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Harton John Patrick

Disclosed activity across 1 company

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87496
SEC CIK
0001605827

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CONSUMER PORTFOLIO SERVICES, INC.CPSS · Entity 1404Sr. Vice PresidentSeptember 16, 2024September 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CONSUMER PORTFOLIO SERVICES, INC.

Report date September 16, 2024 · Filed September 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, No Par ValueSEC Table I · non-derivativeDirect255,604 Reported balance After 2024-09-16 transaction · row 1
1 source row

Row 1 · 2024-09-16 · Sale · Disposed 10,000 · Balance 255,604

F1: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.50 to $9.57, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Filing footnotes · ownership attribution and instrument terms

F1: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.50 to $9.57, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2024 Filed Sep 17, 2024 22:22 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 SaleCommon Stock, No Par Value 10,000 $9.50 $95,000.00
Disclosure

SEC source: 0001683168-24-006465 · ownership.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,604

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.50 to $9.57, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 00:06 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 SaleCommon Stock, No Par Value 10,000 $9.00 $90,000.00
Disclosure

SEC source: 0001683168-24-006266 · ownership.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,604

Read SEC document
May 16, 2024 Filed May 20, 2024 21:39 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0001683168-24-003706 · ownership.xml · derivative · entry 3

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2024-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in four equal installments on May 17, 2018, 2019, 2020 and 2021.

Read SEC document
May 16, 2024 Filed May 20, 2024 21:39 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Tax withholdingCommon Stock, no par value 34,593 $8.54 $295,424.22
Disclosure

SEC source: 0001683168-24-003706 · ownership.xml · nonDerivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,604

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 25,407 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. The reporting person forfeited 34,593 shares of common stock underlying the option in payment of the exercise price and tax liability, using the closing stock price on May 16, 2024 of $8.54 per share.

Read SEC document
May 16, 2024 Filed May 20, 2024 21:39 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionCommon Stock, no par value 60,000 $4.35 $261,000.00
Disclosure

SEC source: 0001683168-24-003706 · ownership.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 5, 2023 01:30 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-23-002952 · ownership.xml · derivative · entry 6

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2023-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Issued in consideration of the named person's services to the issuer.

F5 · derivative.exercise_date: Became exercisable in cumulative increments of 15,000 shares on May 12, 2017, 2018, 2019, and 2020.

Read SEC document
May 02, 2023 Filed May 5, 2023 01:30 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $7.97 Not disclosed
Disclosure

SEC source: 0001683168-23-002952 · ownership.xml · derivative · entry 5

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2023-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Issued in consideration of the named person's services to the issuer.

F3 · derivative.exercise_date: Became exercisable in cumulative increments of 6,000 shares on May 7, 2014, 2015, 2016, 2017, and 2018.

Read SEC document
May 02, 2023 Filed May 5, 2023 01:30 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Tax withholdingCommon Stock, no par value 26,637 $10.62 $282,884.94
Disclosure

SEC source: 0001683168-23-002952 · ownership.xml · nonDerivative · entry 4

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,197

F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 33,363 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. The reporting person forfeited 26,637 shares of common stock underlying the option in payment of the exercise price and tax liability, using the closing stock price on May 2, 2023 of $10.62 per share.

Read SEC document
May 02, 2023 Filed May 5, 2023 01:30 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionCommon Stock, no par value 60,000 $3.48 $208,800.00
Disclosure

SEC source: 0001683168-23-002952 · ownership.xml · nonDerivative · entry 3

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 5, 2023 01:30 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Tax withholdingCommon Stock, no par value 22,550 $10.62 $239,481.00
Disclosure

SEC source: 0001683168-23-002952 · ownership.xml · nonDerivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,834

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 7,450 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 22,550 shares of common stock underlying the option in payment of the exercise price and tax liability, using the closing stock price on May 2, 2023 of $10.62 per share.

Read SEC document
May 02, 2023 Filed May 5, 2023 01:30 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionCommon Stock, no par value 30,000 $7.97 $239,100.00
Disclosure

SEC source: 0001683168-23-002952 · ownership.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 17:42 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionStock Option (right to buy) · Derivative 25,000 Not disclosed Strike: $6.86 Not disclosed
Disclosure

SEC source: 0001683168-23-000442 · ownership.xml · derivative · entry 3

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 25,000 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's service to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 5,000 shares on February 01, 2014, 2015, 2016, 2017, and 2018.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 17:42 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Tax withholdingCommon Stock, No Par Value 17,754 $9.66 $171,503.64
Disclosure

SEC source: 0001683168-23-000442 · ownership.xml · nonDerivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,384

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 7,246 shares of common stock on net exercise of option to purchase 25,000 shares of common stock. The reporting person forfeited 17,754 shares of common stock underlying the option in payment of the exercise prices using the closing stock price on January 27, 2023 of $9.66 per share.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 17:42 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionCommon Stock, No Par Value 25,000 $6.86 $171,500.00
Disclosure

SEC source: 0001683168-23-000442 · ownership.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2022 Filed Aug 19, 2022 00:16 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 SaleCommon Stock, No Par Value 3,082 $14.28 $44,010.96
Disclosure

SEC source: 0001683168-22-005913 · ownership.xml · nonDerivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,138

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.22 to $14.37, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 23:42 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $10.25 Not disclosed
Disclosure

SEC source: 0001683168-22-004650 · ownership.xml · derivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2029-06-24

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on June 24, 2023, 2024, 2025, and 2026.

Read SEC document
June 17, 2022 Filed Aug 19, 2022 00:16 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 SaleCommon Stock, No Par Value 5,000 $11.01 $55,050.00
Disclosure

SEC source: 0001683168-22-005913 · ownership.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,220

Read SEC document
May 03, 2022 Filed May 5, 2022 23:53 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $6.11 Not disclosed
Disclosure

SEC source: 0001683168-22-003246 · ownership.xml · derivative · entry 3

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2022-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's service to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 15,000 shares on May 19, 2016, 2017, 2018, and 2019.

Read SEC document
May 03, 2022 Filed May 5, 2022 23:53 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Tax withholdingCommon Stock, No Par Value 38,280 $13.68 $523,670.40
Disclosure

SEC source: 0001683168-22-003246 · ownership.xml · nonDerivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,220

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 21,720 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. The reporting person forfeited 38,280 shares of common stock underlying the option in payment of the exercise prices and tax liability, using the closing stock price on May 3, 2022 of $13.68 per share.

Read SEC document
May 03, 2022 Filed May 5, 2022 23:53 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionCommon Stock, No Par Value 60,000 $6.11 $366,600.00
Disclosure

SEC source: 0001683168-22-003246 · ownership.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 18:28 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionStock Option (right to buy) · Derivative 7,000 Not disclosed Strike: $1.94 Not disclosed
Disclosure

SEC source: 0001683168-22-002281 · ownership.xml · derivative · entry 4

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 7,000 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's service to the issuer.

F3 · derivative.exercise_date: Became exercisable in cumulative increments of 1,400 shares on July 16, 2013, 2014, 2015, 2016 and 2017.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 18:28 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionStock Option (right to buy) · Derivative 18,000 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0001683168-22-002281 · ownership.xml · derivative · entry 3

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 18,000 shares

Expires 2022-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 3,600 shares on April 3, 2013, 2014, 2015, 2016 and 2017.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 18:28 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionCommon Stock, No Par Value 7,000 $1.94 $13,580.00
Disclosure

SEC source: 0001683168-22-002281 · ownership.xml · nonDerivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 18:28 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionCommon Stock, No Par Value 18,000 $1.20 $21,600.00
Disclosure

SEC source: 0001683168-22-002281 · ownership.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 18:24 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionStock Option (right to buy) · Derivative 2,500 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001683168-21-005807 · ownership.xml · derivative · entry 4

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 2,500 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 18:24 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionStock Option (right to buy) · Derivative 6,250 Not disclosed Strike: $1.75 Not disclosed
Disclosure

SEC source: 0001683168-21-005807 · ownership.xml · derivative · entry 3

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 6,250 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 18:24 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionCommon Stock, no par value 2,500 $1.50 $3,750.00
Disclosure

SEC source: 0001683168-21-005807 · ownership.xml · nonDerivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 18:24 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionCommon Stock, no par value 6,250 $1.75 $10,937.50
Disclosure

SEC source: 0001683168-21-005807 · ownership.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2021 Filed Aug 6, 2021 11:50 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $4.95 Not disclosed
Disclosure

SEC source: 0001683168-21-003303 · ownership.xml · derivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, no par value · 60,000 shares

Expires 2028-08-03

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on August 3, 2022, 2023, 2024 and 2025

Read SEC document
June 02, 2021 Filed Jun 5, 2021 00:29 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionStock Option (right to buy) · Derivative 25,000 Not disclosed Strike: $1.03 Not disclosed
Disclosure

SEC source: 0001683168-21-002377 · ownership.xml · derivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 25,000 shares

Expires 2021-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 5,000 shares on June 3, 2012, 2013, 2014, 2015, and 2016.

Read SEC document
June 02, 2021 Filed Jun 5, 2021 00:29 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionCommon Stock, no par value 25,000 $1.03 $25,750.00
Disclosure

SEC source: 0001683168-21-002377 · ownership.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:51 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0000889609-20-000024 · primary_doc.xml · derivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2027-06-01

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in 25% cumulative increments on June 1 of 2021, 2022, 2023, and 2024.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 18:52 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionStock Option (right to buy) · Derivative 12,000 Not disclosed Strike: $1.81 Not disclosed
Disclosure

SEC source: 0000889609-20-000006 · primary_doc.xml · derivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 12,000 shares

Expires 2020-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 2,400 shares on April 27, 2011, 2012, 2013, 2014, and 2015.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 18:52 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionCommon Stock, no par value 12,000 $1.81 $21,720.00
Disclosure

SEC source: 0000889609-20-000006 · primary_doc.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2019 Filed Aug 13, 2019 01:17 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 GrantStock Option (Right to Buy) · Derivative 60,000 Not disclosed Strike: $3.53 Not disclosed
Disclosure

SEC source: 0000889609-19-000022 · primary_doc.xml · derivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, no par value · 60,000 shares

Expires 2026-08-08

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in cumulative installments of 25% of the shares shown, on 08/08/2020, 08/08/2021, 08/08/2022 and 08/08/2023.

Read SEC document
May 13, 2019 Filed May 15, 2019 22:14 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $0.77 Not disclosed
Disclosure

SEC source: 0000889609-19-000006 · primary_doc.xml · derivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2019-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 6,000 shares on May 13, 2010, 2011, 2012, 2013, and 2014.

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May 13, 2019 Filed May 15, 2019 22:14 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionCommon Stock, no par value 30,000 $0.77 $23,100.00
Disclosure

SEC source: 0000889609-19-000006 · primary_doc.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 11, 2018 23:00 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-18-001283 · harton_f4.xml · derivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2025-05-09

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 9, 2019, 2020, 2021, and 2022.

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January 30, 2018 Filed Feb 1, 2018 23:10 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-18-000009 · primary_doc.xml · derivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 10,000 shares

Expires 2018-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 4,000 shares on June 10, 2010, and of 2,000 shares on January 30, 2011, 2012, and 2013.

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January 30, 2018 Filed Feb 1, 2018 23:10 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionCommon Stock, no par value 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0000889609-18-000009 · primary_doc.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 23:34 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-17-000035 · primary_doc.xml · derivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 10,000 shares

Expires 2017-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 4,000 shares on June 10, 2010, and of 2,000 shares on July 30, 2010, 2011, and 2012.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 23:34 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionCommon Stock, no par value 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0000889609-17-000035 · primary_doc.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2017 Filed May 23, 2017 17:44 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionStock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-17-000032 · primary_doc.xml · derivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 15,000 shares

Expires 2017-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in 5 equal increments on May 22, 2008, 2009, 2010, 2011, and 2012.

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May 19, 2017 Filed May 23, 2017 17:44 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionCommon Stock, no par value 15,000 $1.50 $22,500.00
Disclosure

SEC source: 0000889609-17-000032 · primary_doc.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2017 Filed May 20, 2017 00:24 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000889609-17-000029 · primary_doc.xml · derivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2024-05-17

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 17, 2018, 2019, 2020 and 2021.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:02 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionStock Option (right to buy) · Derivative 2,500 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-17-000007 · primary_doc.xml · derivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 2,500 shares

Expires 2017-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable as to 1,500 shares on June 10, 2010, and as to additional cumulative increments of 500 shares on February 27 of 2011 and 2012.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:02 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionCommon Stock, no par value 2,500 $1.50 $3,750.00
Disclosure

SEC source: 0000889609-17-000007 · primary_doc.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 21:17 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-16-000067 · primary_doc.xml · derivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 10,000 shares

Expires 2016-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable as to 6,000 shares on June 10, 2010, and as to additional cumulative increments of 2,000 shares on October 25 of 2010 and 2011.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 21:17 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 Exercise / conversionCommon Stock, no par value 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0000889609-16-000067 · primary_doc.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.