organization · Reporting owner

Pegasus Investors IV, L.P.

Disclosed activity across 1 company

Tapewire entity: 69887
SEC CIK: 0001441404

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CREATIVE REALITIES, INC.CREX · Entity 7331	10% owner	January 06, 2026	January 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CREATIVE REALITIES, INC.

Report date January 06, 2026 · Filed January 07, 2026

Jointly reported with Slipstream Communications, LLC, Business Services Holdings, LLC, Slipstream Funding, LLC, BCOM GP LLC, BCOM Holdings, LP, COGUT CRAIG M, PEGASUS CAPITAL LLC, Pegasus Investors IV GP, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	0	Reported balance After 2026-01-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-01-06 · Sale · Disposed 1,425,485 · Balance 0 F1: On January 6, 2026, Slipstream Funding, LLC ("Slipstream Funding") and Slipstream Communications, LLC ("Slipstream Communications") sold the shares at a price of $2.52 per share after discounts and commissions. F2: The reported securities were held directly by Slipstream Funding and Slipstream Communications. Slipstream Communications is the sole member of Slipstream Funding. BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Pegasus Investors IV, L.P. ("Pegasus Investors") directly and indirectly holds 100% of the interests in Business Services Holdings. Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. F3: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Each of Slipstream Funding, Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: On January 6, 2026, Slipstream Funding, LLC ("Slipstream Funding") and Slipstream Communications, LLC ("Slipstream Communications") sold the shares at a price of $2.52 per share after discounts and commissions.

F2: The reported securities were held directly by Slipstream Funding and Slipstream Communications. Slipstream Communications is the sole member of Slipstream Funding. BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Pegasus Investors IV, L.P. ("Pegasus Investors") directly and indirectly holds 100% of the interests in Business Services Holdings. Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors.

F3: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Each of Slipstream Funding, Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 06, 2026 Filed Jan 7, 2026 20:59 UTC	CREATIVE REALITIES, INC. CREX · Entity 7331	SaleCommon Stock	1,425,485	$2.52	$3,592,222.20	Disclosure SEC source: 0001193125-26-006797 · ownership.xml · nonDerivative · entry 1 Slipstream Communications, LLC · CIK 0001616222 · 10% owner Business Services Holdings, LLC · CIK 0001616237 · 10% owner Slipstream Funding, LLC · CIK 0001616224 · 10% owner BCOM GP LLC · CIK 0001616236 · 10% owner BCOM Holdings, LP · CIK 0001616231 · 10% owner COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: On January 6, 2026, Slipstream Funding, LLC ("Slipstream Funding") and Slipstream Communications, LLC ("Slipstream Communications") sold the shares at a price of $2.52 per share after discounts and commissions. F2 · ownership.nature: The reported securities were held directly by Slipstream Funding and Slipstream Communications. Slipstream Communications is the sole member of Slipstream Funding. BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Pegasus Investors IV, L.P. ("Pegasus Investors") directly and indirectly holds 100% of the interests in Business Services Holdings. Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. F3 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Each of Slipstream Funding, Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document
February 17, 2022 Filed Dec 16, 2022 17:00 UTC	CREATIVE REALITIES, INC. CREX · Entity 7331	GrantCommon Stock Warrant (right to buy) · Derivative	5,194,495	Not disclosed Strike: $2.00	Not disclosed	Disclosure SEC source: 0000899243-22-038837 · doc4.xml · derivative · entry 1 Slipstream Communications, LLC · CIK 0001616222 · 10% owner Business Services Holdings, LLC · CIK 0001616237 · 10% owner Slipstream Funding, LLC · CIK 0001616224 · 10% owner BCOM GP LLC · CIK 0001616236 · 10% owner BCOM Holdings, LP · CIK 0001616231 · 10% owner COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,194,495 Underlying: Common Stock · 5,194,495 shares Expires 2027-02-10 F1 · price: The reported securities were received in connection with the Reporting Persons entry into certain debt financing arrangements to fund the Issuer's acquisition of Reflect Systems, Inc. on February 17, 2022 as disclosed in the Issuer's Form 8-K filed on February 18, 2022. F2 · ownership.nature: The reported securities were acquired and are held directly by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Pegasus Investors IV, L.P. ("Pegasus Investors") directly and indirectly holds 100% of the interests in Business Services Holdings. Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. F3 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document
January 12, 2017 Filed Apr 10, 2017 13:56 UTC	CREATIVE REALITIES, INC. CREX · Entity 7331	PurchaseSecured Convertible Promissory Note · Derivative	Not disclosed	$565,000.00 Strike: $0.28	$510,539.00	Disclosure SEC source: 0001179110-17-005897 · edgar.xml · derivative · entry 5 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 1,823,354 shares Expires 2017-04-15 F5 · derivative.expiration_date: The maturation date is extendable for an additional six months at the election of the noteholder. F4 · derivative.underlying_shares: Based upon the principal amount plus additional principal (interest due) on the date of acquisition, at the conversion price of $0.255 per share. The note accrues interest at the rate of 14% per annum, 12% to be paid in cash and 2% to be added to the principal amount, which may be converted to common stock. F1 · ownership.nature: All securities acquired and included in Table II of this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document
December 26, 2016 Filed Apr 10, 2017 13:56 UTC	CREATIVE REALITIES, INC. CREX · Entity 7331	PurchaseSecured Convertible Promissory Note · Derivative	Not disclosed	$680,000.00 Strike: $0.28	$612,077.00	Disclosure SEC source: 0001179110-17-005897 · edgar.xml · derivative · entry 4 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 2,185,990 shares Expires 2017-04-15 F5 · derivative.expiration_date: The maturation date is extendable for an additional six months at the election of the noteholder. F4 · derivative.underlying_shares: Based upon the principal amount plus additional principal (interest due) on the date of acquisition, at the conversion price of $0.255 per share. The note accrues interest at the rate of 14% per annum, 12% to be paid in cash and 2% to be added to the principal amount, which may be converted to common stock. F1 · ownership.nature: All securities acquired and included in Table II of this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document
December 15, 2016 Filed Apr 10, 2017 13:56 UTC	CREATIVE REALITIES, INC. CREX · Entity 7331	PurchaseSecured Convertible Promissory Note · Derivative	Not disclosed	$53,000.00 Strike: $0.28	$50,465.00	Disclosure SEC source: 0001179110-17-005897 · edgar.xml · derivative · entry 3 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 180,231 shares Expires 2017-04-15 F5 · derivative.expiration_date: The maturation date is extendable for an additional six months at the election of the noteholder. F4 · derivative.underlying_shares: Based upon the principal amount plus additional principal (interest due) on the date of acquisition, at the conversion price of $0.255 per share. The note accrues interest at the rate of 14% per annum, 12% to be paid in cash and 2% to be added to the principal amount, which may be converted to common stock. F1 · ownership.nature: All securities acquired and included in Table II of this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document
December 13, 2016 Filed Apr 10, 2017 13:56 UTC	CREATIVE REALITIES, INC. CREX · Entity 7331	PurchaseSecured Convertible Promissory Note · Derivative	Not disclosed	$2,421,472.00 Strike: $0.28	$2,257,895.00	Disclosure SEC source: 0001179110-17-005897 · edgar.xml · derivative · entry 2 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 8,063,911 shares Expires 2017-04-15 F5 · derivative.expiration_date: The maturation date is extendable for an additional six months at the election of the noteholder. F4 · derivative.underlying_shares: Based upon the principal amount plus additional principal (interest due) on the date of acquisition, at the conversion price of $0.255 per share. The note accrues interest at the rate of 14% per annum, 12% to be paid in cash and 2% to be added to the principal amount, which may be converted to common stock. F1 · ownership.nature: All securities acquired and included in Table II of this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. F2 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut.Craig Cogut, Pegasus Capital, Pegasus Investors, Pegasus Partners, Pegasus Partners (AIV), Pegasus Investors GP, and PP IV BSH are filing a separate Form 4 to report the transactions reported herein. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document
August 17, 2016 Filed Jan 18, 2017 16:14 UTC	CREATIVE REALITIES, INC. CREX · Entity 7331	PurchaseCommon Stock Warrant (right to buy) · Derivative	5,882,352	Not disclosed Strike: $0.28	Not disclosed	Disclosure SEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 10 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,882,352 Underlying: Common Stock · 5,882,352 shares Expires 2021-08-17 F13 · price: The warrant was issued for no additional consideration in connection with the offer and sale of a secured term promissory note on the same date. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document
June 13, 2016 Filed Jan 18, 2017 16:14 UTC	CREATIVE REALITIES, INC. CREX · Entity 7331	PurchaseCommon Stock Warrant (right to buy) · Derivative	446,429	Not disclosed Strike: $0.28	Not disclosed	Disclosure SEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 9 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 446,429 Underlying: Common Stock · 446,429 shares Expires 2021-06-13 F12 · price: The warrant was issued for no additional consideration in connection with the offer and sale of the Secured Convertible Promissory Note on the same date. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document
June 13, 2016 Filed Jan 18, 2017 16:14 UTC	CREATIVE REALITIES, INC. CREX · Entity 7331	PurchaseSecured Convertible Promissory Note · Derivative	Not disclosed	$250,000.00 Strike: $0.28	$250,000.00	Disclosure SEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 8 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 892,857 shares Expires 2017-04-15 F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document
December 22, 2015 Filed Jan 18, 2017 16:14 UTC	CREATIVE REALITIES, INC. CREX · Entity 7331	PurchaseCommon Stock Warrant (right to buy) · Derivative	1,750,000	Not disclosed Strike: $0.28	Not disclosed	Disclosure SEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 7 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,750,000 Underlying: Common Stock · 1,750,000 shares Expires 2020-12-22 F11 · price: The warrant was issued in consideration of Slipstream Communication furnishing collateral security for debt obligations of the issuer. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document
June 23, 2015 Filed Jan 18, 2017 16:14 UTC	CREATIVE REALITIES, INC. CREX · Entity 7331	PurchaseCommon Stock Warrant (right to buy) · Derivative	935,351	Not disclosed Strike: $0.30	Not disclosed	Disclosure SEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 6 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 935,351 Underlying: Common Stock · 935,351 shares Expires 2020-06-23 F10 · price: The warrant was issued for no additional consideration in connection with the conversion of an earlier promissory note into a longer-term debt obligation of the issuer. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document
May 20, 2015 Filed Jan 18, 2017 16:14 UTC	CREATIVE REALITIES, INC. CREX · Entity 7331	PurchaseCommon Stock Warrant (right to buy) · Derivative	762,295	Not disclosed Strike: $0.31	Not disclosed	Disclosure SEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 5 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 762,295 Underlying: Common Stock · 762,295 shares Expires 2020-05-20 F9 · price: The warrant was issued for no additional consideration in connection with the offer and sale of the Subordinated Secured Promissory Note on the same date. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document
May 20, 2015 Filed Jan 18, 2017 16:14 UTC	CREATIVE REALITIES, INC. CREX · Entity 7331	PurchaseSubordinated Secured Promissory Note · Derivative	Not disclosed	$465,000.00 Strike: $0.75	$465,000.00	Disclosure SEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 4 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: Not disclosed Underlying: Series A 6% Convertible Preferred Stock · 581,250 shares Expires 2016-05-20 F8 · derivative.exercise_price: The conversion price reflected in the table is the effective conversion price under the promissory note, after giving effect to a 25% conversion premium contained in the promissory note. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document
February 18, 2015 Filed Jan 18, 2017 16:14 UTC	CREATIVE REALITIES, INC. CREX · Entity 7331	PurchaseCommon Stock Warrant (right to buy) · Derivative	218,750	Not disclosed Strike: $0.50	Not disclosed	Disclosure SEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 3 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 218,750 Underlying: Common Stock · 218,750 shares Expires 2020-02-18 F6 · derivative.exercise_price: As of the date of this report, the exercise price at which the warrant may be exercised for the purchase of Common Stock is $0.36. F7 · price: The warrant was issued for no additional consideration in connection with the offer and sale of Series A 6% Convertible Preferred Stock on the same date. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document
February 18, 2015 Filed Jan 18, 2017 16:14 UTC	CREATIVE REALITIES, INC. CREX · Entity 7331	PurchaseSeries A 6% Convertible Preferred Stock · Derivative	175,000	$1.00 Strike: $0.40	$175,000.00	Disclosure SEC source: 0001179110-17-000987 · edgar.xml · derivative · entry 2 COGUT CRAIG M · CIK 0001032672 · 10% owner PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner PEGASUS PARTNERS IV (AIV), L.P. · CIK 0001497525 · 10% owner PEGASUS PARTNERS IV LP · CIK 0001431283 · 10% owner PP IV BSH, LLC · CIK 0001616239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 675,000 Underlying: Common Stock · 437,500 shares Expires not disclosed F4 · derivative.exercise_price: As of the date of this report, the conversion price at which the Series A 6% Convertible Preferred Stock may be converted into Common Stock is $0.255. F5 · derivative.expiration_date: No expiration date. F1 · ownership.nature: All securities acquired and included in this report were acquired by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Each of PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners, and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors. Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). F2 · ownership.nature: Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate Form 4 to report the transactions reported herein.Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.