Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2017 Filed Feb 28, 2017 23:45 UTC |
POWELL CURTIS KSr. Vice President
|
GiftCommon Stock, no par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000889609-17-000008 · primary_doc.xml · nonDerivative · entry 4 POWELL CURTIS K · CIK 0001248274 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Powell Family Trust Disclosed balance after: 249,080 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 23:45 UTC |
POWELL CURTIS KSr. Vice President
|
GiftCommon Stock, no par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000889609-17-000008 · primary_doc.xml · nonDerivative · entry 3 POWELL CURTIS K · CIK 0001248274 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 23:45 UTC |
POWELL CURTIS KSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 10,000 | $1.50 | $15,000.00 |
DisclosureSEC source: 0000889609-17-000008 · primary_doc.xml · nonDerivative · entry 2 POWELL CURTIS K · CIK 0001248274 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 23:54 UTC |
CREATURA MARKSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-17-000009 · primary_doc.xml · derivative · entry 2 CREATURA MARK · CIK 0001244785 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 10,000 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable as to 6,000 shares on June 10, 2010, and as to additional cumulative increments of 2,000 shares on February 27 of 2011 and 2012. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 23:54 UTC |
CREATURA MARKSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 10,000 | $1.50 | $15,000.00 |
DisclosureSEC source: 0000889609-17-000009 · primary_doc.xml · nonDerivative · entry 1 CREATURA MARK · CIK 0001244785 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 23:02 UTC |
Harton John PatrickSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,500 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-17-000007 · primary_doc.xml · derivative · entry 2 Harton John Patrick · CIK 0001605827 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 2,500 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable as to 1,500 shares on June 10, 2010, and as to additional cumulative increments of 500 shares on February 27 of 2011 and 2012. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 23:02 UTC |
Harton John PatrickSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 2,500 | $1.50 | $3,750.00 |
DisclosureSEC source: 0000889609-17-000007 · primary_doc.xml · nonDerivative · entry 1 Harton John Patrick · CIK 0001605827 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 22:53 UTC |
Bharwani DeneshSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-17-000006 · primary_doc.xml · derivative · entry 2 Bharwani Denesh · CIK 0001672094 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 5,000 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable as to 3,000 shares on June 10, 2010, and as to additional cumulative increments of 1,000 shares on February 27 of 2011 and 2012. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 22:53 UTC |
Bharwani DeneshSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 5,000 | $1.50 | $7,500.00 |
DisclosureSEC source: 0000889609-17-000006 · primary_doc.xml · nonDerivative · entry 1 Bharwani Denesh · CIK 0001672094 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:00 UTC |
TERRY CHRISSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-17-000005 · primary_doc.xml · derivative · entry 3 TERRY CHRIS · CIK 0001244792 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 10,000 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Issued in consideration of the named person's services to the issuer. F2 · derivative.exercise_date: Became exercisable as to 6,000 shares on June 10, 2010, and as to additional cumulative increments of 2,000 shares on February 27 of 2011 and 2012. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:00 UTC |
TERRY CHRISSr. Vice President
|
Tax withholdingCommon Stock, no par value | 2,847 | $5.27 | $15,003.69 |
DisclosureSEC source: 0000889609-17-000005 · primary_doc.xml · nonDerivative · entry 2 TERRY CHRIS · CIK 0001244792 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,364 F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 7,153 shares of common stock on net exercise of option to purchase 10,000 shares of common stock. The reporting person forfeited 2,847 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on February 23, 2017 of $5.27 per share. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:00 UTC |
TERRY CHRISSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 10,000 | $1.50 | $15,000.00 |
DisclosureSEC source: 0000889609-17-000005 · primary_doc.xml · nonDerivative · entry 1 TERRY CHRIS · CIK 0001244792 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:59 UTC |
Fritz Jeffrey PSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-17-000004 · primary_doc.xml · derivative · entry 2 Fritz Jeffrey P · CIK 0001301087 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common, no par · 10,000 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable as to 6,000 shares on June 10, 2010, and as to additional cumulative increments of 2,000 shares on February 27 of 2011 and 2012. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:59 UTC |
Fritz Jeffrey PSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 10,000 | $1.50 | $15,000.00 |
DisclosureSEC source: 0000889609-17-000004 · primary_doc.xml · nonDerivative · entry 1 Fritz Jeffrey P · CIK 0001301087 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:50 UTC |
Straten LaurieSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-17-000003 · primary_doc.xml · derivative · entry 2 Straten Laurie · CIK 0001576501 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common, no par · 5,000 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable as to 3,000 shares on June 10, 2010, and as to additional cumulative increments of 1,000 shares on February 27 of 2011 and 2012. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:50 UTC |
Straten LaurieSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 5,000 | $1.50 | $7,500.00 |
DisclosureSEC source: 0000889609-17-000003 · primary_doc.xml · nonDerivative · entry 1 Straten Laurie · CIK 0001576501 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:33 UTC |
Robinson TeriSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-17-000002 · primary_doc.xml · derivative · entry 2 Robinson Teri · CIK 0001397947 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common, no par · 5,000 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable as to 3,000 shares on June 10, 2010, and as to additional cumulative increments of 1,000 shares on February 27 of 2011 and 2012. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:33 UTC |
Robinson TeriSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 5,000 | $1.50 | $7,500.00 |
DisclosureSEC source: 0000889609-17-000002 · primary_doc.xml · nonDerivative · entry 1 Robinson Teri · CIK 0001397947 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 00:12 UTC |
ROBERTS WILLIAM BDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 30,000 | Not disclosed Strike: $3.48 | Not disclosed |
DisclosureSEC source: 0000889609-17-000001 · primary_doc.xml · derivative · entry 3 ROBERTS WILLIAM B · CIK 0001005213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 30,000 shares Expires 2023-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Issued in consideration of the named person's service to the issuer. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 00:12 UTC |
ROBERTS WILLIAM BDirector
|
Tax withholdingCommon Stock, no par value | 20,922 | $4.99 | $104,400.78 |
DisclosureSEC source: 0000889609-17-000001 · primary_doc.xml · nonDerivative · entry 2 ROBERTS WILLIAM B · CIK 0001005213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,078 F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 9,078 shares of common stock on net exercise of options to purchase 30,000 shares of common stock. The reporting person forfeited 20,922 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on January 17, 2017 of $4.99 per share. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 00:12 UTC |
ROBERTS WILLIAM BDirector
|
Exercise / conversionCommon Stock, no par value | 30,000 | $3.48 | $104,400.00 |
DisclosureSEC source: 0000889609-17-000001 · primary_doc.xml · nonDerivative · entry 1 ROBERTS WILLIAM B · CIK 0001005213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 780,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2017 Filed Feb 28, 2017 23:45 UTC |
POWELL CURTIS KSr. Vice President
|
GiftCommon Stock, no par value | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000889609-17-000008 · primary_doc.xml · nonDerivative · entry 1 POWELL CURTIS K · CIK 0001248274 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Powell Family Trust Disclosed balance after: 239,080 Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 22:42 UTC |
WOOD DANIEL SDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $4.53 | Not disclosed |
DisclosureSEC source: 0000889609-16-000071 · primary_doc.xml · derivative · entry 1 WOOD DANIEL S · CIK 0001246388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock, No Par Value · 20,000 shares Expires 2023-10-28 F1 · price: Issued in consideration of the named person's service to the issuer. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 22:31 UTC |
Rayhill BrianDirector
|
GrantStock Option (right to buy) · Derivative | 70,000 | Not disclosed Strike: $4.53 | Not disclosed |
DisclosureSEC source: 0000889609-16-000070 · primary_doc.xml · derivative · entry 1 Rayhill Brian · CIK 0001378986 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock, No Par Value · 70,000 shares Expires 2023-10-28 F1 · price: Issued in consideration of the named person's service to the issuer. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 23:29 UTC |
BRADLEY CHARLES E JRDirector · President and CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 80,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-16-000069 · primary_doc.xml · derivative · entry 2 BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 80,000 shares Expires 2016-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable as to 48,000 shares on June 10, 2010, and as to additional cumulative increments of 16,000 shares on October 25 of 2010 and 2011. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 23:29 UTC |
BRADLEY CHARLES E JRDirector · President and CEO
|
Exercise / conversionCommon Stock, no par value | 80,000 | $1.50 | $120,000.00 |
DisclosureSEC source: 0000889609-16-000069 · primary_doc.xml · nonDerivative · entry 1 BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,897,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 21:42 UTC |
Bharwani DeneshSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-16-000068 · primary_doc.xml · derivative · entry 2 Bharwani Denesh · CIK 0001672094 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 20,000 shares Expires 2016-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable as to 12,000 shares on June 10, 2010, and as to additional cumulative increments of 4,000 shares on October 25 of 2010 and 2011. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 21:42 UTC |
Bharwani DeneshSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 20,000 | $1.50 | $30,000.00 |
DisclosureSEC source: 0000889609-16-000068 · primary_doc.xml · nonDerivative · entry 1 Bharwani Denesh · CIK 0001672094 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 21:17 UTC |
Harton John PatrickSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-16-000067 · primary_doc.xml · derivative · entry 2 Harton John Patrick · CIK 0001605827 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 10,000 shares Expires 2016-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable as to 6,000 shares on June 10, 2010, and as to additional cumulative increments of 2,000 shares on October 25 of 2010 and 2011. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 21:17 UTC |
Harton John PatrickSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 10,000 | $1.50 | $15,000.00 |
DisclosureSEC source: 0000889609-16-000067 · primary_doc.xml · nonDerivative · entry 1 Harton John Patrick · CIK 0001605827 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 22:26 UTC |
CREATURA MARKSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 40,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-16-000066 · primary_doc.xml · derivative · entry 2 CREATURA MARK · CIK 0001244785 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 40,000 shares Expires 2016-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable as to 24,000 shares on June 10, 2010, and as to additional cumulative increments of 8,000 shares on October 25 of 2010 and 2011. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 22:26 UTC |
CREATURA MARKSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 40,000 | $1.50 | $60,000.00 |
DisclosureSEC source: 0000889609-16-000066 · primary_doc.xml · nonDerivative · entry 1 CREATURA MARK · CIK 0001244785 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 22:34 UTC |
TERRY CHRISSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 40,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-16-000065 · primary_doc.xml · derivative · entry 3 TERRY CHRIS · CIK 0001244792 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stoc, no par value · 40,000 shares Expires 2016-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Issued in consideration of the named person's services to the issuer. F2 · derivative.exercise_date: Became exercisable as to 24,000 shares on June 10, 2010, and as to additional cumulative increments of 8,000 shares on October 25 of 2010 and 2011. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 22:34 UTC |
TERRY CHRISSr. Vice President
|
Tax withholdingCommon Stock, no par value | 13,699 | $4.38 | $60,001.62 |
DisclosureSEC source: 0000889609-16-000065 · primary_doc.xml · nonDerivative · entry 2 TERRY CHRIS · CIK 0001244792 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,413 F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 26,301 shares of common stock on net exercise of option to purchase 40,000 shares of common stock. The reporting person forfeited 13,699 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on October 21, 2016 of $4.38 per share. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 22:34 UTC |
TERRY CHRISSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 40,000 | $1.50 | $60,000.00 |
DisclosureSEC source: 0000889609-16-000065 · primary_doc.xml · nonDerivative · entry 1 TERRY CHRIS · CIK 0001244792 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 22:00 UTC |
Robinson TeriSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-16-000058 · primary_doc.xml · derivative · entry 2 Robinson Teri · CIK 0001397947 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common, no par · 20,000 shares Expires 2016-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable as to 12,000 shares on June 10, 2010, and as to additional cumulative increments of 4,000 shares on October 25 of 2010 and 2011. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 22:00 UTC |
Robinson TeriSr. Vice President
|
Exercise / conversionCommon Stock, no par value | 20,000 | $1.50 | $30,000.00 |
DisclosureSEC source: 0000889609-16-000058 · primary_doc.xml · nonDerivative · entry 1 Robinson Teri · CIK 0001397947 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 22:09 UTC |
POWELL CURTIS KSr. Vice President
|
Exercise / conversionStock Option (right to buy) · Derivative | 30,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-16-000057 · primary_doc.xml · derivative · entry 4 POWELL CURTIS K · CIK 0001248274 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock, no par value · 30,000 shares Expires 2016-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable as to 18,000 shares on June 10, 2010, and as to additional cumulative increments of 6,000 shares on October 25 of 2010 and 2011. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 22:09 UTC |
POWELL CURTIS KSr. Vice President
|
GiftCommon Stock, no par value | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000889609-16-000057 · primary_doc.xml · nonDerivative · entry 3 POWELL CURTIS K · CIK 0001248274 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Powell Family Trust Disclosed balance after: 242,080 Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 22:09 UTC |
POWELL CURTIS KSr. Vice President
|
GiftCommon Stock, no par value | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000889609-16-000057 · primary_doc.xml · nonDerivative · entry 2 POWELL CURTIS K · CIK 0001248274 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 22:09 UTC |
POWELL CURTIS KSr. Vice President
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Exercise / conversionCommon Stock, no par value | 30,000 | $1.50 | $45,000.00 |
DisclosureSEC source: 0000889609-16-000057 · primary_doc.xml · nonDerivative · entry 1 POWELL CURTIS K · CIK 0001248274 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 10, 2016 Filed Oct 12, 2016 18:48 UTC |
Straten LaurieSr. Vice President
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Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-16-000056 · primary_doc.xml · derivative · entry 2 Straten Laurie · CIK 0001576501 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common, no par · 20,000 shares Expires 2016-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable as to 12,000 shares on June 10, 2010, and as to additional cumulative increments of 4,000 shares on October 25 of 2010 and 2011. Read SEC document |
| October 10, 2016 Filed Oct 12, 2016 18:48 UTC |
Straten LaurieSr. Vice President
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Exercise / conversionCommon Stock, no par value | 20,000 | $1.50 | $30,000.00 |
DisclosureSEC source: 0000889609-16-000056 · primary_doc.xml · nonDerivative · entry 1 Straten Laurie · CIK 0001576501 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 23:03 UTC |
Fritz Jeffrey PSr. Vice President
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Exercise / conversionStock Option (right to buy) · Derivative | 40,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000889609-16-000055 · primary_doc.xml · derivative · entry 2 Fritz Jeffrey P · CIK 0001301087 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common, no par · 40,000 shares Expires 2016-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Issued in consideration of the named person's services to the issuer. F1 · derivative.exercise_date: Became exercisable in 5 equal increments beginning on October 25 of 2007, 2008, 2009, 2010 and 2011. Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 23:03 UTC |
Fritz Jeffrey PSr. Vice President
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Exercise / conversionCommon Stock, no par value | 40,000 | $1.50 | $60,000.00 |
DisclosureSEC source: 0000889609-16-000055 · primary_doc.xml · nonDerivative · entry 1 Fritz Jeffrey P · CIK 0001301087 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2010 Filed Mar 11, 2010 23:31 UTC |
CITIGROUP INCSee General Remarks.
Citigroup Global Markets Holdings Inc.See General Remarks.
Citigroup Financial Products Inc.See General Remarks.
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SaleWarrants · Derivative | 500,000 | $1.96 Strike: $0.00 | $980,000.00 |
DisclosureSEC source: 0001181431-10-015770 · rrd269478.xml · derivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · See General Remarks. CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,000,000 Underlying: Common Stock · 500,000 shares Expires 2018-07-10 F1 · derivative.exercise_price: The exercise price of the warrant securities ("Warrants") is $0.00001 per share of common stock. F2 · kind: The transaction reported herein represents a sale and assignment of Warrants to the Issuer. F3 · price: The price of the Warrants is $1.95999 per share of common stock. F4 · ownership.nature: The Warrants reported herein are beneficially owned by Citigroup Financial Products Inc. ("CFP"). Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.