommon Stock 113 $93.51 $10,566.63
Disclosure

SEC source: 0001593968-18-001435 · primary_01.xml · nonDerivative · entry 1

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,437

F1 · acquired: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 21:31 UTC
Smith Peter RoyerEVP Supply Chain
Tax withholdingCommon Stock 430 $93.51 $40,209.30
Disclosure

SEC source: 0001593968-18-001434 · primary_01.xml · nonDerivative · entry 1

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,910.33

F1 · acquired: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

F3 · balance_after: The amount of securities beneficially owned includes 20 fewer shares of common stock than would otherwise be reflected in order to remedy an inadvertent clerical error in previous Section 16 filings.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 22:16 UTC
Wilson JillSVP HR and Talent Development
GiftCommon Stock 773 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001427 · primary_01.xml · nonDerivative · entry 1

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,459

F1 · shares: The transaction reported involved a gift by the reporting person of shares of common stock to a charitable donor advised fund.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 07, 2018 Filed Nov 7, 2018 22:09 UTC
Wilson JillSVP HR and Talent Development
SaleCommon Stock 2,835 $96.27 $272,925.45
Disclosure

SEC source: 0001593968-18-001407 · primary_01.xml · nonDerivative · entry 1

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,232

F1 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $96.08 to $96.57, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 21:34 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 25,000 $0.00 Strike: $18.14 $0.00
Disclosure

SEC source: 0001593968-18-001404 · primary_01.xml · derivative · entry 5

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F6 · derivative.underlying_shares: All of these options are exercisable.

F6 · balance_after: All of these options are exercisable.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 21:34 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 1,600 $96.63 $154,608.00
Disclosure

SEC source: 0001593968-18-001404 · primary_01.xml · nonDerivative · entry 4

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,397

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F5 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $96.20 to $97.09, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 21:34 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 13,500 $95.44 $1,288,440.00
Disclosure

SEC source: 0001593968-18-001404 · primary_01.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,997

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $95.15 to $96.07, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 21:34 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 9,900 $94.79 $938,421.00
Disclosure

SEC source: 0001593968-18-001404 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,497

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $94.15 to $95.14, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 21:34 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionCommon Stock 25,000 $18.14 $453,500.00
Disclosure

SEC source: 0001593968-18-001404 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 20:35 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 25,000 $0.00 Strike: $18.14 $0.00
Disclosure

SEC source: 0001593968-18-001378 · primary_01.xml · derivative · entry 7

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F8 · derivative.underlying_shares: All of these options are exercisable.

F8 · balance_after: All of these options are exercisable.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 20:35 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 11,063 $98.34 $1,087,935.42
Disclosure

SEC source: 0001593968-18-001378 · primary_01.xml · nonDerivative · entry 6

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,397

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F7 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $98.12 to $98.88, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 20:35 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 9,557 $97.85 $935,152.45
Disclosure

SEC source: 0001593968-18-001378 · primary_01.xml · nonDerivative · entry 5

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,460

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F6 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $97.12 to $98.10, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 20:35 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 3,010 $96.76 $291,247.60
Disclosure

SEC source: 0001593968-18-001378 · primary_01.xml · nonDerivative · entry 4

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,017

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F5 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $96.09 to $97.08, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 20:35 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 900 $95.06 $85,554.00
Disclosure

SEC source: 0001593968-18-001378 · primary_01.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,027

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $94.67 to $95.39, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 20:35 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 470 $94.00 $44,180.00
Disclosure

SEC source: 0001593968-18-001378 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,927

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.66 to $94.45, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 20:35 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionCommon Stock 25,000 $18.14 $453,500.00
Disclosure

SEC source: 0001593968-18-001378 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 20:35 UTC
PULVER DAVIDDirector
PurchaseCommon Stock 1,000 $97.05 $97,050.00
Disclosure

SEC source: 0001593968-18-001185 · primary_01.xml · nonDerivative · entry 4

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cornerstone Capital, Inc.

Disclosed balance after: 5,000

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2018.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 20:35 UTC
PULVER DAVIDDirector
PurchaseCommon Stock 1,500 $99.55 $149,325.00
Disclosure

SEC source: 0001593968-18-001185 · primary_01.xml · nonDerivative · entry 3

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cornerstone Capital, Inc.

Disclosed balance after: 4,000

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2018.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 20:35 UTC
PULVER DAVIDDirector
PurchaseCommon Stock 2,000 $97.05 $194,100.00
Disclosure

SEC source: 0001593968-18-001185 · primary_01.xml · nonDerivative · entry 2

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,517

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2018.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 20:35 UTC
PULVER DAVIDDirector
PurchaseCommon Stock 3,000 $99.55 $298,650.00
Disclosure

SEC source: 0001593968-18-001185 · primary_01.xml · nonDerivative · entry 1

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,517

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2018.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 21:21 UTC
Eagle JevinDirector
SaleCommon Stock 5,000 $109.10 $545,500.00
Disclosure

SEC source: 0001593968-18-001136 · primary_01.xml · nonDerivative · entry 1

Eagle Jevin · CIK 0001497128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,297

F1 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $109.07 to $109.11, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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August 17, 2018 Filed Aug 20, 2018 20:39 UTC
Krugman KendraEVP, Merchandising and Design
Tax withholdingCommon Stock 75 $109.15 $8,186.25
Disclosure

SEC source: 0001593968-18-001135 · primary_01.xml · nonDerivative · entry 1

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,550

F1 · acquired: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to time-vesting restrictions.

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August 16, 2018 Filed Aug 17, 2018 20:30 UTC
Moore Patrick QEVP Strategy and Bus Dev
Tax withholdingCommon Stock 243 $108.58 $26,384.94
Disclosure

SEC source: 0001593968-18-001125 · primary_01.xml · nonDerivative · entry 1

Moore Patrick Q · CIK 0001640619 · EVP Strategy and Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,489

F1 · acquired: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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July 30, 2018 Filed Jul 30, 2018 20:54 UTC
PULVER DAVIDDirector
PurchaseCommon Stock 1,000 $102.50 $102,500.00
Disclosure

SEC source: 0001593968-18-001075 · primary_01.xml · nonDerivative · entry 4

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cornerstone Capital, Inc.

Disclosed balance after: 2,500

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2018.

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July 30, 2018 Filed Jul 30, 2018 20:54 UTC
PULVER DAVIDDirector
PurchaseCommon Stock 2,000 $102.50 $205,000.00
Disclosure

SEC source: 0001593968-18-001075 · primary_01.xml · nonDerivative · entry 2

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,517

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2018.

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July 30, 2018 Filed Aug 1, 2018 20:54 UTC SaleCommon Stock 5,250 $103.45 $543,112.50
Disclosure

SEC source: 0001593968-18-001082 · primary_01.xml · nonDerivative · entry 1

CLEVERLY A BRUCE · CIK 0001203057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,086

F1 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $103.38 to $103.56, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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July 27, 2018 Filed Jul 30, 2018 20:54 UTC
PULVER DAVIDDirector
PurchaseCommon Stock 500 $105.00 $52,500.00
Disclosure

SEC source: 0001593968-18-001075 · primary_01.xml · nonDerivative · entry 3

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cornerstone Capital, Inc.

Disclosed balance after: 1,500

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2018.

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July 27, 2018 Filed Jul 30, 2018 20:54 UTC
PULVER DAVIDDirector
PurchaseCommon Stock 1,000 $105.00 $105,000.00
Disclosure

SEC source: 0001593968-18-001075 · primary_01.xml · nonDerivative · entry 1

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,517

F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2018.

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June 01, 2018 Filed Jun 4, 2018 21:13 UTC
Corning Kevin DoyleEVP, International
SaleCommon Stock 3,491 $108.51 $378,823.07
Disclosure

SEC source: 0001593968-18-000853 · primary_01.xml · nonDerivative · entry 1

Corning Kevin Doyle · CIK 0001563916 · EVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,817

F1 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $108.5103 to $108.5323, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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May 17, 2018 Filed May 18, 2018 23:46 UTC GrantCommon Stock 1,186 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000806 · primary_01.xml · nonDerivative · entry 1

CASTAGNA VANESSA J · CIK 0001246084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,691

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

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May 17, 2018 Filed May 18, 2018 23:45 UTC GrantCommon Stock 1,186 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000805 · primary_01.xml · nonDerivative · entry 1

Montgoris William J · CIK 0001407030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,488

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

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May 17, 2018 Filed May 18, 2018 23:44 UTC
PULVER DAVIDDirector
GrantCommon Stock 1,186 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000804 · primary_01.xml · nonDerivative · entry 1

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,517

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

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May 17, 2018 Filed May 18, 2018 23:43 UTC GrantCommon Stock 1,186 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000803 · primary_01.xml · nonDerivative · entry 1

CLEVERLY A BRUCE · CIK 0001203057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,336

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

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May 17, 2018 Filed May 18, 2018 23:42 UTC
Eagle JevinDirector
GrantCommon Stock 1,186 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000802 · primary_01.xml · nonDerivative · entry 1

Eagle Jevin · CIK 0001497128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,297

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

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May 17, 2018 Filed May 18, 2018 23:39 UTC GrantCommon Stock 1,186 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000801 · primary_01.xml · nonDerivative · entry 1

WHIDDON THOMAS E · CIK 0001196196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,035

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

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May 17, 2018 Filed May 18, 2018 23:37 UTC
Hipp MarkDirector
GrantCommon Stock 2,669 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000799 · primary_01.xml · nonDerivative · entry 1

Hipp Mark · CIK 0001732778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,669

F1 · shares: These shares were granted as part of the reporting person's director compensation.

F2 · balance_after: 1,186 of these shares of common stock are a one-time grant to a new director and vest on the third anniversary of the grant date, provided that Mr. Hipp has continuously been a director since the date of grant

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May 17, 2018 Filed May 18, 2018 23:38 UTC GrantCommon Stock 1,186 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000800 · primary_01.xml · nonDerivative · entry 1

BRINKLEY AMY WOODS · CIK 0001055386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,933

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

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May 17, 2018 Filed May 18, 2018 23:36 UTC GrantCommon Stock 1,186 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000798 · primary_01.xml · nonDerivative · entry 1

Buonfantino Giuseppina · CIK 0001674864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,272

F1 · shares: These shares were granted as part of the reporting person's annual director compensation.

F2 · balance_after: 1,276 of these shares of common stock are a one-time grant to a new director and vest on the third anniversary of the grant date, provided that Ms. Buonfantino has continuously been a director since the date of grant

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May 01, 2018 Filed May 2, 2018 20:29 UTC
PULVER DAVIDDirector
PurchaseCommon Stock 333 $99.50 $33,133.50
Disclosure

SEC source: 0001593968-18-000709 · primary_01.xml · nonDerivative · entry 4

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cornerstone Capital, Inc.

Disclosed balance after: 1,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.