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CRC

California Resources Corp

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Tapewire entity
3937
SEC CIK
0001609253
Parsed reports
572

Last 12 months

Inside the activity.

2 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202601
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2021 Filed May 21, 2021 00:36 UTC SaleCommon Stock 185,457 $29.03 $5,383,816.71
Disclosure

SEC source: 0000950142-21-001696 · es210154068_4-crc.xml · nonDerivative · entry 6

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 18,488,858

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
May 18, 2021 Filed May 21, 2021 00:36 UTC SaleCommon Stock 8,935 $29.00 $259,115.00
Disclosure

SEC source: 0000950142-21-001696 · es210154068_4-crc.xml · nonDerivative · entry 5

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 18,674,315

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
May 18, 2021 Filed May 21, 2021 00:36 UTC SaleCommon Stock 128,625 $28.71 $3,692,823.75
Disclosure

SEC source: 0000950142-21-001696 · es210154068_4-crc.xml · nonDerivative · entry 4

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 18,683,250

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
May 18, 2021 Filed May 21, 2021 00:36 UTC SaleCommon Stock 60,118 $28.59 $1,718,773.62
Disclosure

SEC source: 0000950142-21-001696 · es210154068_4-crc.xml · nonDerivative · entry 3

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 18,811,875

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
May 18, 2021 Filed May 21, 2021 00:36 UTC SaleCommon Stock 13,159 $28.47 $374,636.73
Disclosure

SEC source: 0000950142-21-001696 · es210154068_4-crc.xml · nonDerivative · entry 2

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 18,871,993

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
May 18, 2021 Filed May 21, 2021 00:36 UTC SaleCommon Stock 200,000 $28.40 $5,680,000.00
Disclosure

SEC source: 0000950142-21-001696 · es210154068_4-crc.xml · nonDerivative · entry 1

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 18,885,152

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
May 17, 2021 Filed May 17, 2021 22:41 UTC PurchaseCommon Stock 10,000 $24.45 $244,500.00
Disclosure

SEC source: 0001609253-21-000085 · wf-form4_162129128673412.xml · nonDerivative · entry 1

CEPAK TIFFANY THOM · CIK 0001468952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,850

Read SEC document
May 17, 2021 Filed May 17, 2021 22:41 UTC PurchaseCommon Stock 3,000 $24.47 $73,410.00
Disclosure

SEC source: 0001609253-21-000084 · wf-form4_162129127019649.xml · nonDerivative · entry 1

Brooks Douglas E · CIK 0001548147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,711

Read SEC document
May 13, 2021 Filed May 17, 2021 20:37 UTC SaleCommon Stock 20,000 $25.43 $508,600.00
Disclosure

SEC source: 0000950142-21-001643 · es210152058_4-crc.xml · nonDerivative · entry 1

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,085,152

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
May 12, 2021 Filed May 14, 2021 22:13 UTC GrantCommon Stock 8,127 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000080 · wf-form4_162103037235486.xml · nonDerivative · entry 1

Bremner Andrew B. · CIK 0001861892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,872

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest on May 12, 2022 and, subject to certain exceptions, will be settled in shares of Common Stock on the date that is six months and one day following the Reporting Person's separation from service.

Read SEC document
May 12, 2021 Filed May 14, 2021 22:13 UTC
Bys Jay A.EVP & Chief Commercial Officer
GrantPerformance Stock Units · Derivative 61,309 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000081 · wf-form4_162103039236619.xml · derivative · entry 2

Bys Jay A. · CIK 0001860787 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,309

Underlying: Common Stock · 61,309 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the performance period which ends on January 25, 2024, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the performance period.

F2 · derivative.exercise_date: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the performance period which ends on January 25, 2024, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the performance period.

F2 · derivative.expiration_date: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the performance period which ends on January 25, 2024, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the performance period.

Read SEC document
May 12, 2021 Filed May 14, 2021 22:13 UTC
Bys Jay A.EVP & Chief Commercial Officer
GrantCommon Stock 61,309 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000081 · wf-form4_162103039236619.xml · nonDerivative · entry 1

Bys Jay A. · CIK 0001860787 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,309

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. 16,721 RSUs will vest on January 25, 2022; 22,294 RSUs will vest on January 25, 2023; and 22,294 RSUs will vest on January 25, 2024. Subject to certain exceptions, the RSUs will be settled in shares of Common Stock within 45 days following the final vesting date.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:14 UTC GrantCommon Stock 15,139 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000061 · wf-form4_161886323132240.xml · nonDerivative · entry 1

CEPAK TIFFANY THOM · CIK 0001468952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,850

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of April 15, 2022, 2023 and 2024 and, subject to certain exceptions, will be settled in shares of Common Stock on the date that is six months and one day following the Reporting Person's separation from service.

Read SEC document
March 24, 2021 Filed Mar 30, 2021 00:58 UTC SaleWarrants (right to buy) · Derivative 320 $4.65 Strike: $36.00 $1,488.00
Disclosure

SEC source: 0000950142-21-001096 · es210140563_4-crc.xml · derivative · entry 1

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 468,769

Underlying: Common Stock · 320 shares

Expires 2024-10-27

F4 · derivative.exercise_date: Exercisable at any time at the sole discretion of the holder.

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 20:48 UTC
McFarland Mark AllenDirector · Chairman, President and CEO
GrantPerformance Stock Units · Derivative 324,954 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000057 · wf-form4_161661890533202.xml · derivative · entry 2

McFarland Mark Allen · CIK 0001720720 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,954

Underlying: Common Stock · 324,954 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

F2 · derivative.exercise_date: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

F2 · derivative.expiration_date: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 20:48 UTC
McFarland Mark AllenDirector · Chairman, President and CEO
GrantCommon Stock 255,760 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000057 · wf-form4_161661890533202.xml · nonDerivative · entry 1

McFarland Mark Allen · CIK 0001720720 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,093

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of March 22, 2022, 2023 and 2024 and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the third anniversary of the grant date.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:52 UTC PurchaseCommon Stock 16,800 $26.30 $441,840.00
Disclosure

SEC source: 0000950142-21-000916 · es210136812_4-crc.xml · nonDerivative · entry 1

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,105,154

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 01:35 UTC OtherCommon Stock 360,000 $26.25 $9,450,000.00
Disclosure

SEC source: 0000950142-21-000890 · es210136501_4-crc.xml · nonDerivative · entry 2

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,088,354

F4 · kind: Represents a cross-trade of Common Stock among certain of the Funds.

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 01:35 UTC OtherCommon Stock, par value $0.01 per share ("Common Stock") 360,000 $26.25 $9,450,000.00
Disclosure

SEC source: 0000950142-21-000890 · es210136501_4-crc.xml · nonDerivative · entry 1

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,088,354

F4 · kind: Represents a cross-trade of Common Stock among certain of the Funds.

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 01:10 UTC SaleCommon Stock 55,329 $25.79 $1,426,934.91
Disclosure

SEC source: 0000950142-21-000761 · es210133719_4-crc.xml · nonDerivative · entry 2

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,088,354

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 01:10 UTC SaleCommon Stock, par value $0.01 per share ("Common Stock") 128,805 $25.94 $3,341,201.70
Disclosure

SEC source: 0000950142-21-000761 · es210133719_4-crc.xml · nonDerivative · entry 1

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,143,683

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 16:41 UTC
Leon FranciscoEVP and CFO
GrantPerformance Stock Units · Derivative 83,124 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000034 · wf-form4_161178365361154.xml · derivative · entry 2

Leon Francisco · CIK 0001732190 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,124

Underlying: Common Stock · 83,124 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

F2 · derivative.exercise_date: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

F2 · derivative.expiration_date: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 16:41 UTC
Leon FranciscoEVP and CFO
GrantCommon Stock 83,123 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000034 · wf-form4_161178365361154.xml · nonDerivative · entry 1

Leon Francisco · CIK 0001732190 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,123

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of January 25, 2022, 2023 and 2024 and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the third anniversary of the grant date.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:40 UTC GrantCommon Stock 32,711 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000030 · wf-form4_161178358769456.xml · nonDerivative · entry 1

CEPAK TIFFANY THOM · CIK 0001468952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,711

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of January 25, 2022, 2023 and 2024 and, subject to certain exceptions, will be settled in shares of Common Stock on the date that is six months and one day following the Reporting Person's separation from service.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:39 UTC GrantCommon Stock 32,711 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000028 · wf-form4_161178355261400.xml · nonDerivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,711

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of January 25, 2022, 2023 and 2024 and, subject to certain exceptions, will be settled in shares of Common Stock on the date that is six months and one day following the Reporting Person's separation from service.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:40 UTC GrantCommon Stock 32,711 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000031 · wf-form4_161178360385138.xml · nonDerivative · entry 1

Quintana Julio M · CIK 0001364531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,711

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of January 25, 2022, 2023 and 2024 and, subject to certain exceptions, will be settled in shares of Common Stock on the date that is six months and one day following the Reporting Person's separation from service.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:39 UTC GrantCommon Stock 32,711 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000029 · wf-form4_161178357226444.xml · nonDerivative · entry 1

Brooks Douglas E · CIK 0001548147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,711

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of January 25, 2022, 2023 and 2024 and, subject to certain exceptions, will be settled in shares of Common Stock on the date that is six months and one day following the Reporting Person's separation from service.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:41 UTC
Repetti Noelle M.Vice President and Controller
GrantPerformance Stock Units · Derivative 17,947 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000037 · wf-form4_161178370687846.xml · derivative · entry 2

Repetti Noelle M. · CIK 0001715053 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,947

Underlying: Common Stock · 17,947 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

F2 · derivative.exercise_date: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

F2 · derivative.expiration_date: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:41 UTC
Repetti Noelle M.Vice President and Controller
GrantCommon Stock 17,947 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000037 · wf-form4_161178370687846.xml · nonDerivative · entry 1

Repetti Noelle M. · CIK 0001715053 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,947

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of January 25, 2022, 2023 and 2024 and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the third anniversary of the grant date.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:41 UTC
Preston Michael L.Sr EVP, Chief Admin Ofcr & GC
GrantPerformance Stock Units · Derivative 83,124 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000036 · wf-form4_161178368840130.xml · derivative · entry 2

Preston Michael L. · CIK 0001622072 · Sr EVP, Chief Admin Ofcr & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,124

Underlying: Common Stock · 83,124 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

F2 · derivative.exercise_date: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

F2 · derivative.expiration_date: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:41 UTC
Preston Michael L.Sr EVP, Chief Admin Ofcr & GC
GrantCommon Stock 83,123 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000036 · wf-form4_161178368840130.xml · nonDerivative · entry 1

Preston Michael L. · CIK 0001622072 · Sr EVP, Chief Admin Ofcr & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,123

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of January 25, 2022, 2023 and 2024 and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the third anniversary of the grant date.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:41 UTC
Kerns Shawn M.EVP - Operations & Engineering
GrantPerformance Stock Units · Derivative 83,124 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000035 · wf-form4_161178367046736.xml · derivative · entry 2

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,124

Underlying: Common Stock · 83,124 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

F2 · derivative.exercise_date: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

F2 · derivative.expiration_date: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:41 UTC
Kerns Shawn M.EVP - Operations & Engineering
GrantCommon Stock 83,123 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000035 · wf-form4_161178367046736.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,123

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of January 25, 2022, 2023 and 2024 and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the third anniversary of the grant date.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:40 UTC
Steck BrianDirector
GrantCommon Stock 32,711 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000033 · wf-form4_161178363731994.xml · nonDerivative · entry 1

Steck Brian · CIK 0001705186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,711

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of January 25, 2022, 2023 and 2024 and, subject to certain exceptions, will be settled in shares of Common Stock on the date that is six months and one day following the Reporting Person's separation from service.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:40 UTC GrantCommon Stock 32,711 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000032 · wf-form4_161178362213333.xml · nonDerivative · entry 1

Roby William B · CIK 0001830485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,711

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of January 25, 2022, 2023 and 2024 and, subject to certain exceptions, will be settled in shares of Common Stock on the date that is six months and one day following the Reporting Person's separation from service.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:39 UTC
McFarland Mark AllenDirector · Interim Chief Exec Officer
GrantCommon Stock 61,333 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000027 · wf-form4_161178353630733.xml · nonDerivative · entry 1

McFarland Mark Allen · CIK 0001720720 · Director · Interim Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,333

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of January 25, 2022, 2023 and 2024 and, subject to certain exceptions, will be settled in shares of Common Stock on the date that is six months and one day following the Reporting Person's separation from service.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:38 UTC SaleCommon Stock, par value $0.01 per share ("Common Stock") 6,542 $24.97 $163,353.74
Disclosure

SEC source: 0000950142-21-000215 · es210126175_4-crc.xml · nonDerivative · entry 1

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,272,494

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
January 11, 2021 Filed Jan 14, 2021 01:35 UTC SaleCommon Stock, par value $0.01 per share ("Common Stock") 2,100 $25.02 $52,542.00
Disclosure

SEC source: 0000950142-21-000098 · es210124951_4-crc.xml · nonDerivative · entry 1

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,279,037

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
January 08, 2021 Filed Jan 8, 2021 22:48 UTC SaleCommon Stock 3,700 $25.03 $92,611.00
Disclosure

SEC source: 0000950142-21-000040 · es210123941_4-crc.xml · nonDerivative · entry 3

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,281,137

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 22:48 UTC SaleCommon Stock 14,500 $25.06 $363,370.00
Disclosure

SEC source: 0000950142-21-000040 · es210123941_4-crc.xml · nonDerivative · entry 2

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,284,837

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:48 UTC SaleCommon Stock, par value $0.01 per share ("Common Stock") 18,625 $25.14 $468,232.50
Disclosure

SEC source: 0000950142-21-000040 · es210123941_4-crc.xml · nonDerivative · entry 1

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,299,337

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 02:51 UTC OtherCommon Stock 120,000 $18.54 $2,224,800.00
Disclosure

SEC source: 0000950142-20-002819 · es200120018_4-crc.xml · nonDerivative · entry 2

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,316,569

F4 · kind: Represents a cross-trade of Common Stock among certain of the Funds.

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 02:51 UTC OtherCommon Stock, par value $0.01 per share ("Common Stock") 120,000 $18.54 $2,224,800.00
Disclosure

SEC source: 0000950142-20-002819 · es200120018_4-crc.xml · nonDerivative · entry 1

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,316,569

F4 · kind: Represents a cross-trade of Common Stock among certain of the Funds.

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:47 UTC SaleCommon Stock, par value $0.01 per share ("Common Stock") 90,692 $27.03 $2,451,404.76
Disclosure

SEC source: 0000950142-20-002709 · es200117984_4-crc.xml · nonDerivative · entry 1

GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner

GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner

Tananbaum Steven A. · CIK 0001435626 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,316,569

F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.

F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds.

F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor.

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November 10, 2020 Filed Nov 10, 2020 22:15 UTC
Stevens Todd A.Director · President and CEO
PurchaseCommon Stock 2,500 $12.36 $30,887.50
Disclosure

SEC source: 0001609253-20-000214 · wf-form4_160504649677267.xml · nonDerivative · entry 1

Stevens Todd A. · CIK 0001622066 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

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October 27, 2020 Filed Oct 27, 2020 21:36 UTC
Leon FranciscoEVP and CFO
Disposition to issuerCommon Stock 35,047.648 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000182 · wf-form4_160384899517861.xml · nonDerivative · entry 1

Leon Francisco · CIK 0001732190 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2 · balance_after: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

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October 27, 2020 Filed Oct 27, 2020 21:36 UTC Disposition to issuerCommon Stock 13,231 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000180 · wf-form4_160384895811928.xml · nonDerivative · entry 1

Powers Anita M. · CIK 0001713998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2 · balance_after: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

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October 27, 2020 Filed Oct 27, 2020 21:35 UTC
Williams DarrenEVP-Exploration & Development
Disposition to issuerCommon Stock 68,251 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000177 · wf-form4_160384888864379.xml · nonDerivative · entry 1

Williams Darren · CIK 0001622116 · EVP-Exploration & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2 · balance_after: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

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October 27, 2020 Filed Oct 27, 2020 21:38 UTC Disposition to issuerCommon Stock 4,062.024 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000187 · wf-form4_160384908956146.xml · nonDerivative · entry 1

Albrecht William E · CIK 0001433667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2 · balance_after: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

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October 27, 2020 Filed Oct 28, 2020 01:36 UTC Disposition to issuerCommon Stock 48,438.97 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000181 · wf-form4_160384897501409.xml · nonDerivative · entry 1

POLADIAN AVEDICK BARUYR · CIK 0001305254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2 · balance_after: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.