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Kerns Shawn M.

Disclosed activity across 1 company

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116377
SEC CIK
0001621969

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
California Resources CorpCRC · Entity 3937EVP & Chief Operating OfficerFebruary 23, 2023February 27, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

California Resources Corp

Report date February 23, 2023 · Filed February 27, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect116,083 Ending reported balance After 2023-02-23 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-02-23 · Grant · Acquired 21,323 · Balance 101,868

F1: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of February 23, 2024, 2025 and 2026.

Row 2 · 2023-02-23 · Grant · Acquired 14,215 · Balance 116,083

F2: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in two equal installments on each of February 23, 2024 and 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of February 23, 2024, 2025 and 2026.

F2: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in two equal installments on each of February 23, 2024 and 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2023 Filed Feb 27, 2023 21:42 UTC California Resources Corp CRC · Entity 3937 GrantCommon Stock 14,215 $0.00 $0.00
Disclosure

SEC source: 0001609253-23-000026 · wf-form4_167753414718102.xml · nonDerivative · entry 2

Kerns Shawn M. · CIK 0001621969 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,083

F2 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in two equal installments on each of February 23, 2024 and 2025.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:42 UTC California Resources Corp CRC · Entity 3937 GrantCommon Stock 21,323 $0.00 $0.00
Disclosure

SEC source: 0001609253-23-000026 · wf-form4_167753414718102.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,868

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of February 23, 2024, 2025 and 2026.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 22:02 UTC California Resources Corp CRC · Entity 3937 Tax withholdingCommon Stock 1,507 $47.04 $70,889.28
Disclosure

SEC source: 0001609253-23-000009 · wf-form4_167485692527860.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,545

F1 · kind: Represents restricted stock units ("RSUs") surrendered to satisfy tax withholding for RSUs that vested on January 25, 2023. The surrender of RSUs to satisfy tax withholding was made pursuant to the terms of the award. These RSUs were previously awarded on January 25, 2021 and vest in one-third installments on each grant date anniversary, subject to the terms of the award. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2 · balance_after: Includes 67 shares acquired under the California Resources Corporation Employee Stock Purchase Plan on January 3, 2023.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:23 UTC California Resources Corp CRC · Entity 3937 Tax withholdingCommon Stock 1,138 $44.63 $50,788.94
Disclosure

SEC source: 0001609253-22-000020 · wf-form4_164815338980503.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,985

F1 · kind: Reflects restricted stock units ("RSUs") surrendered to satisfy tax withholding for RSUs vested on January 25, 2022. Each RSU represents a contingent right to receive one share of common stock of the Issuer. Subject to certain exceptions, RSUs will be settled in shares of Common Stock within 45 days following January 25, 2024.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:41 UTC California Resources Corp CRC · Entity 3937 GrantPerformance Stock Units · Derivative 83,124 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000035 · wf-form4_161178367046736.xml · derivative · entry 2

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,124

Underlying: Common Stock · 83,124 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

F2 · derivative.exercise_date: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

F2 · derivative.expiration_date: Represents the target number of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of Common Stock. The actual number of PSUs that vest and become earned is based on the volume-weighted average price of a share of Common Stock as determined over any 60 consecutive trading days during the three-year performance period, and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the end of the three-year performance period.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:41 UTC California Resources Corp CRC · Entity 3937 GrantCommon Stock 83,123 $0.00 $0.00
Disclosure

SEC source: 0001609253-21-000035 · wf-form4_161178367046736.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,123

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of January 25, 2022, 2023 and 2024 and, subject to certain exceptions, will be settled in shares of Common Stock within 45 days following the third anniversary of the grant date.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 01:38 UTC California Resources Corp CRCQQ · Entity 3937 Disposition to issuerCommon Stock 355.12 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000186 · wf-form4_160384906684229.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2 · balance_after: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

Read SEC document
August 26, 2020 Filed Aug 27, 2020 20:20 UTC California Resources Corp CRCQQ · Entity 3937 SaleCommon Stock 62,466 $0.10 $6,065.45
Disclosure

SEC source: 0001609253-20-000131 · wf-form4_159855959694768.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355.12

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.097 to $0.098, inclusive. The reporting person undertakes to provide to CRC, any security holder of CRC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:14 UTC California Resources Corp CRC · Entity 3937 Exercise / conversionRestricted Stock Unit · Derivative 8,361 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000048 · wf-form4_158258967732313.xml · derivative · entry 4

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,360

Underlying: Common Stock · 8,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F2 · derivative.exercise_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

F2 · derivative.expiration_date: One-half of the RSUs vested on February 20, 2020; the remaining RSUs vest on February 20, 2021.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:14 UTC California Resources Corp CRC · Entity 3937 Tax withholdingCommon Stock 802 $6.50 $5,213.00
Disclosure

SEC source: 0001609253-20-000048 · wf-form4_158258967732313.xml · nonDerivative · entry 3

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,821.12

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:14 UTC California Resources Corp CRC · Entity 3937 Disposition to issuerCommon Stock 3,344 $6.50 $21,736.00
Disclosure

SEC source: 0001609253-20-000048 · wf-form4_158258967732313.xml · nonDerivative · entry 2

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,623.12

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:14 UTC California Resources Corp CRC · Entity 3937 Exercise / conversionCommon Stock 8,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001609253-20-000048 · wf-form4_158258967732313.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,967.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

F1 · price: Vesting of Restricted Stock Unit (RSU) award granted on February 21, 2018.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 01:57 UTC California Resources Corp CRC · Entity 3937 GrantEmployee Stock Option (Right to Buy) · Derivative 35,499 $0.00 Strike: $6.82 $0.00
Disclosure

SEC source: 0001609253-20-000033 · wf-form4_158225021545061.xml · derivative · entry 5

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,499

Underlying: Common Stock · 35,499 shares

Expires 2027-02-17

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning February 17, 2021.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 01:57 UTC California Resources Corp CRC · Entity 3937 GrantRestricted Stock Unit · Derivative 75,807 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000033 · wf-form4_158225021545061.xml · derivative · entry 4

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,807

Underlying: Common Stock · 75,807 shares

Expires not disclosed

F3 · derivative.exercise_price: Grant of Restricted Stock Units (RSUs) pursuant to the California Resources Corporation Long-Term Incentive Plan. Upon vesting, the RSUs will be settled 50% in shares of common stock and 50% in cash.

F3 · kind: Grant of Restricted Stock Units (RSUs) pursuant to the California Resources Corporation Long-Term Incentive Plan. Upon vesting, the RSUs will be settled 50% in shares of common stock and 50% in cash.

F4 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 17, 2021.

F4 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 17, 2021.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 01:57 UTC California Resources Corp CRC · Entity 3937 Exercise / conversionRestricted Stock Unit · Derivative 7,218 $0.00 $0.00
Disclosure

SEC source: 0001609253-20-000033 · wf-form4_158225021545061.xml · derivative · entry 3

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,432

Underlying: Common Stock · 7,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of Restricted Stock Unit (RSU) award granted on February 19, 2019.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 19, 2019.

F2 · derivative.exercise_date: One-third of the RSUs vested on February 18, 2020; the remaining RSUs vest in two equal annual installments beginning February 18, 2021.

F2 · derivative.expiration_date: One-third of the RSUs vested on February 18, 2020; the remaining RSUs vest in two equal annual installments beginning February 18, 2021.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 01:57 UTC California Resources Corp CRC · Entity 3937 Disposition to issuerCommon Stock 3,609 $6.20 $22,375.80
Disclosure

SEC source: 0001609253-20-000033 · wf-form4_158225021545061.xml · nonDerivative · entry 2

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,606.12

Read SEC document
February 18, 2020 Filed Feb 21, 2020 01:57 UTC California Resources Corp CRC · Entity 3937 Exercise / conversionCommon Stock 7,218 Not disclosed Not disclosed
Disclosure

SEC source: 0001609253-20-000033 · wf-form4_158225021545061.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,215.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Unit (RSU) award granted on February 19, 2019.

F1 · price: Vesting of Restricted Stock Unit (RSU) award granted on February 19, 2019.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 01:29 UTC California Resources Corp CRC · Entity 3937 Tax withholdingCommon Stock 3,466 $6.66 $23,083.56
Disclosure

SEC source: 0001609253-20-000010 · wf-form4_158164372663751.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,997.12

Read SEC document
August 08, 2019 Filed Aug 8, 2019 23:37 UTC California Resources Corp CRC · Entity 3937 PurchaseCommon Stock 2,000 $10.09 $20,180.00
Disclosure

SEC source: 0001609253-19-000130 · wf-form4_156530744387776.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,463.12

Read SEC document
May 26, 2019 Filed May 29, 2019 23:30 UTC California Resources Corp CRC · Entity 3937 Tax withholdingCommon Stock 3,254 $16.83 $54,764.82
Disclosure

SEC source: 0001609253-19-000112 · wf-form4_155917263656472.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,463.12

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:48 UTC California Resources Corp CRC · Entity 3937 Exercise / conversionRestricted Stock Unit · Derivative 8,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001609253-19-000047 · wf-form4_155087571088993.xml · derivative · entry 3

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,721

Underlying: Common Stock · 8,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of one-third of 25,082 Restricted Stock Units (RSUs) granted on February 21, 2018. Each RSU was the economic equivalent of one share of California Resources (CRC) common stock. On February 20, 2019, 3,344 of the reporting person's RSUs were settled for cash, and the remaining 5,017 were settled for an equal number of shares of CRC common stock.

F1 · price: Reflects the vesting of one-third of 25,082 Restricted Stock Units (RSUs) granted on February 21, 2018. Each RSU was the economic equivalent of one share of California Resources (CRC) common stock. On February 20, 2019, 3,344 of the reporting person's RSUs were settled for cash, and the remaining 5,017 were settled for an equal number of shares of CRC common stock.

F2 · derivative.exercise_date: One-third of the RSUs vested on February 20, 2019; the remaining RSUs vest in two equal annual installments beginning February 20, 2020.

F2 · derivative.expiration_date: One-third of the RSUs vested on February 20, 2019; the remaining RSUs vest in two equal annual installments beginning February 20, 2020.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:48 UTC California Resources Corp CRC · Entity 3937 Disposition to issuerCommon Stock 3,344 $22.18 $74,169.92
Disclosure

SEC source: 0001609253-19-000047 · wf-form4_155087571088993.xml · nonDerivative · entry 2

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,717.12

F1 · kind: Reflects the vesting of one-third of 25,082 Restricted Stock Units (RSUs) granted on February 21, 2018. Each RSU was the economic equivalent of one share of California Resources (CRC) common stock. On February 20, 2019, 3,344 of the reporting person's RSUs were settled for cash, and the remaining 5,017 were settled for an equal number of shares of CRC common stock.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:48 UTC California Resources Corp CRC · Entity 3937 Exercise / conversionCommon Stock 8,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001609253-19-000047 · wf-form4_155087571088993.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,061.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of one-third of 25,082 Restricted Stock Units (RSUs) granted on February 21, 2018. Each RSU was the economic equivalent of one share of California Resources (CRC) common stock. On February 20, 2019, 3,344 of the reporting person's RSUs were settled for cash, and the remaining 5,017 were settled for an equal number of shares of CRC common stock.

F1 · price: Reflects the vesting of one-third of 25,082 Restricted Stock Units (RSUs) granted on February 21, 2018. Each RSU was the economic equivalent of one share of California Resources (CRC) common stock. On February 20, 2019, 3,344 of the reporting person's RSUs were settled for cash, and the remaining 5,017 were settled for an equal number of shares of CRC common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 23:49 UTC California Resources Corp CRC · Entity 3937 GrantEmployee Stock Option (Right to Buy) · Derivative 9,074 $0.00 Strike: $23.88 $0.00
Disclosure

SEC source: 0001609253-19-000029 · wf-form4_155079295124670.xml · derivative · entry 2

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,074

Underlying: Common Stock · 9,074 shares

Expires 2026-02-18

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning February 18, 2020.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 23:49 UTC California Resources Corp CRC · Entity 3937 GrantRestricted Stock Unit · Derivative 21,650 $0.00 $0.00
Disclosure

SEC source: 0001609253-19-000029 · wf-form4_155079295124670.xml · derivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,650

Underlying: Common Stock · 21,650 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Restricted Stock Units (RSUs) pursuant to the California Resources Corporation Long-Term Incentive Plan. Upon vesting, the RSUs will be settled 50% in shares of common stock and 50% in cash.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning February 18, 2020.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning February 18, 2020.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:33 UTC California Resources Corp CRC · Entity 3937 Tax withholdingCommon Stock 2,427 $18.25 $44,292.75
Disclosure

SEC source: 0001609253-19-000011 · wf-form4_155018358616282.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,700.12

F1 · balance_after: Includes 223 shares acquired under CRC's Employee Stock Purchase Plan on December 31, 2018.

Read SEC document
August 04, 2018 Filed Aug 7, 2018 22:15 UTC California Resources Corp CRC · Entity 3937 Tax withholdingCommon Stock 1,063 $34.50 $36,673.50
Disclosure

SEC source: 0001609253-18-000142 · wf-form4_153368012683739.xml · nonDerivative · entry 3

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,904.12

F2 · shares: Relates to tax withholding on the vesting of a previously granted time-vested Restricted Stock Unit Award.

Read SEC document
August 04, 2018 Filed Aug 7, 2018 22:15 UTC California Resources Corp CRC · Entity 3937 Tax withholdingCommon Stock 6,193 $34.50 $213,658.50
Disclosure

SEC source: 0001609253-18-000142 · wf-form4_153368012683739.xml · nonDerivative · entry 2

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,967.12

Read SEC document
August 04, 2018 Filed Aug 7, 2018 22:15 UTC California Resources Corp CRC · Entity 3937 GrantCommon Stock 12,489 $0.00 $0.00
Disclosure

SEC source: 0001609253-18-000142 · wf-form4_153368012683739.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,160.12

F1 · shares: Vesting of performance-based Performace Stock Unit Award pursuant to California Resources Corporation Long-Term Incentive Plan.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 22:10 UTC California Resources Corp CRC · Entity 3937 Tax withholdingCommon Stock 983 $36.41 $35,791.03
Disclosure

SEC source: 0001609253-18-000119 · wf-form4_153324779759764.xml · nonDerivative · entry 2

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,671.12

F2 · balance_after: Includes 236 shares acquired under CRC's Employee Stock Purchase Plan on July 2, 2018.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 22:10 UTC California Resources Corp CRC · Entity 3937 GrantCommon Stock 2,841 $0.00 $0.00
Disclosure

SEC source: 0001609253-18-000119 · wf-form4_153324779759764.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,418.12

F1 · shares: Vesting of performance-based Restricted Stock Incentive Award pursuant to California Resources Corporation (CRC) Long-Term Incentive Plan.

Read SEC document
May 26, 2018 Filed May 30, 2018 20:46 UTC California Resources Corp CRC · Entity 3937 Tax withholdingCommon Stock 2,270 $32.39 $73,525.30
Disclosure

SEC source: 0001609253-18-000103 · wf-form4_152771317083532.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,577.12

Read SEC document
May 08, 2018 Filed May 10, 2018 22:02 UTC California Resources Corp CRC · Entity 3937 Tax withholdingCommon Stock 1,152 $32.74 $37,716.48
Disclosure

SEC source: 0001609253-18-000071 · wf-form4_152598966876413.xml · nonDerivative · entry 2

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,847.12

F2 · balance_after: Includes 125 shares acquired under CRC's 2014 Employee Stock Purchase Plan on April 1, 2018.

Read SEC document
May 08, 2018 Filed May 10, 2018 22:02 UTC California Resources Corp CRC · Entity 3937 GrantCommon Stock 3,329 $0.00 $0.00
Disclosure

SEC source: 0001609253-18-000071 · wf-form4_152598966876413.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,874.12

F1 · shares: Vesting of performance-based Restricted Stock Incentive Award pursuant to California Resources Corporation (CRC) Long-Term Incentive Plan.

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February 21, 2018 Filed Feb 24, 2018 00:39 UTC California Resources Corp CRC · Entity 3937 GrantEmployee Stock Option (right to buy) · Derivative 11,478 $0.00 Strike: $20.17 $0.00
Disclosure

SEC source: 0001609253-18-000031 · wf-form4_151943275946826.xml · derivative · entry 2

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,478

Underlying: Common Stock · 11,478 shares

Expires 2025-02-20

F3 · derivative.exercise_date: The Stock Options will vest in three (3) equal installments beginning on February 20, 2019, 2020 and 2021.

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February 21, 2018 Filed Feb 24, 2018 00:39 UTC California Resources Corp CRC · Entity 3937 GrantRestricted Stock Unit · Derivative 25,082 $0.00 $0.00
Disclosure

SEC source: 0001609253-18-000031 · wf-form4_151943275946826.xml · derivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Operations & Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,082

Underlying: Common Stock · 25,082 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted pursuant to California Resources Corporation's (CRC) Long-Term Incentive Plan will be settled upon vesting 60% in shares of CRC common stock and 40% in cash.

F2 · derivative.exercise_date: The RSUs will vest in three (3) equal installments beginning on February 20, 2019, 2020 and 2021.

F2 · derivative.expiration_date: The RSUs will vest in three (3) equal installments beginning on February 20, 2019, 2020 and 2021.

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February 12, 2018 Filed Feb 15, 2018 00:22 UTC California Resources Corp CRC · Entity 3937 Tax withholdingCommon Stock 2,421 $18.74 $45,369.54
Disclosure

SEC source: 0001609253-18-000014 · wf-form4_151865411205373.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,545.12

F1 · balance_after: Includes 219 shares acquired under CRC's 2014 Employee Stock Purchase Plan on September 30, 2017 and 210 shares acquired under CRC's Employee Stock Purchase Plan on December 31, 2017.

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August 04, 2017 Filed Aug 8, 2017 20:18 UTC California Resources Corp CRC · Entity 3937 Tax withholdingCommon Stock 806 $7.05 $5,682.30
Disclosure

SEC source: 0001609253-17-000151 · wf-form4_150222351267348.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,537.12

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May 26, 2017 Filed May 31, 2017 22:56 UTC California Resources Corp CRC · Entity 3937 Tax withholdingCommon Stock 2,467 $11.85 $29,233.95
Disclosure

SEC source: 0001609253-17-000111 · wf-form4_149627139585386.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,343.12

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May 09, 2017 Filed May 11, 2017 21:17 UTC California Resources Corp CRC · Entity 3937 Tax withholdingCommon Stock 2,339 $13.08 $30,594.12
Disclosure

SEC source: 0001609253-17-000075 · wf-form4_149453742485766.xml · nonDerivative · entry 2

Kerns Shawn M. · CIK 0001621969 · EVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,810.12

F2 · balance_after: Includes 127 shares acquired under CRC's employee stock purchase plan on March 31, 2017.

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May 09, 2017 Filed May 11, 2017 21:17 UTC California Resources Corp CRC · Entity 3937 GrantCommon Stock 6,220 $0.00 $0.00
Disclosure

SEC source: 0001609253-17-000075 · wf-form4_149453742485766.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,022.12

F1 · shares: Vesting of performance-based Restricted Stock Incentive Award pursuant to California Resources Corporation (CRC) Long-Term Incentive Plan.

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February 13, 2017 Filed Feb 16, 2017 01:34 UTC California Resources Corp CRC · Entity 3937 GrantCommon Stock 18,608 $0.00 $0.00
Disclosure

SEC source: 0001609253-17-000035 · wf-form4_148720886970706.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,802.12

F1 · kind: Grant of Restricted Stock Units (RSUs) pursuant to California Resources Corporation's (CRC) Long-Term Incentive Plan.

F2 · shares: The RSUs will vest in three (3) equal installments on February 12, 2018, 2019, and 2020.

F3 · balance_after: Includes 175 shares acquired under CRC's Employee Stock Purchase Plan on December 31, 2016.

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November 01, 2016 Filed Nov 3, 2016 15:51 UTC California Resources Corp CRC · Entity 3937 Tax withholdingCommon Stock 1,646 $10.51 $17,299.46
Disclosure

SEC source: 0001609253-16-000340 · wf-form4_147818825880906.xml · nonDerivative · entry 2

Kerns Shawn M. · CIK 0001621969 · EVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,019.12

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November 01, 2016 Filed Nov 3, 2016 15:51 UTC California Resources Corp CRC · Entity 3937 GrantCommon Stock 4,378 $0.00 $0.00
Disclosure

SEC source: 0001609253-16-000340 · wf-form4_147818825880906.xml · nonDerivative · entry 1

Kerns Shawn M. · CIK 0001621969 · EVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,665.12

F1 · shares: Vesting of performance-based Restricted Stock Incentive Award pursuant to California Resources Corporation Long-Term Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.