Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CREATIVE REALITIES, INC.CREX · Entity 7331 | Director | January 08, 2020 | January 10, 2020 |
| KORU Medical Systems, Inc.KRMD · Entity 6517 | Director · 10% owner | September 30, 2026 | October 02, 2026 |
| MYOMO, INC.MYO · Entity 7135 | Director | June 25, 2026 | June 26, 2026 |
| ONE STOP SYSTEMS, INC.OSS · Entity 2767 | Director | August 13, 2024 | August 15, 2024 |
| SAFEGUARD SCIENTIFICS INCSFE · Entity 9612 | Director | January 30, 2024 | February 01, 2024 |
| WIRELESS TELECOM GROUP INCWTT · Entity 110854 | 10% owner | July 02, 2021 | July 07, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CREATIVE REALITIES, INC.
Report date January 08, 2020 · Filed January 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,437 |
Reported balance
After 2020-01-08 transaction · row 2
1 source rowRow 2 · 2020-01-08 · Grant · Acquired 4,085 · Balance 10,437 |
| Common StockSEC Table I · non-derivative | IndirectBy Horton Capital Partners Fund, LP ("HCPF") | 629,261 |
Reported balance
Holding disclosure · report date 2020-01-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 629,261 F1: Pursuant to investment management agreements, Horton Capital Management, LLC ("HCM") maintains investment and voting power with respect to shares of common stock of the issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, Horton Capital Partners, LLC ("HCP") may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to investment management agreements, Horton Capital Management, LLC ("HCM") maintains investment and voting power with respect to shares of common stock of the issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, Horton Capital Partners, LLC ("HCP") may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP.
KORU Medical Systems, Inc.
Report date September 30, 2026 · Filed October 02, 2026
Jointly reported with Horton Capital Management, LLC, Horton Capital Partners, LLC, Horton Capital Partners Fund, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Horton Capital Partners Fund, LP | 5,074,660 |
Reported balance
After 2026-09-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 5,119 · Balance 5,074,660 F1: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2: See Exhibit 99.1 to this Form 4 for explanation of note (2). |
| Common StockSEC Table I · non-derivative | Direct | 782,547 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 782,547 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 to this Form 4 for explanation of note (1).
F2: See Exhibit 99.1 to this Form 4 for explanation of note (2).
MYOMO, INC.
Report date June 25, 2026 · Filed June 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 78,704 |
Reported balance
After 2026-06-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-25 · Grant · Acquired 78,704 · Balance 78,704 F1: The Reporting Person has elected to defer the receipt of common stock upon the vesting of the RSUs until the earlier of (i) the date that is thirty (30) days following the date of termination of service and (ii) the date of a change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person has elected to defer the receipt of common stock upon the vesting of the RSUs until the earlier of (i) the date that is thirty (30) days following the date of termination of service and (ii) the date of a change in control.
ONE STOP SYSTEMS, INC.
Report date August 13, 2024 · Filed August 15, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHorton Capital Partners Fund, LP | 1,174,899 |
Last balance in matching sequence
After 2024-08-14 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-08-13 · Purchase · Acquired 50,000 · Balance 1,149,899 F1: The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Row 2 · 2024-08-14 · Purchase · Acquired 25,000 · Balance 1,174,899 F1: The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 21,000 |
Reported balance
Holding disclosure · report date 2024-08-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 21,000 F2: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F2: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
SAFEGUARD SCIENTIFICS INC
Report date January 30, 2024 · Filed February 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 232,323 |
Reported balance
After 2024-01-30 transaction · row 1
1 source rowRow 1 · 2024-01-30 · Grant · Acquired 38,087 · Balance 232,323 F1: The securities reported in Table I were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectHorton Capital Partners Fund, LP | 177,386 |
Reported balance
Holding disclosure · report date 2024-01-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 177,386 F2: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported in Table I were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.
F2: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
WIRELESS TELECOM GROUP INC
Report date July 02, 2021 · Filed July 07, 2021
Jointly reported with Horton Capital Management, LLC, Horton Capital Partners, LLC, Horton Capital Partners Fund, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Horton Capital Partners Fund, LP | 1,978,698 |
Last balance in matching sequence
After 2021-07-07 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2021-07-02 · Sale · Disposed 121,379 · Balance 2,064,425 F1: The shares of Common Stock were purchased in multiple transactions on each date and the price reported in Column 4 for each date is a volume weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $2.91-$3.25 on July 2, 2021, and (ii) $3.00-$3.22 on July 6, 2021. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP ("HCPF"), and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Row 2 · 2021-07-06 · Sale · Disposed 81,027 · Balance 1,983,398 F1: The shares of Common Stock were purchased in multiple transactions on each date and the price reported in Column 4 for each date is a volume weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $2.91-$3.25 on July 2, 2021, and (ii) $3.00-$3.22 on July 6, 2021. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP ("HCPF"), and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Row 3 · 2021-07-07 · Sale · Disposed 4,700 · Balance 1,978,698 F1: The shares of Common Stock were purchased in multiple transactions on each date and the price reported in Column 4 for each date is a volume weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $2.91-$3.25 on July 2, 2021, and (ii) $3.00-$3.22 on July 6, 2021. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP ("HCPF"), and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Common Stock were purchased in multiple transactions on each date and the price reported in Column 4 for each date is a volume weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $2.91-$3.25 on July 2, 2021, and (ii) $3.00-$3.22 on July 6, 2021. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
F2: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP ("HCPF"), and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 03:22 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 5,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-26-000227 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 5,074,660 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| June 30, 2026 Filed Jul 1, 2026 20:35 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-26-000141 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 5,069,541 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| June 25, 2026 Filed Jun 26, 2026 22:04 UTC | MYOMO, INC. MYO · Entity 7135 | GrantCommon Stock | 78,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001664091-26-000003 · primary_doc.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,704 F1 · balance_after: The Reporting Person has elected to defer the receipt of common stock upon the vesting of the RSUs until the earlier of (i) the date that is thirty (30) days following the date of termination of service and (ii) the date of a change in control. Read SEC document |
| May 15, 2026 Filed May 18, 2026 20:59 UTC | MYOMO, INC. MYO · Entity 7135 | PurchaseMYO | 30,367 | $0.89 | $26,959.82 |
DisclosureSEC source: 0001664091-26-000002 · primary_doc.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP (1) Disclosed balance after: 2,309,775 Read SEC document |
| May 14, 2026 Filed May 18, 2026 20:59 UTC | MYOMO, INC. MYO · Entity 7135 | PurchaseMYO | 170,830 | $0.86 | $146,947.97 |
DisclosureSEC source: 0001664091-26-000002 · primary_doc.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP (1) Disclosed balance after: 2,279,408 Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 20:02 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 3,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-26-000079 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 5,065,970 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| March 31, 2026 Filed Apr 6, 2026 20:07 UTC Amendment | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 3,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-26-000088 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 5,065,970 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| February 13, 2026 Filed Feb 13, 2026 21:54 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 282,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-26-000041 · form_4.xml · nonDerivative · entry 4 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 782,547 F3 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (3). Read SEC document |
| February 13, 2026 Filed Feb 13, 2026 21:54 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-26-000041 · form_4.xml · nonDerivative · entry 3 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners, LLC Disclosed balance after: 0 F2 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (2). F4 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (4). Read SEC document |
| February 13, 2026 Filed Feb 13, 2026 21:54 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-26-000041 · form_4.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners, LLC Disclosed balance after: 750,000 F2 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (2). F4 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (4). Read SEC document |
| February 13, 2026 Filed Feb 13, 2026 21:54 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 770,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-26-000041 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 5,062,498 F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1). F4 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (4). Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 21:19 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GiftCommon Stock | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-26-000016 · form_4.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,200 F3 · price: See Exhibit 99.1 to this Form 4 for explanation of note (3). Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 21:19 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 2,581 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-26-000016 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 5,832.916 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| November 26, 2025 Filed Nov 26, 2025 21:10 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 41,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-25-000428 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 5,830,335 F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:24 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 3,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-25-000330 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 5,871,335 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 20:30 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 4,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-25-000196 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 5,867,419 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| May 20, 2025 Filed May 22, 2025 20:27 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 14,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-25-000177 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 5,863,230 F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 20:02 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 5,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-25-000125 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 5,877,547 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| February 06, 2025 Filed Feb 7, 2025 21:11 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 16,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-25-000063 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 5,871,677 F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| January 21, 2025 Filed Jan 22, 2025 01:19 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 351,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-25-000059 · form_4.xml · nonDerivative · entry 4 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 517,200 F3 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (3). Read SEC document |
| January 21, 2025 Filed Jan 22, 2025 01:19 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-25-000059 · form_4.xml · nonDerivative · entry 3 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners, LLC Disclosed balance after: 0 F2 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (2). F4 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (4). Read SEC document |
| January 21, 2025 Filed Jan 22, 2025 01:19 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-25-000059 · form_4.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners, LLC Disclosed balance after: 1,000,000 F2 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (2). F4 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (4). Read SEC document |
| January 21, 2025 Filed Jan 22, 2025 01:19 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-25-000059 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 5,887,864 F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1). F4 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (4). Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:17 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 3,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-25-000017 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 6,887,864 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:02 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 5,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-24-000401 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 6,883,927 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| August 14, 2024 Filed Aug 15, 2024 23:44 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | PurchaseCommon Stock | 25,000 | $1.99 | $49,750.00 |
DisclosureSEC source: 0000950170-24-097758 · ownership.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 1,174,899 F1 · ownership.nature: The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2024 Filed Aug 15, 2024 23:44 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | PurchaseCommon Stock | 50,000 | $1.94 | $97,000.00 |
DisclosureSEC source: 0000950170-24-097758 · ownership.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 1,149,899 F1 · ownership.nature: The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 24, 2024 Filed Jul 26, 2024 20:31 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 721,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-24-000316 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 6,878,473 F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| July 11, 2024 Filed Jul 12, 2024 19:13 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 5,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-24-000312 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,600,254 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| July 01, 2024 Filed Jul 4, 2024 00:44 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantCommon Stock | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-081737 · ownership.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,000 F1 · shares: Represents 21,000 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions. F2 · balance_after: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. Read SEC document |
| March 31, 2024 Filed Apr 1, 2024 21:15 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 6,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-24-000179 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,594,709 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| February 16, 2024 Filed Feb 16, 2024 21:30 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 27,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-016429 · ownership.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · Director · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · Director · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,588,380 F1 · kind: On February 15, 2024, Horton Capital Partners Fund, L.P., a Delaware limited partnership ("HCPF"), in accordance with its terms, transferred 27,700 shares of common stock of Koru Medical Systems, Inc. (the "Company") to a limited partner, for no consideration, representing a pro-rata distribution of such limited partner's interest in HCPF. F2 · ownership.nature: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners, LLC, a Delaware limited liability company ("HCP"), HCPF, and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF. F3 · ownership.nature: (Continued from footnote 2) Mr. Manko is the managing member of both HCM and HCP. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 19:36 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 38,087 | $0.71 | $27,041.77 |
DisclosureSEC source: 0000921895-24-000185 · form411238003_02012024.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,323 F1 · shares: The securities reported in Table I were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. F1 · price: The securities reported in Table I were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 10, 2024 Filed Jan 12, 2024 21:05 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 453,231 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-004229 · ownership.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · Director · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · Director · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · Director · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Freedom, L.P. Disclosed balance after: 0 F1 · kind: On January 10, 2024, Horton Freedom, L.P., a Delaware limited partnership ("Horton Freedom"), in accordance with its terms, transferred 453,231 shares of common stock of Koru Medical Systems, Inc. (the "Company") to certain of its limited partners, for no consideration, representing a pro-rata distribution of such limited partners' interests in Horton Freedom. F2 · ownership.nature: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners, LLC, a Delaware limited liability company ("HCP"), Horton Capital Partners Fund, LP, a Delaware limited partnership ("HCPF"), Horton Freedom, and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF and Horton Freedom. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. F3 · ownership.nature: {Continued footnote 2) HCP is the general partner of HCPF and Horton Freedom. Mr. Manko is the managing member of both HCM and HCP. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| December 31, 2023 Filed Jan 2, 2024 22:22 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 6,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-24-000015 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,616,080 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| December 27, 2023 Filed Dec 30, 2023 01:23 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 165,252 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-020712 · doc4.xml · nonDerivative · entry 4 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · Director · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · Director · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,252 F3 · kind: Represents Joseph M. Manko's distribution of shares from HCP. Read SEC document |
| December 27, 2023 Filed Dec 30, 2023 01:23 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 402,725 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-020712 · doc4.xml · nonDerivative · entry 3 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · Director · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · Director · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners, LLC Disclosed balance after: 0 F2 · kind: Represents HCP's distribution of shares from Horton Freedom and subsequent transfer to HCP's members, including Joseph M. Manko. F4 · ownership.nature: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), HCP, Horton Capital Partners Fund, LP, a Delaware limited partnership ("HCPF"), Horton Freedom, and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF and Horton Freedom. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF and Horton Freedom. F5 · ownership.nature: (Continued from Footnote 4) Mr. Manko is the managing member of both HCM and HCP. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| December 27, 2023 Filed Dec 30, 2023 01:23 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 402,725 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-020712 · doc4.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · Director · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · Director · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners, LLC Disclosed balance after: 402,725 F2 · kind: Represents HCP's distribution of shares from Horton Freedom and subsequent transfer to HCP's members, including Joseph M. Manko. F4 · ownership.nature: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), HCP, Horton Capital Partners Fund, LP, a Delaware limited partnership ("HCPF"), Horton Freedom, and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF and Horton Freedom. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF and Horton Freedom. F5 · ownership.nature: (Continued from Footnote 4) Mr. Manko is the managing member of both HCM and HCP. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| December 27, 2023 Filed Dec 30, 2023 01:23 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | OtherCommon Stock | 1,745,594 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-020712 · doc4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · Director · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · Director · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Freedom, L.P. Disclosed balance after: 453,231 F1 · kind: On December 27, 2023, Horton Freedom, L.P., a Delaware limited partnership ("Horton Freedom"), in accordance with its terms, transferred 1,745,594 shares of common stock of Koru Medical Systems, Inc. (the "Company") to certain of its limited partners, including Horton Capital Partners, LLC, a Delaware limited liability company ("HCP"), for no consideration, representing a pro-rata distribution of such limited partners' interests in Horton Freedom. F4 · ownership.nature: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), HCP, Horton Capital Partners Fund, LP, a Delaware limited partnership ("HCPF"), Horton Freedom, and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF and Horton Freedom. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF and Horton Freedom. F5 · ownership.nature: (Continued from Footnote 4) Mr. Manko is the managing member of both HCM and HCP. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 21:05 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | SaleCommon Stock | 145,833 | $2.40 | $349,999.20 |
DisclosureSEC source: 0000950170-23-070726 · ownership.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Freedom, L.P Disclosed balance after: 2,198,825 F1 · ownership.nature: On December 13, 2023, Horton Freedom, L.P. ("Horton Freedom") agreed to sell 145,833 shares to Horton Capital Partners Fund, LP ("HCPF"), a Horton Freedom affiliate, in a private transaction. F2 · ownership.nature: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), HCPF, and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF and Horton Freedom, a Delaware limited partnership. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF and Horton Freedom. Mr. Manko is the managing member of both HCM and HCP. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 21:05 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | PurchaseCommon Stock | 145,833 | $2.40 | $349,999.20 |
DisclosureSEC source: 0000950170-23-070726 · ownership.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,609,751 F1 · ownership.nature: On December 13, 2023, Horton Freedom, L.P. ("Horton Freedom") agreed to sell 145,833 shares to Horton Capital Partners Fund, LP ("HCPF"), a Horton Freedom affiliate, in a private transaction. F2 · ownership.nature: This Form 4 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company ("HCM"), Horton Capital Partners LLC, a Delaware limited liability company ("HCP"), HCPF, and Joseph M. Manko, Jr. Pursuant to investment advisory agreements, HCM maintains investment and voting power with respect to shares of Common Stock of the Issuer held by HCPF and Horton Freedom, a Delaware limited partnership. However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such Common Stock because, in the event HCM's investment advisory agreement with respect to such Common Stock is terminated, HCP has the right to assume HCM's discretionary investment and voting authority with respect to such Common Stock. HCP is the general partner of HCPF and Horton Freedom. Mr. Manko is the managing member of both HCM and HCP. Read SEC document |
| October 16, 2023 Filed Oct 18, 2023 20:45 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 26,266 | $1.11 | $29,155.26 |
DisclosureSEC source: 0000921895-23-002349 · form411238003_10182023.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 194,236 F1 · shares: The securities reported herein were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. F1 · price: The securities reported herein were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 20:04 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 5,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-23-000512 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,463,918 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| August 21, 2023 Filed Aug 22, 2023 20:58 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | PurchaseCommon Stock | 10,000 | $2.65 | $26,466.00 |
DisclosureSEC source: 0001161697-23-000460 · form_4.xml · nonDerivative · entry 2 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,458,434 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:58 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | PurchaseCommon Stock | 10,000 | $2.54 | $25,407.00 |
DisclosureSEC source: 0001161697-23-000460 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,448,434 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 21:06 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 17,247 | $1.44 | $24,749.45 |
DisclosureSEC source: 0000921895-23-001700 · form411238003_07192023.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,970 F1 · shares: The securities reported herein were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. F1 · price: The securities reported herein were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 20:16 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 44,497 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-23-001635 · form411238003_07052023.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,723 Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 20:19 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 4,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-23-000396 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,438,434 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 20:24 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock, $0.10 par value | 15,791 | $1.90 | $30,002.90 |
DisclosureSEC source: 0000921895-23-000901 · form411238003_04192023.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,226 F1 · price: The securities reported in Table I were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:09 UTC | KORU Medical Systems, Inc. KRMD · Entity 6517 | GrantCommon Stock | 3,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-23-000219 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,434,124 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.