Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| California Resources CorpCRC · Entity 3937 | Director | May 17, 2021 | May 17, 2021 |
| Chaparral Energy, Inc.CHAP · Entity 148198 | Director | June 26, 2020 | June 29, 2020 |
| Chord Energy CorpCHRD · Entity 630 | Director | August 07, 2026 | August 07, 2026 |
| Oasis Midstream Partners LPOMP · Entity 130813 | Director | December 22, 2020 | December 31, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
California Resources Corp
Report date May 17, 2021 · Filed May 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,711 |
Reported balance
After 2021-05-17 transaction · row 1
1 source rowRow 1 · 2021-05-17 · Purchase · Acquired 3,000 · Balance 35,711 |
Chaparral Energy, Inc.
Report date June 26, 2020 · Filed June 29, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 13,598 |
Ending reported balance
After 2020-06-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-06-26 · Exercise / conversion · Acquired 10,000 · Balance 23,598 F1: The Restricted Stock Units ("RSUs") were granted to the reporting person by Chaparral Energy, Inc. (the "Issuer") under the Chaparral Energy, Inc. 2019 Long-Term Incentive Plan, dated June 28, 2019, and were settleable, at the Issuer's option, in shares of Class A Common Stock or cash at vesting. The RSUs vested on June 26, 2020 at the Issuer's annual meeting of stockholders. The Issuer elected to settle the RSUs in cash. Row 2 · 2020-06-26 · Disposition to issuer · Disposed 10,000 · Balance 13,598 F1: The Restricted Stock Units ("RSUs") were granted to the reporting person by Chaparral Energy, Inc. (the "Issuer") under the Chaparral Energy, Inc. 2019 Long-Term Incentive Plan, dated June 28, 2019, and were settleable, at the Issuer's option, in shares of Class A Common Stock or cash at vesting. The RSUs vested on June 26, 2020 at the Issuer's annual meeting of stockholders. The Issuer elected to settle the RSUs in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-06-26 | Direct | 0 |
Reported balance
After 2020-06-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-26 · Exercise / conversion · Disposed 10,000 · Balance 0 F1: The Restricted Stock Units ("RSUs") were granted to the reporting person by Chaparral Energy, Inc. (the "Issuer") under the Chaparral Energy, Inc. 2019 Long-Term Incentive Plan, dated June 28, 2019, and were settleable, at the Issuer's option, in shares of Class A Common Stock or cash at vesting. The RSUs vested on June 26, 2020 at the Issuer's annual meeting of stockholders. The Issuer elected to settle the RSUs in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units ("RSUs") were granted to the reporting person by Chaparral Energy, Inc. (the "Issuer") under the Chaparral Energy, Inc. 2019 Long-Term Incentive Plan, dated June 28, 2019, and were settleable, at the Issuer's option, in shares of Class A Common Stock or cash at vesting. The RSUs vested on June 26, 2020 at the Issuer's annual meeting of stockholders. The Issuer elected to settle the RSUs in cash.
Chord Energy Corp
Report date August 07, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,705 |
Reported balance
After 2026-08-07 transaction · row 1
1 source rowRow 1 · 2026-08-07 · Sale · Disposed 8,000 · Balance 10,705 |
Oasis Midstream Partners LP
Report date December 22, 2020 · Filed December 31, 2020
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Energy XXI Gulf Coast, Inc.
Report date October 18, 2018 · Filed October 18, 2018
Section 16 reporting ended · disclosed 2018-10-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-10-18 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-10-18 · Exercise / conversion · Acquired 41,358 · Balance 109,704 F3: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. Row 2 · 2018-10-18 · Exercise / conversion · Acquired 24,691 · Balance 134,395 F3: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. Row 3 · 2018-10-18 · Exercise / conversion · Acquired 375,000 · Balance 509,395 F3: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. Row 4 · 2018-10-18 · Disposition to issuer · Disposed 509,395 · Balance 0 F1: In connection with the merger between the Issuer and an indirectly wholly owned subsidiary of MLCJR LLC (the "Merger"), each share of common stock, par value $0.01 per share, of the Issuer ("Common Stock") was converted into the right to receive $9.10 in cash (the "Merger Consideration"). F3: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 375,000 |
Reported balance
After 2018-10-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-10-18 · Grant · Acquired 187,500 · Balance 375,000 F2: Each restricted stock unit represents the contingent right to receive one share of Common Stock. F3: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-18 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-10-18 · Exercise / conversion · Disposed 41,358 · Balance 0 F2: Each restricted stock unit represents the contingent right to receive one share of Common Stock. F3: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-18 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-10-18 · Exercise / conversion · Disposed 24,691 · Balance 0 F2: Each restricted stock unit represents the contingent right to receive one share of Common Stock. F3: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-18 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-10-18 · Exercise / conversion · Disposed 375,000 · Balance 0 F2: Each restricted stock unit represents the contingent right to receive one share of Common Stock. F3: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the merger between the Issuer and an indirectly wholly owned subsidiary of MLCJR LLC (the "Merger"), each share of common stock, par value $0.01 per share, of the Issuer ("Common Stock") was converted into the right to receive $9.10 in cash (the "Merger Consideration").
F2: Each restricted stock unit represents the contingent right to receive one share of Common Stock.
F3: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2026 Filed Aug 7, 2026 22:26 UTC | Chord Energy Corp CHRD · Entity 630 | SaleCommon Stock | 8,000 | $133.14 | $1,065,120.00 |
DisclosureSEC source: 0001548147-26-000014 · wk-form4_1786141591.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,705 Read SEC document |
| May 11, 2026 Filed May 11, 2026 21:32 UTC | Chord Energy Corp CHRD · Entity 630 | SaleCommon Stock | 1,500 | $138.57 | $207,855.00 |
DisclosureSEC source: 0001548147-26-000010 · wk-form4_1778535176.xml · nonDerivative · entry 3 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,705 Read SEC document |
| May 08, 2026 Filed May 11, 2026 21:32 UTC | Chord Energy Corp CHRD · Entity 630 | SaleCommon Stock | 3,500 | $136.71 | $478,485.00 |
DisclosureSEC source: 0001548147-26-000010 · wk-form4_1778535176.xml · nonDerivative · entry 2 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,205 F2 · price: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder. F3 · price: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $136.55 to $137.10 per share, inclusive. Read SEC document |
| May 07, 2026 Filed May 11, 2026 21:32 UTC | Chord Energy Corp CHRD · Entity 630 | SaleCommon Stock | 3,000 | $137.79 | $413,370.00 |
DisclosureSEC source: 0001548147-26-000010 · wk-form4_1778535176.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,705 F1 · price: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $137.74 to $137.91 per share, inclusive. F2 · price: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder. Read SEC document |
| April 29, 2026 Filed May 1, 2026 21:05 UTC | Chord Energy Corp CHRD · Entity 630 | GrantCommon Stock | 1,524 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001548147-26-000006 · wk-form4_1777669534.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,705 F1 · price: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on April 29, 2027, so long as the Reporting Person continuously provides services to the Issuer through such vesting date. Read SEC document |
| March 06, 2026 Filed Mar 9, 2026 21:34 UTC | Chord Energy Corp CHRD · Entity 630 | SaleCommon Stock | 2,126 | $120.28 | $255,715.28 |
DisclosureSEC source: 0001548147-26-000003 · wk-form4_1773092048.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,181 F1 · price: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $120.20 to $120.48 per share, inclusive. F2 · price: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder. Read SEC document |
| April 30, 2025 Filed May 2, 2025 22:57 UTC | Chord Energy Corp CHRD · Entity 630 | GrantCommon Stock | 2,039 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-021972 · wk-form4_1746226643.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,307 F1 · price: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on April 30, 2026, so long as the Reporting Person continuously provides services to the Issuer through such vesting date. Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 20:56 UTC | Chord Energy Corp CHRD · Entity 630 | OtherWarrants (Rights to Buy) · Derivative | 3 | $0.00 Strike: $75.57 | $0.00 |
DisclosureSEC source: 0001628280-24-040248 · wk-form4_1726174552.xml · derivative · entry 3 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3 shares Expires 2024-11-19 Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 20:56 UTC | Chord Energy Corp CHRD · Entity 630 | SaleCommon Stock | 2 | $143.18 | $286.36 |
DisclosureSEC source: 0001628280-24-040248 · wk-form4_1726174552.xml · nonDerivative · entry 2 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,268 F1 · kind: On September 10, 2024, the reporting person exercised warrants to purchase three shares of common stock, par value $0.01 ("Shares"), of Chord Energy Corporation, a Delaware corporation (the "Issuer"), for $75.57 per Share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding two Shares to pay the exercise price and issuing the remaining one Share to the reporting person. The Issuer also paid $59.65 to the reporting person in lieu of a fractional share. F2 · price: Price used to calculate the number of shares issued, and amount of cash in lieu paid for the fractional share, to the reporting person. The price is determined by taking the average of the volume weighted average prices of the ten trading days prior to the exercise. F3 · balance_after: Includes shares acquired through regular reinvestment of dividends. Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 20:56 UTC | Chord Energy Corp CHRD · Entity 630 | OtherCommon Stock | 3 | $75.57 | $226.71 |
DisclosureSEC source: 0001628280-24-040248 · wk-form4_1726174552.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,270 Read SEC document |
| May 01, 2024 Filed May 3, 2024 22:12 UTC | Chord Energy Corp CHRD · Entity 630 | GrantCommon Stock | 1,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-020391 · wk-form4_1714774333.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,152 F1 · security: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on May 1, 2025, so long as the Reporting Person continuously provides services to the Issuer through such vesting date. F1 · price: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on May 1, 2025, so long as the Reporting Person continuously provides services to the Issuer through such vesting date. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 21:34 UTC | Chord Energy Corp CHRD · Entity 630 | GrantCommon Stock | 1,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-033930 · doc4.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,110 F1 · security: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on April 26, 2024, so long as the Reporting Person continuously provides services to the Issuer through such vesting date. F1 · price: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on April 26, 2024, so long as the Reporting Person continuously provides services to the Issuer through such vesting date. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 00:02 UTC | Chord Energy Corp CHRD · Entity 630 | GrantCommon Stock | 1,740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-048375 · doc4.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,725 F1 · security: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on August 1, 2023, so long as the Reporting Person continuously provides services to the Issuer through such vesting date. F1 · price: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on August 1, 2023, so long as the Reporting Person continuously provides services to the Issuer through such vesting date. Read SEC document |
| August 05, 2022 Filed Aug 8, 2022 22:59 UTC | Chord Energy Corp CHRD · Entity 630 | PurchaseCommon Stock | 1,000 | $123.00 | $123,000.00 |
DisclosureSEC source: 0001209191-22-044887 · doc4.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,985 Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 21:53 UTC | Chord Energy Corp OAS · Entity 630 | PurchaseCommon Stock | 500 | $123.76 | $61,880.00 |
DisclosureSEC source: 0001209191-21-062990 · doc4.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,985 Read SEC document |
| October 28, 2021 Filed Oct 29, 2021 21:20 UTC | Chord Energy Corp OAS · Entity 630 | PurchaseCommon Stock | 625 | $118.75 | $74,218.75 |
DisclosureSEC source: 0001209191-21-062107 · doc4.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,485 Read SEC document |
| May 17, 2021 Filed May 17, 2021 22:41 UTC | California Resources Corp CRC · Entity 3937 | PurchaseCommon Stock | 3,000 | $24.47 | $73,410.00 |
DisclosureSEC source: 0001609253-21-000084 · wf-form4_162129127019649.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,711 Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:39 UTC | California Resources Corp CRC · Entity 3937 | GrantCommon Stock | 32,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001609253-21-000029 · wf-form4_161178357226444.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,711 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of January 25, 2022, 2023 and 2024 and, subject to certain exceptions, will be settled in shares of Common Stock on the date that is six months and one day following the Reporting Person's separation from service. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:58 UTC | Chord Energy Corp OAS · Entity 630 | GrantCommon Stock | 15,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065747 · doc4.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,860 F1 · acquired: Represents shares of restricted stock received by the reporting person from the issuer as director compensation. Read SEC document |
| November 20, 2020 Filed Nov 21, 2020 01:18 UTC | Chord Energy Corp OAS · Entity 630 | PurchaseCommon Stock | 3,360 | $29.71 | $99,825.60 |
DisclosureSEC source: 0001209191-20-059845 · doc4.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,360 F1 · price: Represents weighted average price of open market same day purchases. Purchases of shares took place at actual prices ranging from $29.49 to $29.75 per share. Read SEC document |
| June 26, 2020 Filed Jun 29, 2020 18:02 UTC | Chaparral Energy, Inc. CHAP · Entity 148198 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001346980-20-000072 · wf-form4_159346814271533.xml · derivative · entry 3 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires 2020-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted to the reporting person by Chaparral Energy, Inc. (the "Issuer") under the Chaparral Energy, Inc. 2019 Long-Term Incentive Plan, dated June 28, 2019, and were settleable, at the Issuer's option, in shares of Class A Common Stock or cash at vesting. The RSUs vested on June 26, 2020 at the Issuer's annual meeting of stockholders. The Issuer elected to settle the RSUs in cash. F1 · kind: The Restricted Stock Units ("RSUs") were granted to the reporting person by Chaparral Energy, Inc. (the "Issuer") under the Chaparral Energy, Inc. 2019 Long-Term Incentive Plan, dated June 28, 2019, and were settleable, at the Issuer's option, in shares of Class A Common Stock or cash at vesting. The RSUs vested on June 26, 2020 at the Issuer's annual meeting of stockholders. The Issuer elected to settle the RSUs in cash. F1 · price: The Restricted Stock Units ("RSUs") were granted to the reporting person by Chaparral Energy, Inc. (the "Issuer") under the Chaparral Energy, Inc. 2019 Long-Term Incentive Plan, dated June 28, 2019, and were settleable, at the Issuer's option, in shares of Class A Common Stock or cash at vesting. The RSUs vested on June 26, 2020 at the Issuer's annual meeting of stockholders. The Issuer elected to settle the RSUs in cash. F1 · balance_after: The Restricted Stock Units ("RSUs") were granted to the reporting person by Chaparral Energy, Inc. (the "Issuer") under the Chaparral Energy, Inc. 2019 Long-Term Incentive Plan, dated June 28, 2019, and were settleable, at the Issuer's option, in shares of Class A Common Stock or cash at vesting. The RSUs vested on June 26, 2020 at the Issuer's annual meeting of stockholders. The Issuer elected to settle the RSUs in cash. Read SEC document |
| June 26, 2020 Filed Jun 29, 2020 18:02 UTC | Chaparral Energy, Inc. CHAP · Entity 148198 | Disposition to issuerClass A Common Stock | 10,000 | $0.69 | $6,874.00 |
DisclosureSEC source: 0001346980-20-000072 · wf-form4_159346814271533.xml · nonDerivative · entry 2 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,598 F1 · kind: The Restricted Stock Units ("RSUs") were granted to the reporting person by Chaparral Energy, Inc. (the "Issuer") under the Chaparral Energy, Inc. 2019 Long-Term Incentive Plan, dated June 28, 2019, and were settleable, at the Issuer's option, in shares of Class A Common Stock or cash at vesting. The RSUs vested on June 26, 2020 at the Issuer's annual meeting of stockholders. The Issuer elected to settle the RSUs in cash. F1 · price: The Restricted Stock Units ("RSUs") were granted to the reporting person by Chaparral Energy, Inc. (the "Issuer") under the Chaparral Energy, Inc. 2019 Long-Term Incentive Plan, dated June 28, 2019, and were settleable, at the Issuer's option, in shares of Class A Common Stock or cash at vesting. The RSUs vested on June 26, 2020 at the Issuer's annual meeting of stockholders. The Issuer elected to settle the RSUs in cash. Read SEC document |
| June 26, 2020 Filed Jun 29, 2020 18:02 UTC | Chaparral Energy, Inc. CHAP · Entity 148198 | Exercise / conversionClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001346980-20-000072 · wf-form4_159346814271533.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Restricted Stock Units ("RSUs") were granted to the reporting person by Chaparral Energy, Inc. (the "Issuer") under the Chaparral Energy, Inc. 2019 Long-Term Incentive Plan, dated June 28, 2019, and were settleable, at the Issuer's option, in shares of Class A Common Stock or cash at vesting. The RSUs vested on June 26, 2020 at the Issuer's annual meeting of stockholders. The Issuer elected to settle the RSUs in cash. F1 · price: The Restricted Stock Units ("RSUs") were granted to the reporting person by Chaparral Energy, Inc. (the "Issuer") under the Chaparral Energy, Inc. 2019 Long-Term Incentive Plan, dated June 28, 2019, and were settleable, at the Issuer's option, in shares of Class A Common Stock or cash at vesting. The RSUs vested on June 26, 2020 at the Issuer's annual meeting of stockholders. The Issuer elected to settle the RSUs in cash. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 16:12 UTC | Chaparral Energy, Inc. CHAP · Entity 148198 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001346980-19-000056 · wf-form4_156754154717659.xml · derivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Restricted Stock Units · 10,000 shares Expires not disclosed F1 · derivative.exercise_date: Restricted stock units granted under the Chaparral Energy, Inc. 2019 Long-Term Incentive Plan, dated June 28, 2019, and settleable, at the company's option, in shares of Class A common stock or cash of equivalent value that vest on the earlier of the one year anniversary of the grant date or the next ensuing annual meeting of the company's stockholders. F1 · derivative.expiration_date: Restricted stock units granted under the Chaparral Energy, Inc. 2019 Long-Term Incentive Plan, dated June 28, 2019, and settleable, at the company's option, in shares of Class A common stock or cash of equivalent value that vest on the earlier of the one year anniversary of the grant date or the next ensuing annual meeting of the company's stockholders. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 19:51 UTC | Chaparral Energy, Inc. CHAP · Entity 148198 | Tax withholdingClass A Common Stock | 2,418 | $5.61 | $13,564.98 |
DisclosureSEC source: 0000899243-19-009874 · doc4.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,598 F1 · kind: Exempt sale pursuant to Rule 16b-3(e) promulgated under the Securities Exchange Act of 1934. Represents shares of Class A Common Stock of the Issuer delivered for payment of tax obligations upon the vesting of 6,044 shares of restricted stock awarded under the Management Incentive Plan of the Issuer, dated as of August 9, 2017. The number of vested shares delivered was based on the closing price of the Issuer's Class A Common Stock on April 1, 2019. Read SEC document |
| October 18, 2018 Filed Oct 18, 2018 12:27 UTC | Energy XXI Gulf Coast, Inc. EGC · Entity 162906 | Exercise / conversionRestricted Stock Units · Derivative | 375,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-062693 · a4.xml · derivative · entry 8 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 375,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of Common Stock. F3 · price: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. F3 · derivative.exercise_date: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. F3 · derivative.expiration_date: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. Read SEC document |
| October 18, 2018 Filed Oct 18, 2018 12:27 UTC | Energy XXI Gulf Coast, Inc. EGC · Entity 162906 | Exercise / conversionRestricted Stock Units · Derivative | 24,691 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-062693 · a4.xml · derivative · entry 7 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of Common Stock. F3 · price: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. F3 · derivative.exercise_date: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. F3 · derivative.expiration_date: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. Read SEC document |
| October 18, 2018 Filed Oct 18, 2018 12:27 UTC | Energy XXI Gulf Coast, Inc. EGC · Entity 162906 | Exercise / conversionRestricted Stock Units · Derivative | 41,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-062693 · a4.xml · derivative · entry 6 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of Common Stock. F3 · price: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. F3 · derivative.exercise_date: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. F3 · derivative.expiration_date: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. Read SEC document |
| October 18, 2018 Filed Oct 18, 2018 12:27 UTC | Energy XXI Gulf Coast, Inc. EGC · Entity 162906 | GrantRestricted Stock Units · Derivative | 187,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-062693 · a4.xml · derivative · entry 5 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 187,500 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of Common Stock. F3 · price: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. F3 · derivative.exercise_date: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. F3 · derivative.expiration_date: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. Read SEC document |
| October 18, 2018 Filed Oct 18, 2018 12:27 UTC | Energy XXI Gulf Coast, Inc. EGC · Entity 162906 | Disposition to issuerCommon Stock | 509,395 | $9.10 | $4,635,494.50 |
DisclosureSEC source: 0001104659-18-062693 · a4.xml · nonDerivative · entry 4 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: In connection with the merger between the Issuer and an indirectly wholly owned subsidiary of MLCJR LLC (the "Merger"), each share of common stock, par value $0.01 per share, of the Issuer ("Common Stock") was converted into the right to receive $9.10 in cash (the "Merger Consideration"). F3 · price: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. Read SEC document |
| October 18, 2018 Filed Oct 18, 2018 12:27 UTC | Energy XXI Gulf Coast, Inc. EGC · Entity 162906 | Exercise / conversionCommon Stock | 375,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-062693 · a4.xml · nonDerivative · entry 3 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. Read SEC document |
| October 18, 2018 Filed Oct 18, 2018 12:27 UTC | Energy XXI Gulf Coast, Inc. EGC · Entity 162906 | Exercise / conversionCommon Stock | 24,691 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-062693 · a4.xml · nonDerivative · entry 2 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. Read SEC document |
| October 18, 2018 Filed Oct 18, 2018 12:27 UTC | Energy XXI Gulf Coast, Inc. EGC · Entity 162906 | Exercise / conversionCommon Stock | 41,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-062693 · a4.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:35 UTC | Energy XXI Gulf Coast, Inc. EGC · Entity 162906 | GrantRestricted Stock Units · Derivative | 185,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-039463 · a4.xml · derivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 Underlying: Common Stock · 185,000 shares Expires not disclosed F1 · security: The restricted stock units were awarded to Mr. Brooks under the 2018 Long Term Incentive Plan of Energy XXI Gulf Coast, Inc. (the "Company"). F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company ("Common Stock"). F3 · derivative.exercise_date: These restricted stock units will vest in three substantially equal installments on each of the first three anniversaries of the June 7, 2018 grant date, provided that Mr. Brooks remains continuously employed by the Company on the applicable vesting date. The vesting schedule could be changed following a change of control of the Company. F3 · derivative.expiration_date: These restricted stock units will vest in three substantially equal installments on each of the first three anniversaries of the June 7, 2018 grant date, provided that Mr. Brooks remains continuously employed by the Company on the applicable vesting date. The vesting schedule could be changed following a change of control of the Company. Read SEC document |
| June 07, 2018 Filed Jun 13, 2018 16:37 UTC Amendment | Energy XXI Gulf Coast, Inc. EGC · Entity 162906 | GrantRestricted Stock Units · Derivative | 187,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-039868 · a4a.xml · derivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,500 Underlying: Common Stock · 187,500 shares Expires not disclosed F1 · security: The restricted stock units were awarded to Mr. Brooks under the 2018 Long Term Incentive Plan of Energy XXI Gulf Coast, Inc. (the "Company"). F4 · security: The original filing inadvertently disclosed the incorrect number of restricted stock units awarded. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company ("Common Stock"). F3 · derivative.exercise_date: These restricted stock units will vest in three substantially equal installments on each of the first three anniversaries of the June 7, 2018 grant date, provided that Mr. Brooks remains continuously employed by the Company on the applicable vesting date. The vesting schedule could be changed following a change of control of the Company. F3 · derivative.expiration_date: These restricted stock units will vest in three substantially equal installments on each of the first three anniversaries of the June 7, 2018 grant date, provided that Mr. Brooks remains continuously employed by the Company on the applicable vesting date. The vesting schedule could be changed following a change of control of the Company. Read SEC document |
| May 14, 2018 Filed May 15, 2018 19:24 UTC | Energy XXI Gulf Coast, Inc. EGC · Entity 162906 | PurchaseCommon Stock | 8,800 | $7.10 | $62,480.00 |
DisclosureSEC source: 0001104659-18-033550 · a4.xml · nonDerivative · entry 2 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,346 Read SEC document |
| May 14, 2018 Filed May 15, 2018 19:24 UTC | Energy XXI Gulf Coast, Inc. EGC · Entity 162906 | PurchaseCommon Stock | 1,200 | $6.88 | $8,256.00 |
DisclosureSEC source: 0001104659-18-033550 · a4.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,546 Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 13:54 UTC | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | Tax withholdingCommon Stock | 4,961 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-025142 · a4.xml · nonDerivative · entry 2 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,346 F2 · kind: Mr. Brooks elected to satisfy a tax withholding obligation arising upon vesting of the restricted stock units by having Energy XXI Gulf Coast, Inc. withhold shares that would have otherwise been issued to Mr. Brooks. The 4,961 shares withheld had a value equal to the tax withholding obligation. F1 · price: Represents the settlement for shares on the vesting of the first 33% tranche of the 61,728 restricted stock units granted to Mr. Brooks on April 17, 2017. No additional consideration was paid by Mr. Brooks in connection with such settlement. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 13:54 UTC | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | Exercise / conversionCommon Stock | 20,370 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-025142 · a4.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement for shares on the vesting of the first 33% tranche of the 61,728 restricted stock units granted to Mr. Brooks on April 17, 2017. No additional consideration was paid by Mr. Brooks in connection with such settlement. F1 · price: Represents the settlement for shares on the vesting of the first 33% tranche of the 61,728 restricted stock units granted to Mr. Brooks on April 17, 2017. No additional consideration was paid by Mr. Brooks in connection with such settlement. Read SEC document |
| February 02, 2018 Filed Apr 19, 2018 13:54 UTC | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | Exercise / conversionRestricted Stock Units · Derivative | 20,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-025142 · a4.xml · derivative · entry 3 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,358 Underlying: Common Stock · 20,370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Settlement of the vested portion of restricted stock units that were awarded to Mr. Brooks under the 2016 Long Term Incentive Plan of the Company. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. F3 · kind: Settlement of the vested portion of restricted stock units that were awarded to Mr. Brooks under the 2016 Long Term Incentive Plan of the Company. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. F3 · derivative.exercise_date: Settlement of the vested portion of restricted stock units that were awarded to Mr. Brooks under the 2016 Long Term Incentive Plan of the Company. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. F3 · derivative.expiration_date: Settlement of the vested portion of restricted stock units that were awarded to Mr. Brooks under the 2016 Long Term Incentive Plan of the Company. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 16:16 UTC | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | Exercise / conversionRestricted Stock Units · Derivative | 24,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-000521 · a4.xml · derivative · entry 3 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,691 Underlying: Common Stock · 24,691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Settlement of the vested portion of restricted stock units that were awarded to Mr. Brooks under the 2016 Long Term Incentive Plan of the Company. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of the Company. F3 · kind: Settlement of the vested portion of restricted stock units that were awarded to Mr. Brooks under the 2016 Long Term Incentive Plan of the Company. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of the Company. F3 · derivative.exercise_date: Settlement of the vested portion of restricted stock units that were awarded to Mr. Brooks under the 2016 Long Term Incentive Plan of the Company. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of the Company. F3 · derivative.expiration_date: Settlement of the vested portion of restricted stock units that were awarded to Mr. Brooks under the 2016 Long Term Incentive Plan of the Company. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of the Company. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 16:16 UTC | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | Tax withholdingCommon Stock | 6,754 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-000521 · a4.xml · nonDerivative · entry 2 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,937 F2 · kind: Mr. Brooks elected to satisfy a tax withholding obligation arising upon vesting of the restricted stock units by having Energy XXI Gulf Coast, Inc. (the "Company") withhold shares that would have otherwise been issued to Mr. Brooks. The 6,754 shares withheld had a value equal to the tax withholding obligation. F1 · price: Represents settlement upon the vesting of the first one-half of Mr. Brooks's restricted stock units granted on April 17, 2017. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 16:16 UTC | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | Exercise / conversionCommon Stock | 24,691 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-000521 · a4.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents settlement upon the vesting of the first one-half of Mr. Brooks's restricted stock units granted on April 17, 2017. F1 · price: Represents settlement upon the vesting of the first one-half of Mr. Brooks's restricted stock units granted on April 17, 2017. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 10:02 UTC | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | PurchaseCommon Stock | 5,000 | $4.96 | $24,800.00 |
DisclosureSEC source: 0001104659-17-070060 · a4.xml · nonDerivative · entry 3 Brooks Douglas E · CIK 0001548147 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 10:02 UTC | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | PurchaseCommon Stock | 10,000 | $4.94 | $49,400.00 |
DisclosureSEC source: 0001104659-17-070060 · a4.xml · nonDerivative · entry 2 Brooks Douglas E · CIK 0001548147 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 10:02 UTC | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | PurchaseCommon Stock | 10,000 | $4.93 | $49,300.00 |
DisclosureSEC source: 0001104659-17-070060 · a4.xml · nonDerivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 16:38 UTC | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | GrantRestricted Stock Units · Derivative | 49,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001404973-17-000006 · certent-form4.xml · derivative · entry 3 Brooks Douglas E · CIK 0001548147 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,382 Underlying: Common Stock · 49,382 shares Expires not disclosed F1 · security: The restricted stock units and the options were awarded to Mr. Brooks under the 2016 Long Term Incentive Plan (the "2016 LTIP") of Energy XXI Gulf Coast, Inc. (the "Company"). Each restricted stock unit and option represents a right to receive or acquire (as applicable) one share of common stock, par value $0.01 per share, of the Company ("Common Stock"). F4 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of Common Stock. F6 · derivative.exercise_date: These restricted stock units will vest 50% on December 29, 2017 and 50% on December 31, 2018, provided that Mr. Brooks remains continuously employed by the Company on the applicable vesting date, except that if Mr. Brooks is terminated by the Company without cause or if Mr. Brooks resigns for good reason, any unvested portion of these restricted stock units would become fully vested at termination of employment. F3 · derivative.exercise_date: If a Change of Control (as defined in the 2016 LTIP) occurs while Mr. Brooks is still employed by the Company, then any unvested restricted stock units or stock options described in this Form 4 will immediately become fully vested and will be subject to the terms of the 2016 LTIP. F6 · derivative.expiration_date: These restricted stock units will vest 50% on December 29, 2017 and 50% on December 31, 2018, provided that Mr. Brooks remains continuously employed by the Company on the applicable vesting date, except that if Mr. Brooks is terminated by the Company without cause or if Mr. Brooks resigns for good reason, any unvested portion of these restricted stock units would become fully vested at termination of employment. F3 · derivative.expiration_date: If a Change of Control (as defined in the 2016 LTIP) occurs while Mr. Brooks is still employed by the Company, then any unvested restricted stock units or stock options described in this Form 4 will immediately become fully vested and will be subject to the terms of the 2016 LTIP. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 16:38 UTC | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | GrantRestricted Stock Units · Derivative | 61,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001404973-17-000006 · certent-form4.xml · derivative · entry 2 Brooks Douglas E · CIK 0001548147 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,728 Underlying: Common Stock · 61,728 shares Expires not disclosed F1 · security: The restricted stock units and the options were awarded to Mr. Brooks under the 2016 Long Term Incentive Plan (the "2016 LTIP") of Energy XXI Gulf Coast, Inc. (the "Company"). Each restricted stock unit and option represents a right to receive or acquire (as applicable) one share of common stock, par value $0.01 per share, of the Company ("Common Stock"). F4 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: These restricted stock units will vest in three substantially equal installments on each of the first three anniversaries of the April 17, 2017 grant date, provided that Mr. Brooks remains continuously employed by the Company on the applicable vesting date, except as described in the next sentence in connection with certain terminations by the Company without cause or by Mr. Brooks for good reason. If (i) the Company consummates a third party business combination that does not qualify as a change of control (as defined in the 2016 LTIP), but is a corporate change (as defined in Mr. Brooks's Employment Agreement), and (ii) Mr. Brooks's employment terminates as a result of that transaction on or before the 90th day after the corporate change, then any unvested restricted stock units would become fully vested at termination of employment. F3 · derivative.exercise_date: If a Change of Control (as defined in the 2016 LTIP) occurs while Mr. Brooks is still employed by the Company, then any unvested restricted stock units or stock options described in this Form 4 will immediately become fully vested and will be subject to the terms of the 2016 LTIP. F5 · derivative.expiration_date: These restricted stock units will vest in three substantially equal installments on each of the first three anniversaries of the April 17, 2017 grant date, provided that Mr. Brooks remains continuously employed by the Company on the applicable vesting date, except as described in the next sentence in connection with certain terminations by the Company without cause or by Mr. Brooks for good reason. If (i) the Company consummates a third party business combination that does not qualify as a change of control (as defined in the 2016 LTIP), but is a corporate change (as defined in Mr. Brooks's Employment Agreement), and (ii) Mr. Brooks's employment terminates as a result of that transaction on or before the 90th day after the corporate change, then any unvested restricted stock units would become fully vested at termination of employment. F3 · derivative.expiration_date: If a Change of Control (as defined in the 2016 LTIP) occurs while Mr. Brooks is still employed by the Company, then any unvested restricted stock units or stock options described in this Form 4 will immediately become fully vested and will be subject to the terms of the 2016 LTIP. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 16:38 UTC | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | GrantEmployee Stock Option (right to buy) · Derivative | 172,686 | $0.00 Strike: $28.35 | $0.00 |
DisclosureSEC source: 0001404973-17-000006 · certent-form4.xml · derivative · entry 1 Brooks Douglas E · CIK 0001548147 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,686 Underlying: Common Stock · 172,686 shares Expires 2027-04-17 F1 · security: The restricted stock units and the options were awarded to Mr. Brooks under the 2016 Long Term Incentive Plan (the "2016 LTIP") of Energy XXI Gulf Coast, Inc. (the "Company"). Each restricted stock unit and option represents a right to receive or acquire (as applicable) one share of common stock, par value $0.01 per share, of the Company ("Common Stock"). F2 · derivative.exercise_date: Each option represents a contingent right to purchase one share of Common Stock at an exercise price of $28.35 per share. The options vest and become exercisable in three substantially equal installments on each of the first three anniversaries of the April 17, 2017 grant date, provided that Mr. Brooks remains continuously employed by the Company on the applicable vesting date, except as described in the next sentence in connection with certain terminations by the Company without cause or by Mr. Brooks for good reason. If (i) the Company consummates a third party business combination that does not qualify as a change of control (as defined in the 2016 LTIP), but is a corporate change (as defined in Mr. Brooks's Employment Agreement), and (ii) Mr. Brooks's employment terminates as a result of that transaction on or before the 90th day after the corporate change, then any unvested stock options would become fully vested at termination of employment. F3 · derivative.exercise_date: If a Change of Control (as defined in the 2016 LTIP) occurs while Mr. Brooks is still employed by the Company, then any unvested restricted stock units or stock options described in this Form 4 will immediately become fully vested and will be subject to the terms of the 2016 LTIP. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.