CREX

SEC source: 0001179110-19-010801 · edgar.xml · nonDerivative · entry 1

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,352

SEC source: 0001179110-19-010804 · edgar.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,352

SEC source: 0001179110-19-010449 · edgar.xml · nonDerivative · entry 2

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,259

F2 · shares: Shares were received pursuant to a restricted stock grant and subject to performance criteria. On September 18, 20109, the Issuer released the vesting restrictions applicable to 33,333 restricted shares in recognition of the Reporting Person's accomplishments on the Issuer's behalf.

F2 · price: Shares were received pursuant to a restricted stock grant and subject to performance criteria. On September 18, 20109, the Issuer released the vesting restrictions applicable to 33,333 restricted shares in recognition of the Reporting Person's accomplishments on the Issuer's behalf.

SEC source: 0001179110-19-008444 · edgar.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,630

F1 · balance_after: Share ownership totals have been adjusted to reflect a 1 for 30 reverse stock split effected by the issuer on October 17, 2018.

SEC source: 0001179110-19-008468 · edgar.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,718

SEC source: 0001179110-19-008484 · edgar.xml · nonDerivative · entry 1

BELL DAVID ARTHUR · CIK 0001214767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,718

SEC source: 0001179110-19-008463 · edgar.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,718

SEC source: 0001179110-19-008464 · edgar.xml · nonDerivative · entry 1

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,718

SEC source: 0001179110-19-000480 · edgar.xml · nonDerivative · entry 2

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,926

F3 · kind: Shares received pursuant to a restricted stock grant. The shares reported here vest immediately. The remainder of the grant is contingent upon performance criteria and will be reported when or if the criteria is met.

F3 · price: Shares received pursuant to a restricted stock grant. The shares reported here vest immediately. The remainder of the grant is contingent upon performance criteria and will be reported when or if the criteria is met.

F1 · balance_after: Share ownership totals have been adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018.

SEC source: 0001179110-19-000181 · edgar.xml · derivative · entry 7

Manko Joseph M. Jr. · CIK 0001664091 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HCPF

Disclosed balance after: 158,625

Underlying: Common Stock · 158,625 shares

Expires 2023-11-19

F3 · kind: Common Stock and Warrants received as one-time incentives in connection with signing a lock-up agreement in connection with, and participation in, the Issuer's public offering. This also includes common stock issued in connection with the final dividend payment.

F2 · ownership.nature: Pursuant to investment management agreements, Horton Capital Management, LLC ("HCM") maintains investment and voting power with respect to shares of common stock of the issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, Horton Capital Partners, LLC ("HCP") may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP.

SEC source: 0001179110-19-000181 · edgar.xml · nonDerivative · entry 4

Manko Joseph M. Jr. · CIK 0001664091 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HCPF

Disclosed balance after: 629,261

F3 · kind: Common Stock and Warrants received as one-time incentives in connection with signing a lock-up agreement in connection with, and participation in, the Issuer's public offering. This also includes common stock issued in connection with the final dividend payment.

F3 · price: Common Stock and Warrants received as one-time incentives in connection with signing a lock-up agreement in connection with, and participation in, the Issuer's public offering. This also includes common stock issued in connection with the final dividend payment.

F2 · ownership.nature: Pursuant to investment management agreements, Horton Capital Management, LLC ("HCM") maintains investment and voting power with respect to shares of common stock of the issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, Horton Capital Partners, LLC ("HCP") may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP.

SEC source: 0001179110-19-000181 · edgar.xml · derivative · entry 6

Manko Joseph M. Jr. · CIK 0001664091 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HCPF

Disclosed balance after: 0

Underlying: Common Stock · 116,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently exercisable

F5 · derivative.expiration_date: No expiration date

F2 · ownership.nature: Pursuant to investment management agreements, Horton Capital Management, LLC ("HCM") maintains investment and voting power with respect to shares of common stock of the issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, Horton Capital Partners, LLC ("HCP") may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP.

SEC source: 0001179110-19-000181 · edgar.xml · derivative · entry 5

Manko Joseph M. Jr. · CIK 0001664091 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HCPF

Disclosed balance after: 71,425

Underlying: Common Stock · 71,425 shares

Expires 2023-11-14

F1 · price: Common Stock and Warrants purchased together at $3.50 per share with 50% warrant coverage.

F2 · ownership.nature: Pursuant to investment management agreements, Horton Capital Management, LLC ("HCM") maintains investment and voting power with respect to shares of common stock of the issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, Horton Capital Partners, LLC ("HCP") may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP.

SEC source: 0001179110-19-000181 · edgar.xml · nonDerivative · entry 3

Manko Joseph M. Jr. · CIK 0001664091 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HCPF

Disclosed balance after: 425,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Pursuant to investment management agreements, Horton Capital Management, LLC ("HCM") maintains investment and voting power with respect to shares of common stock of the issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, Horton Capital Partners, LLC ("HCP") may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP.

SEC source: 0001179110-19-000181 · edgar.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP ("HCPF")

Disclosed balance after: 308,923

F1 · price: Common Stock and Warrants purchased together at $3.50 per share with 50% warrant coverage.

F2 · ownership.nature: Pursuant to investment management agreements, Horton Capital Management, LLC ("HCM") maintains investment and voting power with respect to shares of common stock of the issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, Horton Capital Partners, LLC ("HCP") may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP.

SEC source: 0001213900-18-013347 · ownership.xml · derivative · entry 2

Logan William Lindsey IV · CIK 0001741920 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2028-09-20

F1 · derivative.exercise_date: 125,000 shares vest on each of 9/20/2019, 9/20/2020, 9/20/2021 and 9/20/2022.

SEC source: 0001179110-19-000479 · edgar.xml · derivative · entry 10

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 180,754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: No expiration date.

F7 · derivative.underlying_shares: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018.

SEC source: 0001179110-19-000479 · edgar.xml · nonDerivative · entry 3

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018.

F7 · balance_after: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018.

SEC source: 0001179110-19-000479 · edgar.xml · nonDerivative · entry 2

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,838

F6 · kind: The Reporting Person received these shares in connection with an agreement reached on September 1, 2017 by Creative Realities, Inc. and the prior shareholders of ConeXus to recognize the value obtained by Creative Realities, Inc. as a result of the merger and to settle the Holdback Shares to the prior shareholders of ConeXus.

F6 · shares: The Reporting Person received these shares in connection with an agreement reached on September 1, 2017 by Creative Realities, Inc. and the prior shareholders of ConeXus to recognize the value obtained by Creative Realities, Inc. as a result of the merger and to settle the Holdback Shares to the prior shareholders of ConeXus.

F7 · shares: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018.

F6 · price: The Reporting Person received these shares in connection with an agreement reached on September 1, 2017 by Creative Realities, Inc. and the prior shareholders of ConeXus to recognize the value obtained by Creative Realities, Inc. as a result of the merger and to settle the Holdback Shares to the prior shareholders of ConeXus.

F7 · balance_after: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018.

SEC source: 0001179110-19-000479 · edgar.xml · derivative · entry 9

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367,268

Underlying: Common Stock · 5,206 shares

Expires not disclosed

F4 · kind: The Reporting Person received these shares as a payment-in-kind dividend.

F4 · price: The Reporting Person received these shares as a payment-in-kind dividend.

F3 · derivative.expiration_date: No expiration date.

F7 · derivative.underlying_shares: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018.

SEC source: 0001179110-19-000479 · edgar.xml · derivative · entry 12

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,261 shares

Expires 2017-10-15

F5 · derivative.exercise_price: Received Secured Convertible Promissory Note for $150,000 which is convertible into approximately 547,824 shares of Common Stock, including interest through 11/30/2016; and a Warrant to purchase 267,857 shares of Common Stock in connection with surrender and conversion of earlier-issued debt of ConeXus. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.

F5 · shares: Received Secured Convertible Promissory Note for $150,000 which is convertible into approximately 547,824 shares of Common Stock, including interest through 11/30/2016; and a Warrant to purchase 267,857 shares of Common Stock in connection with surrender and conversion of earlier-issued debt of ConeXus. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.

F8 · price: On or about January 17, 2017, all of the outstanding Convertible Promissory Notes were acquired by the Issuer's largest shareholder.

F5 · derivative.exercise_date: Received Secured Convertible Promissory Note for $150,000 which is convertible into approximately 547,824 shares of Common Stock, including interest through 11/30/2016; and a Warrant to purchase 267,857 shares of Common Stock in connection with surrender and conversion of earlier-issued debt of ConeXus. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.

F5 · derivative.underlying_shares: Received Secured Convertible Promissory Note for $150,000 which is convertible into approximately 547,824 shares of Common Stock, including interest through 11/30/2016; and a Warrant to purchase 267,857 shares of Common Stock in connection with surrender and conversion of earlier-issued debt of ConeXus. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.

SEC source: 0001179110-17-005897 · edgar.xml · derivative · entry 5

COGUT CRAIG M · CIK 0001032672 · 10% owner

PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner

Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner

Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner

PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner

PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner

PP IV BSH, LLC · CIK 0001616239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,823,354 shares

Expires 2017-04-15

F5 · derivative.expiration_date: The maturation date is extendable for an additional six months at the election of the noteholder.

F4 · derivative.underlying_shares: Based upon the principal amount plus additional principal (interest due) on the date of acquisition, at the conversion price of $0.255 per share. The note accrues interest at the rate of 14% per annum, 12% to be paid in cash and 2% to be added to the principal amount, which may be converted to common stock.

F1 · ownership.nature: All securities acquired and included in Table II of this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors.

F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

SEC source: 0001179110-17-005898 · edgar.xml · derivative · entry 5

Business Services Holdings, LLC · CIK 0001616237 · 10% owner

Slipstream Communications, LLC · CIK 0001616222 · 10% owner

BCOM GP LLC · CIK 0001616236 · 10% owner

BCOM Holdings, LP · CIK 0001616231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,823,354 shares

Expires 2017-04-15

F5 · derivative.expiration_date: The maturation date is extendable for an additional six months at the election of the noteholder.

F4 · derivative.underlying_shares: Based upon the principal amount plus additional principal (interest due) on the date of acquisition, at the conversion price of $0.255 per share. The note accrues interest at the rate of 14% per annum, 12% to be paid in cash and 2% to be added to the principal amount, which may be converted to common stock.

F1 · ownership.nature: All securities acquired and included in Table II of this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors.

F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

SEC source: 0001179110-19-000479 · edgar.xml · derivative · entry 8

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,327,444

Underlying: Common Stock · 4,999 shares

Expires not disclosed

F4 · kind: The Reporting Person received these shares as a payment-in-kind dividend.

F4 · price: The Reporting Person received these shares as a payment-in-kind dividend.

F3 · derivative.expiration_date: No expiration date.

F7 · derivative.underlying_shares: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018.

SEC source: 0001179110-17-005897 · edgar.xml · derivative · entry 4

COGUT CRAIG M · CIK 0001032672 · 10% owner

PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner

Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner

Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner

PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner

PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner

PP IV BSH, LLC · CIK 0001616239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 2,185,990 shares

Expires 2017-04-15

F5 · derivative.expiration_date: The maturation date is extendable for an additional six months at the election of the noteholder.

F4 · derivative.underlying_shares: Based upon the principal amount plus additional principal (interest due) on the date of acquisition, at the conversion price of $0.255 per share. The note accrues interest at the rate of 14% per annum, 12% to be paid in cash and 2% to be added to the principal amount, which may be converted to common stock.

F1 · ownership.nature: All securities acquired and included in Table II of this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors.

F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

SEC source: 0001179110-17-005898 · edgar.xml · derivative · entry 4

Business Services Holdings, LLC · CIK 0001616237 · 10% owner

Slipstream Communications, LLC · CIK 0001616222 · 10% owner

BCOM GP LLC · CIK 0001616236 · 10% owner

BCOM Holdings, LP · CIK 0001616231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 2,185,990 shares

Expires 2017-04-15

F5 · derivative.expiration_date: The maturation date is extendable for an additional six months at the election of the noteholder.

F4 · derivative.underlying_shares: Based upon the principal amount plus additional principal (interest due) on the date of acquisition, at the conversion price of $0.255 per share. The note accrues interest at the rate of 14% per annum, 12% to be paid in cash and 2% to be added to the principal amount, which may be converted to common stock.

F1 · ownership.nature: All securities acquired and included in Table II of this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors.

F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

SEC source: 0001179110-17-005897 · edgar.xml · derivative · entry 3

COGUT CRAIG M · CIK 0001032672 · 10% owner

PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner

Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner

Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner

PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner

PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner

PP IV BSH, LLC · CIK 0001616239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 180,231 shares

Expires 2017-04-15

F5 · derivative.expiration_date: The maturation date is extendable for an additional six months at the election of the noteholder.

F4 · derivative.underlying_shares: Based upon the principal amount plus additional principal (interest due) on the date of acquisition, at the conversion price of $0.255 per share. The note accrues interest at the rate of 14% per annum, 12% to be paid in cash and 2% to be added to the principal amount, which may be converted to common stock.

F1 · ownership.nature: All securities acquired and included in Table II of this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors.

F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

SEC source: 0001179110-17-005898 · edgar.xml · derivative · entry 3

Business Services Holdings, LLC · CIK 0001616237 · 10% owner

Slipstream Communications, LLC · CIK 0001616222 · 10% owner

BCOM GP LLC · CIK 0001616236 · 10% owner

BCOM Holdings, LP · CIK 0001616231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 180,231 shares

Expires 2017-04-15

F5 · derivative.expiration_date: The maturation date is extendable for an additional six months at the election of the noteholder.

F4 · derivative.underlying_shares: Based upon the principal amount plus additional principal (interest due) on the date of acquisition, at the conversion price of $0.255 per share. The note accrues interest at the rate of 14% per annum, 12% to be paid in cash and 2% to be added to the principal amount, which may be converted to common stock.

F1 · ownership.nature: All securities acquired and included in Table II of this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors.

F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

SEC source: 0001179110-17-005897 · edgar.xml · derivative · entry 2

COGUT CRAIG M · CIK 0001032672 · 10% owner

PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner

Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner

Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner

PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner

PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner

PP IV BSH, LLC · CIK 0001616239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 8,063,911 shares

Expires 2017-04-15

F5 · derivative.expiration_date: The maturation date is extendable for an additional six months at the election of the noteholder.

F4 · derivative.underlying_shares: Based upon the principal amount plus additional principal (interest due) on the date of acquisition, at the conversion price of $0.255 per share. The note accrues interest at the rate of 14% per annum, 12% to be paid in cash and 2% to be added to the principal amount, which may be converted to common stock.

F1 · ownership.nature: All securities acquired and included in Table II of this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors.

F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

SEC source: 0001179110-17-005898 · edgar.xml · derivative · entry 2

Business Services Holdings, LLC · CIK 0001616237 · 10% owner

Slipstream Communications, LLC · CIK 0001616222 · 10% owner

BCOM GP LLC · CIK 0001616236 · 10% owner

BCOM Holdings, LP · CIK 0001616231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 8,018,760 shares

Expires 2017-04-15

F5 · derivative.expiration_date: The maturation date is extendable for an additional six months at the election of the noteholder.

F4 · derivative.underlying_shares: Based upon the principal amount plus additional principal (interest due) on the date of acquisition, at the conversion price of $0.255 per share. The note accrues interest at the rate of 14% per annum, 12% to be paid in cash and 2% to be added to the principal amount, which may be converted to common stock.

F1 · ownership.nature: All securities acquired and included in Table II of this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors.

F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

SEC source: 0001179110-16-032830 · edgar.xml · nonDerivative · entry 1

BERTRAND ERIC J · CIK 0001215270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

SEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 10

COGUT CRAIG M · CIK 0001032672 · 10% owner

PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner

Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner

Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner

PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner

PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner

PP IV BSH, LLC · CIK 0001616239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,882,352

Underlying: Common Stock · 5,882,352 shares

Expires 2021-08-17

F13 · price: The warrant was issued for no additional consideration in connection with the offer and sale of a secured term promissory note on the same date.

F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital").

F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

SEC source: 0001179110-17-000988 · edgar.xml · derivative · entry 10

Business Services Holdings, LLC · CIK 0001616237 · 10% owner

Slipstream Communications, LLC · CIK 0001616222 · 10% owner

BCOM GP LLC · CIK 0001616236 · 10% owner

BCOM Holdings, LP · CIK 0001616231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,882,352

Underlying: Common Stock · 5,882,352 shares

Expires 2021-08-17

F13 · price: The warrant was issued for no additional consideration in connection with the offer and sale of a secured term promissory note on the same date.

F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Funding, LLC ("Slipstream Funding"). Slipstream Funding is wholly owned by Slipstream Communications, LLC. ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors.

F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

SEC source: 0001179110-17-001157 · edgar.xml · derivative · entry 7

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,212

Underlying: Common Stock · 6,192 shares

Expires not disclosed

F4 · kind: The Reporting Person received this Warrant in connection with a debt instrument.

F3 · price: The Reporting Person received these shares as a payment-in-kind dividend.

F1 · derivative.expiration_date: No expiration date.

SEC source: 0001179110-19-000479 · edgar.xml · derivative · entry 7

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289,204

Underlying: Common Stock · 4,909 shares

Expires not disclosed

F4 · kind: The Reporting Person received these shares as a payment-in-kind dividend.

F4 · price: The Reporting Person received these shares as a payment-in-kind dividend.

F3 · derivative.expiration_date: No expiration date.

F7 · derivative.underlying_shares: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018.

SEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 9

COGUT CRAIG M · CIK 0001032672 · 10% owner

PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner

Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner

Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner

PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner

PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner

PP IV BSH, LLC · CIK 0001616239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 446,429

Underlying: Common Stock · 446,429 shares

Expires 2021-06-13

F12 · price: The warrant was issued for no additional consideration in connection with the offer and sale of the Secured Convertible Promissory Note on the same date.

F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital").

F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

SEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 8

COGUT CRAIG M · CIK 0001032672 · 10% owner

PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner

Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner

Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner

PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner

PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner

PP IV BSH, LLC · CIK 0001616239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 892,857 shares

Expires 2017-04-15

F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital").

F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

SEC source: 0001179110-17-000988 · edgar.xml · derivative · entry 9

Business Services Holdings, LLC · CIK 0001616237 · 10% owner

Slipstream Communications, LLC · CIK 0001616222 · 10% owner

BCOM GP LLC · CIK 0001616236 · 10% owner

BCOM Holdings, LP · CIK 0001616231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 446,429

Underlying: Common Stock · 446,429 shares

Expires 2021-06-13

F12 · price: The warrant was issued for no additional consideration in connection with the offer and sale of the Secured Convertible Promissory Note on the same date.

F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Funding, LLC ("Slipstream Funding"). Slipstream Funding is wholly owned by Slipstream Communications, LLC. ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors.

F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

SEC source: 0001179110-17-000988 · edgar.xml · derivative · entry 8

Business Services Holdings, LLC · CIK 0001616237 · 10% owner

Slipstream Communications, LLC · CIK 0001616222 · 10% owner

BCOM GP LLC · CIK 0001616236 · 10% owner

BCOM Holdings, LP · CIK 0001616231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 892,857 shares

Expires 2017-04-15

F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Funding, LLC ("Slipstream Funding"). Slipstream Funding is wholly owned by Slipstream Communications, LLC. ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors.

F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

SEC source: 0001179110-17-001157 · edgar.xml · derivative · entry 6

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,143

Underlying: Common Stock · 357,143 shares

Expires 2021-06-13

F4 · kind: The Reporting Person received this Warrant in connection with a debt instrument.

F4 · price: The Reporting Person received this Warrant in connection with a debt instrument.

SEC source: 0001179110-16-032830 · edgar.xml · derivative · entry 3

BERTRAND ERIC J · CIK 0001215270 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lincoln Road Media Partners LLC

Disclosed balance after: 892,857

Underlying: Common Stock · 892,857 shares

Expires 2021-05-03

F1 · price: Purchase involved a Secured Convertible Promissory Note for $500,000, which is convertible into approximately 2,110,371 shares of Common Stock; and a Warrant to purchase 892,857 shares of Common Stock. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.

F2 · ownership.nature: The Reporting Person is a principal of Lincoln Road Media Partners LLC and has voting and investment power for this entity.

SEC source: 0001179110-16-032830 · edgar.xml · derivative · entry 2

BERTRAND ERIC J · CIK 0001215270 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lincoln Road Media Partners, LLC

Disclosed balance after: 2,110,371

Underlying: Common Stock · 2,110,371 shares

Expires 2017-10-15

F1 · derivative.exercise_price: Purchase involved a Secured Convertible Promissory Note for $500,000, which is convertible into approximately 2,110,371 shares of Common Stock; and a Warrant to purchase 892,857 shares of Common Stock. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.

F1 · price: Purchase involved a Secured Convertible Promissory Note for $500,000, which is convertible into approximately 2,110,371 shares of Common Stock; and a Warrant to purchase 892,857 shares of Common Stock. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.

F2 · ownership.nature: The Reporting Person is a principal of Lincoln Road Media Partners LLC and has voting and investment power for this entity.

SEC source: 0001179110-17-001157 · edgar.xml · derivative · entry 5

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,633

Underlying: Common Stock · 6,012 shares

Expires not disclosed

F3 · kind: The Reporting Person received these shares as a payment-in-kind dividend.

F3 · price: The Reporting Person received these shares as a payment-in-kind dividend.

F1 · derivative.expiration_date: No expiration date.

SEC source: 0001179110-19-000479 · edgar.xml · derivative · entry 6

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251,654

Underlying: Common Stock · 2,074 shares

Expires not disclosed

F4 · kind: The Reporting Person received these shares as a payment-in-kind dividend.

F4 · price: The Reporting Person received these shares as a payment-in-kind dividend.

F3 · derivative.expiration_date: No expiration date.

F7 · derivative.underlying_shares: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018.

SEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 7

COGUT CRAIG M · CIK 0001032672 · 10% owner

PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner

Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner

Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner

PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner

PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner

PP IV BSH, LLC · CIK 0001616239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,750,000

Underlying: Common Stock · 1,750,000 shares

Expires 2020-12-22

F11 · price: The warrant was issued in consideration of Slipstream Communication furnishing collateral security for debt obligations of the issuer.

F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital").

F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

SEC source: 0001179110-17-000988 · edgar.xml · derivative · entry 7

Business Services Holdings, LLC · CIK 0001616237 · 10% owner

Slipstream Communications, LLC · CIK 0001616222 · 10% owner

BCOM GP LLC · CIK 0001616236 · 10% owner

BCOM Holdings, LP · CIK 0001616231 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,750,000

Underlying: Common Stock · 1,750,000 shares

Expires 2020-12-22

F11 · price: The warrant was issued in consideration of Slipstream Communication furnishing collateral security for debt obligations of the issuer.

F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Funding, LLC ("Slipstream Funding"). Slipstream Funding is wholly owned by Slipstream Communications, LLC. ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors.

F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

SEC source: 0001179110-16-030720 · edgar.xml · derivative · entry 5

Walpuck John James III · CIK 0001527408 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069,882

Underlying: Common Stock · 1,069,882 shares

Expires 2025-11-20

F4 · derivative.exercise_date: Option vests in 25% increments on each of 11/20/2016, 11/20/2017, 11/20/2018 and 11/20/2019.

SEC source: 0001179110-19-000479 · edgar.xml · derivative · entry 13

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RFK Communications, LLC

Disclosed balance after: 8,929

Underlying: Common Stock · 8,929 shares

Expires 2020-10-15

F7 · derivative.exercise_price: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018.

F5 · kind: Received Secured Convertible Promissory Note for $150,000 which is convertible into approximately 547,824 shares of Common Stock, including interest through 11/30/2016; and a Warrant to purchase 267,857 shares of Common Stock in connection with surrender and conversion of earlier-issued debt of ConeXus. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.

F7 · shares: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018.

F5 · price: Received Secured Convertible Promissory Note for $150,000 which is convertible into approximately 547,824 shares of Common Stock, including interest through 11/30/2016; and a Warrant to purchase 267,857 shares of Common Stock in connection with surrender and conversion of earlier-issued debt of ConeXus. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.

F7 · derivative.underlying_shares: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018.

F7 · balance_after: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018.

F2 · ownership.nature: The Reporting Person is a principal of RFK Communications, LLC and has voting and investment power for this entity.

SEC source: 0001179110-19-000479 · edgar.xml · derivative · entry 11

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RFK Communications, LLC

Disclosed balance after: 547,824

Underlying: Common Stock · 18,261 shares

Expires 2017-10-15

F5 · derivative.exercise_price: Received Secured Convertible Promissory Note for $150,000 which is convertible into approximately 547,824 shares of Common Stock, including interest through 11/30/2016; and a Warrant to purchase 267,857 shares of Common Stock in connection with surrender and conversion of earlier-issued debt of ConeXus. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.

F5 · kind: Received Secured Convertible Promissory Note for $150,000 which is convertible into approximately 547,824 shares of Common Stock, including interest through 11/30/2016; and a Warrant to purchase 267,857 shares of Common Stock in connection with surrender and conversion of earlier-issued debt of ConeXus. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.

F5 · shares: Received Secured Convertible Promissory Note for $150,000 which is convertible into approximately 547,824 shares of Common Stock, including interest through 11/30/2016; and a Warrant to purchase 267,857 shares of Common Stock in connection with surrender and conversion of earlier-issued debt of ConeXus. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.

F5 · price: Received Secured Convertible Promissory Note for $150,000 which is convertible into approximately 547,824 shares of Common Stock, including interest through 11/30/2016; and a Warrant to purchase 267,857 shares of Common Stock in connection with surrender and conversion of earlier-issued debt of ConeXus. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.

F5 · derivative.exercise_date: Received Secured Convertible Promissory Note for $150,000 which is convertible into approximately 547,824 shares of Common Stock, including interest through 11/30/2016; and a Warrant to purchase 267,857 shares of Common Stock in connection with surrender and conversion of earlier-issued debt of ConeXus. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.

F5 · derivative.underlying_shares: Received Secured Convertible Promissory Note for $150,000 which is convertible into approximately 547,824 shares of Common Stock, including interest through 11/30/2016; and a Warrant to purchase 267,857 shares of Common Stock in connection with surrender and conversion of earlier-issued debt of ConeXus. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.

F7 · derivative.underlying_shares: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018.

F5 · balance_after: Received Secured Convertible Promissory Note for $150,000 which is convertible into approximately 547,824 shares of Common Stock, including interest through 11/30/2016; and a Warrant to purchase 267,857 shares of Common Stock in connection with surrender and conversion of earlier-issued debt of ConeXus. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.

F2 · ownership.nature: The Reporting Person is a principal of RFK Communications, LLC and has voting and investment power for this entity.

SEC source: 0001179110-19-000479 · edgar.xml · derivative · entry 5

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,794

Underlying: Common Stock · 161,542 shares

Expires not disclosed

F1 · kind: Shares received as merger consideration in connection with Issuer's merger with Conexus World Capital, LLC.

F1 · price: Shares received as merger consideration in connection with Issuer's merger with Conexus World Capital, LLC.

F3 · derivative.expiration_date: No expiration date.

F7 · derivative.underlying_shares: All common stock share numbers have be adjusted to reflect a 1 for 30 reverse stock split effective on 10/17/2018.