Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CREATIVE REALITIES, INC.CREX · Entity 7331 | Director | May 03, 2016 | December 12, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CREATIVE REALITIES, INC.
Report date May 03, 2016 · Filed December 12, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,000 |
Reported balance
After 2016-09-08 transaction · row 1
1 source rowRow 1 · 2016-09-08 · Purchase · Acquired 19,000 · Balance 19,000 |
| Secured Convertible Promissory NoteSEC Table II · derivative / convertible security · Expires 2017-10-15 | IndirectBy Lincoln Road Media Partners, LLC | 2,110,371 |
Reported balance
After 2016-05-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-05-03 · Purchase · Acquired 2,110,371 · Balance 2,110,371 F1: Purchase involved a Secured Convertible Promissory Note for $500,000, which is convertible into approximately 2,110,371 shares of Common Stock; and a Warrant to purchase 892,857 shares of Common Stock. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding. F2: The Reporting Person is a principal of Lincoln Road Media Partners LLC and has voting and investment power for this entity. |
| Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.28 · Expires 2021-05-03 | IndirectBy Lincoln Road Media Partners LLC | 892,857 |
Reported balance
After 2016-05-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-05-03 · Purchase · Acquired 892,857 · Balance 892,857 F1: Purchase involved a Secured Convertible Promissory Note for $500,000, which is convertible into approximately 2,110,371 shares of Common Stock; and a Warrant to purchase 892,857 shares of Common Stock. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding. F2: The Reporting Person is a principal of Lincoln Road Media Partners LLC and has voting and investment power for this entity. |
Filing footnotes · ownership attribution and instrument terms
F1: Purchase involved a Secured Convertible Promissory Note for $500,000, which is convertible into approximately 2,110,371 shares of Common Stock; and a Warrant to purchase 892,857 shares of Common Stock. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.
F2: The Reporting Person is a principal of Lincoln Road Media Partners LLC and has voting and investment power for this entity.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2016 Filed Dec 12, 2016 17:03 UTC | CREATIVE REALITIES, INC. CREX · Entity 7331 | PurchaseCommon Stock | 19,000 | $0.15 | $2,850.00 |
DisclosureSEC source: 0001179110-16-032830 · edgar.xml · nonDerivative · entry 1 BERTRAND ERIC J · CIK 0001215270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000 Read SEC document |
| May 03, 2016 Filed Dec 12, 2016 17:03 UTC | CREATIVE REALITIES, INC. CREX · Entity 7331 | PurchaseWarrants to purchase common stock · Derivative | 892,857 | Not disclosed Strike: $0.28 | Not disclosed |
DisclosureSEC source: 0001179110-16-032830 · edgar.xml · derivative · entry 3 BERTRAND ERIC J · CIK 0001215270 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lincoln Road Media Partners LLC Disclosed balance after: 892,857 Underlying: Common Stock · 892,857 shares Expires 2021-05-03 F1 · price: Purchase involved a Secured Convertible Promissory Note for $500,000, which is convertible into approximately 2,110,371 shares of Common Stock; and a Warrant to purchase 892,857 shares of Common Stock. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding. F2 · ownership.nature: The Reporting Person is a principal of Lincoln Road Media Partners LLC and has voting and investment power for this entity. Read SEC document |
| May 03, 2016 Filed Dec 12, 2016 17:03 UTC | CREATIVE REALITIES, INC. CREX · Entity 7331 | PurchaseSecured Convertible Promissory Note · Derivative | 2,110,371 | $500,000.00 | $1,055,185,500,000.00 |
DisclosureSEC source: 0001179110-16-032830 · edgar.xml · derivative · entry 2 BERTRAND ERIC J · CIK 0001215270 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lincoln Road Media Partners, LLC Disclosed balance after: 2,110,371 Underlying: Common Stock · 2,110,371 shares Expires 2017-10-15 F1 · derivative.exercise_price: Purchase involved a Secured Convertible Promissory Note for $500,000, which is convertible into approximately 2,110,371 shares of Common Stock; and a Warrant to purchase 892,857 shares of Common Stock. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding. F1 · price: Purchase involved a Secured Convertible Promissory Note for $500,000, which is convertible into approximately 2,110,371 shares of Common Stock; and a Warrant to purchase 892,857 shares of Common Stock. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding. F2 · ownership.nature: The Reporting Person is a principal of Lincoln Road Media Partners LLC and has voting and investment power for this entity. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.